Skip to content

Instantly share code, notes, and snippets.

@pere000
Last active March 17, 2026 09:18
Show Gist options
  • Select an option

  • Save pere000/9f5ca52768572931935ad8be2866a4e1 to your computer and use it in GitHub Desktop.

Select an option

Save pere000/9f5ca52768572931935ad8be2866a4e1 to your computer and use it in GitHub Desktop.
Auto gist
This file has been truncated, but you can view the full file.
1 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
2 Contents lists available at ScienceDirect
3 Progress in Biophysics and Molecular Biology
4 journal homepage: www.elsevier.com/locate/pbiomolbio
5 A landscape of consciousness: Toward a taxonomy of explanations
6 and implications
7 Robert Lawrence Kuhn
8 Closer To Truth (TV & Web), United States
9 A R T I C L E I N F O
10 A B S T R A C T
11 Keywords:
12 Consciousness
13 Mind-body problem
14 Materialism
15 Monism
16 Dualism
17 Idealism
18 Diverse explanations or theories of consciousness are arrayed on a roughly physicalist-to-nonphysicalist land­
19 scape of essences and mechanisms. Categories: Materialism Theories (philosophical, neurobiological, electro­
20 magnetic field, computational and informational, homeostatic and affective, embodied and enactive, relational,
21 representational, language, phylogenetic evolution); Non-Reductive Physicalism; Quantum Theories; Integrated
22 Information Theory; Panpsychisms; Monisms; Dualisms; Idealisms; Anomalous and Altered States Theories;
23 Challenge Theories. There are many subcategories, especially for Materialism Theories. Each explanation is selfdescribed by its adherents, critique is minimal and only for clarification, and there is no attempt to adjudicate
24 among theories. The implications of consciousness explanations or theories are assessed with respect to four
25 questions: meaning/purpose/value (if any); AI consciousness; virtual immortality; and survival beyond death. A
26 Landscape of Consciousness, I suggest, offers perspective.
27 Explanations of consciousness abound and the radical diversity of
28 theories is telling. Explanations, or theories, are said to work at aston­
29 ishingly divergent orders of magnitude and putative realms of reality.
30 My purpose here must be humble: collect and categorize, not assess and
31 adjudicate.1 Seek insights, not answers.
32 Unrealistically, I’d like to get them all, at least all contemporary
33 theories that are sufficiently distinct with explanations that can sur­
34 mount an arbitrary hurdle of rationality or conceivability.2 Falsification
35 or verification is not on the agenda. I’m less concerned about the
36 ontological truth of explanations/theories3 than in identifying them and
37 then locating them on a “Landscape”4 to enable categorization and
38 assess relationships. Next, I assess implications of categories for “big
39 questions.” Thus, this Landscape is not about how consciousness is
40 measured or evolved or even works, but about what consciousness is and
41 what difference it makes.
42 It’s the classic “mind-body problem:” How do the felt experiences in
43 our minds relate to the neural processes in our brains? How do mental
44 states, whether sensory, cognitive, emotional, or even noumenal (self­
45 less) awareness, correlate with brain states? The Landscape of Con­
46 sciousness explanations or theories I want to draw is as broad as
47 possible, including those that cannot be subsumed by, and possibly not
48 even accessed by, the scientific method. This freedom from constraint, as
49 it were, is no excuse for wooly thinking. Standards of rationality and
50 clarity of argument must be maintained even more tenaciously, and
51 bases of beliefs must be specified even more clearly.
52 I have two main aims: (i) gather and describe the various theories
53 E-mail address: RLKUHN@icloud.com.
54 Feedback is appreciated, especially explanations or theories of consciousness not included, or not described accurately, or not classified properly; also, modi­
55 fications of the classification typology. “A Landscape of Consciousness” is a work-in-progress, permanently.
56 2
57 I make no attempt to be exhaustive historically: while Bohm, Jung, Aquinas, Aurobindo, and Dao De Jing are included; Plato, the Psalmist, Nagarjuna, Confucius,
58 and the Apostle Paul are not.
59 3
60 I use “explanation” and “theory” interchangeably, though I chose “explanations,” not “theories,” for the subtitle. “Theories” range from the “Theory of Relativity”
61 with high precision, to theories in the life and social sciences with confidence levels that vary wildly, to “I have a theory” (meaning “I have an idea,” about anything,
62 say, why my favorite sports team keeps losing). Other terms are “hypothesis,” an initial idea to guide research, and “model,” a simplification of the real world to
63 isolate and test insights. All these terms have precise definitions in the literature (see Daniel Stoljar, Kind and Stoljar, 2023, pp. 112–113). But on this Landscape
64 everyone picks their own term. Most pick “theory,” in part because they really believe their baby is beautiful. No matter the term, we are all after the same goal: the
65 foundation(s) of consciousness.
66 4
67 Deliberately, “A Landscape ….” not “The Landscape ….” I acknowledge, with pleasure, precedent to Leonard Susskind’s pioneering The Cosmic Landscape (string
68 theory structures and the anthropic principle).
69 1
70 https://doi.org/10.1016/j.pbiomolbio.2023.12.003
71 Received 4 June 2023; Received in revised form 12 September 2023; Accepted 25 December 2023
72 Available online 26 January 2024
73 0079-6107/© 2024 The Author(s). Published by Elsevier Ltd. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/bync-nd/4.0/).
74 R.L. Kuhn
75 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
76 and array them in some kind of meaningful structure of high-level or
77 first-order categories (and under Materialism, subcategories); and (ii)
78 assess their implications, with respect to four big questions: meaning/
79 purpose/value (if any); artificial intelligence (AI) consciousness; virtual
80 immortality; and survival beyond death.
81 Theories overlap; some work together. Moreover, while a real-world
82 landscape of consciousness, even simplified, would be drawn with three
83 dimensions (at least), with multiple kinds and levels of nestings—a
84 combinatorial explosion (and likely no closer to truth)—I satisfice with a
85 one-dimensional toy-model. I array all the theories on a linear spectrum,
86 simplistically and roughly, from the “most physical” on the left (at the
87 beginning) to the “least physical” on the right (near the end).5 (I have
88 two final categories after this spectrum.) The physicalism assumed in
89 Materialism Theories of consciousness is characterized by naturalistic,
90 science-based perspectives, while non-materialism theories have various
91 degrees of nonphysicalist perspectives outside the ambit of current sci­
92 ence and in some cases not subject to the scientific method of experi­
93 mentation and replicability.
94 Please do not ascribe the relative importance of a theory to the
95 relative size of its description. The shortest can be the strongest. It
96 sometimes takes more words to describe lesser-known theories. For each
97 description I feel the tension between conciseness and completeness.
98 Moreover, several are not complete theories in themselves but ways to
99 think about consciousness that strike me as original and perhaps
100 insightful.
101 I have followed consciousness studies in its various forms for my
102 entire life. My PhD is in neurophysiology (thalamocortical evoked po­
103 tentials).6 I am creator and host of Closer To Truth,7 the long-running
104 public television series and web resource on science and philosophy,
105 roughly one-third of which focuses on consciousness and brain/mind
106 topics.8 I have discussed consciousness with over 200 scientists and
107 philosophers who work on or think about consciousness and related
108 fields (Closer To Truth YouTube; Closer To Truth website).9
109 I use these Closer To Truth discussions as resources. I want to give feel
110 and flavor, as well as propositions and arguments, for the astonishingly
111 diverse attitudes and approaches to consciousness coming from radically
112 diverse perspectives and worldviews. That’s why I use spontaneous
113 quotes from verbal conversations along with meticulous quotes from
114 academic papers.
115 In one early Closer To Truth episode, “What are the Big Questions of
116 Science,” philosopher Patricia Churchland gave the bluntest answer:
117 “Out of meat, how do you get thought? That’s the grandest question.”
118 She distinguishes two major questions. One is whether psychological
119 states—our mental life of remembering, thinking, creating—are really a
120 subset of brain activity? The other is how do high-level psychological
121 processes come about from basic neurophysiological actions? “How do
122 brain cells, organized in their complex ways, give rise to my watching
123 something move, or seeing color, or smelling a rose”(Churchland, 2000;
124 Kuhn, 2000a, 2000b).
125 Philosopher David Papineau distinguishes three questions related to
126 consciousness: How?, Where?, and What? “First, how does consciousness
127 relate to other features of reality? Second, where are conscious phe­
128 nomena located in reality? And, third, what is the nature of conscious­
129 ness?” (Papineau, 2020a). Because this Landscape is structured by
130 theories of consciousness, not by philosophical questions, each theory
131 sets its own agenda for dealing with the three questions, mostly, of
132 course, focusing on the How?
133 Philosopher Thomas Nagel sees more a fundamental conundrum and
134 he frames it crisply. “We have at present no conception of how a single
135 event or thing could have both physical or phenomenological aspects, or
136 how if it did they could be related” (Nagel, 1986). In his influential
137 paper, “What Is It Like to Be a Bat?,” Nagel offers, “Without con­
138 sciousness the mind-body problem would be much less interesting. With
139 consciousness it seems hopeless” (Nagel, 1974).
140 “Hopeless,” to me, is invigorating; I’m up for the “hopeless chal­
141 lenge.” Take all that follows as my personal journey of consciousness;
142 idiosyncratic, to be sure; not all for everyone, not set in cement.
143 1. Chalmers’s “hard problem” of consciousness
144 Philosopher David Chalmers famously characterized the core
145 conundrum of explaining consciousness—accounting for “qualia,” our
146 qualitatively rendered interior experience of motion-picture-like
147 perception and cognitive awareness—by memorializing the pithy,
148 potent phrase, “the hard problem.” This is where most contemporary
149 theories commence and well they should (Section: Chalmers, 1995b,
150 1996, 2007; 2014a; 2014b; 2016b).
151 It is no exaggeration to say that Chalmer’s 1995 paper, “Facing up to
152 the problem of consciousness” (Chalmers, 1995b) and his 1996 book,
153 The Conscious Mind: In Search of a Fundamental Theory (Chalmers, 1996),
154 were watershed moments in consciousness studies, challenging the
155 conventional wisdom of the prevailing materialist-reductionist world­
156 view and altering the dynamics of the field. His core argument against
157 materialism, in its original form, is deceptively (and delightfully)
158 simple:
159 1. In our world, there are conscious experiences.
160 2. There is a logically possible world physically identical to ours, in
161 which the positive facts about consciousness in our world do not
162 hold.
163 3. Therefore, facts about consciousness are further facts about our
164 world, over and above the physical facts.
165 4. So, materialism is false.
166 This is the famous “Zombie Argument” (infamous to some): whether
167 creatures absolutely identical to us in every external measure, but with
168 no internal light, no inner subjective experience, are “conceivable”—the
169 argument turning on the meaning and implications of “conceivable” and
170 the difference between conceivable and possible. (It can be claimed that
171 the Zombie Argument for consciousness being nonphysical, like the
172 Ontological Argument for God actually existing, sneaks the conclusion
173 into one of the premises.)
174 Chalmers asks, “Why does it feel like something inside? Why is our
175 brain processing—vast neural circuits and computational mecha­
176 nisms—accompanied by conscious experience? Why do we have this
177 amazing, entertaining inner movie going on in our minds?” (All quotes
178 not referenced are from Closer To Truth videos on www.closertotruth.co
179 m, including 2007, 2014a, 2014b, 2016b.)
180 Key indeed are qualia, our internal, phenomenological, felt experi­
181 ence—the sight of your newborn daughter, bundled up; the sound of
182 Mahler’s Second Symphony, fifth movement, choral finale; the smell of
183 garlic, cooking in olive oil. Qualia—the felt qualities of inner experi­
184 ence—are the crux of the mind-body problem.
185 Chalmers describes qualia as “the raw sensations of experience.” He
186 says, “I see colors—reds, greens, blues—and they feel a certain way to
187 me. I see a red rose; I hear a clarinet; I smell mothballs. All of these feel a
188 5
189 My typology is arbitrary, and any association with political connotations of
190 “left” and “right” is coincidental and comical.
191 6
192 UCLA Department of Anatomy and Brain Research Institute, 1964–1968.
193 7
194 Closer To Truth is co-created, produced and directed by Peter Getzels.
195 8
196 Closer To Truth features over 100 TV episodes and over 1500 video in­
197 terviews on consciousness and related topics, issues and questions in brain and
198 mind, such as free will, personal identity, and alien intelligences. Closer To
199 Truth website, www.closertotruth.com and Closer To Truth YouTube channel,
200 www.youtube.com/@CloserToTruthTV.
201 9
202 In addition, viewers globally send me their theories on consciousness: some
203 are coherent, a few are original, all are passionate. I consider them all—most,
204 admittedly, I skim—and I learn some, enriching the Landscape. There seems a
205 sharp division: those striving to develop purely physicalist explanations (how­
206 ever complex), and those taking consciousness as in some sense fundamental
207 (whether motivated by religion, parapsychology or philosophy).
208 29
209 R.L. Kuhn
210 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
211 certain way to me. You must experience them to know what they’re like.
212 You could provide a perfect, complete map of my brain [down to
213 elementary particles]—what’s going on when I see, hear, smell—but if I
214 haven’t seen, heard, smelled for myself, that brain map is not going to
215 tell me about the quality of seeing red, hearing a clarinet, smelling
216 mothballs. You must experience it.”
217 Since qualia constitutes the core of the “hard problem,” and since the
218 hard problem has come to so dominate consciousness studies such that
219 almost every theorist must confront it, seeking either to explain it or
220 refute it—and since the hard problem is a leitmotiv of this Landscape—I
221 asked Dave about its backstory.
222 about consciousness”) (Chalmers, 2003).
223 “Physicalists, of course, resist these arguments,” says Philosopher
224 Frank Jackson. “Some deny the modal and epistemic claims the argu­
225 ments use as premises. They may grant (as they should) the intuitive
226 appeal of the claim that a zombie physical duplicate of me is possible,
227 but insist that, when one looks at the matter more closely, one can see
228 that a zombie physical duplicate of me is not in fact possible. Any
229 physical duplicate of me must feel pain when they stub their toe, have
230 things look green to them on occasion, and so on” (Jackson, 2023).
231 Philosopher Daniel Stoljar targets the conceivability argument
232 (“CA”). Strictly speaking, he says, “CA is an argument against the truth
233 of physicalism. However, since it presupposes the existence of con­
234 sciousness, it may be regarded also as an argument for the in­
235 compatibility of physicalism and the existence of consciousness.”
236 Stoljar’s epistemic view offers a two-part response. “The first part sup­
237 poses that there is a type of physical fact or property that is relevant to
238 consciousness but of which we are ignorant.” He calls this the ignorance
239 hypothesis. The second part “argues that, if the ignorance hypothesis is
240 true, CA is unpersuasive” for reasons of logic (Kind and Stoljar, 2023, pp.
241 92, 95).
242 Philosopher Yujin Nagasawa calls “The Knowledge Argument”
243 (Jackson, 1982, 1986, 1995, 1998) “among the strongest arguments (or
244 possibly the strongest argument) for the claim that there is [in con­
245 sciousness] something beyond the physical” (Nagasawa, 2012a). Based
246 on a thought experiment by Frank Jackson, it imagines “Mary, a brilliant
247 scientist,” who lives entirely in a black-and-white room, who acquires all
248 physical, scientific knowledge about color—wavelengths of light in all
249 detail—“but it seems obvious that when she comes outside her room, she
250 learns something completely new, namely, what is like to see color.”
251 Prior to seeing the color, “she doesn’t have phenomenal knowledge of
252 conscious experience.” While Jackson himself no longer endorses the
253 argument, it is still regarded as one of the most important arguments
254 against physicalism, though of course it has its critics (Garfield, 1996).
255 Nagasawa, who did his PhD under Jackson, responds to critics of the
256 argument (Nagasawa, 2010), but also offers his own objections and
257 novel proposals (Nagasawa, 2008).
258 Frank Jackson himself has much of the contemporary literature on
259 consciousness revolving around three questions. “Does the nature of
260 conscious experience pose special problems for physicalism? Is the na­
261 ture of conscious experience exhausted by functional role? Is the nature
262 of conscious experience exhausted by the intentional contents or
263 representational nature of the relevant kinds of mental states?”
264 (Jackson, 1997).
265 To philosopher Philip Goff, there are two aspects of consciousness
266 that give rise to the hard problem, qualitivity and subjectivity: qualitivity
267 meaning that experiences involve sensory qualities, whether in real-time
268 or via memory recall; subjectivity meaning that there is a subject who has
269 those experiences, that “these experiences are for someone: there is
270 something that it’s like for me to experience that deep red.” Goff argues
271 that these two aspects of consciousness give rise to two “hard problems.”
272 While either problem would be sufficient to refute materialism, he says,
273 the hard problem of qualitivity is more pronounced—or at least easier to
274 argue for—because the vocabulary of the physical sciences, which tell a
275 purely quantitative story of causal structures, cannot articulate the
276 qualities of experience; the language of physics entails an explanatory
277 limitation (Goff, 2021).
278 Philosopher Colin McGinn provides a culinary perspective: “Matter is
279 just the wrong kind of thing to give birth to consciousness … You might
280 as well assert, without further explanation, that numbers emerge from
281 biscuits, or ethics from rhubarb” (McGinn, 1993).
282 Philosopher Jerry Fodor put the problem into what he thought would
283 be perpetual perspective. “[We don’t know], even to a first glimmer,
284 how a brain (or anything else that is physical) could manage to be a
285 locus of conscious experience. This … is, surely, among the ultimate
286 metaphysical mysteries; don’t bet on anybody ever solving it” (Fodor,
287 1998).
288 “I first remember presenting the hard problem in a talk at the first
289 Tucson ‘Toward a Science of Consciousness’ consciousness in 1994.
290 When did I first use it? Did I use it in writing before then? I’ve looked
291 in my writing and have not found it [i.e., not prior to the 1994 talk].
292 The hard problem was part of the talk. I remember speaking with
293 some students beforehand, saying I’m going to talk about ‘hard
294 problems, easy problems.’ I had been already talking this way in my
295 seminar the previous year, so maybe it was already becoming part of
296 my thinking. But I didn’t think about it as an ‘insight.’ I just thought
297 it a way of stating the obvious. ‘Yeah, there’s a really hard problem
298 here.’ So, as part of the first couple of minutes of my talk, I said
299 something like ‘everyone knows there is a hard problem’ …. And
300 people took it and said ‘it’s this great insight’ … Well, it did become a
301 catchy meme; it became a way of encapsulating the problem of
302 consciousness in a way that made it difficult to ignore, and I’m
303 grateful for that role. I had no idea at the time that it would catch on,
304 but it’s good because the problem of consciousness is really easy to
305 ignore or to sidestep, and having this phrase, ‘the hard problem,’ has
306 made it difficult to do that. There’s now just a very natural response
307 whenever that happens. You say, ‘Well, that’s addressing the easy
308 problem, but it’s not addressing the hard problem.’ I think this helps
309 in getting both scientists and philosophers to take consciousness
310 seriously. But I can’t take credit for the idea. Everyone knew that
311 consciousness was a hard problem way before me—my colleagues,
312 Tom Nagel and Ned Block; philosophers like C.D. Broad almost 100
313 years ago; Thomas Huxley back in the 19th century; even Leibniz and
314 Descartes—they all knew that consciousness was a hard problem”
315 (Chalmers, 2016b).
316 Over the years, while Chalmers has played a leading role in
317 expanding and enriching the field of consciousness studies (Chalmers,
318 2018), his overarching views have not changed: “I don’t think the hard
319 problem of consciousness can be solved purely in terms of neurosci­
320 ence.” As science journalist George Musser puts it, “By ‘hard,’ Chalmers
321 meant impossible. Science as we now practice it, he argued, ‘is inher­
322 ently unable to explain consciousness’” (Musser, 2023a,b).
323 This does not mean, of course, that Chalmers is making a case for
324 “substance dualism,” some nonphysical stuff (like the immortal souls of
325 many religions). Chalmers is postulating a “naturalistic dualism,” where
326 perhaps “information” is the connective, because while information is
327 not material, it is embedded in the physical world. He notes, “We can
328 also find information realized in our phenomenology.” This is a “natu­
329 ralistic dualism,” a kind of property dualism (15.1).
330 To Chalmers, “It is natural to hope that there will be a materialist
331 solution to the hard problem and a reductive explanation of con­
332 sciousness, just as there have been reductive explanations of many other
333 phenomena in many other domains. But consciousness seems to resist
334 materialist explanation in a way that other phenomena do not.” He
335 encapsulates this resistance in three related arguments against materi­
336 alism: (i) The Explanatory Argument (“explaining structure and function
337 does not suffice to explain consciousness”); (ii) The Conceivability
338 Argument (“it is conceivable that there be a system that is physically
339 identical to a conscious being, but that lacks at least some of that being’s
340 conscious states”); (iii) The Knowledge Argument (“someone could
341 know all the physical facts … and still be unable to know all the facts
342 30
343 R.L. Kuhn
344 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
345 2. Initial thoughts
346 where consciousness is. But if it’s ‘a suitcase’ and it’s just a word for
347 many different processes, they’re wasting their time. They should try to
348 find out how each of those processes works and how they’re related”
349 (Minsky, 2007a).
350 Philosopher Massimo Pigliucci points out that “you do not need
351 phenomenal consciousness in order to react to the environment. Plants
352 do it, bacteria do it, all sorts of stuff do it.” But when it comes to emotion,
353 he says, “Yes, you do need consciousness – in fact, that is what an
354 emotion is. Emotion implies some level of internal perception of what’s
355 going on, some awareness of the phenomenal experience” (Pigliucci,
356 2023a,b).
357 Suffice it to say that the hard problem refers to phenomenal con­
358 sciousness. (This is not to say, of course, that cognitive or access con­
359 sciousness is an “easy problem.”)
360 To Alex Gomez-Marin, a theoretical physicist turned behavioral
361 neurobiologist, “Ask not what neuroscience can do for consciousness but
362 what consciousness can do for neuroscience.” He laments, “When it
363 comes to serious proposals that offer an alternative to materialism, the
364 mainstream has its doors wide shut … I believe the underlying issue of
365 this debate is a tectonic clash about the nature of reality … In other
366 words, the dominant physicalist paradigm can tolerate many things
367 (including its own internal contradictions and empirical anomalies), but
368 not panpsychism, idealism, dual-aspect monism, or any other view …
369 Any nonmaterialist whiff in the consciousness hunger games is pun­
370 ished. Challenge the core foundations, and you shall be stigmatized;
371 propose a cutting-edge new color to the walls of the old building, you
372 will be cheered (Gomez-Marin, 2023).
373 On the other hand, philosopher Simon Blackburn cautions against
374 overinflating consciousness as a concept. “I wouldn’t try to approach it
375 by definition,” he said. “That’s going to be just a can of worms. Leibniz
376 said that if we could blow the brain up to the size of a mill and walk
377 around in it, we still wouldn’t find consciousness” (Blackburn, 2012).
378 To Blackburn, the hard problem is not what Chalmers says it is. “I
379 think the really hard problem is trying to convince ourselves that this
380 [consciousness problem] is, as it were, an artifact of a bad way of
381 thinking. The philosopher who did the most to try to persuade us of that
382 was Ludwig Wittgenstein; the central exhibit in his armory was a thing
383 called the private language argument [i.e., a language understandable
384 by only one person is incoherent]. Wittgenstein said if you think in terms
385 of consciousness in that classical way, we meet the problem of other
386 minds. Why should I think that you’re conscious? I know that I am, but
387 what about you? And if consciousness in some sense floats free, it might
388 sort of just come and go all over the place. As I say, the hard problem is
389 getting rid of the hard problem” (Blackburn, 2012).
390 Physicist-visionary Paul Davies disagrees. “Many scientists think that
391 life and consciousness are just irrelevant byproducts in a universe;
392 they’re just other sorts of things. I don’t like that idea. I think we’re
393 deeply significant. I’ve always been impressed by the fact that human
394 beings are not only able to observe the universe, but they’ve also come
395 to understand it through science and mathematics. And the fact that we
396 can glimpse the rules on which the universe runs—we can, as it were,
397 decode the cosmic code—seems to me to point to something of
398 extraordinary and fundamental significance” (Davies, 2006a).
399 To computer scientist-philosopher Jaron Lanier, “Fundamentally, we
400 know very little about consciousness and the process of doing science is
401 best served by humility. So, until we can explain this subjective expe­
402 rience, I think we should accept it as being there” (Lanier, 2007a).
403 I should note that the mind-body problem is hardly the only problem
404 in consciousness studies: there are myriad mind-related problems.
405 Topping the list of others, perhaps, is the problem of mental causation:
406 How can mental states affect physical states? How can thoughts make
407 actions?
408 Physicist Uzi Awret argues that explaining how consciousness acts on
409 the matter of the brain to “proclaim its existence” is just as hard as
410 explaining how matter can give rise to consciousness. In fact, the two
411 questions constrain each other. (For example, must panpsychists
412 Consciousness has been a founding and primary theme of Closer To
413 Truth, broadcast on PBS stations since 2000 and now a global resource
414 on the Closer To Truth website and Closer To Truth YouTube channel.
415 What is consciousness? What is the deep essence of consciousness? What
416 is the deep cause of consciousness? (These are not the same question.)
417 Again, it is the core of the mind-body problem—how thoughts in our
418 minds and sensations of our experiences interrelate with activities in our
419 brains.
420 What does the word “consciousness” mean? What is its referent?
421 “Consciousness” has multiple definitions, which has been part of the
422 problem in its study. There are clear categories of consciousness, un­
423 controversially recognized. For example, distinguishing “creature con­
424 sciousness” (the somatic condition of being awake and responding to
425 stimuli) and “mental state consciousness” (the cognitive condition of
426 experiential engagement with the environment and oneself). More
427 importantly, distinguishing “phenomenal consciousness” (“what it is
428 like”) and “cognitive consciousness” (Humphrey, 2023a,b) or “access
429 consciousness”10 (Block, 2023), which are more about function than
430 phenomenology.
431 Philosopher Ned Block sees “the border between perception and
432 cognition” as a “joint in nature,” primed for exploration. He says he was
433 drawn to this subject because of the realization that the difference be­
434 tween what he calls “access consciousness (cognitive access to
435 phenomenally conscious states)” and what he calls “phenomenal con­
436 sciousness (what it is like to experience)” was rooted “in a difference
437 between perception—whether conscious or unconscious—and cognitive
438 access to perception” (Block, 2023).
439 With respect to “information,” it is suggested that “the word ‘con­
440 sciousness’ conflates two different types of information-processing
441 computations in the brain: the selection of information for global
442 broadcasting, thus making it flexibly available for computation and
443 report,” and “the self-monitoring of those computations, leading to a
444 subjective sense of certainty or error” (Dehaene et al., 2017). But, again,
445 the issue is phenomenal consciousness, and to the extent that each type
446 of consciousness comes with inner experience, the same issues obtain.
447 Artificial intelligence pioneer Marvin Minsky calls consciousness “a
448 suitcase term,” meaning that all sorts of separate or mildly related
449 concepts can be packed into it. “Consciousness,” he says, “is a clever
450 trick that we use to keep from thinking about how thinking works. And
451 what we do is we take a lot of different phenomena and we give them all
452 the same name, and then you think you’ve got it.” Minsky enjoys dis­
453 secting consciousness: “When people use the word ‘consciousness,’ it’s a
454 very strange idea that there’s some wonderful property of the brain that
455 can do so many different things—at least four or five major things and
456 dozens of others. For example, if I ask, ‘were you conscious that you
457 touched your ear?’ You might say ‘no, I didn’t know I did that.’ You
458 might say, ‘yes.’ If you say yes, it’s because some part of your mind, the
459 part that talks, has access to something that remembers what’s
460 happened recently with your arm and your ear.” Minsky notes “there are
461 hundreds of kinds of awarenesses. There’s remembering something as an
462 image. There’s remembering something as a string of words. There’s
463 remembering the tactile feeling of something” (Minsky, 2007a).
464 Minsky says there is no harm in having consciousness as a suitcase
465 term for social purposes. When a word has multiple meanings, that
466 ambiguity is often very valuable, he says. “But if you’re trying to un­
467 derstand those processes and you’ve put them all in one box, then you
468 say, where in the brain is consciousness located? There’s a whole
469 community of scientists who are trying to find the place in the brain
470 10
471 The noncognitive nature of perception precludes cognitive theories of
472 consciousness. In particular, Block says there is an argument from one of the
473 cases of nonconceptual perception to the conclusion that there is phenomenal
474 consciousness without access consciousness.
475 31
476 R.L. Kuhn
477 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
478 consider phenomenal powers and dualists kinds of interactionism?)
479 Awret makes the insightful point that one reason the two questions
480 should be conjoined is that they can be complementary in the sense that
481 explaining one makes it harder to explain the other (Awret, 2024).
482 Mental causation is an issue for every theory of consciousness: a
483 serious one for Dualism, less of so for monistic theories—Materialism,
484 Monisms, Idealisms, perhaps Panpsychism-—in that everything would
485 be made of the same stuff. Yet, still, mental causation needs explanation.
486 But that is not my task here.
487 While precise definitions of consciousness are challenging, almost
488 everyone agrees that the real challenge is phenomenal consciousness.
489 Phenomenal consciousness is the only consciousness in this Landscape.
490 Consciousness (including Eliminativism, Illusionism, Monisms, Dualism,
491 Idealism) (Bourget and Chalmers, PhilPapers). In presenting a case for
492 panpsychism, Chalmers arrays and assesses materialism, dualism and
493 monism as well as panpsychism (Chalmers, 2016a).
494 Neuroscientist Anil Seth and Tim Bayne gather and summarize a
495 wide range of candidate theories of consciousness seeking to explain the
496 biological and physical basis of consciousness (22 theories that are
497 essentially neurobiological) (Seth and Bayne, 2022). They review four
498 prominent theories—higher-order theories; global workspace theories;
499 reentry and predictive processing theories; and integrated information
500 theory—and they assert that “the iterative development, testing and
501 comparison of theories of consciousness will lead to a deeper under­
502 standing of this most central of mysteries.” However, Seth and Bayne
503 intensify the mystery by observing, “Notably, instead of ToCs [theories
504 of consciousness] progressively being ‘ruled out’ as empirical data ac­
505 cumulates, they seem to be proliferating.” This seems telling.
506 An engagingly novel kind of survey of the mind-body problem is an
507 insightful (and delightfully idiosyncratic) book by science writer John
508 Horgan (2018). Rejecting “hard-core materialists” who insist “it is a
509 pseudo-problem, which vanishes once you jettison archaic concepts like
510 ‘the self’ and ‘free will’,” Horgan states that “the mind-body problem is
511 quite real, simple and urgent. You face it whenever you wonder who you
512 really are.” Recognizing that we can’t escape our subjectivity when we
513 try to solve the riddle of ourselves, he explores his thesis by delving into
514 the professional and personal lives of nine mind-body experts. (He ad­
515 mits it is odd to offer “my subjective takes on my subjects’ subjective
516 takes on subjectivity.”) (Horgan, 2019).
517 While greater understanding of the biological (and material) basis of
518 consciousness will no doubt be achieved, the deeper question is whether
519 such biological understanding will be sufficient to explain, even in
520 principle, the essence of consciousness, ever. While most adherents at
521 both ends of the Landscape of Consciousness—materialists and ideal­
522 ists—are confident of the ultimate vindication of their positions, others,
523 including me, take this deeper question as remaining an open question.
524 My high-bar attempt here is to generate a landscape that is univer­
525 sally exhaustive, in that whatever the ultimate explanation of con­
526 sciousness, it is somewhere, somehow, embedded in this Landscape of
527 theories (perhaps in multiple places)—even if we have no way, now or in
528 the foreseeable future, to discern it from its cohort Landscapees.
529 3. Philosophical tensions
530 Two types of philosophical tensions pervade all efforts to understand
531 consciousness: (i) epistemological versus ontological perspectives, and
532 (ii) the nexus between correlation and causation. The former distin­
533 guishes what we can know from what really exists; they can be the same,
534 of course, but that determination may not be a superficial one and in fact
535 may not be possible, in practice or even in principle. The latter has an
536 asymmetrical relationship in that causation must involve correlation
537 whereas correlation does not necessarily involve causation; the dyadic
538 entities that correlate might each be caused by an unknown hidden
539 factor that just so happens to cause each of them independently.
540 In addition, there are questions about the phylogenetic evolution of
541 consciousness (9.10). Is it a gradual gradient, from simple single-cells
542 seeking homeostasis via stimulus-response to environmental pressures,
543 relatively smoothly up the phylogenetic tree to human-level con­
544 sciousness (as is conventional wisdom)? Or is consciousness more like a
545 step-function with spurts and stops? Is there a cut-off, as it were? Others,
546 of course, maintain that consciousness is irreducible, even fundamental
547 and primordial.
548 I give “Philosophical Tensions” its own section, however short, to
549 stress the explanatory burden of which every theory of consciousness
550 must keep cognizant: the epistemology-ontology distinction and the
551 correlation-causation conundrum.
552 4. Surveys & typologies
553 5. Opposing worldviews
554 Philosopher Tim Bayne suggests three ways to think about what
555 consciousness is: (i) experience, awareness and their synonyms (Nagel’s
556 “what-its-like-to-be”); (ii) paradigms and examples, using specifics to
557 induce the general; and (iii) initial theories to circumscribe the borders
558 of the concept, such that a more complete definition falls out of the
559 theory. Examples of (iii) are conducting surveys and organizing typol­
560 ogies (see below) and constructing taxonomies (which is the intent of
561 this paper) (Bayne, 2007).
562 To appreciate theories of consciousness, there are superb surveys and
563 typologies, scientific and philosophical, that organize the diverse
564 offerings.
565 David Chalmers offers that “the most important views on the meta­
566 physics of consciousness can be divided almost exhaustively into six
567 classes,” which he labels “type A” through “type F.” The first three (A
568 through C) involve broadly reductive views, seeing consciousness as a
569 physical process that involves no expansion of a physical ontology
570 [Materialism Theories, 9]. The other three (D through F) involve broadly
571 nonreductive views, on which consciousness involves something irre­
572 ducible in nature, and requires expansion or reconception of a physical
573 ontology [D = Dualism, 15; E = Epiphenomenalism, 9.1.2; F = Monism,
574 14] (Chalmers, 2003).
575 PhilPapers (David Bourget and David Chalmers, general editors)
576 feature hundreds of papers on Theories of Consciousness, organized into
577 six categories: Representationalism; Higher-Order Theories of Con­
578 sciousness; Functionalist Theories of Consciousness; Biological Theories
579 of Consciousness; Panpsychism; Miscellaneous Theories of
580 At the highest level of abstraction, there are two ways to frame
581 competing theories of consciousness. One way pits monism, where only
582 one kind of stuff is fundamental (though manifest in ostensibly different
583 forms), against dualism, where both physical and mental realms are
584 equally fundamental, without either being reducible to the other.11
585 There are two kinds of monism, each sitting at opposite ends of the
586 Landscape of Consciousness: at one end, materialism or physicalism,12
587 where the only real things are products of, or subject to, the laws of
588 physics, and can be accessed reliably and reproducibly only by the
589 natural sciences; and at the other end, idealism, where only the mental is
590 11
591 Logically, there is no necessity for dualism to be the limit; there can be
592 innumerable kinds of irreducible “World-Stuffs”; for this Landscape, monism vs.
593 dualism is sufficiently daunting.
594 12
595 “Materialism” and “physicalism” are roughly equivalent ontological terms,
596 often used interchangeably, although physicalism can cover wider territory,
597 including properties that the laws of physics describe, e.g., space, time, energy,
598 matter. Moreover, physicalism can connote more epistemological matters, in
599 terms of how we can know things. Materialism can be distinguished as the more
600 restrictive term, meaning all that is real is matter and its equivalents. It con­
601 notes more ontological concerns, in terms of what really exists. In this Land­
602 scape, we go more with “materialism,” which also maintains historical
603 continuity.
604 32
605 R.L. Kuhn
606 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
607 Fig. 1. A landscape of consciousness - basic outline.
608 fundamental, and all else, including all physical existence, is derivative,
609 a manifestation of the mental. (Nondualism, from philosophical and
610 religious traditions originating on the Indian subcontinent, avers that
611 consciousness and only consciousness, which is cosmic, is fundamental
612 and primitive. 16.1.)
613 The second way to frame opposing explanations of consciousness is
614 simply the classic physical vs. nonphysical distinction, though certain
615 explanations, such as panpsychism, may blur the boundary.
616 over the conundrum moot, if not meaningless?
617 Second, if consciousness is real (and not primitive), then since in
618 some sense it would be emergent, would this emergence of conscious­
619 ness be “weak,” meaning that in principle it could be explained by, or
620 reduced to, more fundamental science (even if in practice, it could not
621 be, for a long time, if ever)?
622 Third, if weak emergence has insufficient resources, would this
623 emergence of consciousness be “strong,” meaning that it would be
624 forever impossible to totally explain consciousness, even in principle, by
625 reducing it to more fundamental levels of scientific explanation (9.1.4).
626 Finally, is there an intermediate position, where consciousness was
627 not fundamental ab initio, but when it evolved or emerged, conscious­
628 ness came to become somehow inevitable, more than an accidental
629 byproduct of physical processes? Some see in the grand evolution of the
630 cosmos a process where elements in the cosmos—or more radically, the
631 cosmos itself—work to make the cosmos increasingly self-aware (13.8).
632 Some founders of quantum theory famously held consciousness as
633 fundamental. Max Planck: “I regard consciousness as fundamental. I
634 regard matter as derivative from consciousness. We cannot get behind
635 consciousness. Everything that we talk about, everything that we regard
636 as existing, postulates consciousness” (The Observer, 1931a). Erwin
637 Schrödinger: “Although I think that life may be the result of an accident,
638 I do not think that of consciousness. Consciousness cannot be accounted
639 for in physical terms. For consciousness is absolutely fundamental. It
640 cannot be accounted for in terms of anything else” (The Observer,
641 6. Is consciousness primitive/fundamental?
642 A first foundational question is whether consciousness is primitive or
643 fundamental, meaning that it cannot be totally explained by, or
644 “reduced” to, a deeper level of reality. (“Totally” is the operative word,
645 because consciousness can be explained by, or reduced to, neuroscience,
646 biology, chemistry and physics, certainly in large part, at least.)
647 If consciousness is primitive or fundamental, we can try to explore
648 what this means, what alternative concepts of ultimate reality may
649 follow—though, if this were the case, there is probably not much
650 progress to be made.
651 On the other hand, if consciousness is not primitive or fundamental,
652 there is much further work to be done and progress to be made. To begin,
653 there are (at least) three next questions:
654 First, is consciousness “real,” or, on the other hand, is it sufficiently
655 an “illusion,” a brain trick, as it were, which would render consternation
656 33
657 R.L. Kuhn
658 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
659 Fig. 2. A landscape of consciousness - complete outline.
660 1931b). Also, “The total number of minds in the universe is one. In fact,
661 consciousness is a singularity phasing within all beings.” Arthur
662 Eddington: “when we speak of the existence of the material universe we
663 are presupposing consciousness.” (The Observer, 1931c). Louis de Bro­
664 glie: “I regard consciousness and matter as different aspects of one and
665 the same thing” (The Observer, 1931d). John von Neumann (less
666 explicitly): "Consciousness, whatever it is, appears to be the only thing in
667 physics that can ultimately cause this collapse or observation." John
668 Stewart Bell: “As regards mind, I am fully convinced that it has a central
669 place in the ultimate nature of reality” (Mollan, 2007).
670 Of course, consciousness as fundamental would eliminate only
671 Materialism Theories. Compatible would be Panpsychisms, Monisms,
672 Dualisms and Idealisms; also, some Quantum Theories and perhaps In­
673 tegrated Information Theory. (But Materialism has substantial re­
674 sources, 9.)
675 7. Identity theory
676 I take special interest in identity theory (Smart, 2007), not because I
677 subscribe to the early mind-brain identity theory as originally formu­
678 lated, but because its way of thinking is far more pervasive and far more
679 elucidating than often realized (though perhaps in a way not as sanguine
680 as some may have hoped).
681 In PhilPapers’ Theories of Consciousness, Mind-Brain Identity The­
682 ory is classified under Biological Theories of Consciousness. Classic
683 mind-brain identity theory is indeed the commitment that mental states/
684 events/processes are identical to brain states/events/processes
685 (Aranyosi, PhilPapers).
686 I would want to generalize this. I would want to say that any theory
687 of consciousness, to be complete and sufficient, must make an identity
688 claim. Bottom line, every theory of consciousness that offers itself as a
689 total explanation, necessary if not always sufficient—other than those
690 where consciousness is fundamental—must be a kind of identity theory.
691 34
692 R.L. Kuhn
693 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
694 Fig. 2. (continued).
695 I mean identity theory in the strong sense, in the same sense that the
696 Morning Star and the Evening Star must both be Venus, such that if you
697 eliminate the Morning Star you cannot have the Evening Star. (David
698 Papineau makes a virtue of this necessity in his mind-brain identity
699 argument for physicalism. It doesn’t matter which specific materialist or
700 physicalist theory—all of them, in essence, are mind-brain identity
701 theories [Papineau, 2020b]—9.1.9.)
702 Here’s the point. There is some kind of “consciousness identity”
703 actually happening—it is always happening and it never changes.
704 Something happening or existing in every sentient creature just is
705 consciousness.
706 8. A landscape
707 As the title suggests, the purpose of this paper is to work toward
708 developing a landscape of consciousness, a taxonomy of explanations
709 and implications. The focus is ontological: what is the essence of our
710 inner awareness of felt experience, our perceiving, our enjoying, what
711 we call qualia.
712 To get an overall sense of the entire Landscape, I have three Figures:
713 Fig. 1: A high-level list of the 10 major categories, and under Mate­
714 rialism Theories, the 10 subcategories.
715 Fig. 2: A complete list of all the theories of consciousness, organized
716 under the major categories and subcategories.
717 35
718 R.L. Kuhn
719 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
720 Fig. 2. (continued).
721 Fig. 3: A graphic image of the entire Landscape, with all categories,
722 subcategories and theories (abbreviated) (created by Alex GomezMarin).
723 Note: Categories 1–10 in the Figures correspond to sections 9-18 in
724 the text. To convert from categories/theories in the Figures to sec­
725 tions/theories in the text, add eight (+8). Conversely, to convert
726 from sections/theories in the text to categories/theories in the Fig­
727 ures, subtract eight (− 8).
728 these—although all of these are recruited by various explanations on
729 offer.
730 Mechanisms of consciousness are relevant here only to the extent
731 that they elucidate a core theory of consciousness. For example, the
732 “neurogeographic” debate between the “front of the head” folks—the
733 Global Workspace (9.2.3) and Higher-Order (9.8.3) theorists—and the
734 “back of the head” folks—the Integrated Information (4) and Recurrent
735 Processing (9.8.2) theorists—is essential for a complete neurobiological
736 explanation of consciousness (Block, 2023, pp. 417–418), but it is of
737 only mild interest for an ontological survey of the Landscape. If the
738 Global Workplace suddenly shifted to the back of the head, and Inte­
739 grated Information to the front, would the “trading-places” inversion
740 make much ontological difference?
741 Traditionally and simplistically, the clash is between materialism/
742 physicalism and dualism or idealism; such oversimplification may be
743 part of the problem—other categories and subcategories have standing.
744 I distinguish what consciousness is ontologically from how con­
745 sciousness happens operationally. The Landscape I present is populated
746 primarily by claims of what consciousness actually is, not how it func­
747 tions and not how it evolved over deep time (although both how it
748 functions and how it evolved may well reflect what it is). This is not a
749 landscape of how consciousness emerged or its purpose or its con­
750 tent—sensations, perceptions, cognitions, emotions, language—none of
751 36
752 R.L. Kuhn
753 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
754 Fig. 2. (continued).
755 The alternative theories of consciousness that follow come about via
756 my hundreds of conversations and decades of readings and nightmusings. I array 10 categories of explanations or theories of con­
757 sciousness; all but one present multiple specific theories; only Materi­
758 alism has subcategories. (There are many ways to envision a landscape,
759 of course, and, as a result, many ways to array theories. I claim no
760 privileged view.)
761 Here are the 10 primary categories of explanations or theories:
762 Materialism Theories (with many subcategories); Non-Reductive Phys­
763 icalism; Quantum Theories; Integrated Information Theory; Panpsy­
764 chisms; Monisms; Dualisms; Idealisms; Anomalous and Altered States
765 Theories; Challenge Theories.
766 It is no surprise that Materialism Theories have by far the largest
767 number of specific theories. It is the only category with a three-level
768 organization: there are 10 subcategories under Materialism, each
769 housing seven to 14 specific theories. This makes sense in that there are
770 more ways to explain consciousness with neurobiological and other
771 physical models than with non-neurobiological and non-physical
772 models, and also in that the challenge for materialism is to account for
773 how the physical brain entails mental states (and there are increasingly
774 innovative and diverse claims to do so).
775 There is obvious overlap among categories and among theories
776 within categories, and it is often challenging to pick distinguishing traits
777 to classify theories in such a one-dimensional, artificial and imposed
778 typology. For example, one can well argue that Non-Reductive Physi­
779 calism, Quantum Theories, and perhaps even Integrated Information
780 Theory and Panpsychisms, are all, in essence, Materialism Theories, in
781 that they do not require anything beyond the physical world (whether in
782 current or extended form). I break out these categories because, in
783 recent times, each has developed a certain independence, prominence
784 and credibility (at least in the sense of the credulity of adherents), and
785 because they differ sufficiently from classic Materialism Theories,
786 37
787 R.L. Kuhn
788 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
789 Fig. 2. (continued).
790 exemplified by neurobiological mechanisms.
791 In addition, the ideas of epiphenomenalism, functionalism and
792 emergence, and the mechanisms of prediction and language models,
793 while themselves not specific explanations of consciousness, represent
794 core concepts in philosophy of mind that can affect some explanations
795 and influence some implications.
796 Some would impose an “entrance requirement” on the Landscape,
797 such that theories admitted need be “scientific” in the sense that the
798 scientific method should be applicable, whether in a formal Popperian
799 falsification sense or with a weaker verification methodology. I do not
800 subscribe to this limitation, although we must always distinguish be­
801 tween science and philosophy, along with other potential forms of
802 knowledge. (My quasi-“Overton Window” of consciousness—the range
803 of explanatory theories I feel comfortable presenting, if not pro­
804 pounding—may be wider than those of others, whether physicalists or
805 nonphysicalists13 [Birth, 2023]. One reason for my wider window is the
806 unsolicited theories of consciousness I receive on Closer To Truth, some
807 of which I find intriguing if not convincing.)
808 13
809 “In politics, the ‘Overton window‘ is the range of positions that politicians
810 can safely raise in public discourse. Propose something outside the window and
811 you can expect resistance—not just to the proposal itself, but to the idea that,
812 after saying what you just said, you even merit a place in the debate. Science
813 too has Overton windows. Sometimes positions can be so far outside the
814 mainstream that they invite the charge that we should not even be discussing this”
815 (Birth, 2023).
816 38
817 R.L. Kuhn
818 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
819 Fig. 3. A landscape of consciousness.
820 The Landscape itself, as a one-dimensional typology, is limited and
821 imperfect decisions must be made: which theories to include and which
822 not; where to classify; what is the optimal order; whether to append a
823 possessive name to the theory’s title; and the like. I’ve tried to include all
824 the well-known theories and an idiosyncratic selection of lesser-known
825 theories that have some aspects of originality, rationality, coherence,
826 and, well, charm. In addition, a few theories reflect the beliefs of com­
827 mon people, or the interests of Closer To Truth viewers, though largely
828 dismissed by the scientific and philosophical communities. Some the­
829 ories some think bizarre, “fabulous” in the original meaning of the word:
830 “mythical, celebrated in fable.” All reflect the imaginations of the human
831 mind driven by a quest to know reality. Please do not take the un­
832 avoidable appearance of visual equality among theories as indicating
833 their truth-value equivalence (or, for that matter, my personal opinion of
834 them).
835 Neuroscientist Joseph LeDoux (9.8.5; 9.10.2), noting “the broad
836 nature” of the Landscape (on reviewing an early draft), suggests that
837 “The Sniff Test” might be relevant. (He uses The Sniff Test to assess the
838 strong AI view substituting “consciousness” for “intelligence” [LeDoux,
839 2023a, p. 301.]) I’m all for imposing an olfactory hurdle for theories of
840 consciousness (recognizing that olfactory bulbs do differ).
841 Readers may well have corrections and additions, which I welcome.
842 The Landscape is a work-in-process and I look forward to feedback so it
843 can be extended and improved.
844 Once again, the rough flow of the theories arraying the Landscape of
845 Consciousness—as per my idiosyncratic approach—is on a rough, arbi­
846 trarily linear, physicalism-nonphysicalism spectrum from, to begin with,
847 most physical, and to end with, most nonphysical (or least physical)
848 (Figs. 1–3).
849 9. Materialism theories
850 Materialism is the claim that consciousness is entirely physical,
851 solely the product of biological brains, and all mental states can be fully
852 “reduced” to, or wholly explained by, physical states—which, at their
853 deepest levels, are the fields and particles of fundamental physics. In
854 short, materialism, in its many forms and flavors, gives a completely
855 physicalist account of phenomenal consciousness.
856 Overwhelmingly for scientists, materialism is the prevailing theory
857 of consciousness. To them, the utter physicality of consciousness is an
858 assumed premise, supported strongly by incontrovertible empirical ev­
859 idence from neuroscience (e.g., brain impairment, brain stimulation).
860 This is “Biological Naturalism,” as exemplified by philosopher John
861 Searle (Searle, 2007a, 2007b). It is a view, to a first approximation, that
862 promises, if not yet offers, a complete solution to Chalmers’s hard
863 problem.14
864 To neuroscientist Susan Greenfield, the nonmaterialist view that
865 consciousness might be irreducible is “‘a get-out-of-jail-for-free card’,
866 that is to say, whatever I did, whatever I showed you, whatever exper­
867 iments I did, whatever theories I had in brain terms, you could always
868 say ‘consciousness has the extra thing,’ and this extra thing is the thing
869 that really counts and is something that we brain scientists can’t touch.”
870 She adds, “If reduction is a ‘dirty word,’ we can say explicable,
871 14
872 In producing and hosting Closer To Truth over the years, I have interviewed
873 David Chalmers and John Searle multiple times. One of my favorite Closer To
874 Truth TV episodes is a retrospective of three interviews I did with Dave and
875 John over a period of 15 years: 1999, when Dave and John were together on the
876 same panel during the first season of Closer To Truth (roundtable format); 2007
877 (some months apart); and 2014, both at the 20th anniversary of the “Toward a
878 Science of Consciousness” Conference in Tucson, Arizona (Chalmers and Searle,
879 2014).
880 39
881 R.L. Kuhn
882 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
883 Theories, while giving Integrated Information Theory its own first-order
884 category. (This reflects my sense of the nature of their mechanisms, not
885 my opinion of the truth of their claims.)
886 I group Materialism Theories into ten subcategories: Philosophical
887 Theories, Neurobiological Theories, Electromagnetic Field Theories,
888 Computational and Informational Theories, Homeostatic and Affective
889 Theories, Embodied and Enactive Theories, Relational Theories,
890 Representational Theories, Language Relationships, and Phylogenetic
891 Evolution.
892 While many of the following theories under Materialism Theories
893 proffer to explain what happens in consciousness, or what causes con­
894 sciousness, in that they describe alternative critical processes in gener­
895 ating consciousness, the question always remains, are they even
896 acknowledging, much less addressing, the question of what conscious­
897 ness actually is?
898 In picking out multiple materialist theories and principles, many
899 overlap or nest, obviously, but by presenting them separately, I try to
900 tease out emphasis and nuance. The list cannot be exhaustive.
901 interpretable, or understandable,” but explaining consciousness must be
902 always and solely in brain and body terms (Greenfield, 2012).
903 Compared to some of the consciousness-as-primary theories that
904 follow, Materialism Theories can be counted as deflationary (which
905 doesn’t make them wrong, of course, or even unexciting). To physicist
906 Sean Carroll, consciousness is “a way of talking about the physical
907 world, just like many other ways of talking. It’s one of these emergent
908 phenomena that we find is a useful way of packaging reality, so we say
909 that someone is conscious of something that corresponds to certain
910 physical actions in the real world.” Carroll is unambiguous: “I don’t
911 think that there is anything special about mental properties. I don’t
912 think there’s any special mental realm of existence. I think it’s all the
913 physical world and all the manifold ways we have of describing it”
914 (Carroll, 2016).
915 Nobel laureate biologist Gerald Edelman agrees. He does not
916 consider the real existence of qualia to be an insurmountable impedi­
917 ment to a thoroughly materialistic theory of consciousness. “To expect
918 that a theoretical explanation of consciousness can itself provide an
919 observer with the experience of ‘the redness of red’ is to ignore just those
920 phenotypic properties and life history that enable an individual animal
921 to know what it is like to be such an animal. A scientific theory cannot
922 presume to replicate the experience that it describes or explains; a the­
923 ory to account for a hurricane is not a hurricane. A third-person
924 description by a theorist of the qualia associated with wine tasting
925 can, for example, take detailed account of the reported personal expe­
926 riences of that theorist and his human subjects. It cannot, however,
927 directly convey or induce qualia by description; to experience the dis­
928 criminations of an individual, it is necessary to be that individual”
929 (Edelman, 2003). While Edelman’s honest assessment may give Mate­
930 rialism Theories their best shot, many remain unpersuaded. After all,
931 still, we wonder: what are qualia? Literally, what are they!
932 Even among philosophers, a majority are physicalists (but just
933 barely). In their 2020 survey of professional philosophers, Bourget and
934 Chalmers report 51.9% support Physicalism; 32.1%, Non-physicalism;
935 and 15.9%, Other (Bourget and Chalmers, 2023; Bourget and Chalm­
936 ers, 2014).
937 Chalmers provides “roughly three ways that a materialist might
938 resist the epistemic arguments” by mitigating the epistemic gap between
939 the physical and phenomenal domains, where “each denies a certain sort
940 of close epistemic relation between the domains: a relation involving
941 what we can know, or conceive, or explain.” According to Chalmers, “A
942 type-A materialist denies that there is the relevant sort of epistemic gap.
943 A type-B materialist accepts that there is an unclosable epistemic gap,
944 but denies that there is an ontological gap. And a type-C materialist
945 accepts that there is a deep epistemic gap, but holds that it will even­
946 tually be closed” (Chalmers, 2003).
947 A subtle way to think about Materialism Theories recruits the
948 concept of “supervenience” in that “the mental supervenes on the
949 physical” such that there cannot be a change in the mental without there
950 being a change in the physical. One such subtlety is the modal force of
951 the connection or dependency, parsing among logical necessity, meta­
952 physical necessity, factual or empirical necessity, as well as among
953 explanation, entailment, grounding, reduction, emergence, ontological
954 dependence, and the like. For this Landscape of explanations of con­
955 sciousness, we leave “supervenience” to others (McLaughlin and Ben­
956 nett, 2021).
957 Similarly, the relationship between introspection and consciousness
958 is an intimate one, linking the epistemology of self-knowledge with the
959 metaphysics of mind. For several theories of consciousness, introspec­
960 tion is essential (e.g., neurophenomenology, 9.6.4 and 9.6.5), though for
961 most, it is a non-issue (Smithies and Stoljar, 2012).
962 Two major theories of consciousness are Integrated Information
963 Theory and Global Workspace Theory. Both are important, of course,
964 and perhaps by situating them on the Landscape, they can be evaluated
965 from different perspectives. In what may reflect my personal bias, I
966 situate Global Workspace Theory under Materialism’s Neurobiological
967 9.1. Philosophical Theories
968 Philosophical theories combine relevant fundamental principles for
969 theories of consciousness with framing of the mind-body problem and
970 philosophical defenses of Materialism.
971 9.1.1. Eliminative materialism/illusionism
972 Eliminative Materialism is the maximalist physicalist position that
973 our common-sense view of the mind is misleading and that conscious­
974 ness is in a kind of illusion generated by the brain—a contingent,
975 evolutionary, inner adaptation that enhanced fitness and reproductive
976 success. This deflationary view of consciousness is associated with phi­
977 losophers Patricia Churchland (1986), Paul Churchland (1981), Daniel
978 Dennett (1992), Keith Frankish (2022), and others, though their views
979 are often distorted and caricatured.
980 Paul Churchland defines “eliminative materialism” forcefully as “the
981 thesis that our common-sense conception of psychological phenomena
982 constitutes a radically false theory, a theory so fundamentally defective
983 that both the principles and the ontology of that theory will eventually
984 be displaced, rather than smoothly reduced, by completed neurosci­
985 ence.” Our third-person understanding and even our first-person intro­
986 spection, Churchland says, “may then be reconstituted within the
987 conceptual framework of completed neuroscience, a theory we may
988 expect to be more powerful by far than the common-sense psychology it
989 displaces” He applauds “the principled displacement of folk psychology
990 … [as] one of the most intriguing theoretical displacements we can
991 currently imagine” (Churchland, 1981).
992 Patricia Churchland’s path-setting 1986 book, Neurophilosophy,
993 places the mind-body problem within the wider context of the philoso­
994 phy of science and argues for a complete reductionist account of con­
995 sciousness founded on neurobiology (Churchland, 1986). Indeed,
996 “neurophilosophy" is the proffered name of a new discipline that is to be
997 guided by Churchland’s “unified theory of the mind-brain,” for which
998 her "guiding aim” is to develop “a very general framework” (Stent,
999 1987). She founds her approach on two principles: the progress of
1000 neuroscience in addressing mental states, and the recognition by many
1001 philosophers that philosophy is no longer “an a priori discipline in which
1002 philosophers can discover the a priori principles that neuroscientific
1003 theories had better honor on peril of being found wrong.”
1004 That there remain philosophers who persist in arguing that the mind
1005 goes beyond the brain—they reject reductionism “as unlikely—and not
1006 merely unlikely, but as flatly preposterous"—Churchland attributes to
1007 persistent traditions of folk myths. To discover our true nature, she
1008 implores, “we must see ourselves as organisms in Nature, to be under­
1009 stood by scientific methods and means” (Churchland, 1986). She rejects
1010 the anti-reductionist weapon of “emergence” as being “of little explan­
1011 atory value” (Stent, 1987).
1012 40
1013 R.L. Kuhn
1014 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
1015 Dennett argues that qualia—the qualitive features of phenomenal
1016 consciousness—which he notes (with a smile) compel philosophers to
1017 develop outlandish theories, are illusory and incoherent (9.4). To
1018 neuroscientist Michael Graziano, it’s not that consciousness doesn’t
1019 exist or that we are fooled into thinking we have it when we don’t.
1020 Instead, eliminative materialism likens consciousness to the illusion
1021 created for the user of a human-computer interface such that the
1022 metaphysical properties we attribute to ourselves are wrong15
1023 (Graziano, 2014, 2019a, 2019c).
1024 In spite of the word “illusion” (see below). its proponents do not
1025 actually deny the reality of the things that compose what Wilfrid Sellars
1026 famously called “the manifest image”—thoughts, intentions, appear­
1027 ances, experiences—which he distinguished from “the scientific image”
1028 (Sellars, 1962). The things we see and hear and interact with are, ac­
1029 cording to Dennett, “not mere fictions but different versions of what
1030 actually exists: real patterns” (Dennett, 2017). The underlying reality,
1031 however—what exists in itself and not just apparently for us or for other
1032 creatures—is truly represented only by the scientific image, which must
1033 be expressed ultimately in the language of physics, chemistry, molecular
1034 biology, and neurophysiology.
1035 Picking up on analogies in Dennett’s work, as he puts it, Keith
1036 Frankish proposed the term “illusionism,” which has been adopted for
1037 the view that consciousness does not involve awareness of special
1038 “phenomenal” properties and that belief in such properties is due to an
1039 introspective illusion. Frankish concludes: “Considered as a set of
1040 functional processes—a hugely complex informational and reactive
1041 engagement with the world—it is perfectly real. Considered as an in­
1042 ternal realm of phenomenal properties or what-it-is-likenesses, it is
1043 illusory” (Frankish, 2022).
1044 Although what we see and hear, for all the world, seems precisely
1045 what really exists, ringing in our ears and stars in our eyes undermine
1046 our realist folk psychology. (Personally, I have my own unambiguous
1047 proof. With my normal left eye, I see a light bulb as a single point of
1048 light; with my right eye, afflicted with advanced keratoconus, I see about
1049 100 points of skewed, smeared light.)
1050 Another approach claiming that there is no phenomenal conscious­
1051 ness draws on arguments from Buddhist philosophy of mind to show that
1052 the sense that there is this kind of consciousness is an instance of
1053 cognitive illusion. As articulated by Jay Garfield, “there is nothing ’that
1054 it is like’ to be me. To believe in phenomenal consciousness or ’what-it’slike-ness’ or ’for-me-ness’ is to succumb to a pernicious form of the Myth
1055 of the Given.” He argues that “there are no good arguments for the ex­
1056 istence of such a kind of consciousness” (Garfield, 2016).
1057 The fact that some deny the existence of experience, says philosopher
1058 Galen Strawson, should make us “feel very sober, and a little afraid, at
1059 the power of human credulity.” This particular denial, he says with
1060 flourish, “is the strangest thing that has ever happened in the whole
1061 history of human thought, not just the whole history of philosophy”
1062 (Strawson, 2009).
1063 While dismissing eliminative materialism and illusionism might at
1064 first seem obviously right, a prima facie case, I’d not so quickly jump to
1065 that conclusion: it could self-limit the awareness of subtleties and the
1066 nature of boundaries in the hunt for consciousness.
1067 the mind, whatever else it might be, is entirely inert: our awareness of
1068 consciousness is real, but our sense of mental causation is not. Con­
1069 sciousness is still a kind of illusion or trick in that there is no “top-down
1070 causation”; our sense that our thoughts can cause things is mistaken. In
1071 this manner, epiphenomenalism is a weaker form of non-reductive
1072 physicalism (10). All conscious mental events, including conscious
1073 perceptions, involve unconscious processing. The classic analogy for
1074 consciousness as an epiphenomenon is “foam on an ocean wave:” always
1075 there, apparently active, but never really doing anything.
1076 More formally, epiphenomenalism holds that phenomenal properties
1077 are ontologically distinct from physical properties, and that the
1078 phenomenal has no effect on the physical. Physical states cause
1079 phenomenal states, but not vice versa. The arrow of psychophysical
1080 causation points in only one direction, from physical to phenomenal
1081 (Chalmers, 2003). This makes epiphenomenalism a weak form of
1082 Dualism (15), but by affirming the complete causal closure of the
1083 physical, it well deserves its spot in Materialism Theories.
1084 Apparent support for consciousness epiphenomenalism comes from
1085 the famous Libet experiment, which demonstrated that brain activity
1086 associated with a voluntary movement (“readiness potential”) precedes
1087 conscious experience of the intention to make that movement by several
1088 hundred milliseconds (Frith and Haggard, 2018). The implication is that
1089 the brain, rather than conscious “free will”, initiates voluntary acts.
1090 Studied extensively, the Libet readiness potential data are reproducible
1091 and robust under diverse experiment designs. However, its theoretical
1092 and methodological foundations have been challenged (Gholipour,
1093 2019), particularly with respect to stochastic noise in brain, the spon­
1094 taneous fluctuations in neuronal activity (Schurger et al., 2012).
1095 Epiphenomenalism highlights the need to recognize that the search
1096 for a metaphysical theory of consciousness must integrate a theory of
1097 mental causation, which in turn must deal with the epistemic problem of
1098 self-knowledge. In epiphenomenalism, the integration is obvious
1099 because the lack of mental causation is its primary feature. In other
1100 theories of consciousness, mental causation will be less obvious but
1101 perhaps no less important.
1102 Daniel Stoljar notes that if phenomenal consciousness would be
1103 “merely an epiphenomenon with no causal force,” perhaps “this will end
1104 up being the best option for dualism 2.0 (15.10), despite its being
1105 counterintuitive—after all, it certainly seems to us that our phenome­
1106 nally conscious states causally matter. But any view on the problem of
1107 consciousness is likely going to have to embrace some counterintuitive
1108 result at some point” (Kind and Stoljar, 2023, p. 55).
1109 Parallelism, a similar but less popular theory than epiphenome­
1110 nalism, holds that physical events entirely cause physical events and
1111 mental events entirely cause mental events, but there is no causal
1112 connection between physical and mental worlds in either direction. But
1113 if no connection, what would maintain such perfect correspondences? It
1114 is no challenge to discern why parallelism is less popular.
1115 9.1.3. Functionalism
1116 Functionalism in philosophy of mind is the theory that functions are
1117 dispositive—activities, roles, results, outputs—mediums are not. What’s
1118 critical is how mental states work, not in what substrates mental states
1119 are found (Levin, 2023). Mental states are not dependent on their in­
1120 ternal constitutions, what they are, but rather only on their outputs or
1121 roles, what they do. As long as the functions (activities) are conducive to
1122 creating consciousness, it does not matter whether the substrates are
1123 neural tissue or computer chips or any form of matter that can instan­
1124 tiate information.
1125 Ned Block defines functionalism as the theory that “mental states are
1126 constituted by their causal relations to one another and to sensory inputs
1127 and behavioral outputs.” Functionalism can be appreciated, he says, by
1128 attending to “artifact concepts like carburetor and biological concepts
1129 like kidney. What it is for something to be a carburetor is for it to mix fuel
1130 and air in an internal combustion engine—carburetor is a functional
1131 concept. In the case of the kidney, the scientific concept is
1132 9.1.2. Epiphenomenalism
1133 In epiphenomenalism, consciousness is entirely physical, solely the
1134 product of biological brains, but mental states cannot be entirely
1135 reduced to physical states (brains or otherwise), and mental states have
1136 no causal powers. Constrained by the “causal closure of the physical,”
1137 15
1138 Ironically, Donald Hoffman appeals to the same analogy of a humancomputer user interface to argue for the view diametrically opposite to that
1139 of Dennett and Graziano. Hoffman argues for Idealism, that not only is con­
1140 sciousness real, it is the only thing that is real fundamentally (Idealism, 16;
1141 Hoffman, 16.5).
1142 41
1143 R.L. Kuhn
1144 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
1145 functional—defined in terms of a role in filtering the blood and main­
1146 taining certain chemical balances” (Block, 1980; Block, 2007b).
1147 Block gives the functionalist answer to the perennial question, “What
1148 are mental states?”, stating simply that “mental states are functional
1149 states.” The significance of this simple identity is precisely this simple
1150 identity. Thus, he says, “theses of metaphysical functionalism are
1151 sometimes described as functional state identity theses” (Block, 1980;
1152 Block, 2007b).
1153 Block explores the relationship between functionalism and reductive
1154 physicalism. “The first step in a reductive physicalist enterprise,” he
1155 says, “is to functionally characterize the property to be reduced and the
1156 second step is to find the physical property that fills the functional role.
1157 Reductive physicalism is true for the mind if both steps can always be
1158 carried out.” Block makes the at-first counterintuitive claim that
1159 reductive physicalism and functionalism are “incompatible rivals,”
1160 explaining that when understood as metaphysical theses, “appearances
1161 to the contrary stem from failure to sufficiently appreciate the upshot of
1162 the difference between metaphysics and ontology”—in that function­
1163 alism is agnostic on the existence of nonphysical substances (Block,
1164 2008).
1165 David Chalmers uses a silicon-chip-replacement thought experiment
1166 to support a functional approach to consciousness.16 “When experience
1167 arises from a physical system,” he says, “it does so in virtue of the sys­
1168 tem’s functional organization.” The thought experiment replaces brain
1169 neurons with microchips that can duplicate 100% of the neuron’s
1170 functions, and to do so slowly, even one by one. (That such technology is
1171 fiendishly complex is irrelevant.) The question is, what happens to one’s
1172 conscious experience, one’s qualia? Would it gradually wink or fade
1173 out? Chalmers says no: the conscious experience, the qualia, would not
1174 change—there would be no difference at all. This result would support
1175 Chalmers’s “principle of organizational invariance, holding that experi­
1176 ence is invariant across systems with the same fine-grained functional
1177 organization” (Chalmers, 1995a). Not everyone agrees, of course (Block,
1178 2023; Van Heuveln et al., 1998).
1179 Computational functionalism goes further and commits to the thesis
1180 that performing computations of a particular, natural and likely
1181 discoverable kind is both necessary and sufficient for consciousness in
1182 general and ultimately for human-level consciousness (and perhaps for
1183 speculative higher forms of consciousness). Whether consciousness is
1184 indeed computational elicits probative and profound debate (e.g., Pen­
1185 rose, 1999; 1996).
1186 Functionalism with respect to consciousness is more an overarching
1187 principle, a way of thinking, than a proffered model, a claimed expla­
1188 nation on its own. Functionalism can apply in many Materialist Theories
1189 and it is often assumed as an a priori premise. Functionalism is the
1190 theoretical foundation of “virtual immortality,” the theory that the
1191 fullness of our mental selves can be uploaded with first-person perfec­
1192 tion to non-biological media, so that when our mortal bodies die our
1193 mental selves will live on (Kuhn, 2016a). (See Virtual Immortality.)
1194 Emergence, according to Paul Davies, means that “at each level of
1195 complexity, new and often surprising qualities emerge that cannot, at
1196 least in any straightforward manner, be attributed to known properties
1197 of the constituents. ln some cases, the emergent quality simply makes no
1198 sense when applied to the parts. Thus water may be described as wet, but
1199 it would be meaningless to ask whether a molecule of H2O is wet”
1200 (Davies, 2008). Moreover, it could seem astonishing that the properties
1201 of two common gases, hydrogen and oxygen, can combine to form a
1202 liquid that is wet and a solid that expands when cooled. Yet, physics and
1203 physical chemistry can explain all of this, in terms of atomic structures
1204 and bonding angles.
1205 Emergence can be appreciated in contrast with its mortal conceptual
1206 rival: reductionism. Reductionism is mainstream science, the bedrock
1207 assumption of the scientific method: All, in principle, can be explained
1208 by physics, even if all, in practice, cannot be.
1209 Davies defines “ontological reductionism” as the state of affairs
1210 where all reality “is, in the final analysis, nothing but the sum of the
1211 parts, and that the formulation of concepts, theories, and experimental
1212 procedures in terms of higher-level concepts is merely a convenience.”
1213 (He distinguishes “methodological reductionism,” where reductionism
1214 is a “fruitful methodology,” from “epistemological reductionism” where
1215 all we can know is that reductionism works by explaining one scientific
1216 level in terms of lower or more fundamental levels, without making any
1217 claim on ultimate reality.) (Davies, 2008).
1218 But “for emergence to be accepted as more than a methodological
1219 convenience—that is, for emergence to make a difference in our un­
1220 derstanding of how the world works,” Davies argues that “something has
1221 to give within existing theory.” Davies himself has been a leader in “a
1222 growing band of scientists who are pushing at the straitjacket of or­
1223 thodox causation to ’make room’ for strong emergence (see below), and
1224 although physics remains deeply reductionistic, there is a sense that the
1225 subject is poised for a dramatic paradigm shift in this regard” (Davies,
1226 2008).
1227 To make sense of emergence, we distinguish between its “weak” and
1228 “strong” forms. In its weak form, while it may not be apparent how the
1229 properties of one level can be entirely explained by the properties of a
1230 lower, more fundamental level, in principle, they can be explained, and
1231 ultimately, science will advance to explain them.
1232 In its strong form, properties at one level can never be explained in
1233 terms of properties of lower levels, not even in principle, no matter how
1234 ultimate the science. As Davies explains, “Strong emergence is a far more
1235 contentious position, in which it is asserted that the micro-level prin­
1236 ciples are quite simply inadequate to account for the system’s behaviour
1237 as a whole. Strong emergence cannot succeed in systems that are caus­
1238 ally closed at the microscopic level, because there is no room for addi­
1239 tional principles to operate that are not already implicit in the lowerlevel rules.” He posits only three “loopholes”: the universe is an open
1240 system, non-deterministic quantum mechanics, and computational
1241 imprecision at fundamental levels—all three have obvious problems,
1242 which is why they are “considered unorthodox departures from standard
1243 physical theory” (Davies, 2008).
1244 David Chalmers says that “a high-level phenomenon is strongly
1245 emergent with respect to a low-level domain when the high-level phe­
1246 nomenon arises from the low-level domain, but truths concerning that
1247 phenomenon are not deducible even in principle from truths in the lowlevel domain.” He distinguishes a high-level phenomenon that is “weakly
1248 emergent with respect to a low-level domain when the high-level phe­
1249 nomenon arises from the low-level domain, but truths concerning that
1250 phenomenon are unexpected given the principles governing the lowlevel domain” (Chalmers, 2008).
1251 Strong emergence, Chalmers contends, has “radical consequences,”
1252 such that “If there are phenomena that are strongly emergent with
1253 respect to the domain of physics, then our conception of nature needs to
1254 be expanded to accommodate them. That is, if there are phenomena
1255 whose existence is not deducible from the facts about the exact distri­
1256 bution of particles and fields throughout space and time (along with
1257 9.1.4. Emergence
1258 Emergence is the claim that qualitatively new, even radically novel
1259 properties in biological systems and psychological states arise from
1260 physical properties governed entirely by the laws of physics. The reemergence of emergence in the sciences, where whole entities are, or
1261 seem to be, more than the sum of all their parts, has been controversial,
1262 its assessment ranging from trivial and distracting to radical and revo­
1263 lutionary (Clayton and Davies, 2008). Emergence in the study of con­
1264 sciousness is especially foundational, more as a basic principle
1265 undergirding and enhancing various theories than as a specific theory in
1266 its own right.
1267 16
1268 Ned Block says that the example used in the fading qualia argument may
1269 derive from John Haugeland (1980), but that “the best version is that of
1270 Chalmers (1995)” (Block, 2023, p. 451).
1271 42
1272 R.L. Kuhn
1273 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
1274 other laws of physics), then this suggests that new fundamental laws of
1275 nature are needed to explain these phenomena” (Chalmers, 2008).
1276 By contrasting strong and weak emergence, Chalmers sets the stage
1277 to enact the grand epic of consciousness. “In a way, the philosophical
1278 morals of strong emergence and weak emergence are diametrically
1279 opposed. Strong emergence, if it exists, can be used to reject the phys­
1280 icalist picture of the world as fundamentally incomplete. By contrast,
1281 weak emergence can be used to support the physicalist picture of the
1282 world, by showing how all sorts of phenomena that might seem novel
1283 and irreducible at first sight can nevertheless be grounded in underlying
1284 simple laws” (Chalmers, 2008).
1285 Chalmers is not shy: “I think there is exactly one clear case of a
1286 strongly emergent phenomenon, and that is the phenomenon of con­
1287 sciousness.” He suggests that “the lawful connection between physical
1288 processes and consciousness is not itself derivable from the laws of
1289 physics but is instead a further basic law or laws of its own. The laws that
1290 express the connection between physical processes and consciousness
1291 are what we might call fundamental psychophysical laws” (Chalmers,
1292 2008).
1293 The challenge of strong emergence, especially in consciousness, is a
1294 deep probe of not only how the mind works but also how the world
1295 works. Its influence is felt all along the Landscape of Consciousness.
1296 The causal reducibility of consciousness leads to Searle’s major
1297 move: “The neuronal basis of consciousness: All conscious states are
1298 caused by lower-level brain processes.” Not knowing all the details of
1299 exactly how consciousness is caused by brain processes casts “no doubt
1300 that it is in fact.” Searle asserts with confidence, “The thesis that all of
1301 our conscious states, from feeling thirsty to experiencing mystical ec­
1302 stasies, are caused by brain processes is now established by an over­
1303 whelming amount of evidence (Searle, 2007b). (Others, of course,
1304 disagree.)
1305 Finally, Searle’s two-point conclusion: (i) The neuronal realization of
1306 consciousness: All conscious states are realized in the brain as higher
1307 level or system features, and (ii) The causal efficacy of consciousness:
1308 Conscious states, as real parts of the real world, function causally
1309 (Searle, 2007b).
1310 Searle celebrates the fact that his approach to consciousness does not
1311 mention any of the usual-suspect theories, such as dualism, materialism,
1312 epiphenomenalism, or any of the rest of them. He argues that “if you
1313 take seriously the so-called ‘scientific worldview’ and forget about the
1314 history of philosophy,” the views he puts forth are “what you would
1315 come up with.”
1316 Searle explains the name with which he “baptized this view,” Bio­
1317 logical Naturalism. “‘Biological’ because it emphasizes that the right
1318 level to account for the very existence of consciousness is the biological
1319 level … [given] we know that the processes that produce it are neuronal
1320 processes in the brain. ‘Naturalism’ because consciousness is part of the
1321 natural world along with other biological phenomena such as photo­
1322 synthesis, digestion or mitosis, and the explanatory apparatus we need
1323 to explain it we need anyway to explain other parts of nature.”
1324 Searle responds to critics of Biological Naturalism, striking at a key
1325 objection. “Sometimes philosophers talk about naturalizing conscious­
1326 ness and intentionality, but by ‘naturalizing’ they usually mean denying
1327 the first person or subjective ontology of consciousness. On my view,
1328 consciousness does not need naturalizing: It already is part of nature and
1329 it is part of nature as the subjective, qualitative biological part” (Searle,
1330 2007a, 2007b).
1331 9.1.5. Mind-brain identity theory
1332 As noted, mind-brain identity theory holds that states and processes
1333 of the mind are identical to states and processes of the brain (Smart,
1334 2007) and as such can be considered the exemplar of materialism. Early
1335 on, in the mid-20th century, mind-brain identity theory had been a
1336 leader as an explanation of consciousness, but today, in its original form,
1337 it is no longer a major contender. Though the original identity theory has
1338 evolved in a kind of arms race with critics, it is generally considered
1339 undermined by various objections, the most common being multiple
1340 realizability (Aranyosi, PhilPapers).
1341 9.1.6. Searle’s biological naturalism
1342 “Biological Naturalism” is the name philosopher John Searle gave to
1343 a neurobiological solution to the mind-body problem. His approach is to
1344 ignore the mind-body problem’s philosophical history and focus on
1345 “what you know for a fact.” He starts with a mundane, working defini­
1346 tion of consciousness: “Conscious states are those states of awareness,
1347 sentience or feeling that begin in the morning when we wake from a
1348 dreamless sleep and continue throughout the day until we fall asleep or
1349 otherwise become ‘unconscious’” (Searle, 2007b; Searle, 2014a).
1350 Searle identifies four essential features of consciousness: “1.
1351 Conscious states, so defined, are qualitative, in the sense that there is a
1352 qualitative feel to being in any particular conscious state …. 2. Such
1353 conscious states are also ontologically subjective in the sense that they
1354 only exist as experienced by a human or animal subject …. 3. Further­
1355 more, a striking fact, at any moment in your conscious life, all of your
1356 conscious states are experienced by you as part of a single unified
1357 conscious field …. 4. Most, but not all, conscious states are intentional,
1358 in the philosopher’s sense that they are about, or refer to, objects and
1359 states of affairs.”17
1360 Next is crucial: “The reality and irreducibility of consciousness:
1361 Conscious states, so defined, are real parts of the real world and cannot
1362 be eliminated or reduced to something else.” This means that one cannot
1363 do an ontological reduction of consciousness to more fundamental
1364 neurobiological processes, because, as stated, consciousness has a sub­
1365 jective or a first-person ontology, while the neurobiological causal basis
1366 of consciousness has an objective or third person ontology (Searle,
1367 2007b).
1368 9.1.7. Block’s biological reductionism
1369 Philosopher Ned Block represents a majority of philosophers (and a
1370 large majority of scientists) who hold that “phenomenal consciousness is
1371 reducible to its physical basis.” (Block, 2023, p. 445; Block, 2007a). The
1372 best candidates for this reduction, he says, involve neurobiology. “For
1373 example, in the creatures that seem to have consciousness (e.g., pri­
1374 mates, octopi), neurons operate via electrical signals triggering the
1375 release of neurotransmitters, and the neurotransmitters in turn engender
1376 further electrical signals. Neurons operate in a chemical soup, with
1377 direct effects from one neuron to another mediated by chemicals. The
1378 release of chemicals is not confined to the synapse but can also happen in
1379 dendrites” (Block, 2023, p. 446).
1380 These propagating neurophysiological sparks and diffusing neuro­
1381 chemical transmitters compose a magnificently complex and integrated
1382 system that carries and conveys meaning. Block appeals to “this elec­
1383 trochemical nature of known cases of consciousness as an example of a
1384 candidate for neurobiological reduction of consciousness.”
1385 To Block, “the border between seeing and thinking” provides insight
1386 into consciousness and helps adjudicate best theories (Block, 2023). He
1387 highlights this "joint in nature" between perception and cognition and
1388 advocates its study for demystifying the mind. He argues against the­
1389 ories of consciousness that focus on prefrontal cortex, arguing that
1390 perceptual consciousness does not require cognitive processing.
1391 9.1.8. Flanagan’s constructive naturalism
1392 To philosopher Owen Flanagan, “consciousness is neither miraculous
1393 nor terminally mysterious,” and he argues that “it is possible to under­
1394 stand human consciousness in a way that gives its subjective, phenom­
1395 enal aspects their full due, while at the same time taking into account the
1396 neural bases of subjectivity.” The result, he says, “is a powerful synthetic
1397 17
1398 Searle refines his definition: “Consciousness so defined does not imply selfconsciousness …. you do not need a general second-order consciousness to have
1399 a first-order consciousness.” (Searle, 2007b).
1400 43
1401 R.L. Kuhn
1402 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
1403 theory of consciousness, a ‘constructive naturalism,’ according to which
1404 subjective consciousness is real, plays an important causal role, and
1405 resides [without residue] in the brain” (Flanagan, 1993).
1406 The “constructive naturalistic theory” that Flanagan sketches is
1407 “neurophilosophical” in that “it tries to mesh a naturalistic metaphysic
1408 of mind with our still sketchy but maturing understanding of how the
1409 brain works.” It pictures consciousness “as a name for a heterogeneous
1410 set of events and processes that share the property of being experienced.
1411 Consciousness is taken to name a set of processes, not a thing or a mental
1412 faculty.” The theory is neo-Darwinian, he says, “in that it is committed to
1413 the view that the capacity to experience things evolved via the processes
1414 responsible for the development of our nervous system.” The theory, he
1415 stresses, “denies that consciousness is as consciousness seems at the
1416 surface.” Rather, consciousness has a complex structure, and getting at it
1417 requires “coordination of phenomenological, psychological, and neural
1418 analyses” (Flanagan, 1993).
1419 Flanagan explains that “there is no necessary connection between
1420 how things seem and how they are … [and] we are often mistaken in our
1421 self-reporting, including in our reporting about how things seem.” This
1422 is why he cautions that phenomenology might do “more harm than good
1423 when it comes to developing a proper theory of consciousness, since it
1424 fosters certain illusions about the nature of consciousness” (Flanagan,
1425 1993).
1426 “The most plausible hypothesis,” Flanagan states, “is that the mind is
1427 the brain, a Darwin machine that is a massively well-connected system
1428 of parallel processors interacting with each other from above and below,
1429 and every which way besides.” It is no wonder, he says, that “meaning
1430 holism is true, that we somehow solve the frame problem, and that my
1431 belief that snow is white is realized quite possibly in a somewhat
1432 different way in my brain than the same belief is realized in yours.”
1433 Flanagan addresses “the gap between the first-person way in which
1434 conscious mental life reveals itself and the way it is, or can be described,
1435 from an objective point of view” by asserting bluntly, “mind and brain
1436 are one and the same thing seen from two different perspectives. The gap
1437 between the subjective and the objective is an epistemic gap, not an
1438 ontological gap.” Indeed, he claims, “it is precisely the fact that in­
1439 dividuals possess organismic integrity that explains why subjectivity
1440 accrues first-personally” (Flanagan, 1993).
1441 As a physicalist, Flanagan recognizes the role of emergence, that
1442 “there are emergent natural properties that, despite being obedient to
1443 the laws of physics, are not reducible to physics" (Flanagan, 2003). He
1444 rejects epiphenomenalism, where “conscious thought plays no role in
1445 the execution of any act.” The sense that we control our actions is real,
1446 not illusion, but the mechanism is all brain-bound; for example, an idea
1447 originating in the prefrontal cortex that calls up information or mem­
1448 ories from parietal association cortex (Campbell, 2004).
1449 To Flanagan, the “really hard problem” is finding “meaning in a
1450 material world” (Flanagan, 2007). To this end, he explores “neuro­
1451 existentialism,” the condition “caused by the rise of the scientific au­
1452 thority of the human sciences and a resultant clash between the
1453 scientific and the humanistic image of persons" (Flanagan and Caruso,
1454 2018).
1455 influences non-conscious matter, by controlling bodily behaviour, and
1456 similarly that matter influences mind, giving rise to sensory experiences,
1457 pains and other conscious mental states,” the “compelling argument …
1458 against this kind of interactionist stance … derives from the so-called
1459 ‘causal closure of the physical’ … the physical realm seems causally
1460 sufficient unto itself.”
1461 Papineau notes that we remain puzzled about why brain states give
1462 rise to mental states “in a way that we don’t feel puzzled about why NaCl
1463 gives rise to salt, or electrical discharges to lightning.” He attributes our
1464 puzzlement—the “explanatory gap” of consciousness—to the psychosocial fact that “we find it hard to escape the spontaneous dualist
1465 thought that the feeling and the physical state are not one thing, but two
1466 different states that somehow invariably accompany each other”
1467 (Papineau, 2020b).
1468 Given this, Papineau says, “our knowledge of mind-brain identities
1469 can only be based on some kind of a posteriori abductive inference,
1470 rather than a principled a priori demonstration that a certain physical
1471 state fills some specified role. For example, we might observe that pains
1472 occur whenever prefrontal nociceptive-specific neurons fire, and vice
1473 versa; we might also note that, if pains were the firing of nociceptivespecific neurons, then this would account for a number of other
1474 observed facts about pain, such as that it can be caused by trapped
1475 nerves, and can be blocked by aspirin; and we might conclude on this
1476 basis that pains are indeed identical to the firing of nociceptive-specific
1477 neurons.” Papineau singles out “the peculiarly direct nature of our
1478 concepts of conscious states” as what “stops us deriving mind-brain
1479 identities a priori from the physical facts.”
1480 In exploring the basis of identity claims, Papineau states “it can only
1481 be on the basis of an abductive inference from direct empirical evidence,
1482 such as that the two things in question are found in the same places and
1483 the same times, and are observed to bear the same relations to other
1484 things, not because we can deduce the identities a priori from the
1485 physical facts.” His examples include “Cary Grant = Archie Leach”, and
1486 “that dog = her pet.” “Why shouldn’t this same way of thinking be
1487 applied to consciousness, he asks?” (Papineau, 2020b).
1488 Because, he answers, “even after we are given all the abductive ev­
1489 idence, we still find mind-brain identity claims almost impossible to
1490 believe. We cannot resist the dualist conviction that conscious feelings
1491 and the physical brain states are two different things.” And this, in
1492 Papineau’s view, “is the real reason why we feel a need for further
1493 explanation. We want to know why the neuronal activity is accompanied
1494 by that conscious feeling, rather than by some other, or by no feeling at
1495 all. Our dualist intuitions automatically generate a hankering for further
1496 explanation.” Thus, Papineau concludes, “the demand for explanation
1497 arises, not because something is lacking in physicalism, but because
1498 something is lacking in us.”
1499 “If only we could fully embrace physicalism,” Papineau suggests,
1500 “the feeling of an explanatory gap would disappear. If we could fully
1501 accept that pains are nociceptive-specific neuronal firing, then we would
1502 stop asking why ‘they’ go together—after all, nothing can possibly come
1503 apart from itself.”
1504 To Papineau, this kind of robust physicalism can dissolve “the
1505 problem of consciousness”. The move is to “simply deny that any puzzle
1506 is raised by the fact that it feels painful to be a human with active
1507 nociceptive-neurons. Why shouldn’t it feel like that? That’s how it turns
1508 out. Why regard this as puzzling?” (Papineau, 2020a).
1509 An insight is the connotation of verbs used to describe the relation
1510 between mind and brain. Brain processes are said to “generate”, or
1511 “yield”, or “cause”, or “give rise to” conscious states. But this phrase­
1512 ology, Papineau says, undermines physicalism from the start—even
1513 when used by physicalists. As he puts it, “Fire ‘generates’, ‘causes’,
1514 ‘yields’ or ‘gives rise to’ smoke. But NaCl doesn’t ‘generate’, ‘cause’,
1515 ‘yield’ or ‘give rise to’ salt. It is salt. The point is clear. To speak of brain
1516 processes as ‘generating’ conscious states, and so on, only makes sense if
1517 you are implicitly thinking of the conscious states as separate from the
1518 brain states” (Papineau, 2020b). (But even if consciousness as an
1519 9.1.9. Papineau’s mind-brain identity
1520 Philosopher David Papineau argues for neurobiological physicalism
1521 with his theory of unabashed, robust, fundamental mind-brain identity.
1522 It is an important argument, with implications for all materialist theories
1523 (Papineau, 2020b).
1524 In constructing the argument, one of Papineau’s intuitions is that
1525 “there seems no immediate reason why consciousness should be singled
1526 out as posing some special puzzle about its relation to the rest of reali­
1527 ty”—given that “reality contains many different kind of things, biolog­
1528 ical, meteorological, chemical, electrical, and so on, all existing
1529 alongside each other, and all interacting causally in various ways”
1530 (Papineau, 2020b).
1531 One Papineau premise is that while we feel “conscious mind
1532 44
1533 R.L. Kuhn
1534 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
1535 “output” or “effect” of the brain were wrongheaded, why are only certain
1536 sorts of neural activity identical with consciousness while others are
1537 not?)
1538 To sustain his argument, Papineau must deal with zombies. Are
1539 zombies possible? “Could a being share all your physical properties but
1540 have no conscious life?” Everybody’s first thought is, he says, “Sure. Just
1541 duplicate the physical stuff and leave out the feelings.”
1542 That’s the anti-physicalist “trap”: the physicalist has already lost.
1543 Papineau rightly states that physicalists must deny that zombies are
1544 possible, “given that the mind is ontologically inseparable from the
1545 brain.” If conscious states are physical states—radically identical—then,
1546 he says, “the ‘two’ cannot come apart,” much like Marilyn Monroe
1547 cannot exist without Norma Jean Baker. How could she exist without
1548 herself? That makes no sense, he says.18
1549 Papineau rejects the anti-physicalist argument that phenomenal
1550 concepts are revelatory, in that they reveal conscious states not to be
1551 physical. “Physicalists respond that there is no reason to suppose that
1552 phenomenal concepts have the power to reveal such things … that ex­
1553 periences are non-physical.” Why should introspection, he asks rhetor­
1554 ically, “be guaranteed to tell us about all their necessary properties [of
1555 experience]?” (Papineau, 2020b).
1556 Papineau is blunt: “I never viewed the so-called ‘hard problem’ as
1557 any problem at all.” The obvious answer, he says, is that brain processes
1558 feel like something for the subjects that have them. “What’s so hard
1559 about that?.. How would you expect them to feel? Like nothing? Why?
1560 That’s how they feel when you have them.” The only reason that many
1561 people believe there is a problem, Papineau stresses, is that “they can’t
1562 stop thinking in dualist terms” (Papineau, 2020b).
1563 As for the conventional materialist claim that ultimately neurosci­
1564 ence will uncover the complete neurobiological basis of consciousness,
1565 Papineau is skeptical. He does not expect that “there are definite facts
1566 about consciousness to which we lack epistemological access—that
1567 there is some material property that really constitutes being in pain, say,
1568 but which we can’t find out about.” Rather, he argues, “our phenomenal
1569 concepts of conscious states are vague—nothing in the semantic
1570 constitution of phenomenal concepts determines precisely which of the
1571 candidate material properties they refer to” (Papineau, 2003).
1572 Scientific research, he says, will identify “a range of material prop­
1573 erties that correlate in human beings with pain, say, or colors, or indeed
1574 being conscious at all. However, this won’t pinpoint the material essence
1575 of any such conscious state, for there will always be a plurality of such
1576 human material correlates for any conscious property … It is not as if
1577 conscious properties have true material essences, yet science is unable to
1578 discover them. Rather the whole idea of identifying such essences is a
1579 chimera, fostered by the impression that our phenomenal concepts of
1580 conscious states are more precise than they are” (Papineau, 2003).
1581 could actually know everything there is to be a person, just by the
1582 description of the brain stuff? I don’t think so” Goldstein (2011a),
1583 2011b).
1584 Goldstein says that panpsychism (13) seems plausible and she un­
1585 derstands why some are dualists, where that internal point of view is
1586 something that is not the body, and could, in principle, exist separate
1587 from the body. She appreciates why some people who hope for
1588 immortality hope dualism is true. (She herself rejects dualism.)
1589 9.1.11. Hardcastle’s argument against materialism skeptics
1590 Philosopher Valerie Gray Hardcastle argues that the points of divi­
1591 sion between materialists and materialism-skeptics “are quite deep and
1592 turn on basic differences in understanding the scientific enterprise.” This
1593 disagreement, “the rifts,” which she frames, in part, between David
1594 Chalmers and herself, concerns whether consciousness is a brute fact
1595 about the world, which materialists deny and its skeptics affirm. Rather,
1596 materialists believe that consciousness is part of the physical world, just
1597 like everything else. “It is completely nonmysterious (though it is poorly
1598 understood) [and materialists] have total and absolute faith that science
1599 as it is construed today will someday explain this as it has explained the
1600 other so-called mysteries of our age” (Section: Hardcastle, 1996).
1601 Hardcastle gives her clear-eyed assessment: “I am a committed
1602 materialist and believe absolutely and certainly that empirical investi­
1603 gation is the proper approach in explaining consciousness. I also
1604 recognize that I have little convincing to say to those opposed to me.
1605 There are few useful conversations; there are even fewer converts.” She
1606 epitomizes the skeptics’ position: “Isolating the causal relations associ­
1607 ated with conscious phenomena would simply miss the boat, for there is
1608 no way that doing that ever captures the qualitative aspects of aware­
1609 ness. What the naturalists might do is illustrate when we are conscious,
1610 but that won’t explain the why of consciousness.” Thus, she continues,
1611 whatever the neural correlate(s) of consciousness may be, the naturalists
1612 would not have explained why it is that (or those). Part of a good
1613 explanation, skeptics maintain, “is making the identity statement (or
1614 whatever) intelligible, plausible, reasonable” and this is what materi­
1615 alists have not done and thus have not closed the explanatory gap.
1616 In response, Hardcastle is frank: “To them, I have little to say in
1617 defence of naturalism, for I think nothing that I as an already committed
1618 naturalist could say would suffice, for we don’t agree on the terms of the
1619 argument in the first place.” The consciousness identity, whatever it
1620 turns out to be, could be a brute fact about the world, just like the laws of
1621 physics. At some point, in all theories, explanations must end. Hard­
1622 castle asks, “How do I make my identification of consciousness with
1623 some neural activity intelligible to those who find it mysterious? My
1624 answer is that I don’t. The solution to this vexing difficulty, such as it is,
1625 is all a matter of attitude. That is, the problem itself depends on the spirit
1626 in which we approach an examination of consciousness.” In character­
1627 izing “consciousness-mysterians,” she states, “They are antecedently
1628 convinced of the mysteriousness of consciousness and no amount of
1629 scientific data is going to change that perspective. Either you already
1630 believe that science is going to give you a correct identity statement, or
1631 you don’t and you think that there is always going to be something left
1632 over, the phenomenal aspects of conscious experience” (Hardcastle,
1633 1996).
1634 Hardcastle’s advice to skeptics? “Consciousness-mysterians need to
1635 alter their concepts. To put it bluntly: their failure to appreciate the
1636 world as it really is cuts no ice with science. Their ideas are at fault, not
1637 the scientific method. Materialists presume that there is some sort of
1638 identity statement for consciousness. (Of course, we don’t actually have
1639 one yet, but for those of us who are not consciousness-mysterians, we
1640 feel certain that one is in the offing.) Hence, the skeptics can’t really
1641 imagine possible worlds in which consciousness is not whatever we ul­
1642 timately discover it to be because they aren’t imagining consciousness in
1643 those cases (or, they aren’t imagining properly). But nevertheless, what
1644 can I say to those who insist that they can imagine consciousness as
1645 beyond science’s current explanatory capacities? I think nothing …”
1646 9.1.10. Goldstein’s mind-body problem
1647 Philosopher-novelist Rebecca Newberger Goldstein centers the
1648 mind-body problem around the nature of the person, with two distinct
1649 kinds of descriptions: our physical bodies and brains, which science can,
1650 in principle, analyze completely; and our inner thoughts, perceptions,
1651 emotions, dreams, which science can never access completely
1652 (Goldstein, 2011a, 2011b).
1653 Goldstein thinks that the internal description of what it’s like to be a
1654 person—“what I try to do in creating a character in a novel”—is “really
1655 about the body because ultimately there are no nonmaterial states.”
1656 Goldstein states that the kind of stuff underlining these intentional
1657 states or states of feeling that we describe in terms of consciousness is
1658 entirely brain stuff. “Could we ever derive the one description from the
1659 other? Could we ever know enough about the brain stuff so that we
1660 18
1661 Papineau distinguishes possibility from conceivability. “A posteriori phys­
1662 icalists have no choice but to allow that they [zombies] are at least conceivable,”
1663 even if not possible (Papineau, 2020b).
1664 45
1665 R.L. Kuhn
1666 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
1667 The fundamental difference between materialists and their skeptics,
1668 according to Hardcastle, is that “Materialists are trying to explain to
1669 each other what consciousness is within current scientific frameworks …
1670 If you don’t antecedently buy into this project …, then a naturalist’s
1671 explanation probably won’t satisfy you. It shouldn’t. But that is not the
1672 fault of the explanation, nor is it the fault of the materialists. If you don’t
1673 accept the rules, the game won’t make any sense” (Hardcastle, 1996).
1674 Hardcastle’s own approach to consciousness includes: viewing it as a
1675 lower-level dynamical structure underpinning our information pro­
1676 cessing (Hardcastle, 1995); the relation between ontology and expla­
1677 nation providing a framework for referring to mental states as being the
1678 causally efficacious agents for some behavior (Hardcastle, 1998); a more
1679 nuanced approach to the neural correlates of consciousness (NCC) in
1680 that it “there might not be an NCC—even if we adopt a purely materi­
1681 alistic and reductionistic framework for explaining consciousness (for
1682 example, perhaps consciousness is located out in the world just as much
1683 as it is located inside the head) (Hardcastle, 2018; Hardcastle and Raja,
1684 1998); and action selection and projection to help refine notions of
1685 consciousness from an embodied perspective (Hardcastle, 2020).
1686 ‘here and now’ argument for incompatibility.” Thus, Stoljar argues, the
1687 epistemic view helps us think about the problems of consciousness in a
1688 clearer way, disentangling them from the compatibility problem (Kind
1689 and Stoljar, 2023, pp. 64–66).
1690 Stoljar is no traditional physicalist. He critiques “standard physi­
1691 calism,” by which he means “versions of physicalism that make no
1692 theoretical use of the ignorance hypothesis.” He conjectures that there
1693 are properties of the physical world that go beyond the capacity of the
1694 physical sciences to access and measure through its devices and in­
1695 struments. Is this incapacity in practice, as per current science, or in
1696 principle, such that ultimate truth is forever out of reach? Who knows?
1697 Either way, he says, would support his ignorance hypothesis defense of
1698 physicalism (Kind and Stoljar, 2023, p. 67). More subtly, Stolar contends
1699 that the epistemic view does provide an “explanation of consciousness,”
1700 at least in an abstract sense. “It tells us, for example, that conscious states
1701 are not fundamental and so depend on other things, even if it leaves
1702 open what exactly they depend on” (Kind and Stoljar, 2023, p. 112).
1703 Yet Stoljar believes it is possible to construct “a science of con­
1704 sciousness”—to study “empirical laws between each conscious state and
1705 some physical system”— but he is skeptical of “the attempt to provide
1706 systematic knowledge of such laws” which he rejects as “implausible on
1707 its own terms.” Preferring “to understand the science in a more modest
1708 way,” Stoljar is ready to accept “that we do not and may never have a
1709 complete theory of the world” (Kind and Stoljar, 2023, pp. 67–68).
1710 9.1.12. Stoljar’s epistemic view and non-standard physicalism
1711 Philosopher Daniel Stoljar has long focused on physicalism, its
1712 interpretation, truth and philosophical significance; his views are
1713 nuanced and largely deflationary (Stoljar, 2010). He defines physicalism
1714 as the thesis that "every instantiated property is either physical or is
1715 necessitated by some physical property," where physical property is
1716 described by “all and only the following elements: it is a) a distinctive
1717 property of intuitively physical objects, b) expressed by a predicate of
1718 physics, c) objective, d) knowable through scientific investigation, and
1719 e) not a distinctive property of souls, ectoplasm, etc.” (Montero, 2012).
1720 According to Stoljar, "Physicalism has no formulations on which it is
1721 both true and deserving of the name"—but this “does not entail that
1722 philosophical problems stated in terms of it [physicalism] have no
1723 reasonable formulation” (Stoljar, 2010; Montero, 2012).
1724 As everyone knows, the philosophical problem of phenomenal con­
1725 sciousness is the poster-child test case for physicalism, the standard
1726 physicalist framework being that “consciousness can be explained by
1727 contemporary physics, biology, neuroscience, and cognitive science”
1728 (Kind and Stoljar, 2023, p. i). To Stoljar, the problem (or problems) of
1729 consciousness is “whether two big ideas can both be true together. The
1730 first is the existence of consciousness. The second is a worldview (a
1731 picture of everything that exists) that many people think you must
1732 believe if you hold a vaguely scientific or rational approach to the world,
1733 namely, physicalism.” Stoljar calls it the “compatibility problem”— “i.e.,
1734 the problem of whether physicalism and claim that consciousness exists
1735 can both be correct”—and he says that the solution is “right under our
1736 nose.” The solution to the compatibility problem, Stoljar tells us, “is that
1737 we are missing something”—and the depth and implications of this
1738 simple statement are surprisingly profound (Kind and Stoljar, 2023, pp.
1739 64–65).
1740 What we are missing, according to Stoljar, “is a type of physical fact
1741 or property relevant to consciousness. More than this, we are profoundly
1742 ignorant of the nature of the physical world, and ignoring this ignorance
1743 is what generates the problem.” He calls “the idea that we are ignorant of
1744 a type of fact or property that is relevant to consciousness the ignorance
1745 hypothesis” and he calls “the idea that the ignorance hypothesis solves
1746 the compatibility problem the epistemic view.” Stoljar contends that all
1747 arguments for the opposing view—i.e., that physicalism and con­
1748 sciousness are incompatible—“fail, and for a single reason.” These ar­
1749 guments, he says, “all presuppose that we have complete knowledge of
1750 the physical facts relevant to consciousness. According to the epistemic
1751 view, that presupposition is false, so the arguments [against
1752 physicalism-consciousness compatibility] don’t work.” That physicalism
1753 cannot be shown affirmatively to be true does not bother Stoljar,
1754 because, he says, physicalism is an empirical truth, not an a priori
1755 argument. “What the epistemic view says is that … there is no persuasive
1756 9.2. Neurobiological theories
1757 Neurobiological theories are based primarily on known mechanisms
1758 of the brain, such as neuronal transmission, brain circuits and con­
1759 nectome pathways, electric fields, and, of course, neural correlates of
1760 consciousness.
1761 9.2.1. Edelman’s neural Darwinism and reentrant neural circuitry
1762 Nobel laureate biologist Gerald Edelman presents a purely biological
1763 theory of consciousness, founded on Darwinian natural selection and
1764 complex brain morphology. His foundational commitment is that “the
1765 neural systems underlying consciousness arose to enable high-order
1766 discriminations in a multidimensional space of signals,” that “qualia
1767 are those discriminations” and that “differences in qualia correlate with
1768 differences in the neural structure and dynamics that underlie them”
1769 (Edelman, 2000, 2003, 2024).
1770 Rejecting theories that theYes, agreed, there is, as you say, a correspondence, or an "isomorphic bridge" and it is "really a bridge", in such a way that it can be reversibly closed by means of anesthesia or some "extraordinary" cause or broken permanently so that the irreversible occurs, that is, death. brain is like a computer or instructional
1771 system, Edelman proposes that “the brain is a selectional system, one in
1772 which large numbers of variant circuits are generated epigenetically,
1773 following which particular variants are selected over others during
1774 experience. Such repertoires of variant circuits are degenerate, i.e.,
1775 structurally different circuit variants within this selectional system can
1776 carry out the same function or produce the same output. Subsequent to
1777 their incorporation into anatomical repertoires during development,
1778 circuit variants that match novel signals are differentially selected
1779 through changes in synaptic efficacy. Differential amplification of
1780 selected synaptic populations in groups of neurons increases the likeli­
1781 hood that, in the future, adaptive responses of these groups will occur
1782 following exposure to similar signals” (Edelman, 2003).
1783 Edelman’s way of thinking is motivated by his work on the immune
1784 system (for which he was awarded the Nobel) and his theory is devel­
1785 oped in two domains: Neural Darwinism (neural group selection) and
1786 Dynamic Core (reentrant neural circuitry).
1787 Neural Darwinism is “the idea that higher brain functions are
1788 mediated by developmental and somatic selection upon anatomical and
1789 functional variance occurring in each individual animal” (Edelman,
1790 1989). Neural Darwinism has two aspects: (i) development selection,
1791 which controls the gross anatomy and microstructure of the brain,
1792 allowing for great variability in the neural circuitry; and (ii) experiential
1793 selection, especially of the synaptic structure where functional plasticity
1794 is essential given the vast number of synapses (estimated at over 100
1795 46
1796 R.L. Kuhn
1797 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
1798 trillion, possibly 600 trillion or more). Edelman notes that a child’s brain
1799 contains many more neural connections than will ultimately survive to
1800 maturity—estimates go as high as 1000 trillion—and he argues that this
1801 redundant capacity, this functional plasticity, is needed because “neu­
1802 rons are the only cells in the body that cannot be renewed and because
1803 only those networks best adapted to their ultimate purpose will be
1804 selected as they organize into neuronal groups” (Edelman, 2024). Ac­
1805 cording to Edelman’s theory of neuronal group selection (TNGS),
1806 “selectional events in the brain are necessarily constrained by the ac­
1807 tivity of diffuse ascending value systems. The activity of these systems
1808 affects the selectional process by modulating or altering synaptic
1809 thresholds” (Edelman, 2003).
1810 Dynamic Core is Edelman’s term encompassing reentrant neural
1811 circuitry, the ongoing process of recursive signaling among neuronal
1812 groups taking place across networks of massively parallel reciprocal fi­
1813 bers, especially in the connections between thalamus and cerebral cor­
1814 tex. This dynamic, relentless activity in thalamocortical circuits
1815 generates a continuing sequence of different metastable states that
1816 change over time, yet each of which has a unitary phenomenology at any
1817 given moment. Edelman asserts "there is no other object in the known
1818 universe so completely distinguished by reentrant circuitry as the
1819 human brain" (Edelman, 2003, 2024).
1820 Edelman stresses that reentry is “a selectional process occurring in
1821 parallel” and that “it differs from feedback, which is instructional and
1822 involves an error function that is serially transmitted over a single
1823 pathway.” As a result of the correlations that reentry imposes on diverse,
1824 interacting neuronal groups, “synchronously active circuits across
1825 widely distributed brain areas are selectively favored.” This, Edelman
1826 suggests, “provides a solution to the so-called binding problem: how do
1827 functionally segregated areas of the brain correlate their activities in the
1828 absence of an executive program or superordinate map?” Binding of the
1829 outputs of every sensory modality, each generated by segregated cortical
1830 areas, is essential for our commonly perceived but underappreciated
1831 unity of consciousness (Edelman, 2003).
1832 It is worth noting the close relationship between the Dynamic Core
1833 and Global Workspace (9.2.3) hypotheses, as jointly suggested by the
1834 authors of each, Edelman and Baars—each hypothesis having been put
1835 forward, independently, “to provide mechanistic and biologically
1836 plausible accounts of how brains generate conscious mental content.”
1837 Whereas “the Dynamic Core proposes that reentrant neural activity in
1838 the thalamocortical system gives rise to conscious experience,” the
1839 “Global Workspace reconciles the limited capacity of momentary
1840 conscious content with the vast repertoire of long-term memory.” The
1841 close relationship between the two hypotheses is said to allow “for a
1842 strictly biological account of phenomenal experience and subjectivity
1843 that is consistent with mounting experimental evidence.” The authors
1844 suggest that “there is now sufficient evidence to consider the design and
1845 construction of a conscious artifact” (Edelman et al., 2011).
1846 The theory of neuronal group selection (TNGS), pioneered by Edel­
1847 man (1987), has come to undergird a cluster of theories. As Anil Seth
1848 explains, “According to the TNGS, primary (sensory) consciousness
1849 arose in evolution when ongoing perceptual categorization was linked
1850 via reentry to a value-dependent memory creating the so-called
1851 ‘remembered present’ (Edelman 1989). Higher-order consciousness,
1852 distinguished in humans by an explicit sense of self and the ability to
1853 construct past and future scenes, arose at a later stage with reentrant
1854 pathways linking value-dependent categorization with linguistic per­
1855 formance and conceptual memory (Edelman 2003; Seth, 2007).
1856 As Edelman’s mechanism for consciousness is based on the TNGS, he
1857 first distinguishes primary from higher-order consciousness. “Animals
1858 with primary consciousness can integrate perceptual and motor events
1859 together with memory to construct a multimodal scene in the pre­
1860 sent”—what James called the “specious present” and which Edelman
1861 calls “the remembered present” (Edelman, 1989). Such an animal with
1862 primary consciousness, Edelman says, “has no explicit narrative capa­
1863 bility (although it has long-term memory), and, at best, it can only plan
1864 to deal with the immediate scene in the remembered present” (Edelman,
1865 2003).
1866 As for higher-order consciousness, Edelman is mainstream: “It
1867 emerges later in evolution and is seen in animals with semantic capa­
1868 bilities such as chimpanzees. It is present in its richest form in the human
1869 species, which is unique in possessing true language made up of syntax
1870 and semantics. Higher-order consciousness allows its possessors to go
1871 beyond the limits of the remembered present of primary consciousness.
1872 An individual’s past history, future plans, and consciousness of being
1873 conscious all become accessible” (Edelman, 2003).
1874 How did the neural mechanisms underlying primary consciousness
1875 arise during evolution? Edelman’s proposal is as follows. “At some time
1876 around the divergence of reptiles into mammals and then into birds, the
1877 embryological development of large numbers of new reciprocal con­
1878 nections allowed rich reentrant activity to take place between the more
1879 posterior brain systems carrying out perceptual categorization and the
1880 more frontally located systems responsible for value-category memory.
1881 This reentrant activity provided the neural basis for integration of a
1882 scene with all of its entailed qualia … [which] conferred an adaptive
1883 evolutionary advantage” (Edelman, 2003).
1884 In summary, according to Edelman, “consciousness arises as a result
1885 of integration of many inputs by reentrant interactions in the dynamic
1886 core. This integration occurs in periods of <500 ms. Selection occurs
1887 among a set of circuits in the core repertoire; given their degeneracy, a
1888 number of different circuits can carry out similar functions. As a result of
1889 the continual interplay of signals from the environment, the body, and
1890 the brain itself, each integrated core state is succeeded by yet another
1891 and differentiated neural state in the core … The sequences and
1892 conjoined arrays of qualia entailed by this neural activity are the higherorder discriminations that such neural events make possible. Underlying
1893 each quale are distinct neuroanatomical structures and neural dynamics
1894 that together account for the specific and distinctive phenomenal
1895 property of that quale. Qualia thus reflect the causal sequences of the
1896 underlying metastable neural states of the complex dynamic core”
1897 (Edelman, 2003).
1898 Finally, Edelman addresses the hard problem. “The fact that it is only
1899 by having a phenotype capable of giving rise to those qualia that their
1900 ‘quality’ can be experienced is not an embarrassment to a scientific
1901 theory of consciousness. Looked at in this way, the so-called hard
1902 problem is ill posed, for it seems to be framed in the expectation that, for
1903 an observer, a theoretical construct can lead by description to the
1904 experiencing of the phenomenal quality being described. If the
1905 phenomenal part of conscious experience that constitutes its entailed
1906 distinctions is irreducible, so is the fact that physics has not explained
1907 why there is something rather than nothing. Physics is not hindered by
1908 this ontological limit nor should the scientific understanding of con­
1909 sciousness be hindered by the privacy of phenomenal experience.”
1910 Edelman is confident. “At the end of our studies, when we have grasped
1911 its mechanisms in greater detail, consciousness will lose its mystery and
1912 be generally accepted as part of the natural order” (Edelman, 2003).
1913 Personally, I like analogizing the something/nothing ontological
1914 limit in physics to the phenomenal consciousness psychophysical pri­
1915 vacy limit in neuroscience—the two ultimate questions of existence and
1916 sentience. But I hesitate to draw the analogy too tightly. Something/
1917 nothing is a kind of historical question of what happened, that is,
1918 explaining the hypothetical process. For example, it could be that
1919 nothing is in principle impossible. Phenomenal consciousness is a clearly
1920 contemporary question of what is, that is, explaining the actual thing.
1921 Moreover, I agree that even with its something/nothing ontological
1922 limit, physics can do its work, as with its phenomenal consciousness
1923 privacy limit, neuroscience can do its work. But that work, remember,
1924 constitutes the “easy problems.”
1925 9.2.2. Crick and Koch’s neural correlates of consciousness (NCC)
1926 The neural correlates of consciousness (NCC) is defined as the min­
1927 imum activities in the brain jointly sufficient (and probably necessary)
1928 47
1929 R.L. Kuhn
1930 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
1931 for any one specific conscious perception, and, extended, for subjective
1932 experience in general, the inner awareness of qualia. Originally applied
1933 to sleep and wakefulness (i.e., the reticular activating system in the brain
1934 stem), the NCC were formally proposed by Francis Crick and Christof
1935 Koch as a scientific approach to what had been believed to be the vague,
1936 metaphysical and somewhat discredited idea of consciousness (Crick
1937 and Koch, 1990), a program then championed by Koch (Koch, 2004,
1938 Closer To Truth) and others (though Koch has become something of a
1939 “romantic reductionist” [Koch, 2012a]).
1940 While there are complex methodological issues, NCC mechanisms
1941 include neuronal electrophysiological action potentials (spikes), their
1942 frequencies and sequences; neurochemical transmitter flows in the
1943 synapses between neurons; and recurrent brain circuits in specific brain
1944 areas. An example is clusters of neurons that underlie wakefulness in the
1945 brainstem connecting to clusters of neurons in the thalamus, hypothal­
1946 amus, basal ganglia and cerebral cortex related to awareness/con­
1947 sciousness (Wong, 2023).
1948 Similarly, a "default ascending arousal network" (dANN) has been
1949 proposed, with subcortical nodes in the brainstem, hypothalamus,
1950 thalamus, and basal forebrain (Edlow, 2024). While necessary for
1951 conscious arousal and wakefulness, the dANN is not sufficient for
1952 phenomenal conscioiusness and is not what this Landscape is about.
1953 As an example of the NCC way of thinking, an early NCC candidate
1954 was the claustrum, which receives input from almost all regions of
1955 cortex and projects back to almost all regions of cortex, and which, Crick
1956 and Koch speculated, could give rise to “integrated conscious percepts.”
1957 They used the analogy of the claustrum to a “conductor” and the cortex
1958 to an “orchestra,” such that the claustrum as a conductor ‘coordinates a
1959 group of players in the orchestra, the various cortical regions.” Without
1960 the conductor, as they build the analogy, “players can still play but they
1961 fall increasingly out of synchrony with each other. The result is a ca­
1962 cophony of sounds.” In the absence of the claustra in both cerebral
1963 hemispheres, attributes such as sensory modalities “may not be experi­
1964 enced in an integrated manner and the subject may fail to altogether
1965 perceive these objects or events or only be consciously aware of some
1966 isolated attribute.” This would mean, they suggest, “that different at­
1967 tributes of objects … are rapidly combined and bound in the claustrum”
1968 (Crick and Koch, 2005).
1969 A more recent candidate for full and content-specific NCC is located
1970 in the posterior cerebral cortex, in a temporo-parietal-occipital hot zone
1971 (Koch et al., 2016), though no one is yelling “Eureka” and the search
1972 continues. Even so, while everyone knows that even strong correlation is
1973 not causation, strong correlation is still something. NCCs can be
1974 considered macroscopic materialism.
1975 It was in 1998 that Christof Koch made the now legendary 25-year
1976 bet with philosopher David Chalmers—they are long-time friend­
1977 s—that neuroscientists would discover a “clear” NCC by 2023. No sur­
1978 prise that the bet paid off in Chalmers’ favor. (Koch presented Chalmers
1979 with a case of 1978 Madeira wine.) As Chalmers said, notwithstanding
1980 neuroscience’s great progress, “It’s clear that things are not clear,” while
1981 Koch, feigning chagrin, agreed (Horgan, 2023).
1982 Koch was down but not out: he may have lost this consciousness
1983 battle, but the consciousness war would still be waged. Koch offered to
1984 re-up: another bet, another 25 years to achieve that “clear” NCC, another
1985 case of wine. “I hope I lose,” Chalmers said, smiling, taking the new bet,
1986 “but I suspect I’ll win.”
1987 The smart money is again on Chalmers, although I have a different
1988 issue. What would a “clear” NCC mean? Suppose a specific group of
1989 neurons were proven to be both necessary and sufficient for a particular
1990 conscious experience, a direct correlation that no other group of neurons
1991 could claim? Koch would rightly win the bet, but would consciousness
1992 have been explained? Still, the perennial question: How can action po­
1993 tentials zipping along neurons and chemicals flowing between neurons
1994 literally be the phenomenal consciousness of inner experience? By what
1995 magic?
1996 9.2.3. Baars’s and Dehaene’s global workspace theory
1997 Proposed originally by Bernard Baars (Baars, 1988, 1997, 2002),
1998 extended with neuroimaging and computer modeling by Stanislas
1999 Dehaene (Dehaene and Naccache, 2000), the core claim of Global
2000 Workplace Theory (GWT) is brain-wide presence and broad accessibility
2001 of specific multi-sensory, multi-cognitive information, the total package
2002 being what constitutes conscious awareness. GWT is founded on the
2003 concept of an inner “theater of consciousness,” where the mental spot­
2004 light of awareness shines on sequential sets of integrated perceptions
2005 that are dominant, at least momentarily. (The global workspace “The­
2006 ater of Consciousness” is said not to contradict Dennett’s rejected
2007 “Cartesian Theater,” because the former is not dualistic and does not
2008 reside in only one location in the brain; rather, the Theater of Con­
2009 sciousness is passive not active and is spread across much of the brain.)
2010 GWT holds that conscious mental states are those which are “globally
2011 available” to a wide range of brain processes including attention,
2012 perception, assessment, memory, verbal description, and motor
2013 response. Which sets of integrated perceptions become dominant, move
2014 to centerstage, and thus leap into conscious awareness? It’s a competi­
2015 tion. Diverse data flows originating both within the brain (e.g., mem­
2016 ories) and from external stimuli (i.e., sensory information) are in
2017 constant competition, such that the “winner” is broadcast broadly (i.e.,
2018 globally) in the brain and becomes accessible throughout the brain,
2019 which is how we become aware of it as the content of our consciousness.
2020 This brain-wide focus on a particular phenomenological package
2021 integrates all the relevant sensory and cognitive streams by recruiting all
2022 the relevant brain areas into an organic whole—while inhibiting other,
2023 extraneous, conflicting data flows—such that what resides in the global
2024 workspace is perceived as consciousness “snapshots” in continuous,
2025 movie-like motion. This means that while our conscious awareness may
2026 seem unified and seamless, in fact it is neither.
2027 Whereas GWT started in the 1980s as a purely psychological theory
2028 of conscious cognition, it has become a “family” of theories adapted to
2029 today’s far more detailed understanding of the brain. The brain-based
2030 version of GWT is called Global Workspace Dynamics because the cor­
2031 tex is viewed as a “unified oscillatory machine”. GWT, therefore, ac­
2032 cording to its advocates, joins other theories in taking consciousness as
2033 the product of highly integrated and widespread cortico-thalamic ac­
2034 tivity, including evidence that the prefrontal cortex participates in the
2035 visual conscious stream. Cortex is extraordinarily flexible in its dynamic
2036 recruitment of different regions for different tasks. Therefore, an arbi­
2037 trary division between prefrontal and other neuronal regions is said to
2038 be misleading. Consciousness requires a much broader, more integrative
2039 view (Baars et al., 2021).
2040 In a pioneering set of “adversarial collaboration” experiments to test
2041 hypotheses of consciousness by getting rival researchers to collaborate
2042 on the study design,19 preliminary results did not perfectly match GWT’s
2043 prediction that consciousness arises when information is broadcast to
2044 areas of the brain through an interconnected network. The transmission,
2045 according to GWT, happens at the beginning and end of an experience
2046 and involves the prefrontal cortex, at the front of the brain. But inde­
2047 pendent “theory-neutral” researchers found that only some aspects of
2048 consciousness, but not all of them, could be identified in the prefrontal
2049 cortex. Moreover, while they found evidence of brain broadcasting, the
2050 core of GWT, it was only at the beginning of an experience—not also at
2051 the end, as had been predicted. Further experiments are to come, but
2052 revisions to GWT are believed likely (Lenharo, 2023a,b, 2024).
2053 9.2.4. Dennett’s multiple drafts model
2054 In his intellectual memoirs, I’ve Been Thinking, philosopher Daniel
2055 Dennett highlights two fundamental questions on which his career is
2056 founded—the two related philosophical problems he set himself to
2057 19
2058 The adversarial experiments are envisioned and sponsored by the Tem­
2059 pleton World Charity Foundation.
2060 48
2061 R.L. Kuhn
2062 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
2063 solve. “First, how can it be that some complicated clumps of molecules
2064 can be properly described as having states or events that are about
2065 something, that have meaning or content. And second, how can it be that
2066 at least some of these complicated clumps of molecules are conscious­
2067 —that is, aware that they are gifted with states or events that are about
2068 something?” (Dennett, 2023a, 2023b).
2069 In dealing with these questions, Dennett realized, way back in his
2070 PhD dissertation in 1965, that “the best—and only—way of making
2071 sense of the mind and consciousness is through evolution by natural
2072 selection on many levels.” Dennett’s core insight subsuming biological
2073 evolution in general and the development of mind in particular is
2074 concise: reasons without a reasoner, design without a designer, and
2075 competence without comprehension (Dennett, 2007).
2076 Dennett’s theory of consciousness is distinguished by four ideas: (i)
2077 there is no “Cartesian Theater,” no inner witness viewing the con­
2078 sciousness show; (ii) different brain regions or modules develop
2079 different kinds of content, which Dennett calls “multiple drafts”; (iii) the
2080 multiple drafts compete with one another for attention, the winner of
2081 the winner-take-all competition occupying the entirety of the conscious
2082 moment, which Dennett calls “fame in the brain”; and (iv) the collection
2083 of all these conscious moments coalesces into a kind of life story, the
2084 emergence of a sense of “self,” which Dennett describes as a “center of
2085 narrative gravity.”
2086 In Consciousness Explained, Dennett presents his multiple drafts
2087 model of consciousness (Dennett, 1992). He states that all varieties of
2088 perception, thought, or mental activity are processed in the brain via
2089 parallel, multitrack interpretations and elaborations, subject to contin­
2090 uous "editorial revision.” These “yield, over the course of time, some­
2091 thing rather like a narrative stream or sequence, the product of continual
2092 editing by many processes distributed around the brain.” Dennett has
2093 the brain consisting of a "bundle of semi-independent agencies," and his
2094 metaphor “fame in the brain” tells us what it takes for competing ideas to
2095 determine the content of consciousness at any given moment.
2096 In supporting his theory, Dennett needs to undermine what we take
2097 to be common sense. He challenges the verisimilitude of inner experi­
2098 ence, which he calls more like theorizing than like describing. He rejects
2099 the notion of a single central location (his "Cartesian theater") where
2100 conscious experience can be “viewed.” He dissolves the idea of the “self”
2101 as the central character of stories made up by content fixation and
2102 propagation in the brain. Moreover, he argues that the properties of
2103 qualia are incompatible and therefore incoherent, thus obviating the
2104 need to solve Chalmers’s hard problem.20 Dennett needs all four of these
2105 counterintuitive yet deeply probative assertions; the package is admi­
2106 rably coherent, but buying it is a tall order.
2107 Of Dennett’s four assertions, his desired demolition of qualia is
2108 perhaps his most critical move. Here is how he defends it. “Qualia are
2109 user-illusions, ways of being informed about things that matter to us in
2110 the world (our affordances) because of the way we and the environment
2111 we live in (microphysically) are. They are perfectly real illusions! They
2112 just aren’t what they seem to be; they are not intrinsic, unanalyzable
2113 properties of mental states; they are highly structured and complex
2114 activated neural networks that dispose us to do all sorts of things in
2115 response—such as declare that we’re seeing something blue. The key
2116 move is to recognize that we have underprivileged access to the source or
2117 cause of our convictions about what we experience” (Rosenberg and
2118 Dennett, 2020).
2119 Ironically, while Dennett calls as evidence “user illusions” in his case
2120 to deflate consciousness and support materialism, cognitive psychologist
2121 Donald Hoffman calls as evidence “user illusions” in his case to inflate
2122 consciousness and deny materialism. (16.5). This contrasting interpre­
2123 tation of precisely the same data by two first-rate thinkers is fascinating,
2124 perhaps telling.
2125 Dennett is not shy in asserting that people still underestimate by a
2126 wide margin the challenges that the brain-in-vat thought experiment
2127 raises for views of consciousness other than Dennett’s own. The key fact
2128 is that “you don’t know anything ‘privileged’ about the causation of your own
2129 thoughts. You cannot know ‘from the inside” what events cause you to
2130 think you see something as red or green, for instance, or cause you to
2131 push button A instead of button B.” In short, to truly understand con­
2132 sciousness, Dennett says “you need to go outside yourself and adopt the
2133 ‘third-person point of view’ of science” (Dennett, 2023a, 2023b).
2134 Dennett stresses the importance of treating subjects’ beliefs about
2135 their own consciousness as “data to be explained, not necessarily as true
2136 accounts of mental reality.” He states, “This is the major fault line in
2137 philosophy of mind today, with John Searle, Tom Nagel, David
2138 Chalmers, Galen Strawson, and Philip Goff [all represented in this
2139 paper], among others, thinking they can just insist they know better.
2140 They don’t. Those who object, who hold out for some sort of ‘first-person
2141 science of consciousness,’ have yet to describe any experiments or re­
2142 sults that are trustworthy but unobtainable by heterophenomenology”
2143 (the term Dennett coined for the third-person method, the phenome­
2144 nology of other minds, which is standard procedure in cognitive science).
2145 Dennett says his meeting with leading scientific researchers on con­
2146 sciousness enabled him “to begin to form at least vague ideas of how
2147 mechanisms of the brain might do all the work,” but only, he insists, “if
2148 we deflated some of the overconfident pronouncements of introspectors
2149 about the marvels of the phenomena” (Dennett, 2023a, 2023b).
2150 In describing his early book, Content and Consciousness, where he puts
2151 content before consciousness, Dennett differentiates himself from John
2152 Searle, who puts consciousness before content. Although Searle and
2153 Dennett are both biological naturalists and both, for example, eschew
2154 panpsychism, Dennett believes that by prioritizing content, the mystery
2155 of consciousness is mitigated.
2156 Dennett has had a long, friendly, though surely adversarial rela­
2157 tionship with Chalmers. “Even expert scientists have been fooled by
2158 Chalmers’ ‘the Hard Problem’ into thinking that there’s one big myste­
2159 rious fact that needs explaining, when in fact there are hundreds of lesser
2160 problems that can be solved without any scientific revolutions, and
2161 when they are all solved, the so-called Hard Problem will evaporate”
2162 (Dennett, 2023a, 2023b).
2163 It is worth noting the more general case of a multiple module way of
2164 thinking, which posits separate if not independent cognitive components
2165 of the mind rooted in the brain (though not needing to correspond to
2166 identifiable brain structures). (9.2.5.)
2167 9.2.5. Minsky’s society of mind
2168 Artificial intelligence pioneer Marvin Minsky calls the multiple semiindependent modules in the human mind, generated by physically
2169 locatable modules in the human brain, The Society of Mind (not coinci­
2170 dentally the name of his book). It is a model of human cognition con­
2171 structed, step by step, from the nonconscious interactions of simple
2172 mindless elements he calls “agents” (Minsky, 1986).
2173 “What does it mean to say you’re aware of yourself?” Minsky asks. It
2174 would be impossible “for any one part of the brain to know what’s
2175 happening in all the other parts of the brain because there’s just too
2176 much. Each part of the brain has connections to other parts of the brain
2177 and can get some ideas, but there’s no place that knows everything”
2178 (Minsky, 2007b).
2179 “The Society of Mind,” according to Minsky, is the end product of a
2180 vast evolutionary history, beginning with just clumps of neurons.
2181 Because neurons evolved early and had to keep their physiological
2182 integrity, progress was made by neurons gathering together, which led
2183 to the first small brains, and when these small brains began to specialize
2184 as well as to associate, “mind” began to develop (Minsky, 2007b).
2185 20
2186 Two witticisms exchanged by Dan Dennett and Dave Chalmers at the 2014
2187 “Toward a Science of Consciousness” conference in Tucson, organized and
2188 managed by Stuart Hameroff and co-organized in some years by Chalmers. Dan:
2189 “I now know what it feels like to be a policeman at Woodstock.” Dave:
2190 “Everyone has a crazy theory about the ‘hard problem’—even Dan, who says
2191 there is no ‘hard problem.’”
2192 49
2193 R.L. Kuhn
2194 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
2195 Minsky is as blunt as he is insightful. “While many neuroscientists
2196 focus on how brain cells [neurons] work, to me, that’s pretty much like
2197 trying to understand a computer from how transistors work. The neu­
2198 rons and synapses are maybe six levels of organization below the
2199 thoughts that you’re actually aware of, the important things that
2200 distinguish a human from a crayfish. These high-level descriptions are
2201 what counts, and each of them has to be understood by itself. Any
2202 particular thing that happens in Level 5 can be understood as a combi­
2203 nation of maybe 20 or 50 things that happen in Level 4 and so forth. But
2204 you can’t understand Level 5 even if you know everything about how
2205 neurons and synapses work. The difference between a human and a
2206 crayfish is that a human has these multiple levels of brain organization
2207 that the earlier animals did not have” (Minsky, 2007b).
2208 Actually, Minsky says, “I’m interested in how this piece of machine,
2209 the brain, can do things like decide that what it’s doing isn’t working.
2210 How does it develop new goals? How does it develop new methods for
2211 achieving its goals? And, most important, how does it make a model of
2212 itself as a being in a world and think high-level stuff about its own past
2213 and its future?”
2214 It has been known for well over 100 years that the brain has many
2215 different parts. Minsky envisions something “like a great network of
2216 computers, each of which is specialized. It’s not that it’s a society of little
2217 people, but rather a society of biological machines, say 400 or more of
2218 these, each with different top-level functions, including the capacity to
2219 imagine planning proposals and counterfactual histories.”
2220 Minsky speculates that cortical columns of related neurons, which
2221 are intermediate in complexity, can store things for a certain period
2222 without any changes in probability or conductions. We evolved these
2223 structures, he says, “so we could have reliable short-term memories that
2224 represent knowledge in many different ways.” In context, Minsky advises
2225 studying “insulation theory.” He says, “Theorists called ‘connectionists’
2226 say what’s important about the brain is how things are connected to
2227 each other. You could argue that it’s even more important to know how
2228 things are insulated from each other—why you don’t get a big traffic jam
2229 because there’s too many connections” (Minsky, 2007b).
2230 What Prinz calls “attention” is a particular process of making an
2231 integrated representation of a stimulus’ multiple properties, as
2232 perceived from a given point of view, available to working memo­
2233 ry—and it is this process, and only this process, that generates con­
2234 sciousness. “Intermediateness,” as Prinz’s term of art, locates the critical
2235 transformation when representations are “integrated into a point-ofview-retaining format that gets made available by this ’attention pro­
2236 cess’” to working memory. This is why Prinz’s theory earns the appel­
2237 lation, “Attended Intermediate Representation Theory” (Mole, 2013).
2238 [Note: Prinz’s theory could be classified under Representational
2239 Theories.]
2240 In exploring the limits of consciousness, Prinz states, “We have no
2241 direct experience of our thoughts, no experience of motor commands,
2242 and no experience of a conscious self.” His strong assertion is that “All
2243 consciousness is perceptual, and it functions to make perceptual infor­
2244 mation available to systems that allow for flexible behavior.” Thus, Prinz
2245 provides “a neuroscientifically grounded response to the leading argu­
2246 ment for dualism,” and he argues that “materialists need not choose
2247 between functional and neurobiological approaches, but can instead
2248 combine these into neurofunctional response to the mind-body prob­
2249 lem” (Prinz, 2012).
2250 Prinz encourages a direct, head-to-head competition, as it were,
2251 between his neurofunctionalism and David Chalmers’s hard problem
2252 (Mole, 2013). “Where he [Chalmers] sought to synthesize two decades
2253 of dualist argumentation, I [Prinz] try here to synthesize two decades of
2254 empirical exploration” (Prinz, 2012; Mole, 2013). Whereas Chalmers
2255 famously declares that “no explanation given in wholly physical terms
2256 can ever account for the emergence of conscious experience.”). Prinz
2257 counters that there is now “a satisfying and surprisingly complete theory
2258 [contained entirely within materialism] of how consciousness arises in
2259 the human brain” (Prinz, 2012).
2260 9.2.8. Sapolsky’s hard incompatibilism
2261 Neuroendocrinologist and biological anthropologist Robert Sapolsky
2262 counts himself as a “hard incompatibilist,” affirming the truth of
2263 determinism (i.e., all events and actions are the product of prior events
2264 and actions) and denying the existence of free will. There is no possi­
2265 bility, he says, “of reconciling our being biological organisms built on
2266 the physical rules of the universe with there being free will, a soul, a ‘Me’
2267 inside there which is somehow free of biology. You have to choose one
2268 or the other and, philosophically, I am completely in the direction of us
2269 being nothing more or less than our biology (and its interactions with
2270 the environment)” (Sapolsky, 2023b).
2271 Sapolsky’s target is free will, not consciousness, but to deal with free
2272 will, he must deal with consciousness—after all, free will, if it exists,
2273 would be a product of consciousness, not the reverse.
2274 But Sapolsky is a reluctant consciousness warrior. Introducing a
2275 section of his book labeled “What Is Consciousness?”, he enjoys some
2276 self-deprecation. “Giving this section this ridiculous heading,” he says,
2277 seemingly smiling, “reflects how unenthused I am about having to write
2278 this next stretch. I don’t understand what consciousness is, can’t define
2279 it. I can’t understand philosophers’ writing about it. Or neuroscientists’,
2280 for that matter, unless it’s ‘consciousness’ in the boring neurological
2281 sense, like not experiencing consciousness because you’re in a coma”
2282 (Sapolsky, 2023a).
2283 Referencing the Libet experiments (9.1.2), which purport to disso­
2284 ciate conscious awareness from brain decision-making, Sapolsky argues
2285 that “three different techniques, monitoring the activity of hundreds of
2286 millions of neurons down to single neurons, all show that at the moment
2287 when we believe that we are consciously and freely choosing to do
2288 something, the neurobiological die has already been cast. That sense of
2289 conscious intent is an irrelevant afterthought.” In another context with
2290 another metaphor, he calls consciousness “an irrelevant hiccup”
2291 (Sapolsky, 2023a).
2292 Yet Sapolsky is not prepared to dismiss consciousness as “just an
2293 epiphenomenon, an illusory, reconstructive sense of control irrelevant
2294 9.2.6. Graziano’s attention schema theory
2295 Advanced by neuroscientist Michael Graziano, attention schema
2296 theory asserts that for the brain to handle a profusion of information it
2297 must have developed a quick and dirty model, a simplified version of
2298 itself, which it then reports “as a ghostly, non-physical essence, a
2299 magical ability to mentally possess items” (Graziano, 2019a, 2019b). He
2300 likens the attention schema to “a self-reflecting mirror: it is the brain’s
2301 representation of how the brain represents things, and is a specific
2302 example of higher-order thought. In this account, consciousness isn’t so
2303 much an illusion as a self-caricature.”
2304 Graziano claims that this idea, attention schema theory, gives a
2305 simple reason, straight from control engineering, for why the trait of
2306 consciousness would evolve, namely, to monitor and regulate attention
2307 in order to control actions in the world. Thus, Graziano argues that “the
2308 attention schema theory explains how a biological, information pro­
2309 cessing machine can claim to have consciousness, and how, by intro­
2310 spection (by assessing its internal data), it cannot determine that it is a
2311 machine whose claims are based on computations” (Graziano, 2019a,
2312 2019b).
2313 9.2.7. Prinz’s neurofunctionalism: how attention engenders experience
2314 Philosopher Jesse Prinz accounts for consciousness with two main
2315 claims: first, consciousness always arises at a particular stage of
2316 perceptual processing, the intermediate stage; and second, conscious­
2317 ness depends on attention. “Attention” is Prinz’s focus in that it “changes
2318 the flow of information allowing perceptual information to access
2319 memory systems.” Neurobiologically, he says, “this change in flow de­
2320 pends on synchronized neural firing. Neural synchrony is also impli­
2321 cated in the unity of consciousness and in the temporal duration of
2322 experience” (Prinz, 2012).
2323 50
2324 R.L. Kuhn
2325 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
2326 to our actual behavior.” This strikes me, he says, “as an overly dogmatic
2327 way of representing just one of many styles of neuroscientific thought on
2328 the subject” (Sapolsky, 2023a).
2329 Pushed to state what he believes consciousness is, Sapolsky demurs.
2330 “Consciousness is beyond me to understand—every few years I read a
2331 review from the people trying to understand it on a neurobiological
2332 level, and I cannot understand a word of what they are saying. For me,
2333 consciousness arises as a ‘complex emergent property’—which explains
2334 everything and nothing” (Sapolsky, 2023b).
2335 function, resolves conflicts between cortical agents, and regulates their
2336 activities (Bach, 2019).
2337 “The conductor is the only place where experience is integrated,”
2338 Bach states. “Information that is not integrated in the protocol cannot
2339 become functionally relevant to the reflection of the system, to the
2340 production of its utterances, the generation of a cohesive self model, and
2341 it cannot become the object of access consciousness.” Without the
2342 conductor, he asserts, our brain can still perform most of its functions,
2343 but we would be “sleepwalkers, capable of coordinated perceptual and
2344 motor action, but without central coherence and reflection.”
2345 Memories empower Bach’s theory. “Memories can be generated by
2346 reactivating a cortical configuration via the links and parameters stored
2347 at the corresponding point in the protocol. Reflective access to the
2348 protocol is a process that can itself be stored in the protocol, and by
2349 accessing this, a system may remember having had experiential access.”
2350 For phenomenal consciousness, Bach claims “it is necessary and suffi­
2351 cient that a system can access the memory of having had an experi­
2352 ence—the actuality of experience itself is irrelevant.”
2353 Phenomenal consciousness, according to Bach, “may simply be un­
2354 derstood as the most recent memory of what our prefrontal cortex
2355 attended to. Thus, conscious experience is not an experience of being in
2356 the world, or in an inner space, but a memory. It is the reconstruction of
2357 a dream generated [by] more than fifty brain areas, reflected in the
2358 protocol of a single region. By directing attention to its own protocol, the
2359 conductor can store and recreate a memory of its own experience of
2360 being conscious” (Bach, 2019).
2361 Unlike Integrated Information Theory (12), Bach says CTC is a
2362 functionalist model of consciousness, with similarity to other function­
2363 alist approaches, such as the ones suggested by Dennett (9.2.4) and
2364 Graziano (9.2.6) (Bach, 2019).
2365 9.2.9. Mitchell’s free agents
2366 While neuroscientist Kevin Mitchell argues, contra many scientists
2367 and philosophers, that free will, or agency, is not an illusion—that “we
2368 are not mere machines responding to physical forces but agents acting
2369 with purpose”—he still asserts, "you cannot escape the fact that our
2370 consciousness and our behavior emerge from the purely physical
2371 workings of the brain” (Mitchell, 2023, p. 3).
2372 Mitchell mounts an evolutionary case for how living beings capable
2373 of choice arose from lifeless matter, stressing “the emergence of nervous
2374 systems provided a means to learn about the world,” thus enabling
2375 sentient animals to model, predict, and simulate. These faculties reach
2376 their peak in humans with our capacities “to imagine and to be intro­
2377 spective, to reason in the moment, and to shape our possible futures
2378 through the exercise of our individual agency” (Mitchell, 2023).
2379 Normally, there is high correlation between those who deny “real”
2380 (libertarian) free will with the commitment that consciousness is
2381 entirely physical, and conversely, those who affirm “real” (libertarian)
2382 free will, are more likely to opt for nonphysical theories. Mitchell is
2383 significant in that he defends “real” free will, but unambiguously has
2384 consciousness as entirely physical. He describes creaturely acts of what
2385 he considers “free will” before consciousness even evolved. “Thoughts
2386 are not immaterial,” he says; “they are physically instantiated in pat­
2387 terns of neural activity in various parts of the brain … There’s no need to
2388 posit a ‘ghost in the machine’—you’re not haunting your own brain. The
2389 ‘ghost’ is the machine at work” (Mitchell, 2023, pp. 267–268).
2390 9.2.11. Brain circuits and cycles theories
2391 Brain circuits and cycles as mechanisms of consciousness are older
2392 explanations, no longer considered sufficient in themselves, having
2393 evolved into more sophisticated theories. Brain circuits cover the
2394 following kinds of large-scale brain structures: lateral pathways across
2395 the cerebral cortex linking diverse cortical areas (e.g., especially in the
2396 prefrontal, cingulate and parietal regions of the cortex, which are
2397 involved in higher-level activities such as planning and reasoning); the
2398 reticular activating system focusing attention, shaping behaviors, and
2399 stimulating motivation; and vertical thalamocortical radiations medi­
2400 ating sensory and motor systems.22 Brain cycles cover electroencepha­
2401 logram (EEG) waves over broad regions of the cerebral cortex, the
2402 product of massive numbers of neurons firing synchronously (e.g.,
2403 gamma waves at 40 Hz).
2404 A contemporary explanation recruits bidirectional information
2405 transfer between the cortex and the thalamus—recurrent cortico­
2406 thalamic and thalamocortical pathways—which are said to regulate
2407 consciousnesss. Evidence suggests "a highly preserved spectral channel
2408 of cortical-thalamic communication that is present during conscious
2409 states, but which is diminished during the loss of consciousness and
2410 enhanced during psychchedlic states" (Toker et al., 2024).
2411 Dendritic Integration Theory (DIT), linking neurobiology and phe­
2412 nomenology, relates cellular-level mechanisms to conscioius experience
2413 by leveraging "the intricate complexities of dendritic processing" in
2414 brain circuits. Jaan Aru et al. propose that "consciousness is heavily
2415 influenced by, or possibly even synonymous with, the functional inte­
2416 gration of two streams of cortical and subcortical information that
2417 impinge on different compartments of cortical layer 5 pyramidal (L5p)
2418 cells" (Aru, 2023). The biophysical properties of pyramidal cells "allow
2419 them to act as gates that control the evolution of global actiatation
2420 9.2.10. Bach’s cortical conductor theory
2421 Cognitive scientist Joscha Bach posits a functional explanation for
2422 phenomenal consciousness, the cortical conductor theory (CTC), where
2423 “cortical structures are the result of reward-driven learning, based on
2424 signals of the motivational system, and the structure of the data that is
2425 being learned.” Critical is the “conductor,” which is “a computational
2426 structure that is trained to regulate the activity of other cortical func­
2427 tionality. It directs attention, provides executive function by changing
2428 the activity and parameterization and rewards of other cortical struc­
2429 tures, and integrates aspects of the processes that it attended to into a
2430 protocol. This protocol is used for reflection and learning” (Section:
2431 Bach, 2019).
2432 Bach has CTC’s “elementary agents” as columns in the cerebral
2433 cortex that “self-organize into the larger organizational units of the brain
2434 areas as a result of developmental reinforcement learning. The activity
2435 of the cortical orchestra is highly distributed and parallelized, and
2436 cannot be experienced as a whole.” However, its performance is coor­
2437 dinated by the conductor, which is not a homunculus, “but like the other
2438 instruments, a set of dynamic function approximators” (situated in
2439 prefrontal cortex21). Whereas most cortical instruments, he says,
2440 “regulate the dynamics and interaction of the organism with the envi­
2441 ronment (or anticipated, reflected and hypothetical environments), the
2442 conductor regulates the dynamics of the orchestra itself.” The process is
2443 based on signals of the motivational system and it provides executive
2444 21
2445 Bach notes, “In the human brain, the functionality of the conductor is likely
2446 facilitated via the dorsolateral prefrontal cortex, anterior cingulate cortex, and
2447 anterior insula. The conductor has attentional links into most regions” (Bach,
2448 2019).
2449 22
2450 My PhD research at UCLA’s Brain Research Institute, under Professor John
2451 Schlag, was on the thalamocortical pathway; my thesis title: “An Analysis of
2452 Cortical Evoked Potentials and Concomitant Neuronal Population Activity.”
2453 51
2454 R.L. Kuhn
2455 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
2456 patterns," such that "In conscious states, this cellular mechanism enables
2457 complex sustained dynamics withn the thalamocortical system, whereas
2458 during unconscious states, such signal propagation is prohibiited," Aru
2459 et al. suggest that the DIT "hallmark of conscious processing is the
2460 flexible integration of bottom-up and top-down data streams at the
2461 cellular level" (Aru, 2023, 2020).
2462 Upfront, Bunge defines his idiosyncratic position: ‘‘I am an un­
2463 abashed monist’’—his objective is “to reunite matter and mind”—and ‘‘I
2464 am a materialist but not a physicalist.’’ By the latter distinction, Bunge
2465 means that while the material world is all there is (i.e., there are no
2466 nonmaterial substances), the laws of physics cannot explain all phe­
2467 nomena (i.e., “physics can explain neither life nor mind nor society”)
2468 (Bunge, 2011; Slezak, 2011).
2469 Bunge calls his theory, or more precisely, his “programmatic hy­
2470 pothesis,” about the mind-body problem “emergent materialism”—his
2471 core concept being that “mental states form a subset (albeit a very
2472 distinguished one) of brain states (which in turn are a subset of the state
2473 space of the whole animal).” The hypothesis is unambiguously materi­
2474 alist, even though “biosystems, including their mental states, have
2475 properties that are not reducible to their physical and chemical prop­
2476 erties.” Mind, according to Bunge, “is just a collection of functions (ac­
2477 tivities, events) of an extremely complex central nervous system.”
2478 Mental states are distinguished from brain states broadly in that mental
2479 states reflect only those brain states that exhibit neural plasticity,
2480 especially learning, in contrast to brain states that are more phyloge­
2481 netically fixed (Bunge, 1980; 2014).
2482 Approaching the mind-body problem as a general systems theorist,
2483 Bunge shows, in particular, “how the concept of a state space can be used
2484 to represent the states and changes of state of a concrete thing such as
2485 the central nervous system.” He stresses the concept of emergence—he
2486 defines an emergent property as “a property possessed by a system but
2487 not by its components.” He then focuses on the level where such
2488 emergence occurs, arguing that “the mental cannot be regarded as a
2489 level on a par with the physical or the social.” The upshot, he says, is “a
2490 rationalist and naturalist pluralism.” While he rejects Dualism (15) as
2491 both untestable and contradictory to science, he also rejects Eliminative
2492 Materialism (9.1.1) and reductive materialism (9.1.7) “for ignoring the
2493 peculiar (emergent) properties of the central nervous system.” He opts
2494 for “emergentist materialism” as a variety of “psychoneural monism,”
2495 but cautions that it needs detailed mechanisms, especially mathematical
2496 ones (Bunge, 1977).
2497 Bunge trains his delightfully acerbic guns on choice theories: com­
2498 putationalism (“a sophisticated version of behaviorism,” “brainless
2499 cognitive science”); studying higher level mental phenomena rather
2500 than neuroscience and ‘‘objective brain facts’’ (“Cartesian mind-body
2501 dualism,” “psychoneural dualism”); philosophical zombies (‘‘respon­
2502 sible people do not mistake conceptual possibility, or conceivability, for
2503 factual possibility or lawfulness; and they do not regard the ability to
2504 invent fantasy worlds as evidence for their real existence’’); and pan­
2505 psychism (‘‘illustrates the cynical principle that, given an arbitrary
2506 extravagance, there is at least one philosopher capable of inventing an
2507 even more outrageous one’’) (Slezak, 2011; Bunge, 2011).
2508 Bunge also criticizes that “the division of scientific labor has reached
2509 such a ridiculous extreme that many workers in neuroscience and psy­
2510 chology tend to pay only lip service to the importance of studies in
2511 development and evolution for the understanding of their subject.” Such
2512 neglect of development and evolution, he says, has had at least three
2513 undesirable consequences: 1) overlooking the biological maturation of
2514 the central nervous system (e.g., the corpus callosum takes up to a
2515 decade to develop); 2) exaggerating leaps at the expense of graduality
2516 (particularly of the information-processing variety); and conversely, 3)
2517 exaggerating continuity at the expense of quantitative novelty (animal
2518 psychologists who claim that human mental abilities differ only in de­
2519 gree from prehuman ones) (Bunge, 1989).
2520 In sum, to explain behavior and mentation in scientific terms, Bunge
2521 calls for a synthesis or merger of neuroscience and social science, rather
2522 than for a reduction, “even though the behavioral and mental processes
2523 are neurophysiological.” Put philosophically, “this is a case of ontolog­
2524 ical reduction without full epistemological reduction” (Bunge, 1989).
2525 9.2.12. Northoff’s temporo-spatial sentience
2526 Psychiatrist and neuroscientist Georg Northoff postulates what he
2527 calls “sentience” as “a more basic and fundamental dimension of con­
2528 sciousness,” and he proposes that sentience arises via “temporo-spatial
2529 mechanisms”—characterized by brain activity, spatiotemporal rela­
2530 tionship, and structure—with which “the brain constructs its own
2531 spontaneous activity [that] are key for making possible the capacity to
2532 feel, namely sentience.” Northoff’s model is based on his supposition
2533 that “in addition to the level/state and content of consciousness, we
2534 require a third dimension of consciousness, the form or structure or
2535 organization of consciousness.” Thus, his “temporo-spatial theory of
2536 consciousness” leads him to posit “specific neuro-ecological and neurovisceral mechanisms that are, in their most basic nature, intrinsically
2537 temporospatial.” We have this capacity to feel and thus for sentience, he
2538 says, “because our brain continuously integrates the different inputs
2539 from body and environment within its own ongoing temporo-spatial
2540 matrix” (Northoff, 2021).
2541 Northoff distinguishes “spatiotemporal neuroscience” from cognitive
2542 neuroscience and related branches (like affective, social, etc.) in that
2543 spatiotemporal neuroscience focuses on brain activity (rather than brain
2544 function), spatiotemporal relationship (rather than input-cognitionoutput relationship), and structure (rather than stimuli/contents). In
2545 this sense, spatiotemporal neuroscience “allows one to conceive the
2546 neuro-mental relationship in dynamic spatiotemporal terms that com­
2547 plement and extend (rather than contradict) their cognitive character­
2548 ization” (Northoff et al., 2020).
2549 Finally, Northoff and colleagues feel “the need to dissolve the mindbody problem (and replace it by the world-brain relation).” They also
2550 address other philosophical issues like assuming “time (and space) to be
2551 constructed in different scales, small and long, with all different scales
2552 being nested (like the different Russian dolls) within each other.” For
2553 example, “a mental feature may be characterized by an extremely short
2554 and restricted spatiotemporal scale which, if abstracted and thereby
2555 detached from its underlying longer and more extended scale may seem
2556 to be non-dynamic and thus a re-presentation of an event or object. This
2557 is like taking one smaller Russian doll out and consider it in isolation
2558 from all the others (and, even worse, forgetting that any of the others
2559 were ever present).” If, in contrast, they suggest, “one conceives the
2560 spatiotemporal scale of mental features in the larger context of other
2561 spatiotemporal scales, one can take into view their nestedness.” In this
2562 view, Northoff has mental features as “nothing but a small Russian doll
2563 that is nested within the longer and more extended scales of the brain’s
2564 spontaneous activity (which, by itself, is nested within the yet much
2565 larger spatiotemporal scales of body and world)” (Northoff et al., 2020).
2566 9.2.13. Bunge’s emergent materialism
2567 Philosopher and physicist Mario Bunge rejects any “separate mental
2568 entity,” calling it “a stumbling block to progress.” It is “unwarranted by
2569 the available data and the existing psychological models,” he says, and it
2570 collides “head-on with the most fundamental ideas of all modern sci­
2571 ence.” Rather, Bunge argues that the mind-body problem requires a
2572 psychobiological approach, based on the assumption that behavior is an
2573 external manifestation of neural processes—an approach that also
2574 abandons ordinary language in favor of a “state space language, which is
2575 mathematically precise and is shared by science and scientific philoso­
2576 phy” (Bunge, 1980; 2014). More broadly, he presents a systematic
2577 model of mankind as a “biopsychosocial entity” and he favors “the
2578 multilevel approach” over “the holistic, the analytic, and the synthetic
2579 approaches” (Bunge, 1989).
2580 9.2.14. Hirstein’s mindmelding
2581 William Hirstein argues that it is “the assumption of privacy”—the
2582 52
2583 R.L. Kuhn
2584 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
2585 deep, metaphysical impossibility for one person to ever experience the
2586 conscious states of another—that has led philosophers and scientists to
2587 claim wrongly that the conscious mind can never be explained in
2588 straightforwardly physical terms and thus to “create vexing dualisms,
2589 panpsychisms, views that would force changes in our current theories in
2590 physics, views that deny the reality of consciousness, or views that claim
2591 the problem is insoluble.” Hirstein seeks to undermine “the assumption
2592 of privacy” by the thought experiment of “mindmelding”: connecting
2593 one person’s cerebral cortex control network to another person’s cere­
2594 bral cortex visual attention network. This would entail inter-brain rather
2595 than the normal intra-brain coupling. Then the first person might
2596 correctly say, “Wow, I am experiencing your conscious visual states. Did
2597 you know you are color blind?” The control network functions as a
2598 referent for “I”—the subject of the visual states—and the other person’s
2599 conscious visual states are the referent for “your conscious visual states.”
2600 As such, mindmelding would support phenomenal consciousness as
2601 entirely physical, realizable in terms of neurobiology, which would be
2602 both necessary and sufficient (Hirstein, 2012).
2603 electromagnetic fields), produced by different neuronal assemblies,
2604 “present different qualia or aspects of the whole object/scene/concept.”
2605 At the same time, “the wholeness of the consciously perceived or
2606 imagined is a result of synchronized operations (electromagnetic fields)
2607 of many transient neuronal assemblies in the form of dynamic and everincreasing spatiotemporal patterns termed Operational Modules
2608 (OM)”—where new OM configurations generate an almost infinite
2609 number and complexity of phenomenal qualities, patterns, and objects
2610 (Fingelkurts, 2024; Fingelkurts et. al., 2019, 2020).
2611 Adding credence to electromagnetic field theories are recent dis­
2612 coveries of large-scale, cerebral cortex-wide interacting spiral wave
2613 patterns of brain waves that are said to underlie complex brain dynamics
2614 and are related to cognitive processing. That the human brain exhibits
2615 rich and complex electromagnetic patterns, with brain spirals propa­
2616 gating across the cortex and giving rise to spatiotemporal activity dy­
2617 namics with non-stationary features and having functional correlates to
2618 cognitive processing, would be consistent with their role in conscious­
2619 ness (Xu et al., 2023).
2620 9.3. Electromagnetic field theories
2621 9.3.1. Jones’s electromagnetic fields
2622 Philosopher Mostyn Jones gathers, explains and classifies various
2623 electromagnetic-field theories, each with its own theoretical foundation:
2624 computationalist, reductionist, dualist, realist, interactionist, epi­
2625 phenomenalist, globalist, and localist. He uses three questions to classify
2626 the field theories: 1. How do minds exist relative to fields? 2. Are minds
2627 unified by global or local fields? 3. How extensively do fields and neu­
2628 rons interact? (Jones, 2013).
2629 The claim is made that electromagnetic fields in the brain can solve
2630 the “binding problem,” where distinct sensory modules combine to give
2631 a unified sense of phenomenal experience—say, melding the red and
2632 roundness of a balloon into a single percept. For example, there doesn’t
2633 seem to be a single synthesizing brain area into which all visual circuits
2634 feed, nor any well-known cortical circuits that bind (unite) color and
2635 shape to form unified images. However, perceptual binding does seem to
2636 involve the synchronized firing of circuits in unified lockstep (with a
2637 temporal binding code) for specific sensory modalities (e.g., shape), but
2638 neurons in color and shape circuits don’t synchronize. Mostyn states that
2639 “while binding involves synchrony, binding seems to be more than
2640 synchrony,” thus giving field theories the opening to unify visual
2641 experience via a single field, not by a single brain area or by synchrony
2642 (yet synchrony does amplify field activity) (Jones, 2013).
2643 Mostyn claims that evidence is mounting that unified neural elec­
2644 tromagnetic fields interact with neuronal cells and circuits to explain
2645 correlations and divergences between synchrony, attention, conver­
2646 gence, and unified minds, and that the simplest explanation for the unity
2647 of minds and fields is that minds are fields (Jones, 2017). Moreover,
2648 some electromagnetic-field theorists even put qualia itself on the
2649 explanatory agenda (Jones, 2013).
2650 Jones poses “neuroelectrical panpsychism” (NP) as “a clear, simple,
2651 testable mind–body solution” based on the conjunction of its two
2652 component theories: (i) “everything is at least minimally conscious,” and
2653 (ii) “electrical activity across separate neurons creates a unified, intel­
2654 ligent mind.” According to Jones, NP is bolstered by neuroelectrical
2655 activities that generate different qualia, unite them to form perceptions
2656 and emotions, and help guide brain operations. He claims, ambitiously,
2657 that “NP also addresses the hard problem of why minds accompany
2658 these neural correlates.” He offers the radical identity that “the real
2659 nature of matter-energy (beyond how it appears to sense organs) is
2660 consciousness that occupies space, exerts forces, and unites neuro­
2661 electrically to form minds.” He also has NP solving panpsychism’s
2662 combination problem “by explaining how the mind’s subject and ex­
2663 periences arise by electrically combining simple experiences in brains”
2664 (Jones, 2024).
2665 Electromagnetic (EM) Field Theories treat minds as identical to, or
2666 derivative from, the broader, brain-spanning EM fields generated by the
2667 cumulative aggregate of multiple, specific neural currents. The brain is
2668 packed with an intricate three-dimensional web of these EM fields—the
2669 question is what functions do these EM fields serve (if any), and whether
2670 these fields in any way relate to consciousness?
2671 Diverse studies are said to support an EM field theory. For example,
2672 “transient periods of synchronization of oscillating neuronal discharges
2673 in the frequency range 30–80 Hz (gamma oscillations) have been pro­
2674 posed to act as an integrative mechanism that may bring a widely
2675 distributed set of neurons together into a coherent ensemble that un­
2676 derlies a cognitive act.” Transitions between the moment of perception
2677 and the motor response are marked by periods of strong desynchroni­
2678 zation, which suggests “a process of active uncoupling of the underlying
2679 neural ensembles that is necessary to proceed from one cognitive state to
2680 another” (Rodriguez, 1999).
2681 The stability of working memory is said to emerge at the level of the
2682 electric fields that arise from neural activity, more than from the specific
2683 neural activity itself, as “the exact neurons maintaining a given memory
2684 (the neural ensemble) change from trial to trial.” In the face of this
2685 “representational drift,” electric fields carry information about working
2686 memory content, enable information transfer between brain areas and
2687 “can act as ‘guard rails’ that funnel higher dimensional variable neural
2688 activity along stable lower dimensional routes” (Pinotsis and Miller,
2689 2022).
2690 Electric fields, applied externally, have been shown to modulate
2691 pharmacologically evoked neural network activity in rodent hippo­
2692 campus and to enhance and entrain physiological neocortical neural
2693 network activity (i.e., neocortical slow oscillation) in vitro as a model
2694 system. Both show the neural efficacy of weak sinusoidal and natural­
2695 istic electric fields (Fröhlich and McCormick, 2010).
2696 Neuroinformatics/EEG neuroscientists Andrew and Alexander Fin­
2697 gelkurts formulate a framework of “Operational Architectonics (OA) of
2698 Brain-Mind Functioning,” where “consciousness is an emergent phe­
2699 nomenon of coherent but dynamic interaction among operations pro­
2700 duced by multiple, relatively large, long-lived and stable, but transient
2701 neuronal assemblies in the form of spatiotemporal patterns within the
2702 brain’s electromagnetic field.” OA’s architectural structure is “charac­
2703 terized by a nested hierarchy of operations of increasing complexity:
2704 from single neurons to synchronized neuronal assemblies and further to
2705 the operational modules of integrated neuronal assemblies.” Conscious
2706 phenomena are “brought to existence” by the brain generating a “dy­
2707 namic, highly structured, extracellular electromagnetic field in spatio­
2708 temporal domains and over a wide frequency range.”
2709 Neurophysiological substrates of single operations (standing
2710 9.3.2. Pockett’s conscious and non-conscious patterns
2711 Psychologist Susan Pockett’s electromagnetic field theory of
2712 53
2713 R.L. Kuhn
2714 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
2715 consciousness proposes that “while conscious experiences are identical
2716 with certain electromagnetic patterns generated by the brain” have al­
2717 ways been acknowledged, it is critical to “specify what might distinguish
2718 conscious patterns from non-conscious patterns … the 3D shape of
2719 electromagnetic fields that are conscious, as opposed to those that are
2720 not conscious.” She calls this “a testable hypothesis about the charac­
2721 teristics of conscious as opposed to non-conscious fields” (Pockett,
2722 2012).
2723 Moreover, Pockett argues that the central dogma of cognitive psy­
2724 chology that “consciousness is a process, not a thing” is “simply wrong.”
2725 All neural processing is unconscious, she asserts. “The illusion that some
2726 of it is conscious results largely from a failure to separate consciousness
2727 per se from a number of unconscious processes that normally accom­
2728 pany it—most particularly focal attention. Conscious sensory experi­
2729 ences are not processes at all. They are things: specifically, spatial
2730 electromagnetic (EM) patterns, which are presently generated only by
2731 ongoing unconscious processing at certain times and places in the
2732 mammalian brain, but which in principle could be generated by hard­
2733 ware rather than wetware” (Pockett, 2017).
2734 that outputs are correlated with multiple inputs: the information inte­
2735 gration is implemented in time, rather than space, and thereby cannot
2736 correspond to physically integrated information.” He stresses that “only
2737 energy fields are capable of integrating information in space” and he
2738 defines CEMI field theory whereby “consciousness is physically inte­
2739 grated, and causally active, [with] information encoded in the brain’s
2740 global electromagnetic (EM) field.” Moreover, he posits that “con­
2741 sciousness implements algorithms in space, rather than time, within the
2742 brain’s EM field,” and he describes CEMI field theory as “a scientific
2743 dualism that is rooted in the difference between matter and energy,
2744 rather than matter and spirit” (McFadden, 2020).
2745 9.3.4. Ephaptic coupling
2746 An ephaptic coupling theory of consciousness leverages the idea that
2747 neurons, being electrogenic, produce electric fields, which, if suffi­
2748 ciently strong and precisely placed, can influence the electrical excit­
2749 ability of neighboring neurons near-instantaneously (Chen, 2020).
2750 Assuming that ephaptic coupling occurs broadly in the brain, it could
2751 support, or even help constitute, an electromagnetic field theory of
2752 consciousness.
2753 Experiments show that a neural network can generate “sustained
2754 self-propagating waves by ephaptic coupling, suggesting a novel prop­
2755 agation mechanism for neural activity under normal physiological
2756 conditions.” There is clear evidence that “slow periodic activity in the
2757 longitudinal hippocampal slice can propagate without chemical synap­
2758 tic transmission or gap junctions, but can generate electric fields which
2759 in turn activate neighboring cells.” These results “support the hypothesis
2760 that endogenous electric fields, previously thought to be too small to
2761 trigger neural activity, play a significant role in the self-propagation of
2762 slow periodic activity in the hippocampus” (Chiang et al, 2019).
2763 Ephaptic coupling of cortical neurons, independent of synapses, has
2764 been demonstrated by stimulating and recording from rat cortical py­
2765 ramidal neurons in slices. Results showed that extracellular fields,
2766 despite their small size, “could strongly entrain action potentials,
2767 particularly for slow (<8 Hz) fluctuations of the extracellular field,”
2768 indicating that “endogenous brain activity can causally affect neural
2769 function through field effects under physiological conditions”
2770 (Anastassiou et al., 2011).
2771 Mesoscopic ephaptic activity in the human brain has been explored,
2772 including its trajectory during aging, in a sample of 401 realistic human
2773 brain models from healthy subjects aged 16–83. “Results reveal that
2774 ephaptic coupling … significantly decreases with age, with higher
2775 involvement of sensorimotor regions and medial brain structures. This
2776 study suggests that by providing the means for fast and direct interaction
2777 between neurons, ephaptic modulation may contribute to the
2778 complexity of human function for cognition and behavior” (Ruffini
2779 et al., 2020).
2780 9.3.3. McFadden’s conscious electromagnetic information theory
2781 Molecular geneticist Johnjoe McFadden proposes conscious elec­
2782 tromagnetic information (CEMI) field theory as an explanation of con­
2783 sciousness. His central claim is that “conventional theories of
2784 consciousness (ToCs) that assume the substrate of consciousness is the
2785 brain’s neuronal matter fail to account for fundamental features of
2786 consciousness, such as the binding problem,” and he posits that the
2787 substrate of consciousness is best accounted by the brain’s well-known
2788 electromagnetic (EM) field (McFadden, 2023).
2789 Electromagnetic field theories of consciousness (EMF-ToCs) were
2790 first proposed in the early 2000s primarily to account for the experi­
2791 mental discovery that synchronous neuronal firing was a strong neural
2792 correlate of consciousness (NCC) (McFadden, 2002). While McFadden
2793 has EMF-ToCs gaining increasing support, he recognizes that “they
2794 remain controversial and are often ignored by neurobiologists and
2795 philosophers and passed over in most published reviews of conscious­
2796 ness.” In his own review, McFadden examines EMF-ToCs against
2797 established criteria for distinguishing between competing ToCs and ar­
2798 gues that “they [EMF-ToCs] outperform all conventional ToCs and
2799 provide novel insights into the nature of consciousness as well as a
2800 feasible route toward building artificial consciousnesses” (McFadden,
2801 2023).
2802 McFadden references the neurophysiology of working memory in
2803 support of CEMI theory. He states that “although the exact neurons (the
2804 neural ensemble) maintaining a given memory in working memory
2805 varies from trial to trial, what is known as representational drift, sta­
2806 bility of working memory emerges at the level of the brain’s electric
2807 fields as detected by EEG.” This means, he argues that “since working
2808 memory is considered to be, essentially, conscious memory,” con­
2809 sciousness “resides in the brain’s electromagnetic fields rather than in its
2810 neurons, acting as the brain’s global workspace.” He asserts that “the
2811 higher level of correlation between the contents of working memory and
2812 the brain’s EM fields, rather than the state of the brain’s matter-based
2813 neurons, is a considerable challenge to all neural-ToCs” (McFadden,
2814 2023).
2815 McFadden positions CEMI field theory (or EMF-ToCs) as providing
2816 “an objective criterion for distinguishing conscious from non-conscious
2817 EM fields. This arises from the requirement that, to be reportably
2818 conscious, a system must be able to generate (rather than merely
2819 transmit) thoughts as gestalt (integrated) information—our
2820 thoughts—that can be communicated to the outside world via a motor
2821 system” (McFadden, 2023).
2822 In distinguishing CEMI field theory from Integrated Information
2823 Theory (12), McFadden argues that “nearly all examples of so-called
2824 ‘integrated information’, including neuronal information processing
2825 and conventional computing, are only temporally integrated in the sense
2826 9.3.5. Ambron’s local field potentials and electromagnetic waves
2827 Biologist and pain researcher Richard Ambron suggests that under­
2828 standing the specific consciousness of pain might help to understand the
2829 mechanism of consciousness in general. Pain is ideal for studying con­
2830 sciousness, he says, because it receives priority over all other sensations,
2831 reflecting its criticality for survival (Ambron, 2023a, 2023b; Ambron
2832 and Sinav, 2022).
2833 Pain starts at the site of injury where damaged cells release small
2834 molecular compounds that bind to the terminals of peripheral neurons
2835 and trigger action potentials which encode information about the injury.
2836 The greater the severity of the injury, the greater the number and fre­
2837 quency of action potentials, and the greater the intensity of pain.
2838 The pain pathway is well documented: from periphery to spinal cord
2839 to the thalamus, where we first become aware of the injury but do not
2840 feel the affect of onerous pain. Rather, the region for feeling the hurt­
2841 fulness of pain is the anterior cingulate cortex (ACC), where input from
2842 the thalamus activates a complex neuronal circuit. Essential are the
2843 pyramidal neurons, which have a triangular cell body and a long
2844 54
2845 R.L. Kuhn
2846 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
2847 dendrite with many branches that are vital for experiencing pain.
2848 Because information transmitted between neurons must traverse the
2849 minuscule space between them—the synapse—axons from thalamic
2850 neurons transmit to dendrites of ACC neurons by releasing a neuro­
2851 transmitter that traverses the gap, binds to the dendritic endings and
2852 triggers action potentials. When there is prolonged activity at the syn­
2853 apse in response to a serious injury, the synapses become “hyperre­
2854 sponsive” and strengthened. This strengthening, called long-term
2855 potentiation (LTP), sensitizes the synapse so that it takes fewer action
2856 potentials to cause pain. This is why even a gentle touch to the site of an
2857 injury will hurt (Ambron, 2023a, 2023b; Ambron and Sinav, 2022).
2858 In addition to housing circuits for pain, the ACC receives information
2859 from other brain regions. For example, inputs from the amygdala can
2860 increase the intensity of the pain due to anxiety or fear, whereas those
2861 from the nucleus accumbens can reduce the pain if the reward for
2862 bearing the pain is considered worthwhile. Thus, what we experience as
2863 pain depends on interactions among several areas of the brain.
2864 To maintain electro-neutrality after an injury, there is an efflux of
2865 positive ions from the cell body that forms a local field potential (LFP)
2866 and creates electromagnetic (EM) waves in the extracellular space
2867 around the pyramidal neurons. In Ambron’s novel move, he posits that
2868 these EM waves now contain the information about the pain that was
2869 previously encoded in the action potentials. In other words, the pain
2870 information was transferred from action potentials to LFPs to EM waves,
2871 which could influence nearby circuits, such as those for attention.
2872 Ambron speculates that these EM waves contribute to consciousness.
2873 Assuming information from other senses is also transformed into EM
2874 waves, it also might help solve the “binding/combination problem,”
2875 because integrating information from all the waves could explain how
2876 individual sensory inputs combine to create “a unified, coherent version
2877 of the world.” Unlike most theories of consciousness, Ambron believes
2878 his hypothesis can be tested (Ambron, 2023a, 2023b).
2879 of action potentials between excitable cells with the cell-cell distance
2880 more than 10 mm (an anatomically astronomical distance in cortex).”
2881 Moreover, “when longitudinal cells are arranged in parallel separately,
2882 the action potential generated from one cell can ‘jump’ to other cells and
2883 cause all the cells to fire action potentials in concert. If two cells fire
2884 action potentials spontaneously and have their own rhythm, they tend to
2885 ‘learn’ from each other, adjust their own pace, eventually lock their
2886 phases, and ‘remember’ this common rhythm for a long while” (Zhang,
2887 2019).
2888 Zhang notes, “unlike synaptic neuronal network, which is a physio­
2889 logical transmission with the velocity of 0.2–120 m/s (synaptic delay
2890 period is not included), traveling electrical field mediated transmission
2891 … [has] the velocity of light speed.” In a cortical circuit, he says, “the
2892 synaptic elements provide delicate and precise connections; while the
2893 traveling electrical field, may provide transient, rapid, flexible rather
2894 than fixed connections to synchronize rhythmic action potentials fired
2895 from axons which are arranged in parallel and are well insulated by
2896 dielectric media.”
2897 How does “this invisible ‘tele’ bridge-linked synchronization or
2898 harmony” work? According to Zhang, neural action potentials in human
2899 brain circuits produce clusters of traveling electrical fields. Those with
2900 similar frequency tend to be synchronized. Integration, imagination,
2901 remembering, creating, etc. require considerable energy, and if these
2902 processes are simply synchronizations between different brain regions,
2903 the energy conserving property of sync facilitates performing these
2904 mental activities.
2905 Having worked on synaptic transmission for 20 years, Zhang muses:
2906 “Glutamate receptors, for instance, are found in both human and cray­
2907 fish synapses. Human receptors are not any ‘smarter’ than those of
2908 crayfish.” It would be very narrow minded, he says, “to study human
2909 synapses, which evolved from those of squid and crayfish, hoping to find
2910 a magic thinking molecule.” If there is no super-highway (light speed)
2911 above the traditional synaptic networks, he concludes, “I just cannot
2912 imagine how people can be an intelligent life-form” (Zhang, 2019).
2913 9.3.6. Llinas’s mindness state of oscillations
2914 Neuroscientist Rodolfo Llinas’s theory of the “mindness state” is
2915 centered on the concept of oscillations. Many neurons possess electrical
2916 activity, manifested as oscillating variations in the minute voltages
2917 across the cell membrane. On the crests of these oscillations occur larger
2918 electrical events that are the basis for neuron-to-neuron communication.
2919 Like cicadas chirping in unison, a group of neurons oscillating in phase
2920 can resonate with a distant group of neurons. This simultaneity of
2921 neuronal activity, Llinas maintains, is the neurobiological root of
2922 cognition. Although the internal state that we call the mind is guided by
2923 the senses, it is also generated by the oscillations within the brain. Thus,
2924 in a certain sense, Llinas would say that reality is not all "out there," but
2925 is a kind of virtual reality (Llinas, 2002, 2007).
2926 9.4. Computational and Informational Theories
2927 Computation and Information Theories feature advanced computa­
2928 tional structures, resonance systems, complex adaptive systems,
2929 information-theory models, and mathematical models, all of which are
2930 held, in whole or in part, as theories of consciousness.
2931 9.4.1. Computational theories
2932 Computational theories of mind developed organically as the pro­
2933 cessing power of computers expanded exponentially to enable the
2934 emulation of mind-like capabilities such as memory, knowledge struc­
2935 ture, perception, decision-making, problem solving, reasoning and lin­
2936 guistic comprehension (especially with the advent of human-like large
2937 language models like ChatGPT). The growing field of cognitive science
2938 owes its development to computational theories (Rescorla, 2020).
2939 There is a reciprocal, recursive, positive-feedback relationship as
2940 computational theories of mind seek both to enhance the power and
2941 scope of computing and to advance understanding of how the human
2942 mind actually works. Classical computational theories of mind, which
2943 exemplify functionalism (9.1.3), are based on algorithms, which are
2944 routines of systematic, step-by-step instructions, and on Turing ma­
2945 chines, which are abstract models of idealized computers with unlimited
2946 memory and time that process one operation at a time (with super-fast
2947 but not unlimited speed).
2948 Artificial intelligence adds logic, seeking to automate reason­
2949 ing—deductive at first, then inductive and higher-order forms. Neural
2950 networks, with a connectionism construct, were a step-function
2951 advance. For example, chess computers have reigned supreme since
2952 1997 when Deep Blue defeated the world chess champion, Gary Kas­
2953 parov. But whereas the process has been literally massive brute-force
2954 calculations—hundreds of millions of “nodes” per second (a “node” is
2955 9.3.7. Zhang’s long-distance light-speed telecommunications
2956 Synaptic neuroscientist Ping Zhang suggests that “the long-time
2957 puzzle between brain and mind” might be solved by “a light-speed
2958 telecommunication between remote cells that are arranged in paral­
2959 lel.” He bases his theory on “the law of synchronization,” where “all the
2960 individuals are connected to each other rigidly (or in a light-speed
2961 momentum network), energy radiated from one individual will be
2962 propagated to and conserved in all other individuals in light speed”
2963 (Zhang, 2019).23
2964 In explaining “how a ‘school’ of neurons in human brain behaves like
2965 a light-speed rigid network and concentrates on a task,” Zhang cites his
2966 own observation of “the traveling electrical field mediated transmission
2967 23
2968 Zhang adds, “Energy radiated from all individuals [in a synchronized sys­
2969 tem] will be fed back to each individual at exactly the same time. Energy states
2970 of all individuals tend to even up; entropy increase tends to be maximal when
2971 sync is established; one’s energy output is another’s energy input. The system
2972 tends to be energy conservatively beneficial and stable” (Zhang, 2019).
2973 55
2974 R.L. Kuhn
2975 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
2976 a chess position with its evaluation and history)—recent advances in
2977 algorithmic theory are dramatically improving capabilities. The impli­
2978 cations go way beyond chess and are apparent.
2979 Philosopher-futurist Nick Bostrom espouses a computational theory
2980 of consciousness, which is consistent with his view that there is a distinct
2981 possibility that our world and universe, our total state of affairs, is a
2982 computer simulation (Bostrom, 2003, 2006). The logic is almost a tau­
2983 tology: A computer simulation would require, by definition, that our
2984 consciousness, and the consciousnesses of all sentient creatures, would
2985 be, ipso facto, computational consciousness. Of course, Bostrom does not
2986 argue that we are living in a simulation, so his computationalism as a
2987 theory of consciousness is motivated by other factors, including
2988 computational neuroscience. In fact, one could make the case that the
2989 arrow of causal explanation points in the reverse direction: Conscious­
2990 ness as computational would need to be a condition precedent, neces­
2991 sary but not sufficient, for the simulation argument to be coherent.
2992 Computer/AI scientist James Reggia explains that efforts to create
2993 computational models of consciousness have been driven by two main
2994 motivations: “to develop a better scientific understanding of the nature
2995 of human/animal consciousness and to produce machines that genu­
2996 inely exhibit conscious awareness.” He offers three conclusions: “(1)
2997 computational modeling has become an effective and accepted meth­
2998 odology for the scientific study of consciousness; (2) existing computa­
2999 tional models have successfully captured a number of neurobiological,
3000 cognitive, and behavioral correlates of conscious information processing
3001 as machine simulations; and (3) no existing approach to artificial con­
3002 sciousness has presented a compelling demonstration of phenomenal
3003 machine consciousness, or even clear evidence that artificial phenom­
3004 enal consciousness will eventually be possible” (Reggia, 2013).
3005 Computer scientist Kenneth Steiglitz argues that all available the­
3006 ories of consciousness “aren’t up to the job” in that “they don’t tell me
3007 how I can know whether a particular candidate is or is not phenomenally
3008 conscious.” Moreover, he says, we will never be able to answer the
3009 question of AI consciousness—because “it is simply not possible to test
3010 for consciousness.” This presents, Steiglitz worries, dangers of two kinds:
3011 (1) damaging or even destroying our own consciousness, and (2)
3012 bringing about new consciousness that will not be treated with proper
3013 respect and quite possible suffer (Steiglitz, 2024).
3014 Steiglitz states three principles of what we think we know about
3015 consciousness—the dual nature of mind and body, the dependence of
3016 mind on body, and the dependence of mind on computation—and he
3017 calls them all absurd, because “these do not follow from physics, biology,
3018 or logic.” He muses, “I wish I had a theory to account for conscious­
3019 ness—but I don’t see how any theory could” (Steiglitz, 2024).
3020 Philosophy-savvy attorney Andrew Hartford proposes an EP (Eternal
3021 Past) Conjecture such that “If there ever is something there always was
3022 something, because no-thing comes from Nothing,” and that “the always
3023 existor exists before all time, process or computation.” What follows, he
3024 says, is that while “it remains to be seen whether artificial consciousness
3025 is in the domain of all possibilities, we should not presume that we will
3026 necessarily build computational consciousness” (Hartford, 2014).
3027 The mildly dismissive critique is that the computational theory of
3028 mind follows the historical trend of analogizing the mind to “the science
3029 of the day,”.24
3030 idea is that the mind is an activity, not a thing, a verb not a noun—it’s
3031 what you do, not what you have or use. His theoretical foundation is
3032 “Adaptive Resonance Theory” (ART), a cognitive and neural concept of
3033 how the brain autonomously learns to consciously attend, learn, cate­
3034 gorize, recognize, and predict objects and events in a changing world
3035 (Grossberg, 2013). Central to ART’s predictive power is its ability to
3036 carry out fast, incremental, and stable unsupervised and supervised
3037 learning in response to external events.
3038 ART specifies mechanistic links in advanced brains that connect
3039 processes regulating conscious attention, seeing, and knowing, with
3040 those regulating looking and reaching. Consciousness thus enables
3041 learning, expectation, attention, resonance, and synchrony during both
3042 unsupervised and supervised learning. These mechanistic links arise
3043 from basic properties of brain design principles such as complementary
3044 computing, hierarchical resolution of uncertainty, and adaptive reso­
3045 nance. These principles, recursively, require conscious states to mark
3046 perceptual and cognitive representations that are complete, context
3047 sensitive, and stable enough to control effective actions (Grossberg,
3048 2019).
3049 Foundational to Grossberg’s way of thinking is the idea that all
3050 biological processes, notably our brains, self-organize, and that all
3051 cellular systems illustrate variations of a universal developmental code.
3052 All these processes are regulated using physically different instantiations
3053 of mechanistically similar laws of short-term memory or activation, and
3054 long-term memory or learned memory, that are conserved across spe­
3055 cies, including in our brains (Grossberg, 2021).
3056 Resonance in the brain comes about via bottom-up patterns inter­
3057 acting with learned top-down expectations, leading to a persistent
3058 resonant state that can also lead to conscious awareness when it includes
3059 feature-selective cells that represent qualia. In this way, Grossberg uses
3060 ART to explain many mind and brain data about how humans
3061 consciously see, hear, feel, and know things (Grossberg, 2023).
3062 At the risk of oversimplification, Grossberg’s unified theory of mind
3063 has three “laws” of consciousness: (i) All conscious states are resonant
3064 states; (ii) only resonant states with feature-based representations can
3065 become conscious; (iii) multiple resonant states can resonate together.
3066 He believes that the varieties of brain resonances and the conscious
3067 experiences that they support make progress towards solving the hard
3068 problem of consciousness (Grossberg, 2017).
3069 9.4.3. Complex adaptive systems models
3070 A complex adaptive system (CAS) is a dynamic network of in­
3071 teractions whose collective behavior may not be predictable from its
3072 component behaviors and that can “adapt” or alter its individual and
3073 collective behavior, creating novelties. A CAS works, broadly, via kinds
3074 of mutation and self-organizing principles related to change-initiating
3075 events at different levels of its organizational structure (from micro to
3076 collective), motivated in a loose sense by kinds of rules or trophisms
3077 (Complex Adaptive System, 2023).
3078 The application of CAS to consciousness can be argued from two
3079 perspectives. First, because the brain is a classic CAS in that it is the most
3080 complex system in the known universe—the brain has roughly (order of
3081 magnitude) 100 billion neurons and one quadrillion (1015) con­
3082 nections—with constant adaptations and emergences of novel functions
3083 or activities, and because consciousness is the output of the brain,
3084 therefore consciousness is a CAS.
3085 Second, characteristics of consciousness per se are characteristics of a
3086 CAS: interactions are non-linear and chaotic in that small changes in
3087 inputs can cause large changes in outputs (e.g., minor physical or psy­
3088 chological stimuli can trigger major behavioral responses); histories are
3089 relevant for current and future evolution of the system; thresholds are
3090 critical for initiating new actions; interactions can be recursive and
3091 unpredictable; and the system is open such that boundaries may not be
3092 definable (Rose, 2022).
3093 Understanding consciousness as an intelligent CAS may affect how
3094 we assess its impact on its environment; for example, how anthropology
3095 9.4.2. Grossberg’s adaptive resonance theory
3096 To computational neuroscientist Stephen Grossberg, "all conscious
3097 states are resonant states." The conscious brain is the resonant brain
3098 where attentive consciousness regulates actions that interact with
3099 learning, recognition, and prediction (Grossberg, 2019). Grossberg’s
3100 24
3101 Closer To Truth videos on Computational Theory of Mind, including Rod­
3102 ney Brooks, Andy Clark, Donald Hoffman, Susan Greenfield, Peter Tse, Anirban
3103 Bandyopadhyay, Ken Mogi—https://closertotruth.com/video/broro-003/?
3104 referrer=8107.
3105 56
3106 R.L. Kuhn
3107 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
3108 conceives of culture (Laughlin, 2023). Consciousness may be modeled as
3109 an intelligent CAS where intelligence means solving problems by
3110 mediating between sensory input and behavioral output. Evolution of an
3111 intelligent CAS is said to result in emergent properties.
3112 formulated by Dennis Gabor). (“Holonomic” refers to representations in
3113 a Hilbert phase space defined by both spectral and space-time co­
3114 ordinates.) (Section: Holonomic brain theory, 2023).
3115 Holograms are three-dimensional images encoded on twodimensional surfaces and Pribram’s claim is that this counterintuitive
3116 capacity is fundamental in explaining consciousness. (There is precedent
3117 in that the holographic principle in quantum cosmology describes black
3118 hole entropy and information, with applications in string theory and
3119 quantum gravity [Holographic principle, 2024].)
3120 Holograms are generated from patterns of interference produced by
3121 superimposed wavefronts, created by split beams of coherent radiation
3122 (i.e., lasers) that are recorded and later re-constructed. A prime char­
3123 acteristic is that every part of the stored information is distributed over
3124 the entire hologram. Even if most parts of the hologram are damaged, as
3125 long as any part of the hologram is large enough to contain the inter­
3126 ference pattern, that part can recreate the entirety of the stored image
3127 (but if the image is too small it will be noisy, blurry)
3128 The application of holographic models to consciousness was inspired
3129 by this non-locality of information storage within the hologram. It was
3130 Karl Pribram who first noted the similarities between an optical holo­
3131 gram and memory storage in the human brain, extrapolating what
3132 psychologist Karl Lashley had discovered about the wide distribution of
3133 memory in the cerebral cortex of rats following diverse surgical lesions.
3134 Pribram had worked with Lashley on Lashley’s engram experiments,
3135 which sought to determine exact locations of specific memories in pri­
3136 mate brains by making small lesions. The surprising result was that these
3137 targeted extirpations had little effect on memory. In contrast, removing
3138 large areas of cortex caused multiple serious deficits in memory and
3139 cognitive function. The conclusion was a milestone in neuroscience:
3140 Memories are not stored in a single circuit or exact location, but were
3141 spread over the entirety of a neural network. Thus, according to Holo­
3142 nomic Brain Theory, memories are stored in holographic-like fashion
3143 within certain general regions, but stored non-locally within those re­
3144 gions. This enables the brain to maintain function and memory even
3145 after it is damaged. (This can explain why some children retain normal
3146 intelligence when large portions of their brains—in some cases, half­
3147 —are removed.) (Holonomic brain theory, 2023).
3148 More fundamentally, Holonomic Brain Theory conjectures that
3149 consciousness is formed by quantum events within or between neurons.
3150 This early theory of quantum consciousness, which Pribram developed
3151 initially with physicist David Bohm, combines quantum biology with
3152 holographic storage. Pribram suggests these processes involve electric
3153 oscillations in the brain’s fine-fibered dendritic webs, which differ from
3154 the commonly accepted action potentials along axons and traversing
3155 synapses. These oscillations are waves and create wave interference
3156 patterns in which memory is encoded such that a piece of a long-term
3157 memory is similarly distributed over a dendritic arbor. The remark­
3158 able result is that each part of the dendritic network contains all the
3159 information stored over the entire network—a mechanism that maps
3160 well onto laser-generated holograms. Thus, Holonomic Brain Theory is
3161 said to enable distinctive features of consciousness, including the fast
3162 associative memory that connects different pieces of stored information
3163 and the non-locality of memory storage (a specific memory is not stored
3164 in a single location; there is no dedicated group or circuit of specific
3165 neurons) (Holonomic brain theory, 2023).
3166 Although Holonomic Brain Theory has not come to threaten main­
3167 stream neuroscience, it has intriguing features that should be explored. I
3168 don’t hold it against the theory that it has stimulated unusual and cre­
3169 ative speculations; for example, holographic duality and the physics of
3170 consciousness (Awret, 2022); holographic principle of mind and the
3171 evolution of consciousness (Germine, 2018); and quantum hologram
3172 theory of consciousness as a framework for altered states of conscious­
3173 ness research (Valverde et al., 2022). In fact, for a theory to have a shot
3174 at explaining consciousness, if it does not stimulate strange ideas, it
3175 probably doesn’t have the disruptive firepower that is surely required.
3176 For example, physicist Uziel Awret’s dual-aspect information theory
3177 9.4.4. Critical brain hypothesis
3178 According to biophysicist John Beggs, the Critical Brain Hypothesis
3179 “suggests that neural networks do their best work when connections are
3180 not too weak or too strong.” This intermediate “critical” case avoids “the
3181 pitfalls of being excessively damped or amplified.” In criticality, the
3182 brain capacity for transmitting more bits of information is enhanced
3183 (Beggs, 2023).
3184 The hypothesis posits that the brain operates optimally near the
3185 critical point of phase transitions, oscillating between subcritical, crit­
3186 ical, and modestly supercritical conditions. “The brain is always tee­
3187 tering between two phases, or modes, of activity,” Beggs explains; “a
3188 random phase, where it is mostly inactive, and an ordered phase, where
3189 it is overactive and on the verge of a seizure.” The hypothesis predicts,
3190 he says, that “between these phases, at a sweet spot known as the critical
3191 point, the brain has a perfect balance of variety and structure and can
3192 produce the most complex and information-rich activity patterns. This
3193 state allows the brain to optimize multiple information processing tasks,
3194 from carrying out computations to transmitting and storing information,
3195 all at the same time” (Beggs, 2023).
3196 The Critical Brain Hypothesis traces its origin to physicist Per Bak,
3197 who suggests that “the brain exhibits ‘self-organized criticality,’ tuning
3198 to its critical point automatically. Its exquisitely ordered complexity and
3199 thinking ability arise spontaneously … from the disordered electrical
3200 activity of neurons.” Founding his ideas on statistical mechanics, Bak
3201 hypothesizes that, “like a sandpile, the network balances at its critical
3202 point, with electrical activity following a power law. So when a neuron
3203 fires, this can trigger an ‘avalanche’ of firing by connected neurons, and
3204 smaller avalanches occur more frequently than larger ones” (Ouellette,
3205 2018).
3206 The same sense of a critical brain being “just right,” Beggs says, also
3207 explains why information storage, which is driven by the activation of
3208 groups of neurons called assemblies, can be optimized. “In a subcritical
3209 network, the connections are so weak that very few neurons are coupled
3210 together, so only a few small assemblies can form. In a supercritical
3211 network, the connections are so strong that almost all neurons are
3212 coupled together, which allows only one large assembly. In a critical
3213 network, the connections are strong enough for many moderately sized
3214 groups of neurons to couple, yet weak enough to prevent them from all
3215 coalescing into one giant assembly. This balance leads to the largest
3216 number of stable assemblies, maximizing information storage” (Beggs,
3217 2023).
3218 Beggs claims that “experiments both on isolated networks of neurons
3219 and in intact brains have upheld many of these predictions” derived
3220 from networks operating near the critical point, especially in the cortex
3221 of different species, including humans. For example, it is possible to
3222 disrupt the critical point. “When humans are sleep deprived, their brains
3223 become supercritical, although a good night’s sleep can move them back
3224 toward the critical point.” It thus appears, he suggests, that “brains
3225 naturally incline themselves to operate near the critical point, perhaps
3226 just as the body keeps blood pressure, temperature and heart rate in a
3227 healthy range despite changes to the environment” (Beggs, 2023).
3228 Two challenges are identified: (i) how is criticality maintained or
3229 “fine-tuned” in a biological environment (Ouellette, 2018), and (ii)
3230 “distinguishing between the apparent criticality of random noise and the
3231 true criticality of collective interactions among neurons” (Beggs, 2023).
3232 9.4.5. Pribram’s holonomic brain theory
3233 Neurosurgeon/neuroscientist Karl Pribram’s Holonomic Brain The­
3234 ory is the novel idea that human consciousness comes about via quan­
3235 tum effects in or between brain cells such that the brain acts as a
3236 holographic storage network (building on theories of holograms
3237 57
3238 R.L. Kuhn
3239 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
3240 of consciousness—holographic-duality—is motivated by certain antiphysicalist problem intuitions associated with representational content
3241 and spatial location and attempts to provide these with a topic neutral,
3242 consciousness-independent explanation—which, he says “is ‘hard’
3243 enough to make a philosophical difference and yet ‘easy’ enough to be
3244 approached scientifically.” This is achieved by, “among other things,
3245 showing that it is possible to conceive of physical scenarios that protect
3246 physicalism from the conceivability argument without needing to
3247 explain all the other anti-physicalist problem intuitions.” Awret argues
3248 that “abstract algorithms are not enough to solve this problem and that a
3249 more radical ‘computation’ that is inspired by physics and that can be
3250 realized in ‘strange metals’ may be needed” (Awret, 2022).
3251 “this double life of information spaces corresponds to a duality at a deep
3252 level.” He even suggests that this “double realization” of information is
3253 the key to the fundamental connection between physical processes and
3254 conscious experience. If so, Doyle concludes, we might develop a truly
3255 fundamental theory of consciousness. And it may just be that informa­
3256 tion itself is fundamental (Doyle, n.d.b).
3257 9.4.7. Informational realism and emergent information theory
3258 Philosopher/theologian/mathematician William Dembski argues
3259 that “informational realism,” understood properly, can “dissolve the
3260 mind-body problem.” Information realism “asserts that the ability to
3261 exchange information is the defining feature of reality, of what it means,
3262 at the most fundamental level, for any entity to be real.” It does not deny,
3263 he says, the existence of things (i.e., entities or substances). Rather, it
3264 defines things as “their capacity for communicating or exchanging in­
3265 formation with other things,” such that “things make their reality felt by
3266 communicating or exchanging information.” This means that informa­
3267 tion is “the relational glue that holds reality together” and “thus assumes
3268 primacy in informational realism” (Dembski, 2021, 2023).
3269 A key move in dissolving the mind-body problem, according to
3270 Dembski, is to substitute information for perception under an informa­
3271 tional realism framework, thereby giving the mind direct access to
3272 fundamental properties (9.8.10). Moreover, he says, informational re­
3273 alism is “able to preserve a common-sense realism that idealism has
3274 always struggled to preserve” because all things simply communicate
3275 information to their “immediate surroundings, which then ramifies
3276 through the whole of reality, reality being an informationally connected
3277 whole” (Dembski, 2021, 2023).
3278 Engineering professor Jaime Cardenas-Garcia links consciousness
3279 with “infoautopoiesis” (i.e., the process of self-production of informa­
3280 tion) and seeks to “demystify” both. Infoautopoiesis, he says, “allows a
3281 human organism-in-its-environment to uncover the bountifulness of
3282 matter and/or energy as expressions of their environmental spatial/
3283 temporal motion/change, i.e., as information or Batesonian differences
3284 which make a difference.” Thus, “individuated, internal, inaccessible,
3285 semantic information is the essence of consciousness,” and neither selfproduced information nor consciousness is “a fundamental quantity of
3286 the Universe” (Cardenas-Garcia, 2023).
3287 Independent researcher Daniel Boyd presents Emergent Information
3288 Theory (EIT) to bridge the mind-body gap by considering biological and
3289 technological information systems as a possible mechanism of “nonmaterial mind” (as defined in an informational context) influencing the
3290 physical body. EIT uses the term “information” as exemplified by com­
3291 puter binary “values.” While associated with a physical state (e.g., a
3292 magnetic polarity) they are distinct from it. The system design allows the
3293 “value” to be deduced from the state. However, being not composed of
3294 matter or energy the value itself, as defined, cannot interact with or be
3295 detected by any device. Yet it is these values that underlie the com­
3296 puter’s function. EIT proposes that brain function is based on compa­
3297 rable primitive information associated with neuronal states (Boyd,
3298 2020).
3299 These basic units of information are of no use individually. In com­
3300 puters they are combined to form hierarchical levels of organ­
3301 ization—bytes, subroutines and programs—which cannot be observed,
3302 but can be deduced using the coding systems used to create them. Each
3303 level has properties that do not exist in underlying levels: the “emer­
3304 gence” referred to in EIT. Brain functions are based on equivalent hi­
3305 erarchical, emergent phenomena which are equally non-detectable. This
3306 applies not just to consciousness, but to all functional brain phenomena.
3307 That, in an organic system, this generic approach can result in the
3308 remarkable properties of consciousness should come as no surprise.
3309 Based on the top-down causation that is common in strongly emergent
3310 systems, EIT provides a mechanism for the influence of non-material
3311 mind over the physical body (Boyd, 2020).
3312 9.4.6. Doyle’s experience recorder and reproducer
3313 “Information Philosopher” Bob Doyle proposes the “Experience
3314 Recorder and Reproducer (ERR)” as an information model for the mind.
3315 He says that the mind, like software, is immaterial information, a human
3316 being “is not a machine, the brain is not a computer, and the mind is not
3317 processing digital information.” His proposal is that “a minimal primitive
3318 mind would need only to ‘play back’ past experiences that resemble any
3319 part of current experience, because “remembering past experiences has
3320 obvious relevance (survival value) for an organism.” However, beyond
3321 its survival value, “the ERR evokes the epistemological ‘meaning’ of
3322 information perceived in that it may be found in the past experiences
3323 that are reproduced by the ERR, when stimulated by a new perception
3324 that resembles past experiences in some way” (Section: Doyle, n.d.b).
3325 Without prior similar experience, new perceptions will be "mean­
3326 ingless." A conscious being is constantly recording information about its
3327 perceptions of the external world and most importantly for ERR, it is
3328 simultaneously recording its feelings. Experiential data such as sights,
3329 sounds, smells, tastes, and tactile sensations are recorded in a sequence
3330 in association with emotional states, such as pleasure and pain, fear and
3331 comfort levels, etc. This means that when the experiences are repro­
3332 duced (played back in a temporal sequence), the accompanying emo­
3333 tions are once again felt, in synchronization. The capability of
3334 reproducing experiences is critical to learning from past experiences, so
3335 as to make them guides for action in future experiences.
3336 The ERR biological model has information stored in “neurons that
3337 have been wired together.” (Neuroscientist Donald Hebb said that
3338 "neurons that fire together wire together.”) The stored information does
3339 not get recalled or retrieved (as computers do) to create a representation
3340 that can be viewed. Doyle prefers to call the reproduction a “re-pre­
3341 sentation” in that the ERR is simply presenting or “re-presenting" the
3342 original experience in all parts of the conscious mind connected by the
3343 neural assembly. Humans are conscious of our experiences because they
3344 are recorded in (and reproduced on demand from) the information
3345 structures in our brains. Mental information houses the content of an
3346 individual (Doyle, n.d.b).
3347 ERR, Doyle says, also solves the "binding problem,” the unification of
3348 experience, because the sensory components are bound together when
3349 initially stored in the ERR (together with the accompanying emotion).
3350 They remain bound on playback. “They do not have to be assembled
3351 together by an algorithmic scheme.”
3352 Consciousness, Doyle says, can be defined in information terms as a
3353 property of an entity (usually a living thing but can also include com­
3354 puters and artificial intelligence) that reacts appropriately to the infor­
3355 mation (and particularly to changes in the information) in its
3356 environment. In the context of information philosophy, Doyle posits that
3357 the Experience Recorder and Reproducer can provide us with “infor­
3358 mation consciousness.”
3359 The treatment of information is said to link the physical and the
3360 phenomenal. Wherever there is a phenomenal state, it realizes an in­
3361 formation state, which is also realized in the cognitive system of the
3362 brain. Conversely, for at least some physically realized information
3363 spaces, whenever an information state in that space is realized physi­
3364 cally, it is also realized phenomenally. This leads Doyle to suppose that
3365 58
3366 R.L. Kuhn
3367 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
3368 9.4.8. Mathematical theories
3369 Mathematics can apply to consciousness in two ways. The first
3370 approach involves methods, models and simulations that are increas­
3371 ingly rigorous and sophisticated, describing and explaining essential
3372 features and mechanisms of conscious experience, primarily its struc­
3373 ture, level, content and dynamics (Labh, 2024). Here mathematics
3374 supports various headline theories. Integrated Information Theory (12)
3375 relies on a mathematical determination of consciousness. Friston’s
3376 Free-Energy Principle formalizes and optimizes the representational
3377 capacities of physical/brain systems (9.5.4). Hoffman’s Conscious Re­
3378 alism (Idealism) utilizes a mathematical formulation of consciousness
3379 (16.5).
3380 The second approach posits deep claims that mathematical struc­
3381 tures form the foundations of consciousness, much as mathematical
3382 structures form the foundations of quantum mechanics. In a sense, the
3383 first way, clear and common, is epistemological; the second, highly
3384 speculative, is ontological.
3385 As for mathematics as ontology, Max Tegmark has the entire uni­
3386 verse, all reality, as a fundamental mathematical structure (Tegmark,
3387 2014a). Roger Penrose has the Platonic world of perfect forms as pri­
3388 mary such that physical and mental worlds are its “shadows.” We
3389 “perceive mathematical truths directly,” Penrose says, in that “whenever
3390 the mind perceives a mathematical idea, it makes contact with Plato’s
3391 world of mathematical concepts” (Penrose, 1996). Both visions,
3392 certainly controversial, would be consistent with mathematical con­
3393 structions of consciousness, suggesting that consciousness is “made of’
3394 mathematics.
3395 Initiatives to link the abstract formal entities of mathematics, on the
3396 one hand, and the concreta of conscious experience, on the other hand,
3397 have proliferated, the challenge being to “represent conscious experi­
3398 ence in terms of mathematical spaces and structures.” But what is “a
3399 mathematical structure of conscious experience?” (Kleiner and Ludwig,
3400 2023).
3401 Mathematicians Johannes Kleiner and Tim Ludwig seek a general
3402 method to identify and investigate structures of conscious experi­
3403 ence—quality, qualia or phenomenal spaces—to perhaps serve as a
3404 framework to unify approaches from different fields. Their prime cri­
3405 terion is that for a mathematical structure to be literally of conscious
3406 experience, rather than merely a tool to describe conscious experience,
3407 “there must be something in conscious experience that corresponds to
3408 that structure.” In simple terms, they say, such a mathematical structure
3409 consists of two building blocks: the first brings in one or more sets called
3410 the ‘domains’ of the structure, where the elements of sets correspond to
3411 aspects of conscious experiences. The second are relations or functions
3412 which are defined on the domains. The authors claim that this definition
3413 does not rely on any specific conception or aspects of conscious expe­
3414 rience. Rather, it can work with any theory of consciousness in that
3415 “every conscious experience comes with a set of aspects,” whether ho­
3416 listic, irreducible approaches to qualia and phenomenal properties, or
3417 theories built on atomistic conceptions of consciousness such as multiple
3418 mind modules (Kleiner and Ludwig, 2023).
3419 Mathematician Yucong Duan proposes a mathematically based “bug”
3420 theory of consciousness in that, with respect to consciousness, a bug is
3421 “not only a limitation in information processing, but also an illusion that
3422 leads human beings to create abstract and complete semantics and use
3423 them as tools” (Duan and Gong, 2024a). He calls mathematics as “the
3424 language of consciousness,” required to find patterns, periodicity, rele­
3425 vance and other characteristics in consciousness, to reveal causal re­
3426 lationships and interactions among them, and to understand the
3427 structure, dynamics and functions of consciousness.” For example,
3428 “dynamic system theory can describe the evolution track and stable state
3429 of consciousness, and information theory can quantify the information
3430 flow and entropy value in consciousness, thus revealing the dynamic
3431 characteristics and information processing mechanism of conscious­
3432 ness.” Moreover, Fourier transform can “decompose complex con­
3433 sciousness signals into simple frequency components and reveal the laws
3434 and mechanisms of consciousness activities through frequency domain
3435 analysis, filtering and time-frequency analysis”—combining to yield
3436 “new perspectives of consciousness regularities.” Duan does recognize
3437 the limitations of mathematics (Duan and Gong, 2024b).
3438 9.5. Homeostatic and affective theories
3439 Homeostatic and Affective Theories stress predictive, homeostatic,
3440 free-energy (active inference), equilibrium, and emotion-related the­
3441 ories, and have become increasingly recognized as important theories of
3442 consciousness.
3443 9.5.1. Predictive theories (Top-down)
3444 Top-down predictive theories highlight brain-based, central-to-pe­
3445 ripheral, efferent influence on sensory organs more than peripheral-tocentral, afferent sensory perceptions—and while top-down predictive
3446 models may or may not be themselves explanations of consciousness,
3447 they give insight into the nature of consciousness and its evolutionary
3448 development. Top-down is a fundamental principle of how brains work
3449 and it would be surprising if it were not relevant for understanding
3450 consciousness.
3451 According to Anil Seth and Tim Bayne, there are two general ap­
3452 proaches to understanding consciousness via the centrality of top-down
3453 signaling in shaping and enabling conscious perception. The first is
3454 reentry theories where recurrent, reentrant pathways are in some sense
3455 conscious perceptions—and thus reentry theories are theories of con­
3456 sciousness per se. The second approach, broadly described as predictive
3457 processing, starts instead from a foundation principle of how the brain
3458 works—in terms of prediction as a core principle underlying perception,
3459 action, and cognition, and therefore does not directly specify theories of
3460 consciousness. Nonetheless, the “core claim of reentry theory and pre­
3461 dictive processing (PP) is that conscious mental states are associated
3462 with top-down signaling (reentry, thick arrows) that, for PP, convey
3463 predictions about the causes of sensory signals (thin arrows signify
3464 bottom-up prediction errors), so that continuous minimization of pre­
3465 diction errors implements an approximation to Bayesian inference”
3466 (Seth and Bayne, 2022).
3467 Cognitive philosopher Andy Clark puts it succinctly: Rather than
3468 your brain perceiving reality passively, your brain actively predicts it.
3469 Your brain is a powerful, dynamic prediction engine, mediating our
3470 experience of both body and world. From the most mundane experiences
3471 to the most sublime, reality as we know it is the complex synthesis of
3472 predictive expectation and sensory information, “sculpting” all human
3473 experience. Thus, the extraordinary explanatory power of the predictive
3474 brain (Clark, 2023).
3475 Leveraging the work of Karl Friston (9.5.4), Clark states that in
3476 predictive processing, perception is structured around prediction, which
3477 he suggests is the fundamental operating principle of the brain (Musser,
3478 2023a,b). While the rudimentary evolutionary driver of the predictive
3479 brain is simply survival, staying alive, the emergence of consciousness
3480 can be seen as facilitating the predictive capabilities in terms of
3481 awareness, responsiveness, and conformity to external realities.
3482 Clark stresses that even though biological brains are increasingly cast
3483 as “prediction machines” this should not constrain us “to embrace a
3484 brain-bound ‘neurocentric’ vision of the mind.” The mind, such views
3485 mistakenly suggest, consists entirely of the skull-bound activity of the
3486 predictive brain, an inference from predictive brains to skull-bound
3487 minds that Clark rejects. Predictive brains, he argues, can be apt par­
3488 ticipants in larger cognitive circuits. The path is thus cleared for a new
3489 synthesis in which predictive brains act as entry-points for extended
3490 minds (9.7.1), and embodiment and action contribute constitutively to
3491 knowing contact with the world (Clark, 2017a; 2017b.)
3492 Cognitive psychologist Richard Gregory pioneered conceptualizing
3493 the brain as actively shaping perception, not the assumed inert recep­
3494 tacle of sensory signals. (Gregory himself credited Herman von Helm­
3495 holtz for realizing that “perception is not just a passive acceptance of
3496 59
3497 R.L. Kuhn
3498 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
3499 stimuli, but an active process involving memory and other internal
3500 processes.”) Gregory’s key insight was that “the process whereby the
3501 brain puts together a coherent view of the outside world is analogous to
3502 the way in which the sciences build up their picture of the world, by a
3503 kind of hypothetico-deductive process.” Although timescales differ,
3504 Gregory advocated the guiding principle that perception shares pro­
3505 cesses with the scientific method. In particular, Gregory incorporated
3506 “explicitly Bayesian concepts” into our understanding of how sensory
3507 data is combined with pre-existing beliefs ("priors") to modify and mold
3508 perceptions. Consciousness evolved, according to Gregory, to enable
3509 rapid comparisons between real-world events and counterfactual sim­
3510 ulations in order to make optimum decisions (Gregory, 2023).
3511 Neuroscientist Rudolfo Llinas traces the evolution of the "mindness
3512 state" to enable predictive interactions between mobile creatures and
3513 their environment, arguing that the nervous system evolved to allow
3514 active movement in animals. Because a creature must anticipate the
3515 outcome of each movement on the basis of incoming sensory data, the
3516 capacity to predict is most likely the ultimate brain function. Llinas even
3517 suggests that Self is the centralization of prediction (Llinas, 2002).
3518 emotions, continuously represents the ongoing state of the life of an
3519 organism in terms of how close or how far that state is from ideal, that
3520 ideal being homeostasis (Damasio and Damasio, 2023, 2024; Damasio,
3521 1999).
3522 Neuroanatomically, the homeostatic feeling representations are
3523 achieved by the interoceptive system which collects signals—via inter­
3524 oceptive axons in peripheral nerves and spinal and brainstem nucle­
3525 i—from the entire spectrum of viscera, from smooth musculature to end
3526 organs. Interoception is distinct from exteroception in a number of ways,
3527 but quite importantly because it pertains to an internal, animated
3528 landscape. Feelings represent evolving, active states but the “descri­
3529 ber”—the nervous system—happens to be located inside the organism
3530 being “described”, with the consequence that the describer and
3531 described can interact. Moreover, the interaction is facilitated by the fact
3532 that the interoceptive nervous system is especially open, given its
3533 primitive nature, which includes neurons without myelin, whose axons
3534 are open to receiving signals at any point in their course, away from
3535 synapses (Damasio and Damasio, 2023, 2024).
3536 Other reasons why homeostatic feelings are distinct, according to
3537 Damasio, include (1) the fact that they are naturally, spontaneously,
3538 informative; and (2) that the information they provide is used to adjust
3539 the life process such that it may best correspond to ideal conditions. In
3540 brief, homeostatic feelings are regulatory because their spontaneous
3541 consciousness is used to achieve homeostasis and guarantee the
3542 continuation of life.
3543 Homeostatic feelings are the natural source of experiences. When they
3544 are combined with images generated by exteroceptive channels such as
3545 vision, they produce subjectivity.
3546 Thus, according to Damasio, homeostatic feelings are the core phe­
3547 nomena of consciousness. They are spontaneously conscious processes of
3548 hybrid nature, combining mental features and bodily features. Their
3549 presence informs the rest of the mind, e.g., the images that correspond to
3550 current perceptions or to perceptions retrieved from memory, that (1)
3551 life is ongoing inside a specific body/organism, and that (2) the life
3552 process is (or is not) operating within a range conducive to the contin­
3553 uation of life. Feelings offer spontaneous guidance on this specific issue
3554 and are thus a key to life regulation and survival (Damasio and Damasio,
3555 2023, 2024).
3556 Damasio recounts that “the approach to the nature and physiology of
3557 consciousness has taken two distinct paths. One of those paths, by far the
3558 most frequent, has tied consciousness to cognitive processes, mainly
3559 exteroception, and most prominently, to vision. The other path has
3560 related consciousness to affective processes, specifically to feeling. ‘The
3561 cognitive path’ has seen consciousness as a complex and late arrival in
3562 biological history. It culminates in cognition writ large, e.g. exterocep­
3563 tive processes, memory, reasoning, symbolic languages, and creativity.
3564 The ‘affect path’ has located the emergence of consciousness far earlier
3565 in biological history, and interoceptive processes provide the key”
3566 (Damasio and Damasio, 2021b, 2023, 2024; Damasio, 2019).
3567 In making his argument, Damasio explains “how and why con­
3568 sciousness entered biology through the avenue of affect. The feelings
3569 that translate fundamental homeostatic states—hunger, thirst, malaise,
3570 pain, well-being, desire—offer organisms a new layer of life regulation
3571 because of their inherent conscious status. Consciousness spontaneously
3572 delivers valuable knowledge into the decision-making mental space.
3573 Consciousness allows organisms to act deliberately and knowingly,
3574 rather than acting or failing to act, automatically and blindly. Con­
3575 sciousness is what makes deliberate life regulation possible. The
3576 intrinsic conscious nature of feelings is their grace and was their pass­
3577 port into natural selection. Their conscious nature is not a neutral trait.”
3578 Damasio assumes that “the emergence of consciousness occurred when
3579 homeostatic feelings first arose, there and then, and naturally provided
3580 knowledge concerning life” (Damasio, 2019, 2021a; Damasio, 2019).
3581 9.5.2. Seth’s “beast machine” theory
3582 Neuroscientist Anil Seth extends top-down predictive theories with
3583 his neuroscience-informed “beast machine” theory that conscious ex­
3584 periences can be understood as forms of brain-based perceptual pre­
3585 diction, within the general framework of predictive processing accounts
3586 of brain perception, cognition, and action. More specifically, his theory
3587 proposes that phenomenological properties of conscious experiences can
3588 be explained by computational aspects of different forms of perceptual
3589 prediction. A key instance of this is in the ability to account for differ­
3590 ences between experiences of the world and experiences of the self. The
3591 theory also proposes that the predictive machinery underlying con­
3592 sciousness arose via a fundamental biological imperative to regulate
3593 bodily physiology, namely, to stay alive. We experience the world
3594 around us, and ourselves within it, with, through, and because of our
3595 living bodies (Seth, 2021a, 2021b).
3596 Seth says that our conscious experiences of the world and the self are
3597 forms of brain-based prediction—which he labels “controlled halluci­
3598 nations.”25 He asks, how does the brain transform what are inherently
3599 ambiguous, electrical sensory signals into a coherent perceptual world
3600 full of objects, people, and places? The key idea is that the brain is a
3601 “prediction machine,” and that what we see, hear, and feel is nothing
3602 more than the brain’s “best guess” of the causes of its sensory inputs.
3603 Because perceptual experience is determined by the content of the (topdown) predictions, and not by the (bottom-up) sensory signals, we never
3604 experience sensory signals themselves, we only ever experience in­
3605 terpretations of them. Thus, “what we actually perceive is a top-down,
3606 inside-out neuronal fantasy that is reined in by reality, not a trans­
3607 parent window onto whatever that reality may be.” Taking this idea
3608 seriously and seeking its implications, Seth proposes that the contents of
3609 consciousness are a kind of waking dream—the “controlled hallucina­
3610 tion”—that is both more than and less than whatever the real world
3611 really is. He offers slyly the insight that “you could even say that we’re
3612 all hallucinating all the time. It’s just that when we agree about our
3613 hallucinations, that’s what we call reality” (Seth, 2021a, 2021b).
3614 9.5.3. Damasio’s homeostatic feelings and emergence of consciousness
3615 Neuroscientist Antonio Damasio’s perspective on consciousness is
3616 distinctive in a variety of ways. Crucially, the root process behind con­
3617 sciousness, he argues, is that of feelings related to the interior of complex
3618 organisms endowed with nervous systems. These feelings, which Dam­
3619 asio calls “homeostatic” to distinguish them from the feelings of
3620 25
3621 Seth first heard the phrase “controlled hallucination” from British psy­
3622 chologist Chris Frith and traced it back to a seminar given in the 1990s by
3623 Ramesh Jain (Seth, 2021a).
3624 9.5.4. Friston’s free-energy principle and active inference
3625 Theoretical neuroscientist Karl Friston conceptualizes consciousness
3626 60
3627 R.L. Kuhn
3628 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
3629 as the natural outcome of his “free-energy principle for action and
3630 perception (active inference),” which stresses the primacy of minimizing
3631 in all organisms the difference between perceptual expectations
3632 (required for homeostasis) and real-time sensory inputs (Friston et al,
3633 2017). In this mechanism, human brains seek to minimize the differ­
3634 ence—reduce the “surprise,” as it were—by generating internal models
3635 that predict the external world.
3636 As a physicist and psychiatrist, Friston says: “I find it difficult to
3637 engage with conversations about consciousness. My biggest gripe is that
3638 the philosophers and cognitive scientists who tend to pose the questions
3639 often assume that the mind is a thing, whose existence can be identified
3640 by the attributes it has or the purposes it fulfills.” The deeper question,
3641 he asks, is “what sorts of processes give rise to the notion (or illusion)
3642 that something exists?” Thus, Friston treats consciousness “as a process
3643 to be understood, not as a thing to be defined.” Simply put, his argument
3644 is that “consciousness is nothing more and nothing less than a natural
3645 process such as evolution or the weather” (Friston, 2017).
3646 Friston’s perspective on process leads him to “an elegant, if rather
3647 deflationary, story about why the mind exists.” It focuses on “inference,”
3648 which Friston characterizes as “actually quite close to a theory of
3649 everything—including evolution, consciousness, and life itself.” We are
3650 processes and processes can only reason towards what is “out there”
3651 based on “sparse samples of the world; ” hence, the criticality of infer­
3652 ence. This view, Friston says, “dissolves familiar dialectics between
3653 mind and matter, self and world, and representationalism (we depict
3654 reality as it is) and emergentism (reality comes into being through our
3655 abductive encounters with the world)” (Friston, 2017).
3656 But how did inert matter ever begin the processes that led to con­
3657 sciousness? It starts with complex systems that are self-organizing
3658 because they possess “attractors,” which are “cycles of mutually rein­
3659 forcing states that allow processes to achieve a point of stability, not by
3660 losing energy until they stop, but through what’s known as dynamic
3661 equilibrium. An intuitive example is homeostasis ….” (Friston, 2017).
3662 It’s at this point that Friston focuses on inference, “the process of
3663 figuring out the best principle or hypothesis that explains the observed
3664 states of that system we call ‘the world.’” Every time you have a new
3665 experience, he says, “you engage in some kind of inference to try to fit
3666 what’s happening into a familiar pattern, or to revise your internal states
3667 so as to take account of this new fact.”
3668 That’s why attractors are so crucial, he stresses, “because an
3669 attracting state has a low surprise and high evidence.” A failure to
3670 minimize surprise means “the system will decay into surprising, unfa­
3671 miliar states” – which would threaten its existence. “Attractors are the
3672 product of processes engaging in inference to summon themselves into
3673 being,” he says. “In other words, attractors are the foundation of what it
3674 means to be alive” (Friston, 2017).
3675 Friston applies the same thinking to consciousness and suggests that
3676 consciousness must also be a process of inference. “Conscious processing
3677 is about inferring the causes of sensory states, and thereby navigating
3678 the world to elude surprises … This sort of internalization of the causal
3679 structure of the world ‘out there’ reflects the fact that to predict one’s
3680 own states you must have an internal model of how such sensations are
3681 generated” (Friston, 2017).
3682 Learning as well as inference, Friston continues, relies on minimizing
3683 the brain’s free energy. “Cortical responses can be seen as the brain’s
3684 attempt to minimize the free energy induced by a stimulus and thereby
3685 encode the most likely cause of that stimulus. Similarly, learning
3686 emerges from changes in synaptic efficacy that minimize the free energy,
3687 averaged over all stimuli encountered” (Friston, 2005).
3688 In short, consciousness is the evolved mechanism for simulating
3689 scenarios of the world. It is the internal emergent model that monitors
3690 and minimizes the free energy principle, the difference between internal
3691 perceptual expectations and real-time sensory input that reflects the
3692 external world. Friston proposes that “the mind comes into being when
3693 self-evidencing has a temporal thickness or counterfactual depth, which
3694 grounds the inferences it can make about the consequences of future
3695 actions.” Consciousness, he contends, “is nothing grander than inference
3696 about my future” (Friston, 2017).
3697 Friston’s consciousness as active inference leads to its metaphysical
3698 stamp as “Markovian monism,” which, he says, rests upon the infor­
3699 mation geometry induced in any system whose internal states can be
3700 distinguished from external states—such that “the (intrinsic) informa­
3701 tion geometry of the probabilistic evolution of internal states and a
3702 separate (extrinsic) information geometry of probabilistic beliefs about
3703 external states that are parameterized by internal states.” Friston calls
3704 these information geometries intrinsic (i.e., mechanical, or state-based)
3705 and extrinsic (i.e., Markovian, or belief-based). He suggests the mathe­
3706 matics may help frame the origins of consciousness (Friston et al., 2020).
3707 Several theories of consciousness build on the free-energy paradigm,
3708 including Solms’s Affect (9.5.5), Carhart-Harris’s Entropic Brain (9.5.6)
3709 and Projective Consciousness Model (9.5.11).
3710 9.5.5. Solms’s affect as the hidden spring of consciousness
3711 Neuroscientist and psychoanalyst Mark Solms applies Friston’s free
3712 energy principle to the hard problem of consciousness. He identifies the
3713 elemental form of consciousness as affect and locates its physiological
3714 mechanism (an extended form of homeostasis) in the upper brainstem.
3715 Free energy minimization (in unpredicted contexts) is operationalized
3716 “where decreases and increases in expected uncertainty are felt as
3717 pleasure and unpleasure, respectively.” He offers reasons “why such
3718 existential imperatives feel like something to and for an organism”
3719 (Solms, 2019).
3720 A physicalist, Solms argues that the brain does not “produce” or
3721 “cause” consciousness. “Formulating the relationship between the brain
3722 and the mind in causal terms,” he says, “makes the hard problem harder
3723 than it needs to be. The brain does not produce consciousness in the
3724 sense that the liver produces bile, and physiological processes do not
3725 cause—or become or turn into—mental experiences through some
3726 curious metaphysical transformation” (Solms, 2019).
3727 Objectivity and subjectivity are observational perspectives, he says,
3728 not causes and effects. “Neurophysiological events can no more produce
3729 psychological events than lightning can produce thunder. They are dual
3730 manifestations of a single underlying process. The cause of both light­
3731 ning and thunder is electrical discharge, the lawful action of which ex­
3732 plains them both. Physiological and psychological phenomena must
3733 likewise be reduced to unitary causes, not to one another. This is merely
3734 a restatement of a well-known position on the mind–body problem: that
3735 of dual-aspect monism”26 (Solms, 2021b). (6.)
3736 Given the centrality of affect in Solms’ theory of consciousness, he
3737 must argue that emotion is the most efficient mechanism, perhaps the
3738 only effective mechanism, to optimize survival. His reasoning applies
3739 the free energy principle (9.5.4) in neurobiology such that feelings
3740 would uniquely enable humans to monitor interactions with unpre­
3741 dictable environments and modify their behaviors accordingly.
3742 Solms explains that “complex organisms have multiple needs, each of
3743 which must be met in its own right, and, indeed, on a context-dependent
3744 basis, they cannot be reduced to a common denominator. For example …
3745 fear trumps sleepiness in some contexts but not in others.” So, he says,
3746 the needs of complex organisms like ourselves must be coded as cate­
3747 gorical variables, which are distinguished qualitatively, not quantita­
3748 tively. Thirst feels different from sleepiness feels different from
3749 separation distress feels different from fear, etc., such that their com­
3750 bined optimized resolution must be computed in a context-dependent
3751 fashion, which would lead to “excessively complex calculations,” a
3752 26
3753 Although Solms refers to “dual-aspect monism,” his ideas relate more to the
3754 elemental properties of bodies, namely an insulating membrane (the ectoderm
3755 of complex organisms, from which the neural plate derives) and adaptive
3756 behavior, rather than a theory of fundamental ontology. Hence, the inclusion
3757 here under Materialism Theories, Homeostatic and Affective, not under
3758 Monisms.
3759 61
3760 R.L. Kuhn
3761 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
3762 “combinatorial explosion.” In terms of time spent and energy expended,
3763 the invention of affect, emotion, feeling is a much more efficient algo­
3764 rithm. Moreover, Solms adds, since “the needs of complex organisms
3765 which can act differentially, in flexible ways, in variable contexts, are
3766 ‘color-coded’ or ‘flavored,’ this provides at least one mechanistic
3767 imperative for qualia” (Solms, 2021a, 2021b).
3768 Solms seeks to demystify consciousness by showing that “cortical
3769 functioning is accompanied by consciousness if and only if it is ‘enabled’
3770 by the reticular activating system of the upper brainstem. Damage to just
3771 two cubic millimeters of this primitive tissue reliably obliterates con­
3772 sciousness as a whole.” He rejects arguments that the reticular activating
3773 system generates only the quantitative “level” of consciousness (con­
3774 sciousness in a waking/comatose sense) and not its qualitative “con­
3775 tents” (consciousness as experience). This is affect, Solms says, and it is
3776 supported by “overwhelming” evidence. Therefore, since cortical con­
3777 sciousness is contingent upon brainstem consciousness, and since
3778 brainstem consciousness is affective, Solms concludes that “affect is the
3779 foundational form of consciousness. Sentient subjectivity (in its elemen­
3780 tary form) is literally constituted by affect” (Solms, 2021a).27
3781 Solms distinguishes between information processing models in
3782 cognitive science, which seem to lack question-askers, and selforganizing systems, which are obliged to ask questions—“their very
3783 survival depends upon it. They must chronically ask: ‘What will happen
3784 to my free energy if I do that?’ The answers they receive determine their
3785 confidence in the current prediction.” This is why Solms states “not all
3786 information processing (‘integrated’ or otherwise) is conscious;
3787 sentience appears to be a property of only some information processing
3788 systems with very specific properties, namely those systems that must
3789 ask questions of their surrounding world in relation to their existential
3790 needs” (Solms, 2021a)
3791 In summary, Solms claims that the functional mechanism of con­
3792 sciousness can be reduced to physical laws, such as Friston’s free-energy
3793 law, among others. These laws, he says, “are no less capable of
3794 explaining how and why proactively resisting entropy (i.e., avoiding
3795 oblivion) feels like something to the organism, for the organism, than
3796 other scientific laws are capable of explaining other natural things.
3797 Consciousness is part of nature, and is mathematically tractable.”
3798 As a corollary, with respect to Crick’s research program on the neural
3799 correlates of consciousness, Solms declares that there can be no objects
3800 of consciousness (e.g. visual ones) in the absence of a subject of con­
3801 sciousness. To Solms, the subject of consciousness is literally constituted
3802 by affect (Solms, 2021a).
3803 Regarding AI consciousness, Solms posits that if his theory is correct,
3804 “then, in principle, an artificially conscious self-organizing system can
3805 be engineered.” The creation of an artificial consciousness would be, he
3806 says, “the ultimate test of any claim to have solved the hard problem.”
3807 But, he warns, “we must proceed with extreme caution.”
3808 consciousness (Carhart-Harris, 2018).
3809 The “entropy” in the Entropic Brain Hypothesis is defined as “a
3810 dimensionless quantity that is used for measuring uncertainty about the
3811 state of a system but it can also imply physical qualities, where high
3812 entropy is synonymous with high disorder.” Entropy is then applied in
3813 “the context of states of consciousness and their associated neuro­
3814 dynamics, with a particular focus on the psychedelic state … [which] is
3815 considered an exemplar of a primitive or primary state of consciousness
3816 that preceded the development of modern, adult, human, normal
3817 waking consciousness.” Based on neuroimaging data with psilocybin, a
3818 classic psychedelic drug, Carhart-Harris argues that “the defining
3819 feature of ‘primary states’ is elevated entropy in certain aspects of brain
3820 function, such as the repertoire of functional connectivity motifs that
3821 form and fragment across time. Indeed, since there is a greater repertoire
3822 of connectivity motifs in the psychedelic state than in normal waking
3823 consciousness, this implies that primary states may exhibit ‘criticality’”
3824 (Carhart-Harris, 2018).
3825 Significantly, “if primary states are critical, then this suggests that
3826 entropy is suppressed in normal waking consciousness, meaning that the
3827 brain operates just below criticality.” This leads to the idea that “entropy
3828 suppression furnishes normal waking consciousness with a constrained
3829 quality and associated metacognitive functions, including reality-testing
3830 and self-awareness.” Carhart-Harris and colleagues also propose that
3831 “entry into primary states depends on a collapse of the normally highly
3832 organized activity within the default-mode network” (DMN—a set of
3833 regions more active during passive tasks than tasks requiring focused
3834 external attention, Buckner, 2013),28 thus maintaining the brain’s ho­
3835 meostasis and “a decoupling between the DMN and the medial temporal
3836 lobes (which are normally significantly coupled)” (Carhart-Harris et al.,
3837 2014).
3838 Increased entropy in spontaneous neural activity is one of the most
3839 notable neurophysiological signatures of psychedelics and is said to be
3840 relevant to the psychedelic experience, mediating both acute alterations
3841 in consciousness and long-term effects. While overall entropy increases,
3842 entropy changes are not uniform across the brain: entropy increases in
3843 all regions, but the larger effect is localized in visuooccipital regions. At
3844 the whole-brain level, this reconfiguration is related closely to the to­
3845 pological properties of the brain’s anatomical connectivity (Herzog et al
3846 2023). (For how psychedelic experiences and mechanisms may or may
3847 not inform theories of consciousness, see 18.21.)
3848 Computational neuroscientist Gustavo Deco uses the concept of
3849 equilibrium in physics to explore consciousness. Since a physical system
3850 is in equilibrium when in its most stable state, the question is how close
3851 to equilibrium are the electrical states of the brain while people perform
3852 different tasks? Using a sophisticated mathematical theorem to analyze
3853 neuroimaging data, “they found that the brain is closer to a state of
3854 equilibrium when people are gambling than when they are cooperat­
3855 ing,” suggesting that “there are many shades of consciousness”
3856 (Callaghan, 2024).
3857 9.5.6. Carhart-Harris’s entropic brain hypothesis
3858 Psychopharmacologist Robin Carhart-Harris proposes the Entropic
3859 Brain Hypothesis in which the entropy of spontaneous brain activity
3860 indexes the informational richness of conscious states (within upper and
3861 lower limits, after which consciousness may be lost). A leading psy­
3862 chedelic researcher, Carhart-Harris reports that the entropy of brain
3863 activity is elevated in the psychedelic state, and there is evidence for
3864 greater brain “criticality” under psychedelics. (“Criticality … is the
3865 property of being poised at a ‘critical’ point in a transition zone between
3866 order and disorder where certain phenomena such as power-law scaling
3867 appear.”) He argues that “heightened brain criticality enables the brain
3868 to be more sensitive to intrinsic and extrinsic perturbations which may
3869 translate as a heightened susceptibility to ‘set’ and ‘setting.’” Measures
3870 of brain entropy, he suggests, can inform the treatment of psychiatric
3871 and neurological conditions such as depression and disorders of
3872 27
3873 9.5.7. Buzsáki’s neural syntax and self-caused rhythms
3874 Neuroscientist György Buzsáki presents the brain as “a foretelling
3875 device that interacts with its environment through action and the ex­
3876 amination of action’s consequence,” restructuring its internal rhythms
3877 in the process. In his telling, “our brains are initially filled with nonsense
3878 patterns, all of which are gibberish until grounded by action-based in­
3879 teractions. By matching these nonsense ‘words’ to the outcomes of ac­
3880 tion, they acquire meaning.” Once brain circuits are “calibrated” or
3881 trained by action and experience, “the brain can disengage from its
3882 sensors and actuators, and examine ‘what happens if’ scenarios by
3883 peeking into its own computation, a process that we refer to as cogni­
3884 tion.” Buzsáki stresses that “our brain is not an information-absorbing
3885 28
3886 It is also active during directed tasks that require participants to remember
3887 past events or imagine upcoming events (Buckner, 2013).
3888 Referencing Zeman, A. (2001.) Consciousness, Brain, 124 (Solms, 2021a).
3889 62
3890 R.L. Kuhn
3891 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
3892 coding device, as it is often portrayed, but a venture-seeking explorer
3893 constantly controlling the body to test hypotheses.” Our brain does not
3894 process information. He says, our brain “creates it” (Buzsáki, 2019).
3895 Buzsáki focuses on "neural syntax", which segments neural infor­
3896 mation and organizes it via diverse brain rhythms to generate and
3897 support cognitive functions. One expression is the “hierarchical orga­
3898 nization of brain rhythms of different frequencies and their crossfrequency coupling.” Buzsáki shows that “in the absence of changing
3899 environmental signals, cortical circuits continuously generate selforganized cell assembly sequences”—clusters of neurons acting as
3900 focused functional units—that are the neuronal assembly basis of
3901 cognitive functions. He also shows “how skewed distribution of firing
3902 rates supports robustness, sensitivity, plasticity, and stability in
3903 neuronal networks” (Buzsáki, Wikipedia).
3904 Buzsáki’s foundational idea is that “spontaneous neuron activity, far
3905 from being mere noise, is actually the source of our cognitive abilities,”
3906 and that “self-emerged oscillatory timing is the brain’s fundamental
3907 organizer of neuronal information." The perpetual interactions among
3908 these multiple network oscillators, he says, “keep cortical systems in a
3909 highly sensitive ‘metastable’ state and provide energy-efficient syn­
3910 chronizing mechanisms via weak links” (Buzsáki, 2011).
3911 Taken together, Buzsáki coins his “inside-out” view. “The brain,” he
3912 says, “is a self-organized system with preexisting connectivity and dy­
3913 namics whose main job is to generate actions and to examine and predict
3914 the consequences of those actions”. Brains draw from and interact with
3915 the world, rather than detect it. “In other words, rather than the world
3916 filling in the brain with information, the brain fills out the world with
3917 action.” Flipping the brain–world relationship, Buzsáki posits that brain
3918 activity is fundamentally self-caused (Gomez-Marin, 2021).
3919 Brain rhythms are Buzsáki’s key mechanisms. “Spanning several
3920 orders of magnitude, and organized in nested frequency bands, these
3921 fascinating neuronal oscillations support neuronal syntax.” As Buzsáki
3922 puts it, “activity travels in neuronal space, much like waves in a pond.”
3923 Cognition is merely internalized action, and it arises when the brain
3924 disengages from the world. He thus recasts “the cognitive into the neural
3925 by means of action as a kind of ultimate cognitive source. It is action all
3926 the way in, all the way out, and all the way down” (Gomez-Marin, 2021).
3927 Still, Buzsáki must explain how endogenously produced neural syn­
3928 tax acquires its meaning, and to do so, he reaches outside the brain.
3929 Semantics are selected by the world, he stresses, and here’s how it
3930 works. External inputs, sequences of perceptions that constitute wholes
3931 or fragments of meaning, engage and modify self-organized neural
3932 patterns so that they become meaningful and useful (broadly). Similarly,
3933 Buzsáki has learning as a matching process. “Existing, spontaneous
3934 neural patterns are selected rather than constructed anew. The brain is
3935 not a blank slate but one filled with syntactically correct gibberish that
3936 progressively acquires meaning via the pruning of the arbitrariness that
3937 the world affords” (Gomez-Marin, 2021).
3938 Related, Buzsáki and Tingley explain cognition, including memory,
3939 “by exaptation and expansion of the circuits and algorithms serving
3940 bodily functions.” They explain how “Regulation and protection of
3941 metabolic and energetic processes require time-evolving brain compu­
3942 tations enabling the organism to prepare for altered future states.” The
3943 exaptation of such circuits, according to the authors, was likely exploi­
3944 ted for exploration of the organism’s niche, giving rise to “a cognitive
3945 map,” which in turn “allows for mental travel into the past (memory)
3946 and the future (planning)” (Buzsáki and Tingley, 2023). Moreover,
3947 Buzsáki’s “two-stage model of memory trace consolidation, demon­
3948 strates how neocortex-mediated information during learning transiently
3949 modifies hippocampal networks, followed by reactivation and consoli­
3950 dation of these memory traces during sharp wave-ripple patterns of
3951 sleep” (Buzsáki, 2024).
3952 While explaining that cognition is not the same thing as explaining
3953 phenomenal consciousness, Buzsáki’s theory of cognition can develop
3954 into its own theory of consciousness. Moreover, it can help select among
3955 other theories of consciousness, as it aligns more consistently with some
3956 Neurobiological Theories (9.2), such as Brain Circuits and Cycles
3957 (9.2.11); possibly Electromagnetic Field Theories (9.3); and certainly
3958 Homeostatic and Affective Theories (9.5), especially Top-Down Pre­
3959 dictive Theories (9.5.1).
3960 9.5.8. Deacon’s self-organized constraint and emergence of self
3961 Neuroanthropologist Terrence Deacon, whose research combines
3962 human evolutionary biology and neuroscience, asserts that the origins of
3963 life and the origins of consciousness both depend on the emergence of
3964 self: the organizational core of both is a form of self-creating, self-sus­
3965 taining, constraint-generating processes (Deacon, 2011a, 2011b).
3966 Deacon characterizes consciousness as “a matter of constraint,”
3967 focusing as much on what isn’t there as on what is. He goes beyond
3968 complexity theory, non-linear dynamics and information theory to what
3969 he calls "emergent dynamics" theory where constraints can become their
3970 own causes, how constraints become capable of maintaining and pro­
3971 ducing themselves. This, he says, is essentially what life accomplishes.
3972 But to do this, life must persistently recreate its capacity for selfcreation. What Deacon means by self “is an intrinsic tendency to
3973 maintain a distinctive integrity against the ravages of increasing entropy
3974 as well as disturbances imposed by the surroundings” (Deacon, 2011a,
3975 2011b).
3976 The nexus to consciousness is the emergence of self: “this kind of
3977 reciprocal, self-organizing logic (but embodied in neural signal dy­
3978 namics) must form the core of the conscious self.” Conceiving of
3979 neuronal processes in emergent dynamical terms, Deacon reframes as­
3980 pects of mental life; for example, the experience of emotion relates to the
3981 role metabolism plays in regulating the brain’s self-organizing dy­
3982 namics, which are triggered whenever a system is perturbed away from
3983 its equilibrium, a process that shifts availability of energy in the brain.
3984 Thus, Deacon suggests that “conscious arousal is not located in any one
3985 place, but constantly shifts from region to region with changes in de­
3986 mand” (Deacon, 2011a, 2011b).
3987 9.5.9. Pereira’s sentience
3988 Neuroscientist Antonio Pereira, Jr. hypothesizes that cognitive con­
3989 sciousness depends on sentience. He distinguishes “two modalities of
3990 consciousness: sentience, in the sense of being awake and capable of
3991 feeling (e.g., basic sensations of hunger, thirst, pain) and, second,
3992 cognitive consciousness, i.e. thinking and elaborating on linguistic and
3993 imagery representations.” He proposes that the physiological correlates
3994 of sentience are “the systems underpinning the dynamic control of
3995 biochemical homeostasis,” while the correlates of cognitive conscious­
3996 ness are “patterns of bioelectrical activity in neural networks. His pri­
3997 mary point is that “cognitive consciousness depends on sentience, but
3998 not vice versa” (Pereira, 2021).
3999 Pereira applies his concept of sentience as a theory of consciousness
4000 to the medical sciences, especially neurology and psychiatry, for both
4001 diagnostics and therapy. This implies that “medical practice should also
4002 address the physiological correlates of sentience in the diagnostics and
4003 therapy of disorders of consciousness.” The minimal requirement, he
4004 says, “for considering a person minimally conscious is … if she can feel
4005 basic sensations such as hunger, thirst, and pain. The capacity for feeling
4006 is conceived as closely related to the capacity of dynamically controlling
4007 the physiological processes of homeostasis.”
4008 In applying theories of consciousness to medical care, Pereira posits
4009 that higher-level capacities “such as verbal or imagery thinking, the
4010 retrieval of episodic memories, and action planning (e.g. imagining
4011 playing tennis, a technique for assessing residual consciousness in
4012 vegetative states), may not be adequate as a general standard for medical
4013 diagnosis of prolonged disorders of consciousness, since … in many
4014 cases the person may not be able to perform these tasks but still be able
4015 to consciously experience basic sensations” (Pereira, 2021).
4016 Taking general anesthesia as an example, Pereira states that “if the
4017 main criterion is not being able to feel pain, the goal of the procedure
4018 would be broader than the loss of cognitive consciousness. In some
4019 63
4020 R.L. Kuhn
4021 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
4022 real body in physical space … a sort of virtual ‘user interface’ for the
4023 representation and control of the actual body.”
4024 Thus, the PCM claims to account for fundamental psychological
4025 phenomena: the spatial phenomenology of subjective experience; the
4026 distinctions and integral relationships between perception, imagination
4027 and action; and the role of affective processes in intentionality. The PCM
4028 suggests that brain states becoming conscious “reflect the action of
4029 projective transformations” (Rudrauf et al, 2017).
4030 cases, the neural correlates of cognitive representations may not be the
4031 main target of treatment, since they correspond to a high-level specific
4032 ability that is not necessary for lower-level sentient experiences, which
4033 also deserve attention for proper medical and also bioethical reasons”
4034 (Pereira, 2021).
4035 9.5.10. Mansell’s perceptual control theory
4036 Clinical psychologist Warren Mansell proposes Perceptual Control
4037 Theory (PCT) in which “reorganization is the process required for the
4038 adaptive modification of control systems in order to reduce the error in
4039 intrinsic systems that control essential, largely physiological, variables.”
4040 It is from this system, he says, that primary [phenomenal] consciousness
4041 emerges and “is sustained as secondary [access] consciousness through a
4042 number of processes including the control of the integration rate of
4043 novel information via exploratory behavior, attention, imagination, and
4044 by altering the mutation rate of reorganization.” Tertiary [selfawareness] consciousness arises when “internally sustained perceptual
4045 information is associated with specific symbols that form a parallel,
4046 propositional system for the use of language, logic, and other symbolic
4047 systems” (Mansell, 2022).
4048 Mansell’s objective is to give an “integrative account of conscious­
4049 ness,” which “should build upon a framework of nonconscious behavior
4050 in order to explain how and why consciousness contributes to, and ad­
4051 dresses the limitations of, nonconscious processes.” Such a theory, as
4052 noted, “should also encompass the primary (phenomenal), secondary
4053 (access), and tertiary (self-awareness) aspects of consciousness,” and
4054 “address how organisms deal with multiple, unpredictable disturbances
4055 to maintain control.” Such categories of consciousness come about, ac­
4056 cording to PCT, because of “purposiveness,” which is “the control of
4057 hierarchically organized perceptual variables via changes in output that
4058 counteract disturbances which would otherwise increase error between
4059 the current value and the reference value (goal state) of each perceptual
4060 variable” (Mansell, 2022).
4061 9.5.12. Pepperell’s organization of energy
4062 Artist and perceptual scientist Robert Pepperell suggests that while
4063 energetic activity is fundamental to all physical processes and drives
4064 biological behavior, consciousness is a specific product of the organi­
4065 zation of energetic activity in the brain. He describes this energy, along
4066 with forces and work, as “actualized differences of motion and tension,”
4067 and believes that consciousness occurs “because there is something it is
4068 like, intrinsically”—from the intrinsic perspective of the system—“to
4069 undergo a certain organization of actualized differences in the brain”
4070 (Pepperell, 2018).
4071 Pepperell laments that “energy receives relatively little attention in
4072 neuroscientific and psychological studies of consciousness. Leading
4073 scientific theories of consciousness do not reference it, assign it only a
4074 marginal role, or treat it as an information-theoretical quantity. If it is
4075 discussed, it is either as a substrate underpinning higher level emergent
4076 dynamics or as powering neural information processing.” He argues that
4077 “the governing principle of the brain at the neural level is not infor­
4078 mation processing but energy processing,” although the informationtheoretic approach can complement the energetic approach. Pepperell
4079 puts “information in the biological context as best understood as a
4080 measure of the way energetic activity is organized, that is, its complexity
4081 or degree of differentiation and integration.” While “information theo­
4082 retic techniques provide powerful tools for measuring, modeling, and
4083 mapping the organization of energetic processes,” he says, “we should
4084 not confuse the map with the territory” (Pepperell, 2018).
4085 In comparison with mainstream brain organization frameworks at
4086 the global level or localized, Pepperell offers, as an alternative or com­
4087 plementary way of thinking, how the energetic activity in the brain is
4088 organized. The challenge for the model is why energetic processing is
4089 associated with consciousness in the brain but not in other organs, like
4090 the liver or heart. Pepperell claims that energetic activity in the brain
4091 efficiently actuates differences of motion and tension that make the dif­
4092 ference, perhaps via dynamic recursive organization – the “appropriate
4093 reentrant intracortical activity.”
4094 “If we are to naturalize consciousness,” Pepperell concludes, "then
4095 we must reconcile energy and the mind.” Treating the brain as a dif­
4096 ference engine that serves “the interests of the organism is a natural
4097 approach to understanding consciousness as a physical process”
4098 (Pepperell, 2018).
4099 9.5.11. Projective consciousness model
4100 The Projective Consciousness Model (PCM) is a mathematical model
4101 of embodied consciousness that “relates phenomenology to function,
4102 showing the computational advantages of consciousness.” It is based on
4103 “the hypothesis that the spatial field of consciousness (FoC) is structured
4104 by a projective geometry and under the control of a process of active
4105 inference.” The FoC in the PCM is said to combine “multisensory evi­
4106 dence with prior beliefs in memory” and to frame them “by selecting
4107 points of view and perspectives according to preferences.” This “choice
4108 of projective frames governs how expectations are transformed by
4109 consciousness. Violations of expectation are encoded as free energy.
4110 Free energy minimization drives perspective taking, and controls the
4111 switch between perception, imagination and action” (Rudrauf et al,
4112 2017).
4113 Founding assumptions of the PCM include: consciousness as an
4114 evolved mechanism that optimizes information integration and func­
4115 tions as an algorithm for the maximization of resilience; relating the free
4116 energy principle (9.5.4) to perceptual inference, active inference and
4117 (embodied) conscious experience; an integrative predictive system
4118 projecting a global 3-dimensional spatial geometry to multimodal sen­
4119 sory information and memory traces as they access the conscious
4120 workspace; and emphasis on the embodied nature of consciousness
4121 (9.6.1), without reducing consciousness to embodiment. A pivotal idea
4122 is that embodied systems have “an evolutionary advantage of devel­
4123 oping an integrative cognition of space in order to represent, simulate,
4124 appraise and control spatially distributed information and the conse­
4125 quences of actions” (Rudrauf et al, 2017).
4126 Much is made of “the lived body,” because “in contrast to most
4127 contents of consciousness, the lived body is normally always present in
4128 the conscious field … a proxy for the integrity of the actual body … an
4129 anchor point for our efforts at preserving autonomy and well-being.”
4130 The lived body, therefore, is “a kind of inferential representation of the
4131 9.6. Embodied and enactive theories
4132 Embodied and Enactive Theories emphasize the importance of the
4133 body and its interaction with the environment as an integral part of what
4134 consciousness is, not only what consciousness does. It also includes
4135 neurophenomenology, unifying two disparate ways of studying
4136 consciousness.
4137 9.6.1. Embodied cognition
4138 Embodied Cognition is the concept that what makes thought mean­
4139 ingful are the ways neural circuits are connected to the body and
4140 characterize embodied experience, and that abstract ideas and language
4141 are embodied in this way as well. While cognition and consciousness are
4142 not the same, cognitive linguist George Lakoff argues that the mind is
4143 embodied, in that even pure mentality depends on the body’s sensori­
4144 motor systems and emotions and cannot be comprehended without
4145 engaging them (Lakoff, 2007, 2012).
4146 64
4147 R.L. Kuhn
4148 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
4149 In their classic book on the embodied mind, Philosophy in the Flesh,
4150 Lakoff and Mark Johnson stress three points: "The mind is inherently
4151 embodied. Thought is mostly unconscious. Abstract concepts are largely
4152 metaphorical. Much of the subject matter of philosophy, they claim,
4153 such as the nature of time, morality, causation, the mind, and the self,
4154 relies heavily on basic metaphors derived from bodily experience.
4155 Thought requires a body, they assert, “not in the trivial sense that you
4156 need a physical brain with which to think, but in the profound sense that
4157 the very structure of our thoughts comes from the nature of the body”
4158 (Lakoff and Johnson, 1999).
4159 variance with that of mental content as it figures in the Anglo-American
4160 philosophy of mind.” He advocates examining, “beyond the spook of
4161 subjectivity, the concrete possibilities of a disciplined examination of
4162 experience that is at the very core of the phenomenological inspiration.”
4163 He repeats: “it is the re-discovery of the primacy of human experience
4164 and its direct, lived quality that is phenomenology’s foundational
4165 project” (Varela, 1996).
4166 Varela’s key point is that by emphasizing a co-determination of both
4167 accounts—phenomenological and neurobiological—one can explore the
4168 bridges, challenges, insights and contradictions between them. This
4169 means that both domains have equal status in demanding full attention
4170 and respect for their specificity. It is quite easy, he says, to see how
4171 scientific accounts illuminate mental experience, but the reciprocal di­
4172 rection, from experience towards science, is what is typically ignored.
4173 What do phenomenological accounts provide? Varela asks. “At least
4174 two main aspects of the larger picture. First, without them the firsthand
4175 quality of experience vanishes, or it becomes a mysterious riddle. Sec­
4176 ond, structural accounts provide constraints on empirical observations.”
4177 He stresses that “the study of experience is not a convenient stop on our
4178 way to a real explanation, but an active participant in its own right.” And
4179 while phenomenal experience is at an irreducible ontological level, “it
4180 retains its quality of immediacy because it plays a role in structural
4181 coherence via its intuitive contents, and thus keeps alive its direct
4182 connection to human experience, rather than pushing it into abstrac­
4183 tion” (Varela, 1996).
4184 This makes the whole difference, Varela argues: The “hardness” and
4185 riddle become an open-ended research program with the structure of
4186 human experience playing a central role in the scientific endeavor. “In
4187 all functionalistic accounts what is missing is not the coherent nature of
4188 the explanation but its alienation from human life. Only by putting
4189 human life back in, will that absence be erased” (Varela, 1996). (The
4190 common thread said to run through Varela’s extensive and heterogenous
4191 body of work is “the act of distinction”—distinctions as processes, dis­
4192 tinctions in ways of distinguishing—“the aim of which was to address
4193 and supersede the challenges inherent in the dualist [modernist]
4194 thought style, especially the infamous two-pronged problem of the
4195 bifurcation and disenchantment of nature” [Vörös, 2023].)
4196 In the quarter century since Varela’s neurophenomenology paper
4197 was published, its research program has made some advances and
4198 encountered some tensions; for example, investigating the experience of
4199 boundaries of the self, both phenomenologically and neurobiologically.
4200 The biggest challenge remains first-person reporting and interpretation,
4201 such as subtle aspects of self-consciousness. The continuing hope is that
4202 neurophenomenology can inform the science of consciousness, that the
4203 ongoing interaction between human experience and neuroscience be­
4204 comes “an act of art, a deep listening, an improvisational dance, which
4205 slowly develops into a skillful scientific dialogue” (Berkovich-Ohana
4206 et al., 2020).
4207 9.6.2. Enactivism
4208 Enactivism is the way of thinking that posits to explore mental ac­
4209 tivities, one must examine living systems interacting with their envi­
4210 ronments. Cognition is characterized as embodied activities. A mind
4211 without a body would be as if incoherent.
4212 “Enaction” was the term introduced in The Embodied Mind, the 1991
4213 book by Varela, Rosch and Thompson (Varela et al., 1991). The enactive
4214 view is that cognition develops via dynamic, bidirectional exchanges
4215 between an organism and its surroundings. It is not the case that an
4216 organism seeks optimum homeostasis in a static environment, but rather
4217 that the organism is shaping its environment, and is being shaped by its
4218 environment—actively, iteratively, continuously—all mediated by that
4219 organism’s sensorimotor processes. Thus, organisms are active agents in
4220 the world who affect the world and who are affected by the world.
4221 (Section: Hutto, 2023; Enactivism, 2024).
4222 Enactivists would harbor no hope of understanding mentality unless
4223 it were founded on histories of such bidirectional organism-environment
4224 interactions because that’s the core concept of how minds arise and
4225 work. Organisms are self-creating, self-organizing, self-adapting, selfsustaining living creatures who regulate themselves and in doing so can
4226 change their environments, which then, iteratively, recycles the whole
4227 process.
4228 The scientific consensus is that phenomenal consciousness evolved
4229 via stages of cognition and proto-consciousness selected by fitnessenhanced traits in challenging environments. Although focused on
4230 cognition, enactivism enriches the consciousness-generating conditions
4231 by adding interactive dynamism between the organism and the envi­
4232 ronment. (Enactment is also said to be “a genuinely metaphysical idea”
4233 and “an ontological breakthrough” in that “Something is the case if and
4234 only if it is enacted” [Werner, 2023].)
4235 9.6.3. Varela’s neurophenomenology
4236 Neuroscientist and philosopher Francisco Varela proposes what he
4237 calls “neurophenomenology,” which seeks to articulate mutual con­
4238 straints between phenomena present in experience, inspired by the style
4239 of inquiry of phenomenology, and the correlative field of phenomena
4240 established by the cognitive sciences (Varela Legacy, 2023). He starts
4241 with one of Chalmers’s basic points: first-hand experience is an irre­
4242 ducible field of phenomena. He claims there is no “theoretical fix” or
4243 “extra ingredient” in nature that can possibly bridge this gap. Instead,
4244 the field of conscious phenomena require a rigorous method and an
4245 explicit pragmatics. It is a quest, he says, to marry modern cognitive
4246 science and a disciplined approach to human experience, thereby
4247 placing himself in the lineage of the continental tradition of phenome­
4248 nology (Varela, 1996).
4249 Varela calls for gathering a research community armed with new
4250 tools to develop a science of consciousness. He claims that no piecemeal
4251 empirical correlates, nor purely theoretical principles, will do the job.
4252 He advocates turning to a systematic exploration of the only link be­
4253 tween mind and consciousness that seems both obvious and natural: the
4254 structure of human experience itself.
4255 Varela’s phenomenological approach starts with the irreducible na­
4256 ture of conscious experience. Lived experience, he says, is “where we
4257 start from and where all must link back to, like a guiding thread.” From a
4258 phenomenological standpoint, “conscious experience is quite at
4259 9.6.4. Thompson’s mind in life
4260 Philosopher Evan Thompson heralds “the deep continuity of life and
4261 mind.” His foundational idea is “Where there is life there is mind, and
4262 mind in its most articulated forms belongs to life,” and his organizing
4263 principle is “Life and mind share a core set of formal or organizational
4264 properties, and the formal or organizational properties distinctive of
4265 mind are an enriched version of those fundamental to life.” More pre­
4266 cisely, he says, “the self-organizing features of mind are an enriched
4267 version of the self-organizing features of life. The self-producing or
4268 ‘autopoietic’ organization of biological life already implies cognition,
4269 and this incipient mind finds sentient expression in the self-organizing
4270 65
4271 R.L. Kuhn
4272 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
4273 dynamics of action, perception, and emotion, as well as in the selfmoving flow of time-consciousness” (Thompson, 2002; Maturana and
4274 Varela, 1980).29
4275 From this perspective, Thompson sees mental life as bodily life and as
4276 situated in the world. The roots of mental life lie not simply in the brain,
4277 he says, “but ramify through the body and environment. Our mental
4278 lives involve our body and the world beyond the surface membrane of
4279 our organism, and therefore cannot be reduced simply to brain processes
4280 inside the head.”
4281 With this framework, Thompson seeks to reduce (if not bridge) the
4282 so-called “explanatory gap” between consciousness and world, mind and
4283 brain, first-person subjectivity and third-person objectivity (i.e., the
4284 hard problem of consciousness). He works to achieve this (to over­
4285 simplify) by having the same kinds of processes that enable the transi­
4286 tion from nonlife to life to enable the transition from life to mind. (I’d
4287 think he would rather eliminate the concept of “transition” altogether
4288 and consider life-mind as a unified concept—perhaps like, in cosmology,
4289 the once apparent independent dimensions of space and time now uni­
4290 fied by a single physical concept, spacetime.)
4291 As a pioneer of enactivism (9.6.2), Thompson posits that “the enac­
4292 tive approach offers important resources for making progress on the
4293 explanatory gap” by explicating “selfhood and subjectivity from the
4294 ground up by accounting for the autonomy proper to living and cogni­
4295 tive beings.” He extends the idea with "embodied dynamism,” a key
4296 concept that combines dynamic systems and embodied approaches to
4297 cognition. While the former reflects enactivism, the latter is the
4298 enhancement (Thompson, 2002).
4299 According to Thompson, the central idea of the dynamic systems
4300 approach is that cognition is an intrinsically temporal phenomenon
4301 expressible in “the form of a set of evolution equations that describe how
4302 the state of the system changes over time. The collection of all possible
4303 states of the system corresponds to the system’s ‘state space’ or ‘phase
4304 space,’ and the ways that the system changes state correspond to tra­
4305 jectories in this space.” Dynamic-system explanations, he says, consist of
4306 “the internal and external forces that shape such trajectories as they
4307 unfold in time. Inputs are described as perturbations to the system’s
4308 intrinsic dynamics, rather than as instructions to be followed, and in­
4309 ternal states are described as self-organized compensations triggered by
4310 perturbations, rather than as representations of external states of affairs”
4311 (Thompson, 2002).
4312 To make real progress on the explanatory gap, Thompson says, “we
4313 need richer phenomenological accounts of the structure of experience,
4314 and we need scientific accounts of mind and life informed by these
4315 phenomenological accounts.” My aim, he says, “is not to close the
4316 explanatory gap in a reductive sense, but rather to enlarge and enrich
4317 the philosophical and scientific resources we have for addressing the
4318 gap.”
4319 Calling on the philosophical tradition of phenomenology, inaugu­
4320 rated by Edmund Husserl and developed by others, primarily Maurice
4321 Merleau-Ponty, Thompson seeks to “naturalize” phenomenology by
4322 aligning its investigations with advances in biology and cognitive sci­
4323 ence and to complement science and its objectification of the world by
4324 reawakening basic experiences of the world via phenomenology. His
4325 main move is for cognitive science “to learn from the analyses of lived
4326 experience accomplished by phenomenologists …. which thus needs to
4327 be recognized and cultivated as an indispensable partner to the experi­
4328 mental sciences of mind and life” (Thompson, 2002).
4329 The deeper convergence of the enactive approach and phenome­
4330 nology, Thompson says, is that “both share a view of the mind as having
4331 to constitute its objects.” He stresses that “constitute” does not mean
4332 fabricate or create, but rather “to bring to awareness, to present, or to
4333 disclose.” Thus, “the mind brings things to awareness; it discloses and
4334 presents the world. Stated in a classical phenomenological way, the idea
4335 is that objects are disclosed or made available to experience in the ways
4336 they are thanks to the intentional activities of consciousness.” Thompson
4337 argues that weaving together the phenomenological and neurobiolog­
4338 ical can “bridge the gap between subjective experience and biology,
4339 which defines the aim of neurophenomenology (9.6.4), an offshoot of
4340 the enactive approach” (Thompson, 2002).
4341 9.6.5. Frank/Gleiser/Thompson’s “The Blind Spot”
4342 Astrophysicist Adam Frank, theoretical physicist Marcello Gleiser,
4343 and philosopher Evan Thompson elevate and promote “the primacy of
4344 consciousness” in that “There is no way to step outside consciousness
4345 and measure it against something else. Everything we investigate,
4346 including consciousness and its relation to the brain, resides within the
4347 horizon of consciousness.” Lest they be misunderstood, the authors
4348 reject any inference that “the universe, nature, or reality is essentially
4349 consciousness or is somehow made out of consciousness,” because “this
4350 does not logically follow.” Such “a speculative leap,” they say, goes
4351 beyond what we can know or establish on the basis of “consciousness as
4352 experienced from within and as an irreducible precondition of scientific
4353 knowledge.” Furthermore, “this speculative leap runs afoul” of what
4354 they call “the primacy of embodiment,” which “is as equally undeniable
4355 as the primacy of consciousness” (Frank et al., 2024, pp. 186, 188).
4356 What now confronts us, Frank/Gleiser/Thompson say, is “a strange
4357 loop,” where “horizonal consciousness subsumes the world, including
4358 our body experienced from within, while embodiment subsumes con­
4359 sciousness, including awareness in its immediate intimacy.” The authors
4360 stress that “the primacy of consciousness and the primacy of embodi­
4361 ment enfold each other.” They call for unveiling and examining this
4362 strange loop, which normally disappears from view and is forgotten in
4363 what they call The Blind Spot. They describe the Blind Spot as “human­
4364 ity’s lived experience as an inescapable part of our search for objective
4365 truth” (Frank et al., 2024, p. 189), and they seek “to reclaim the central
4366 place of human experience in the scientific enterprise by invoking the
4367 image of a ‘Blind Spot’” (Gomez-Marin, 2024). In other words, they
4368 reject the way of thinking that “we can comprehend consciousness
4369 within the framework of reductionism, physicalism, and objectivism or,
4370 failing that, by postulating a dualism of physical nature versus irre­
4371 ducible consciousness that we could somehow grasp outside the strange
4372 loop.” This is why they label the hard problem of consciousness an
4373 “artifact of the Blind Spot.” It is “built into blind-spot metaphysics, and
4374 not solvable in its terms” because “it fails to recognize the ineliminable
4375 primacy of consciousness in knowledge” (Frank et al., 2024, p. 192).
4376 Frank/Gleiser/Thompson see “only a few options for trying to deal
4377 with consciousness within the confines of the blind-spot worldview,”
4378 and that “ultimately, they’re all unsatisfactory, because they never come
4379 to grips with the need to recognize the primacy of consciousness and the
4380 strange loop in which we find ourselves.” They argue that the three
4381 major options—neural correlates of consciousness (9.2.2); metaphysical
4382 bifurcation of physical reality and irreducible mental properties
4383 (whether naturalistic dualism, substance dualism or panpsychism—13,
4384 15); and illusionism (9.1.1)—are all “within the ambit of the Blind Spot”
4385 (Frank et al., 2024, p. 196).
4386 What Frank/Gleiser/Thompson offer is “a radically different
4387 approach beyond the Blind Spot.” They reference papers by astrophys­
4388 icist Piet Hut and cognitive psychologist Roger Shepard (Hut and She­
4389 pard, 1996), and neuroscientist Francisco Varela (1996), making the
4390 case for “a major overhaul of the science of consciousness based on
4391 recognizing the primacy of experience.” They note “we inescapably use
4392 consciousness to study consciousness,” such that “unless we recover
4393 from the amnesia of experience and restore the primacy of experience in
4394 our conception of science, we’ll never be able to put the science of
4395 consciousness on a proper footing.” A science of consciousness can work,
4396 all say, only if “experience really matters” (Frank et al., 2024, p. 218).
4397 29
4398 Personal note: Evan Thompson’s father was social philosopher and cultural
4399 critic William Irwin Thompson, who had great influence on me (RLK)—espe­
4400 cially his books, At the Edge of History (1971) and Passages about Earth (1974).
4401 The influence would help lay the foundation for Closer To Truth.
4402 66
4403 R.L. Kuhn
4404 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
4405 (Bitbol, 2021a).
4406 Bitbol’s method is “a metaphysical compensation for the antimetaphysical premise of the neurophenomenological dissolution of the
4407 ‘hard problem.’” This can be achieved, he says, by designing this alter­
4408 native metaphysics “to keep the benefit of a shift from discourse to ways
4409 of being, which is “the latent message of neurophenomenology” (Bitbol,
4410 2021a). In its most radical version, “neurophenomenology asks re­
4411 searchers to suspend the quest of an objective solution to the problem of
4412 the origin of subjectivity, and clarify instead how objectification can be
4413 obtained out of the coordination of subjective experiences. It therefore
4414 invites researchers to develop their inquiry about subjective experience
4415 with the same determination as their objective inquiry.” Bitbol proposes
4416 a methodology to explore lived experience faithfully (via micro­
4417 phenomenological interviews retrieving or “evoking past experiences”)
4418 and thereby “addresses a set of traditional objections against intro­
4419 spection” (Bitbol and Petitmengin, 2017).
4420 Bitbol gives neuroscience no privilege, priority or pride of place.
4421 “The effective primacy of lived experience should be given such prom­
4422 inence that every other aspect, content, achievement, distortion, and
4423 physicalist account of consciousness, is made conditional upon it.” From
4424 a (radical) phenomenological standpoint, he says, “one must not mistake
4425 objectivity for reality. Reality is what is given and manifest, whereas
4426 objectivity is what is constituted by extracting structural invariants from
4427 the given experience. Along with this phenomenological approach, an
4428 objective science is not supposed to disclose reality as it is beyond ap­
4429 pearances, but only to circumscribe some intersubjectively recognized
4430 features of the appearing reality.” Having said that, Bitbol stresses that
4431 “neuroscientific data should not be granted a higher ontological status
4432 than phenomenological descriptions; they should not be given the power
4433 to render a compelling verdict about what is real and what is deceptive
4434 in our experience.” Thus, he sums up: “from a phenomenological
4435 standpoint, the neuro-phenomenological correlation is plainly perceived
4436 as an extension of the lived sense of embodiment, not as a sign that some
4437 naturalistic one-directional ‘fundamental dependence’ of consciousness
4438 on the bodily brain is taking place” (Bitbol, 2015).
4439 Bitbol’s affirmative solution is to formulate a “dynamical and
4440 participatory conception of the relation between body and conscious­
4441 ness … with no concession to standard positions such as physicalist
4442 monism and property dualism.” Bitbol’s conception is based on Varela’s
4443 formalism of “cybernetic dialectic,” “a geometrical model of self-pro­
4444 duction,” and it is “in close agreement with Merleau-Ponty’s ‘intraontology’: an engaged ontological approach of what it is like to be,
4445 rather than a discipline of the contemplation of beings” (Bitbol, 2021a).
4446 Bitbol’s approach to quantum physics complements his “radical
4447 phenomenology,” such that quantum mechanics becomes more a
4448 "symbolism of atomic measurements,” rather than “a description of
4449 atomic objects.” He supports the notion that “quantum laws do not ex­
4450 press the nature of physical objects, but only the bounds of experimental
4451 information.” Similarly, Bitbol supports QBism, where the wave func­
4452 tion’s probabilities are said to be, shockingly (to me), Bayesian proba­
4453 bilities, which means they relate to prior subjective degrees of belief
4454 about the system, paralleling some ideas in phenomenology (Bitbol,
4455 2023).
4456 Bitbol calls out “three features of such non-interpretational, noncommittal approaches to quantum physics” that “strongly evoke the
4457 phenomenological epistemology.” These are: “their deliberately firstperson stance; their suspension of judgment about a presumably
4458 external domain of objects, and subsequent redirection of attention to­
4459 wards the activity of constituting these objects; their perception-like
4460 conception of quantum knowledge.” Moreover, Bitbol claims that
4461 these new approaches of quantum physics go beyond phenomenological
4462 epistemology and “also make implicit use of a phenomenological
4463 ontology.” He cites Chris Fuch’s “participatory realism” that “formulates
4464 a non-external variety of realism for one who is deeply immersed in
4465 reality,” adding, “but participatory realism strongly resembles MerleauPonty’s endo-ontology, which is a phenomenological ontology for one
4466 The key, according to the authors, is “recognizing [both] the primacy
4467 of consciousness and the primacy of embodiment,” which, they claim
4468 “changes how we think about the problem of consciousness.” The
4469 problem for neuroscience “can no longer be stated as how the brain
4470 generates consciousness.” Rather, “the problem is how the brain as a
4471 perceptual object within consciousness relates to the brain as part of the
4472 embodied conditions for consciousness, including the perceptual expe­
4473 rience of the brain as a scientific object. The problem is to relate the
4474 primacy of consciousness to the primacy of embodiment without
4475 privileging one over the other or collapsing one onto the other. The
4476 situation is inherently reflexive and self-referential: instead of simply
4477 regarding experience as something that arises from the brain, we also
4478 have to regard the brain as something that arises within experience. We
4479 are in the strange loop” (Frank et al., 2024, pp. 219–220).
4480 Frank/Gleiser/Thompson support Varela’s neuroscience research
4481 program, “neurophenomenology” (9.6.3), based on “braiding together
4482 first-person accounts of consciousness with third-person accounts of the
4483 brain within the I-and-you experiential realm.” They advocate that
4484 phenomenology and neuroscience “become equal partners in an inves­
4485 tigation that proceeds by creating new experiences in a new kind of
4486 scientific workshop, the neurophenomenological laboratory. Firstperson experiential methods for refining attention and awareness
4487 (such as meditation), together with second-person qualitative methods
4488 for interviewing individuals about the fine texture of their experience,
4489 are used to produce new experiences, which serve as touchstones for
4490 advancing phenomenology. This new phenomenology guides in­
4491 vestigations of the brain, while investigations of the brain are used to
4492 motivate and refine phenomenology in a mutually illuminating loop”
4493 (Frank et al., 2024, pp. 219–220). The authors call neuro­
4494 phenomenology “probably the strongest effort so far to envision a
4495 neuroscience of consciousness beyond the Blind Spot (Frank et al., 2024,
4496 p. 221). Consciousness, particularly human consciousness, is “an
4497 expression of nature and is a source of nature’s self-understanding.”
4498 9.6.6. Bitbol’s radical neurophenomenology
4499 Philosopher of science and phenomenologist Michel Bitbol promotes
4500 a “radical neurophenomenology” in which a “tangled dialectic of body
4501 and consciousness” is the “metaphysical counterpart” and whose goal is
4502 to advance Varela’s neurophenomenology project (9.6.3) of criticizing
4503 and dissolving the “hard problem” of consciousness (Bitbol, 2021a).
4504 Bitbol claims that the neurophenomenological approach to the “hard
4505 problem” is underrated and often misunderstood; indeed, “in its original
4506 version, neurophenomenology implies nothing less than a change in our
4507 own being to dispel the mere sense that there is a problem to be theo­
4508 retically solved or dissolved. Neurophenomenology thus turns out to be
4509 much more radical than the enactivist kinds of dissolution” (9.6.2)
4510 (Bitbol and Antonova, 2016).
4511 Did Varela himself have a theory to solve the hard problem? No,
4512 Varela declared (in Bitbol’s report) “only a ‘remedy”—the point being
4513 that “there exists a stance (let’s call it the Varelian stance) in which the
4514 problem of the physical origin of primary consciousness, or pure expe­
4515 rience, does not even arise.” The implications, according to Bitbol, are
4516 that “the nature of the ‘hard problem’ of consciousness is changed from
4517 an intellectual puzzle to an existential option.” The “constructivist
4518 content,” he says, is that “The role of ontological prejudice about what
4519 the world is made of (a prejudice that determines the very form of the
4520 ‘hard problem’ as the issue of the origin of consciousness out of a preexisting material organization) is downplayed” (Bitbol, 2012).
4521 Bitbol blames “the standard (physicalist) formulation of this prob­
4522 lem” for both generating it and turning it into “a fake mystery.” But he
4523 recognizes that dissolving the hard problem is very demanding for re­
4524 searchers, because “it invites them to leave their position of neutral
4525 observers/thinkers, and to seek self-transformation instead.” Bitbol’s
4526 approach “leaves no room for the ‘hard problem’ in the field of
4527 discourse, and rather deflects it onto the plane of attitudes.” This runs
4528 the risk, he says, of “being either ignored or considered as a dodge”
4529 67
4530 R.L. Kuhn
4531 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
4532 who deeply participates in Being” (Bitbol, 2020; Gefter, 2015).
4533 QBist theorists assert that “quantum states are ‘expectations about
4534 experiences of pointer readings,’” rather than expectations about
4535 pointer positions. Their focus on lived experience, not just on macro­
4536 scopic variables, is tantamount to performing the transcendental
4537 reduction instead of stopping at the relatively superficial layer of the
4538 life-world reduction.” Bitbol believes that “quantum physics indeed
4539 gives us several reasons to go the whole way down to the deepest variety
4540 of phenomenological reduction … not only reduction to experience, or
4541 to ‘pure consciousness,’ but also reduction to the ‘living present’”
4542 (Bitbol, 2021b).
4543 2024; Lobo et al., 2018).
4544 If perception is direct, and affordances provide the possibilities, then
4545 affordances are a kind of state space of the mind. That environmental
4546 affordances may have enabled or selected for consciousness would be
4547 consistent with embodied and enactive theories of consciousness.
4548 9.6.7. Direct perception theory
4549 Direct Perception Theory is the idea that “the information required
4550 for perception is external to the observer; that is, one can directly
4551 perceive an object based on the properties of the distal stimulus alone,
4552 unaided by inference, memories, the construction of representations, or
4553 the influence of other cognitive processes” (APA, website). Philosopher
4554 Ned Block describes non-mainstream views of phenomenal conscious­
4555 ness that take it to work via this kind of “a direct awareness relation to a
4556 peculiar entity like a sense datum [i.e., that which is immediately
4557 available to the senses] or to objects or properties in the environment.”
4558 This direct awareness would seem to have to be “a primitive unana­
4559 lyzable acquaintance relation that is not a matter of representation.”
4560 According to these direct realist or naïve realist theories of conscious­
4561 ness, “the phenomenal character of a perceptual experience is objectconstituted in the sense that a perceptual experience of a tomato de­
4562 pends for its existence and individuation on the tomato. Any experience
4563 that is of a different tomato will have a different phenomenal character,
4564 even if it is phenomenally indistinguishable and even if the different
4565 tomato is exactly the same in all its properties and causes exactly the
4566 same activations in the brain.” Even subjectively indistinguishable
4567 hallucinatory experience would have to be different in phenomenal
4568 character as well (Block, 2023).
4569 9.7.1. A. Clark’s extended mind
4570 The extended mind, according to philosopher Andy Clark, features
4571 an “active externalism,” based on the participatory role of the envi­
4572 ronment in driving cognitive processes. He asserts that when the human
4573 organism is linked with an external entity in a two-way interaction, a
4574 “coupled system” is created that can be conceptualized as a cognitive
4575 system in its own right (independent of the two components). This is
4576 because all the components in the system play an active causal role, and
4577 they jointly govern behavior in the same sort of way that cognition in a
4578 single system (brain) usually does. To remove the external component is
4579 to degrade the system’s behavioral competence, just as it would to
4580 remove part of its brain. Clark’s thesis is that this sort of coupled process
4581 counts equally well as a cognitive process, whether or not it is wholly in
4582 the head (Clark and Chalmers, 1998).
4583 Clark concludes his book, Supersizing the Mind, by inviting us “to
4584 cease to unreflectively privilege the inner, the biological, and the neural
4585 … The human mind, viewed through this special lens, emerges at the
4586 productive interface of brain, body, and social and material world.” He
4587 marvels that “minds like ours emerge from this colorful flux as sur­
4588 prisingly seamless wholes” (Clark, 2010).
4589 According to Owen Flanagan, “Walking, talking and seeing are all
4590 things the enactive, embodied, extended (code words for this hip new
4591 view) mind does in the world.” Clark “provides the best argument I’ve
4592 seen for the idea that minds are smeared over more space than neuro­
4593 science might have us believe, and that mind will continue spreading to
4594 other nooks and crannies of the universe as cognitive prostheses pro­
4595 liferate” (Flanagan, 2009).
4596 9.7. Relational theories
4597 Relational Theories of consciousness are those explanations whose
4598 distinctive feature is some kind of active or transformative connection
4599 with something other than brain circuits and pathways themselves.
4600 9.6.8. Gibson’s ecological psychology
4601 Experimental psychologist James J. Gibson proposes an “embodied,
4602 situated, and non-representational” approach to perception (which,
4603 while not a surrogate for phenomenal consciousness, has features in
4604 common). Gibson attacks both behaviorism and cognitivism (e.g., in­
4605 formation processing), arguing for direct perception and direct realism.
4606 Gibson calls his overarching theory, “Ecological Psychology,” and while
4607 his specific aim is “to offer a third way beyond cognitivism and behav­
4608 iorism for understanding cognition,” an extension to consciousness can
4609 be cautiously inferred (Lobo et al., 2018; Gibson, 2024).
4610 Gibson maintains that there is far more information available to our
4611 perceptual systems than we are consciously aware of. He posits that “the
4612 optical information of an image is not so much an impression of form
4613 and color, but rather of invariants. A fixated form of an object only
4614 specifies certain invariants of the object, not its solid form.” Perceptual
4615 learning is said to be “a process of seeing the differences in the
4616 perceptual field around an individual” (Gibson, 2014, 2024).
4617 Gibson rejects “the premise of the poverty of the stimulus, the
4618 physicalist conception of the stimulus, and the passive character of the
4619 perceiver of mainstream theories of perception.” Rather, he has the main
4620 principles of ecological psychology as “the continuity of perception and
4621 action” and the “organism-environment system as unit of analysis”
4622 (Lobo et al., 2018).
4623 Significantly, Gibson develops the original idea of “affordances” (he
4624 coins the term), which are the ways the environment provides oppor­
4625 tunities for and motivates actions of animals—human examples include
4626 steep slopes inspiring the design of stairs and deposits of hydrocarbons
4627 encouraging drilling. Gibson defends the radical idea that “when we
4628 perceive an object we observe the object’s affordances and not its
4629 particular qualities” because it is both more useful and easier, which
4630 would mean that affordances are the objects of perception (Gibson,
4631 9.7.2. Noë’s “out of our heads” theory
4632 Philosopher Alva Noë argues that only externalism about the mind
4633 and mental content, which requires active and continuous engagement
4634 between the brain and its environment, body and beyond, can succeed as
4635 a theory of consciousness (Noë, 2010). He uses his attention-alerting
4636 phrase “Out of Our Heads” as descriptor, not as metaphor, and he ap­
4637 plies it literally. His hypothesis is that expanding the locus of where
4638 consciousness occurs may help explain its essence and mechanism. What
4639 does this actually mean?
4640 Noë takes issue with both dualism and materialism; attacking the
4641 weaknesses of each is not hard going. “We have no better idea how the
4642 actions of cells in the head give rise to consciousness than we do how
4643 consciousness arises out of immaterial spiritual processes.” So, brain
4644 science, he says, while it has the imprimatur of the scientific worldview,
4645 is not really going anywhere. It’s like trying to understand what makes a
4646 dance “a dance” by studying the movement of muscles (Noë, 2007).
4647 He challenges the assumption that an event in the brain is alone
4648 sufficient for consciousness. “We spend all our lives, not as free-floating
4649 brains; we’re embodied, we’re environmentally embedded; we’re so­
4650 cially nurtured from the very beginnings of our lives.” His idea is that
4651 “The world shows up for us,” with “multiple layers of meaning.”
4652 Noë offers an alternative framework, a novel way of thinking. “There
4653 are lots of discrete processes going on inside the head. But that’s not
4654 where we should look for consciousness. We occupy a place in the
4655 world—all sorts of things are going on around us—and consciousness is
4656 that activity of keeping tabs, keeping touch, paying attention to,
4657 68
4658 R.L. Kuhn
4659 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
4660 interacting with the world.”
4661 But what does it mean to say consciousness “is” that activity? “Is” as
4662 … “part of the process?” Or “enabling,” “bringing about” or “causing”?
4663 Or, in the strong sense of “is” as identity theory?
4664 Noë distinguishes the meaning and purposes of consciousness, which
4665 take place “out of our heads,” from the mechanical locus of conscious­
4666 ness, the substrate on which its symbols are physically encoded and
4667 manipulated.
4668 Noë uses dreams as corroborating evidence that consciousness occurs
4669 outside of the brain. He distinguishes dreams from real-life experiences,
4670 in that the latter has greater density, detail and robustness. “You can’t
4671 experience in a dream everything that you can experience outside of a
4672 dream” (Noë, 2007).
4673 Consciousness to Noë means “How the world shows up for us de­
4674 pends not only on our brains and nervous systems but also on our bodies,
4675 our skills, our environment, and the way we are placed in and at home in
4676 the world.” This does not happen automatically, passively, done to the
4677 organism, but it is what the organism must do deliberately, proactively.
4678 “We achieve access to the world. We enact it by enabling it to show up
4679 for us.… If I don’t have the relevant skills of literacy, for example, the
4680 words written on the wall do not show up for me” (Noë, 2012).
4681 He stresses that consciousness isn’t just a matter of events triggered
4682 inside us by things outside us because things are triggered inside us all
4683 the time by all sorts of things outside of us and they don’t rise to con­
4684 sciousness. Much depends on context, interest, knowledge and
4685 understanding.
4686 Thus, consciousness is what happens when sentient creatures
4687 interact with their environment via their brains; consciousness is not
4688 what their brains are doing to them. A science of consciousness, Noë
4689 says, must explain the role the brain is playing in a dynamic active
4690 involvement. It’s not just that consciousness happens in the brain; it’s
4691 not like that. “We are not our brains” (Noë, 2012).
4692 relationship to its socio-physical environment” (Loorits, 2019).
4693 In defending internalism as the “location” of consciousness, Loorits
4694 argues that “structural phenomena are describable and analyzable in
4695 public terms even if those phenomena themselves are private.” More­
4696 over, “the structure of our consciousness is always present in our neural
4697 processes and only sometimes (additionally) in an extended system that
4698 includes elements of the environment” (Loorits, 2018).
4699 Loorits offers modest support to illusionists who propose that “the
4700 apparently non-structural features of consciousness are in fact fully
4701 structural and merely seem to be non-structural.” He argues that “such a
4702 position is tenable, but only if the non-structural ‘seemings’ are inter­
4703 preted as perspectival phenomena and not as theorists’ fictions or ab­
4704 solute nothingness” (Loorits, 2022).
4705 When George Musser was musing that qualia might be relational
4706 (9.7), he met with Loorits, and to Musser’s surprise, Loorits “had gone
4707 off the idea.” The disjunction is between third and first-person per­
4708 spectives, where the former is how qualia is explained relationally and
4709 the latter is precisely the hard problem. According to Musser, Loorits’s
4710 current thinking was that “qualia may well be relational behind the
4711 scenes, but as long as they feel intrinsic to us, they still elude scientific
4712 description.” Loorits concluded, “There is still a hard problem in a sense
4713 that we seem to be able to experience qualia without being aware of
4714 their relational components” (Musser, 2023a,b). (I tip my hat when a
4715 philosopher changes their mind.)
4716 9.7.4. Lahav’s relativistic theory
4717 Physicist Nir Lahav characterizes consciousness as a physical phe­
4718 nomenon that is relative to the measurements of a "cognitive frame of
4719 reference." Just as different observers can have different measurements
4720 of velocity in a relativistic context, the same is true for consciousness.
4721 Two people can have different cognitive frames of reference, experi­
4722 encing conscious awareness for themselves but only measuring brain
4723 activity for the other. The brain doesn’t create conscious experiences
4724 through computations; rather, conscious experiences arise due to the
4725 process of physical measurement. Different physical measurements in
4726 different frames of reference manifest different physical properties, even
4727 when measuring the same phenomenon. This leads to different mani­
4728 festations of conscious experience and brain activity in separate cogni­
4729 tive frames (Lahav and Neemeh, 2022).
4730 9.7.3. Loorits’s structural realism
4731 Philosopher Kristjan Loorits’s Structural Realism posits that
4732 “conscious experiences are fully structural phenomena that reside in our
4733 brains in the form of complex higher-order patterns in neural activity.”
4734 He claims that the structural view of consciousness solves both the hard
4735 problem and the problem of privacy (Loorits, 2019).
4736 On the hard problem, according to Loorits, while some properties of
4737 our conscious experiences seem to be qualitative and non­
4738 structural—qualia—“these apparently nonstructural properties are, in
4739 fact, fully structural.” He conjectures that qualia are “compositional
4740 with internal structures that fully determine their qualitative nature”
4741 (Loorits, 2019), that “qualia are the structures of vast networks of un­
4742 conscious associations, and that those associational structures can be
4743 found in our neural processes.” He makes the ambitious prediction that
4744 “with the proper brain-stimulating technology, it should be possible to
4745 reveal the structural nature of qualia to the experiencing subject
4746 directly” (Loorits, 2019). Loorits concludes that “consciousness as a
4747 whole can be seen as a complex neural pattern that misperceives some of
4748 its own highly complex structural properties as monadic and qualitative.
4749 Such neural pattern is analyzable in fully structural terms and thereby
4750 the hard problem is solved (Loorits, 2014). (As for “the notion of
4751 structure,” Loorits’s Structural Realism has some structures existing in
4752 the world in an objective sense and has conscious experiences among
4753 such structures [Loorits, 2019].)
4754 On the privacy problem, according to Loorits, while our “powerful
4755 intuition” is that “the content of my consciousness is directly accessible
4756 only to me”—a brain-bound internalist approach to consciousness,
4757 which comports well with neurobiological theories—some argue that
4758 “we can only talk about phenomena whose defining properties are
4759 known to us from the public realm.” According to this externalist
4760 approach, “if our conscious experiences were entirely private, we could
4761 not talk or theorize about them”—a way of thinking that suggests
4762 “conscious experiences should be understood in terms of an organism’s
4763 9.7.5. Tsuchiya’s relational approach to consciousness
4764 Neuroscientist Nao Tsuchiya’s relational approach to consciousness
4765 is not so much a theory of consciousness per se but more a fresh meth­
4766 odology, “an alternative approach to characterize, and eventually
4767 define, consciousness through exhaustive descriptions of conscious­
4768 ness’s relationships to all other consciousnesses.” His approach is
4769 founded in category theory (i.e., mathematical structures and their re­
4770 lations), which is used to characterize the structure of conscious phe­
4771 nomenology as a category and describe the interrelationships of
4772 members with mathematical precision. Tsuchiya proposes several
4773 possible definitions of categories of consciousness, both in terms of level
4774 and contents—the objective being for these conceptual tools to clarify
4775 complex theoretical concepts about consciousness, which have been
4776 long discussed by philosophers and psychologists, and for such con­
4777 ceptual clarification to inspire further theoretical and empirical
4778 research. To the extent that the project is successful, it will support
4779 relational theories of consciousness (Tsuchiya and Saigo, 2021).
4780 9.7.6. Jaworski’s hylomorphism
4781 Philosopher William Jaworski argues that the hard problem of con­
4782 sciousness arises only if hylomorphism is false. Hylomorphism is the
4783 claim that structure is a basic ontological and explanatory principle, and
4784 is responsible for individuals being the kinds of things they are, and
4785 having the powers or capacities they have. As Jaworski explains, “A
4786 human is not a random collection of physical materials, but an indi­
4787 vidual composed of physical materials with a structure that accounts for
4788 69
4789 R.L. Kuhn
4790 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
4791 what it is and what it can do—the powers it has. What is true of humans
4792 is true of their activities as well.” Structured activities, he says, include
4793 perceptual experiences, which means that everything about a perceptual
4794 experience, including its phenomenal character, can be explained by
4795 describing the perceiver’s structure: perceptual subsystems, the powers
4796 of those subsystems, and the coordination that unifies their activities
4797 into the activity of the perceiver as a whole. Conscious experiences,
4798 Jaworski concludes, “thus fit unproblematically into the natural
4799 world—just as unproblematically as the phenomenon of life” (Jaworski,
4800 2020).
4801 According to Jaworski, from a hylomorphic perspective, “mind-body
4802 problems are byproducts of a worldview that rejects structure, and
4803 which lacks a basic principle which distinguishes the parts of the
4804 physical universe that can think, feel, and perceive from those that can’t.
4805 Without such a principle, the existence of those powers in the physical
4806 world can start to look inexplicable and mysterious.” But if mental
4807 phenomena are structural phenomena, he says, then they are part of the
4808 physical world and thus “hylomorphism provides an elegant way of
4809 solving mind-body problems” (Jaworski, 2016).
4810 While hylomorphism exemplifies a suite of arguments purporting to
4811 undermine the hard problem, its own challenge seems two-fold: (i) by
4812 defining structure as primitive and fundamental, it almost embeds the
4813 desired conclusion in the definitional premise; and (ii) by not dis­
4814 tinguishing kinds of structure, all structure holds the same level of ul­
4815 timate explanation, which may not fit consciousness.
4816 9.8. Representational theories
4817 Representational Theories of consciousness elevate the explanatory
4818 power of mental representations, which are inner-perceived notions or
4819 imagery of things, concrete or abstract, that are not currently being
4820 presented to the senses. Representational theories seek to explain con­
4821 sciousness in terms of mental representations rather than simply as
4822 neural or brain states. Mental representations utilize cognitive symbols
4823 that can be manipulated in myriad ways to describe, consider and
4824 explain an endless variety of thoughts, ideas, and concepts (Mental
4825 representation, 2024. Wikipedia). According to strict representation­
4826 alism, conscious mental states have no mental properties other than
4827 their representational properties (Van Gulick, 2019).
4828 According to philosopher Michael Tye, “representationalism is a
4829 thesis about the phenomenal character of experiences, about their im­
4830 mediate subjective ‘feel’. At a minimum, the thesis is one of super­
4831 venience: necessarily, experiences that are alike in their representational
4832 contents are alike in their phenomenal character. So understood, the
4833 thesis is silent on the nature of phenomenal character. Strong or pure
4834 representationalism goes further. It aims to tell us what phenomenal
4835 character is.” In this view, “phenomenal character is one and the same as
4836 representational content that meets certain further conditions” (Tye,
4837 2002).
4838 Philosopher Fred Dretske’s "Representational Thesis" is the claim
4839 that: (1) All mental facts are representational facts, and (2) All repre­
4840 sentational facts are facts about informational functions (Dretske, 2023).
4841 Philosopher Amy Kind observes that “as philosophers of mind have
4842 begun to rethink the sharp divide that was traditionally drawn between
4843 the phenomenal character of an experience (what it’s like to have that
4844 experience) and its intentional content (what it represents), represen­
4845 tationalist theories of consciousness have become increasingly popular”
4846 (Kind, 2010).
4847 While almost all theories of consciousness have representational
4848 features, the representational theories themselves, including those that
4849 follow, are distinguished by the more robust claim that their represen­
4850 tational features are what explain consciousness (Van Gulick, 2019). A
4851 hurdle for all theories is the need to explain phenomenology in terms of
4852 intentionality, the “aboutness” of mental states, under the assumption
4853 that intentionality must be represented (Lycan, 2019).
4854 This is Jerry Fodor’s challenge: “I suppose that sooner or later the
4855 physicists will complete the catalog they’ve been compiling of the ulti­
4856 mate and irreducible properties of things. When they do, the likes of
4857 spin, charm, and charge will perhaps appear on their list. But aboutness
4858 surely won’t; intentionality simply doesn’t go that deep” (Fodor, 1989).
4859 9.7.7. Process theory
4860 A process theory of consciousness is founded on process philosophy,
4861 the metaphysical idea that fundamental reality is dynamic, change,
4862 shift—the action of becoming.30 With respect to consciousness, process
4863 philosophy has refused to bifurcate human experience from nature, and
4864 as a consequence, process philosophy holds to a “panexperientialist”
4865 ontology where experience goes all the way down in nature, and con­
4866 sciousness genuinely emerges as an achievement of the evolution of
4867 experience through time. Only in the case of God (if God exists, of
4868 course) does consciousness belong to nature as an ontological primitive.
4869 (Davis, 2020, 2022; Faber, 2023).
4870 David Ray Griffin suggests that “panexperientialist physicalism,” by
4871 allowing for “compound individuals” and thereby a “nondualistic
4872 interactionism” that combines these strengths, can provide a theory that
4873 overcomes the problems of materialist physicalism (Griffin, 1997).
4874 Panexperientialist physicalism, he says, portrays the world as comprised
4875 of creative, experiential, physical-mental events. His process-type pan­
4876 experientialism agrees with materialism that there is only one kind of
4877 stuff, but enlarges “energy” to “experiential creativity” (thus dis­
4878 tinguishing it from panpsychism, 13.12). Process panexperientialists
4879 assume that it lies in the very nature of things for events of experiential
4880 creativity to occur—for partially self-creative experiences to arise out of
4881 prior experiences and then to help create subsequent experiences. The
4882 process by which our (sometimes partly conscious) experiences arise out
4883 of those billions of events constituting our bodies at any moment is
4884 simply the most complex example of this process—and the only one the
4885 results of which we can witness from the inside.
4886 9.8.1. First-order representationalism
4887 First-order representationalism (FOR) seeks to account for con­
4888 sciousness in terms of, or by reducing to, external, world-directed (or
4889 first-order) intentional states (Gennaro, n.d.). In other words, con­
4890 sciousness can be explained, primarily, by understanding how the
4891 directedness of our mental states at objects and states of affairs in the
4892 world is generated directly by those objects and states of affairs (Searle,
4893 1979).
4894 Fred Dretske asserts that “the phenomenal aspects of perceptual
4895 experiences are one and the same as external, real-world properties that
4896 experience represents objects as having.” He argues that “when a brain
4897 state acquires, through natural selection, the function of carrying in­
4898 formation, then it is a mental representation suited (with certain pro­
4899 visos) to being a state of consciousness.” (In contrast, “representations
4900 that get their functions through being recruited by operant conditioning,
4901 on the other hand, are beliefs.”) (Dretske, 1997).
4902 As philosopher Peter Carruthers explains, “the goal [of FOR] is to
4903 characterize all of the phenomenal—‘felt’—properties of experience in
4904 terms of the representational contents of experience (widely individu­
4905 ated). On this view, the difference between an experience of red and an
4906 experience of green will be explained as a difference in the properties
4907 30
4908 I wanted to include a process philosophy approach to consciousness, but
4909 decided it could not by itself carry a separate category, because consciousness
4910 per se is not a central concern in process philosophy. Given that the process of
4911 becoming implies shifting relationships between things, over time and space, I
4912 include process philosophy here in “Relational Theories.” Considering its
4913 advocacy of “panexperientialism,” Panpsychism was the initial option, but I
4914 thought it could prove misleading to tie the two together metaphysically,
4915 because the meaning of panexperientialism in process philosophy differs subtly
4916 from its meaning in philosophy of mind broadly. So, Solomonically, I split the
4917 baby, including Process Theory in both Relational Theories under Materialism
4918 (9.7.7) and in Panpsychism (14.12).
4919 70
4920 R.L. Kuhn
4921 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
4922 represented—reflective properties of surfaces, say—in each case. And
4923 the difference between a pain and a tickle is similarly explained in
4924 representational terms—the difference is said to reside in the different
4925 properties (different kinds of disturbance) represented as located in
4926 particular regions of the subject’s own body” (Carruthers, 2000).
4927 Carruthers recounts his unusual transition from higher-order theory
4928 to first-order theory.31 He originally explained phenomenal conscious­
4929 ness in terms of “dispositionalist higher-order thought theory,” which he
4930 characterized as “a certain sort of intentional content (‘analog’, or finegrained), held in a special-purpose short-term memory store in such a
4931 way as to be available to higher-order thoughts … all of those contents
4932 are at the same time higher-order ones, acquiring a dimension of seeming
4933 or subjectivity” (Carruthers, 2000). (One of his goals, he says, is “to
4934 critique mysterian [10.2] and property-dualist accounts of phenomenal
4935 consciousness … [by] defending the view that consciousness can be
4936 reductively explained in terms of active non-conceptual representa­
4937 tions.” He sought to “disarm (and explain away the appeal of) the
4938 various ‘hard problem’ thought experiments (zombies, explanatory
4939 gaps, and the rest)” (Carruthers, 2017).
4940 The later Carruthers concludes that the earlier Carruthers had
4941 “rejected first-order representational theories of consciousness on
4942 inadequate grounds.” As a result, “since there is extensive evidence that
4943 conscious experience co-occurs with the global broadcasting of firstorder non-conceptual contents in the brain [9.2.3], and since this evi­
4944 dence is most easily accommodated by first-order representationalism,
4945 the latter is preferable to any form of higher-order account” (Carruthers,
4946 2017).
4947 Philosopher Neil Mehta and anesthesiologist George Mashour
4948 describe FOR as consisting of “sensory representations directly available
4949 to the subject for action selection, belief formation, planning, etc.” They
4950 posit a neuroscientific framework, according to which neural correlates
4951 of general consciousness include prefrontal cortex, posterior parietal
4952 cortex, and non-specific thalamic nuclei, while neural correlates of
4953 specific consciousness include sensory cortex and specific thalamic
4954 nuclei” (Mehta and Mashour, 2013).
4955 FOR’s core philosophical idea, Mehta and Mashour state, is that “any
4956 conscious state is a representation, and what it’s like to be in a conscious
4957 state is wholly determined by the content of that representation. By
4958 definition, a representation is about something, and the content of a
4959 representation is what the representation is about. For instance, the
4960 word ‘dolphins’ (representation) is about dolphins (content).” But, they
4961 clarify, “a representation is not identical to its content.” The English
4962 word “dolphins” has eight letters, but dolphins themselves do not have
4963 any letters. “Conversely, dolphins swim, but the word ‘dolphins’ does
4964 not swim.”
4965 This distinction leads to the strong view that neural states seem to
4966 have very different properties than conscious perceptions. “For instance,
4967 when someone consciously perceives the color orange, normally there is
4968 nothing orange in that person’s brain. First-order representationalists
4969 explain this by holding that a conscious perception of orange is a rep­
4970 resentation of orange, and (as the ‘dolphin’ example shows) the prop­
4971 erties of a representation can be very different from the properties of its
4972 content” (Mehta and Mashour, 2013).
4973 FOR’s core neurobiological idea is that “each specific type of
4974 conscious state corresponds to a specific type of neural state.” Ned Block
4975 seeks to “disentangle the neural basis of phenomenal consciousness from
4976 the neural machinery of the cognitive access that underlies reports of
4977 phenomenal consciousness.” He argues that, in a certain sense,
4978 “phenomenal consciousness overflows cognitive accessibility.” He posits
4979 that “we can find a neural realizer of this overflow if we assume that the
4980 neural basis of phenomenal consciousness does not include the neural
4981 basis of cognitive accessibility and that this assumption is justified
4982 (other things being equal) by the explanations it allows” (Block, 2007c).
4983 31
4984 Block hypothesizes that the conscious experience of motion is a
4985 certain kind of activation of visual area V5, which suggests that sensory
4986 systems are the neural correlates of sensory consciousness. He further
4987 speculates that what’s required for consciousness in general are con­
4988 nections between these cortical regions and the thalamus, “which sug­
4989 gests that sensory and perhaps post-sensory systems … are the neural
4990 correlates of general consciousness, as well” (Block, 2007c).
4991 Block says he favors the first-order point of view, and if it is right, he
4992 says, “It may be conscious phenomenology that promotes global
4993 broadcasting, something like the reverse of what the global workspace
4994 theory of consciousness supposes. First-order phenomenology may be a
4995 causal factor in promoting global broadcasting; but according to the
4996 global workspace theory, global broadcasting constitutes consciousness
4997 rather than being caused by it” (Block, 2023, pp. 8–9).
4998 With a pungent example, Block compares first-order representa­
4999 tionalism with higher-order representationalism (9.8.3), higher-order
5000 theories (HOT). “We have two perceptions that equally satisfy the
5001 descriptive content of the HOT, but one and not the other causes the
5002 HOT. But that gives rise to the problem of how a thought to the effect
5003 that I am smelling vomit could make a perception of crimson a conscious
5004 perception. The perception of crimson could cause the HOT while a
5005 simultaneous first-order smell-representation of vomit does not cause
5006 any higher-order state. The consequence would be that the perception of
5007 crimson is a conscious perception and the perception of vomit is not,
5008 even though the subject experiences the perception of crimson as if it
5009 were the perception of vomit.” Block concludes that “a descriptivist view
5010 based on content is inadequate,” and that “the difficulty for the HOT
5011 theory is that it is unclear what relation has to obtain between a HOT
5012 and a perception for the perception to be conscious” (Block, 2023, pp.
5013 425–426).
5014 9.8.2. Lamme’s recurrent processing theory
5015 Neuroscientist Victor Lamme proposes Recurrent Processing Theory,
5016 which stresses brain sensory systems that are massively interconnected
5017 and involve feedforward and feedback connections, as being necessary
5018 and sufficient for consciousness. The visual system provides a case
5019 where “forward connections from primary visual area V1, the first
5020 cortical visual area, carry information to higher-level processing areas,
5021 and the initial registration of visual information involves a forward
5022 sweep of processing.” Moreover, many feedback connections link visual
5023 areas with other brain regions, which, later in processing, are activated
5024 and thereby yield dynamic activity within the visual system (Wu, 2018).
5025 Lamme proposes four stages of visual processing: Stage 1: Visual
5026 signals are processed locally within the visual system (i.e., superficial
5027 feedforward processing). Stage 2: Visual signals travel further forward in
5028 the processing hierarchy where they can influence action (i.e., deep
5029 feedforward processing). Stage 3: Information travels back into earlier
5030 visual areas, leading to local recurrent processing (i.e., superficial
5031 recurrent processing). Stage 4: Information activates widespread brain
5032 areas (i.e., widespread recurrent processing) (Wu, 2018).
5033 According to Lamme, it is the recurrent processing in Stage 3, which
5034 is a first-order theory and can occur in both sensory and post-sensory
5035 areas, that he claims to be necessary and sufficient for consciousness.
5036 In other words, “for a visual state to be conscious is for a certain
5037 recurrent processing state to hold of the relevant visual circuitry” (Wu,
5038 2018).
5039 Ned Block calls Recurrent Processing Theory “basically a truncated
5040 form of the global workspace account: It identifies conscious perception
5041 with the recurrent activations in the back of the head without the
5042 requirement of broadcasting in the global workspace.” Block points out
5043 that “first-order theories do not say that recurrent activations are by
5044 themselves sufficient for consciousness. These activations are only suf­
5045 ficient given background conditions. Those background conditions
5046 probably include intact connectivity with subcortical structures.” What
5047 then is “enough for conscious perceptual phenomenology” is “the active
5048 recurrent loops in perceptual areas plus background conditions.” Block
5049 Again, I love when a philosopher changes their mind.
5050 71
5051 R.L. Kuhn
5052 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
5053 concludes: “So long as high-level representations participate in those
5054 recurrent loops, conscious high-level content is assured” (Block, 2023,
5055 pp. 8–9).
5056 Lamme critiques Global Workspace Theory [9.2.3] as “all about ac­
5057 cess but not about seeing” (even though his Stage 4 is consistent with
5058 global workspace access). The crucial distinction is that Global Work­
5059 space Theory has recurrent processing at Stage 4 as necessary for con­
5060 sciousness, while Recurrent Processing Theory has recurrent processing
5061 at Stage 3 as sufficient. The latter would enable phenomenal con­
5062 sciousness without access by the global neuronal workspace (Wu, 2018).
5063 Overall, Lamme avers that “neural and behavioral measures should
5064 be put on an equal footing” and that “only by moving our notion of mind
5065 towards that of brain can progress be made” (Lamme, 2006). He depicts
5066 “a notion of consciousness that may go against our deepest conviction:
5067 ‘My consciousness is mine, and mine alone.’ It’s not,” he says (Lamme,
5068 2010).
5069 content, thereby in some sense representing itself to the person who is
5070 the subject of that state.
5071 According to Ned Block, there are two approaches to higher-order
5072 thought (HOT) theories of consciousness. The “double representation”
5073 approach says that the HOT involves a distinct coding of the perceptual
5074 content, such that a conscious perception will be “accompanied” by a
5075 thought of that experience, giving two representations of the conscious
5076 experience, one perceptual, one cognitive and conceptual. He considers
5077 it “mysterious” how a perception can be conscious. The second version
5078 of HOT has a thought or at least a cognitive state that makes a perception
5079 conscious but that thought does not itself have any perceptual content.
5080 Block refers to Hakwan Lau, who sometimes describes the higher-order
5081 state as a “pointer” to a first-order state. The pointer theory is cognitive
5082 in that the pointer is a thought, but it is not conceptualist since it in­
5083 volves no concept of a conscious experience involved in the thought that
5084 is supposed to make a perception conscious (Block, 2023, pp. 425–426).
5085 Lau himself argues that the key to characterizing consciousness lies
5086 in its connections to belief formation and epistemic justification on a
5087 subjective level (Lau, 2019a); he describes consciousness as “a battle
5088 between your beliefs and perceptions” (Lau, 2019b). A clue, he sug­
5089 gests—at least at the level of functional anatomy—is that the neural
5090 mechanisms for conscious perception and sensory metacognition are
5091 similar, sensory metacognition meaning the monitoring of the quality or
5092 reliability of internal perceptual signals. Both mechanisms involve
5093 neural activity in the prefrontal and parietal cortices, outside of primary
5094 sensory regions (9.8.4).
5095 Reflexive theories, which link consciousness and self-awareness, are
5096 either a sister or a cousin of Higher-Order Theories. They differ in that
5097 reflexive theories situate self-awareness within the conscious state itself
5098 rather than in an independent meta-state focusing on it. The same
5099 conscious state is both intentionally outer-directed awareness of
5100 external perceptions and intentionally inner-directed awareness of selfsense. A strong claim is that this makes reflexive awareness a central
5101 feature of conscious mental states and thereby qualifies as a theory of
5102 consciousness. Whether reflexive theories are variants of Higher-Order
5103 Theory (“sister”) or a “same-order” account of consciousness as selfawareness (“cousin”) is in dispute (Van Gulick, 2019).
5104 Social psychologist Alexander Durig claims that our two brain
5105 hemispheres, operating as two brains, aware of each other and inter­
5106 acting with each other, exist in a system of “interactive reflexivity,” and
5107 it is this reflexivity, while being perpetually aware of the world and each
5108 other’s perception of the world, that is the foundation of consciousness
5109 (Durig, 2023).
5110 9.8.3. Higher-order theories
5111 According to Higher-Order Theories of consciousness, what makes a
5112 perception conscious is the presence of an accompanying cognitive state
5113 about the perception. This means that phenomenal consciousness is not
5114 immediate awareness of sensations. Rather, it is the higher-level sensing
5115 of those sensations, a product of second-order thoughts about first-order
5116 perceptions or mental states—a two-level process. Higher-Order The­
5117 ories are distinguished from other cognitive accounts of phenomenal
5118 consciousness which assume that first-order perceptions or mental states
5119 can themselves be directly conscious—a one-level process (9.8.1, 9.8.2)
5120 (Carruthers, 2020, Higher-order theories of consciousness, 2023).
5121 According to Peter Carruthers, “humans not only have first-order
5122 non-conceptual and/or analog perceptions of states of their environ­
5123 ments and bodies, they also have second-order non-conceptual and/or
5124 analog perceptions of their first-order states of perception.” This higherorder perception theory holds that “humans (and perhaps other animals)
5125 not only have sense-organs that scan the environment/body to produce
5126 fine-grained representations, but they also have inner senses which scan
5127 the first-order senses (i.e. perceptual experiences) to produce equally
5128 fine-grained, but higher-order, representations of those outputs.” Hence,
5129 Higher-Order Theories are also called “inner-sense theory.” Notably,
5130 “the higher-order approach does not attempt to reduce consciousness
5131 directly to neurophysiology but rather its reduction is in mentalistic
5132 terms, that is, by using such notions as thoughts and awareness”
5133 (Cardenas-Garcia, 2023).
5134 The main motivation driving higher-order theories of consciousness,
5135 according to Carruthers, “derives from the belief that all (or at least
5136 most) mental-state types admit of both conscious and unconscious va­
5137 rieties … And then if we ask what makes the difference between a
5138 conscious and an unconscious mental state, one natural answer is that
5139 conscious states are states that we are aware of.” This translates into the
5140 view that conscious states are states “that are the objects of some sort of
5141 higher-order representation—whether a higher-order perception or
5142 experience, or a higher-order thought” (Cardenas-Garcia, 2023).
5143 Various flavors of higher-order theories can be distinguished,
5144 including the following (Cardenas-Garcia, 2023):
5145 9.8.4. Lau’s perceptual reality monitoring theory
5146 Cognitive neuroscientist Hakwan Lau introduces Perceptual Reality
5147 Monitoring Theory, which he says is an empirically-grounded higherorder theory of conscious perception. He proposes that conscious
5148 perception in an agent occurs “if there is a relevant higher-order rep­
5149 resentation with the content that a particular first-order perceptual rep­
5150 resentation is a reliable reflection of the external world right now. The
5151 occurrence of this higher-order representation gives rise to conscious
5152 experiences with the perceptual content represented by the relevant
5153 first-order state.” This structure allows us to distinguish “reality from
5154 fantasy in a generally reliable fashion” (Lau, 2019a).
5155 The agent is not conscious of the content of this higher-order rep­
5156 resentation itself, Lau says, “but the representation is instantiated in the
5157 system in such a way to allow relevant inferences to be drawn (auto­
5158 matically) and to be made available to the agent (on a personal level, in
5159 ways that make the inferences feel subjectively justified)” (Lau, 2019a).
5160 It is a subpersonal process. “That is, we don’t have to think hard to come
5161 up with this higher-order representation. It’s not a thought in that
5162 sense.” Rather, “this higher-order representation serves as a tag or label
5163 indicating the suitable epistemic status of the sensory representation,
5164 and functions as a gating mechanism to route the relevant sensory
5165 Actualist Higher-Order Thought Theory (championed by David
5166 Rosenthal): A phenomenally conscious mental state is a state that is
5167 the object of a higher-order thought, and which causes that thought
5168 non-inferentially.
5169 Dispositionalist Higher-Order Thought Theory: A phenomenally
5170 conscious mental state is a state that is available to cause (noninferentially) higher-order thoughts about itself (or perhaps about
5171 any of the contents of a special-purpose, short-term memory store).
5172 Self-Representational Theory: A phenomenally conscious mental
5173 state is a state that, at the same time, possesses an intentional
5174 72
5175 R.L. Kuhn
5176 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
5177 information for further cognitive processing” (Lau, 2022, p. 28).
5178 This structural mechanism, Lau asserts, sets his view “apart from
5179 global theories” (9.8.3). This is because, he says, “such further pro­
5180 cessing is only a potential consequence, but not a constitutive part of the
5181 subjective experience … In other words, consciousness is neither
5182 cognition nor metacognition. It is the mechanistic interface right be­
5183 tween perception and cognition.” Lau believes that “such higher-order
5184 mechanisms likely reside within the mammalian prefrontal cortex,
5185 where the functions of perceptual metacognition are also carried out”
5186 (Lau, 2022, p. 28).
5187 But can we ask what happens when higher-order representation is
5188 missing? Wouldn’t subjective experience also be missing? This explains,
5189 Lau says, “why sometimes sensory representations alone do not lead to
5190 conscious experiences at all, as in conditions like blindsight, where,
5191 because of brain damage, a person (or an animal) is able to respond
5192 accurately to visual stimuli while denying any conscious awareness of
5193 them” (Lau, 2022, pp. 35–36).
5194 Blindsight, in fact, is a litmus test for any theory of consciousness and
5195 Lau claims his theory offers the most coherent explanation: Blindsight
5196 “occurs when a first-order representation occurs without the corre­
5197 sponding higher-order representation … That’s why the perceptual ca­
5198 pacity is there (due to the first-order representations), but the
5199 phenomenology of conscious perception is missing” (Lau, 2019b).
5200 Lau says his theory is a functionalist account. As such, he says, “some
5201 animals may not be conscious. And yet, perhaps even a robot or com­
5202 puter program could be.” He highlights “the role of memory in conscious
5203 experience, even for simple percepts. How an experience feels depends
5204 on implicit memory of the relationships between different perceptual
5205 representations within the brain” (Lu et al., 2022).
5206 Lau critiques both the global view of consciousness (9.2.3) and the
5207 local view (9.8.1 and 9.8.2) as “polar extremes,” arguing that his own
5208 intermediate or centrist position is superior (Lau, 2022, pp. 25, 26, 130).
5209 As part of his model, he takes from artificial intelligence the idea of a
5210 “discriminator,” which can distinguish between “real” and “self-­
5211 generated” images (Lau, 2022, p. 142). Applied to human consciousness,
5212 an analogous “discriminator” “distinguishes between true perceptions of
5213 the world, memory, fantasy, and neuronal noise. For conscious
5214 perception of an object to occur, this discriminator must confirm that the
5215 early sensory information represents the object. This model, Lau asserts,
5216 accounts for sensory richness, because higher-order representations
5217 access richer, lower-level perceptions of first-order representations
5218 (Stirrups, 2023). Bottom line, Lau strikes the ambitious claim that his
5219 theory explains the subjective “what-it-is-like-ness” of first-person
5220 experience—why it “feels like something” to be in a particular brain
5221 state, say with a sharp pain—mediated by higher-order representations
5222 in the brain (Lau, 2022, p. 197).
5223 Enhancing his model, Lau proposes that “because of the way the
5224 mammalian sensory cortices are organized, perceptual signals in the
5225 brain are spatially ‘analog’ in a specific sense,” which enables
5226 “computational advantages.” Given this analog nature, “when a sensory
5227 representation becomes conscious, not only do we have the tendency to
5228 think that its content reflects the state of the world right now, also
5229 determined is what it is like to have the relevant experience—in terms of
5230 how subjectively similar it is with respect to all other possible experi­
5231 ences.” Lau submits that this addresses the hard problem, “better than
5232 prominent alternative views” (Lau, 2022, p. 29).
5233 GNC and “self-centered higher-order states are essential for emotional
5234 experiences” (Ledoux and Brown, 2017).
5235 LeDoux challenges the traditional view that emotional states of
5236 consciousness (emotional feelings) are “innately programmed in
5237 subcortical areas of the brain,” and are “as different from cognitive states
5238 of consciousness, such as those related to the perception of external
5239 stimuli.” Rather, LeDoux argues that “conscious experiences, regardless
5240 of their content, arise from one system in the brain” and that “emotions
5241 are higher-order states instantiated in cortical circuits.” In this view, all
5242 that differs in emotional and nonemotional states are “the kinds of in­
5243 puts that are processed.” According to LeDoux, “although subcortical
5244 circuits are not directly responsible for conscious feelings, they provide
5245 nonconscious inputs that coalesce with other kinds of neural signals in
5246 the cognitive assembly of conscious emotional experiences.”
5247 For understanding the emotional brain, LeDoux focuses on “fear,”
5248 defining it as “the conscious feeling one has when in danger.” In the
5249 presence of a threat, he says, “different circuits underlie the conscious
5250 feelings of fear and the behavioral responses and physiological responses
5251 that also occur.” But it is the “experience of fear,” the conscious
5252 emotional feeling of fear, that informs LeDoux’s theory of consciousness,
5253 which he explains as follows. “A first-order representation of the threat
5254 enters into a higher-order representation, along with relevant long-term
5255 memories—including emotion schema—that are retrieved. This initial
5256 HOR involving the threat and the relevant memories occurs non­
5257 consciously. Then, a HOROR [i.e., a third-order state, a HOR of a rep­
5258 resentation, a HOR of a HOR] allows for the conscious noetic experience
5259 of the stimulus as dangerous. However, to have the emotional autonoetic
5260 experience of fear, the self must be included in the HOROR” (Ledoux and
5261 Brown, 2017).
5262 Advancing his theory, LeDoux explores “introspection,” the term
5263 given by higher-order theorists to this third level of representations, that
5264 is, “to be aware of the higher-order state (to be conscious that you are in
5265 that state).” LeDoux proposes “a more inclusive view of introspection, in
5266 which the term indicates the process by which phenomenally experi­
5267 enced states result.” Introspection, he says, “can involve either passive
5268 noticing (as, for example, in the case of consciously seeing a ripe
5269 strawberry on the counter) or active scrutinizing (as in the case of
5270 deliberate focused attention to our conscious experience of the ripe
5271 strawberry).” Both kinds of introspection lead to phenomenal experi­
5272 ence, in LeDoux’s view (Ledoux and Brown, 2017).
5273 HOROR theory states that “phenomenal consciousness does not
5274 reflect a sensory state (as proposed by first-order theory) or the relation
5275 between a sensory state and a higher-order cognitive state of working
5276 memory (as proposed by traditional HOT). Instead, HOROR posits that
5277 phenomenal consciousness consists of having the appropriate HOR of
5278 lower-order information, where lower-order does not necessarily mean
5279 sensory, but instead refers to a prior higher-order state that is rerepre­
5280 sented.” He says, “This second HOR is thought-like and, in virtue of this,
5281 instantiates the phenomenal, introspectively accessed experience of the
5282 external sensory stimulus. That is, to have a phenomenal experience is to
5283 be introspectively aware of a nonconscious HOR.” He distinguishes or­
5284 dinary introspective awareness, which is the passive kind of “noticing”
5285 that he postulates is responsible for phenomenal consciousness, “from
5286 the active scrutinizing of one’s conscious experience that requires
5287 deliberate attentive focus on one’s phenomenal consciousness.” Active
5288 introspection, he stresses, “requires an additional layer of HOR (and thus
5289 a HOR of a HOROR).”
5290 In studies of human patients, LeDoux and his PhD adviser, Michael
5291 Gazzaniga, “concluded that conscious experiences are the result of
5292 cognitive interpretation situations in an effort to help maintain a sense
5293 of mental unity in the face of the neural diversity of non-conscious
5294 behavioral control systems in our brain” (LeDoux, 2023b).
5295 Rejecting the notion of the “self,” and certainly mind-body dualism,
5296 LeDoux positions “consciousness” as the fourth and final “realm of ex­
5297 istence” for animal life, the four realms being “bodily, neural, cognitive,
5298 and conscious.” LeDoux replaces the self with an “ensemble of being”
5299 9.8.5. LeDoux’s higher-order theory of emotional consciousness
5300 Neuroscientist Joseph LeDoux’s Higher-Order Theory of Emotional
5301 Consciousness combines his approach to higher-order representation­
5302 alism (9.8.3) and his commitment to the centrality of emotion. His thesis
5303 is that “the brain mechanisms that give rise to conscious emotional
5304 feelings are not fundamentally different from those that give rise to
5305 perceptual conscious experiences.” Both, he proposes, “involve higherorder representations (HORs) of lower-order information by cortically
5306 based general networks of cognition” (GNC). The theory argues that
5307 73
5308 R.L. Kuhn
5309 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
5310 that “subsumes our entire human existence, both as individuals and as a
5311 species” (LeDoux, 2023a).
5312 LeDoux’s views continue to develop. In particular, he picks out two
5313 overarching perspectives. First, his multi-state hierarchical model of con­
5314 sciousness, which features an intricate anatomical framework evincing
5315 the complexity of higher-order processing via redundancy. The multistate hierarchical model of consciousness, he says, “replaces the tradi­
5316 tional volley between the sensory cortex and the lateral PFC [prefrontal
5317 cortex] with a more complex anatomical arrangement consisting of a
5318 hierarchy of structures, each of which creates different kinds of states
5319 that are re-represented/re-described by circuits of sub-granular and
5320 granular PFC and that contribute to higher-order mental modeling and
5321 conscious experience. The states that constitute the functional features
5322 of the multi-state hierarchical higher-order theory of consciousness, and
5323 the brain areas that are associated with these states, include primary
5324 lower-order states (areas of the sensory cortex); secondary lower-order
5325 states (memory areas and other convergence zones in the temporal
5326 and parietal lobes); sub-higher-order states (meso-cortical areas of subgranular PFC, including the anterior cingulate, orbital, ventromedial,
5327 prelimbic, and insula PFC); and higher-order states that re-represent/redescribe/index the various other states to construct mental models in
5328 working memory (granular PFC)” (LeDoux, 2023a, p. 234).
5329 LeDoux’s second overarching perspective is the dual mental hypoth­
5330 esis that shows the interplay between preconscious and conscious states
5331 and the role of narratives in driving them. In the dual mental-model
5332 hypothesis, he says, “explicit consciousness of complex events emerges
5333 from interactions between granular and sub-granular PFC states. Lowerorder non-PFC states, while often involved as inputs to the PFC, are not
5334 necessary for such higher-order conscious experiences. In other words, a
5335 thought, which is a higher-order state constructed by a pre-conscious
5336 mental model, is sufficient to populate the conscious higher-order
5337 state via the second mental model.” The output of the conscious
5338 mental model, he says, “much like the output of the pre-conscious
5339 mental model, is an abstract mentalese narrative (albeit a conscious
5340 one) that feeds distributaries flowing to motor circuits that control overt
5341 behavior and verbal expression.” LeDoux senses that “this implies that
5342 we have conscious agency, which you may know of as free will”­
5343 —adding, “the question of whether we actually make conscious choices
5344 is a matter of debate” (LeDoux, 2023a, pp. 296–297).
5345 activity must map onto the phenomenal properties of conscious expe­
5346 rience.” He calls the hard problem “the wrong problem” (Humphrey,
5347 2022).
5348 Humphrey believes that our best approach to explaining sentience
5349 (which is how he labels phenomenal consciousness) will be “forward
5350 engineering”—reconstructing the steps by which natural selection could
5351 have invented it. He proposes that sensations originated in primitive
5352 animals as evaluative responses to stimulation at the body surface. Thus,
5353 sensations started out as something the animal did about the stimulation
5354 rather than something it felt about it. Early on, however, animals hit on
5355 the trick of monitoring these responses—by means of an “efference
5356 copy” of the command signals—to yield a simple representation of what
5357 the stimulation is about. In short, a feeling (Humphrey, 2023a,b).
5358 Humphrey’s story quickens, as that feeling became privatised,
5359 resulting in activity in neural feedback loops, which became recursive
5360 and stretched out in time, taking on complex higher-order properties. It
5361 was then refined and stabilised to generate mathematically complex
5362 attractor states, which would give rise—“out of the blue”—to the
5363 apparently unaccountable qualities of sensory qualia. Quite possibly, he
5364 says, phenomenal experience involves the brain generating something
5365 like an internal text, which it interprets as being about phenomenal
5366 properties. The driving force behind these later developments was the
5367 adaptive benefits to the animal of the emergence of the phenomenal self.
5368 This is why Humphrey takes phenomenal consciousness as a rela­
5369 tively late evolutionary invention, having evolved only in animal species
5370 that (a) have brains capable of entertaining and enjoying these fancy
5371 mental representations, and (b) lead lives in which having this bold
5372 sense of self can give them an edge in the fitness game. Thus, Humphrey
5373 challenges conventional wisdom that phenomenal consciousness in the
5374 animal kingdom is a gradient; his “hunch” is that only mammals and
5375 birds make the cut. Chimpanzees, dogs, parrots have it. Lobsters, lizards,
5376 frogs do not (Humphrey, 2023a,b).
5377 9.8.7. Metzinger’s no-self representational theory of subjectivity
5378 Philosopher Thomas Metzinger presents a representationalist and
5379 functional analysis of subjectivity, the consciously experienced firstperson perspective (Metzinger, 2004). What has been traditionally
5380 called “conscious thought,” he argues, is actually “a subpersonal pro­
5381 cess, and only rarely a form of mental action. The paradigmatic, stan­
5382 dard form of conscious thought is non-agentive, because it lacks
5383 veto-control and involves an unnoticed loss of epistemic agency and
5384 goal-directed causal self-determination at the level of mental content.”
5385 Conceptually, Metzinger states, “conscious thought … must be described
5386 as an unintentional form of inner behaviour” (Metzinger, 2015).
5387 A starting assumption is that phenomenal consciousness (subjective
5388 experience), “rather than being an epiphenomenon, has a causal role in
5389 the optimisation of certain human behaviours” (Frith and Metzinger,
5390 2016). A leitmotif of Metzinger’s models is that there are no such things
5391 as “selves”; selves do not exist in the world: “nobody ever had or was a
5392 self.” All that exists, he argues, are “phenomenal selves, as they appear
5393 in conscious experience. The phenomenal self, however, is not a thing
5394 but an ongoing process; it is the content of a ‘transparent self-model’”
5395 (Metzinger, 2004).
5396 Metzinger employs empirical research to support his deflationary noself model, showing how “we are not mentally autonomous subjects for
5397 about two thirds of our conscious lifetime, because while conscious
5398 cognition is unfolding, it often cannot be inhibited, suspended, or
5399 terminated.” This means that “the instantiation of a stable first-person
5400 perspective as well as of certain necessary conditions of personhood
5401 turn out to be rare, graded, and dynamically variable properties of
5402 human beings” (Metzinger, 2015).
5403 Drawing on a large psychometric study of meditators in 57 coun­
5404 tries—more than 500 experiential reports—Metzinger focuses on “pure
5405 awareness” in meditation—the simplest form of experience there is—to
5406 illuminate, as he puts it, “the most fundamental aspects of how con­
5407 sciousness, the brain, and illusions of self all interact.” Metzinger
5408 9.8.6. Humphrey’s mental representations and brain attractors
5409 Neuropsychologist Nicholas Humphrey employs an evolutionary
5410 framework, combining mental representations with what he calls
5411 “attractor states in the brain,” to develop a novel materialistic theory of
5412 phenomenal consciousness, which he sees as a late and not ubiquitous
5413 evolutionary development. His multi-discipline argument follows (Sec­
5414 tion: Humphrey, 2023a,b, 2022, 2024; Humphrey, 2023a,b).
5415 Sensations, he says, are ideas we generate: mental representations of
5416 stimuli arriving at our sense organs and how they affect us. Their
5417 properties are to be explained, therefore, not literally as the properties of
5418 brain-states, but rather as the properties of mind-states dreamed up by
5419 the brain. Remarkably, we (and presumably other sentient creatures)
5420 represent what’s happening as having “phenomenal properties”, or
5421 “qualia”, that fill the “thick time” of the subjective present. The result is
5422 we come to have a psychologically impressive sense of self—a
5423 “phenomenal self” that is semi-independent of our physical bodies. This
5424 idea of “what it’s like to be me” may be in some respects “fake news”; but
5425 Humphrey’s point is that, to us as the subjects, it’s big news!
5426 When it comes to how sensations are generated in the brain, Hum­
5427 phrey points out this has to be a two-stage process: first the gathering of
5428 sensory information, which is the sensory text, then the interpretation of
5429 this information, which is the conscious reading. This two-stage process
5430 generates our subjective take on what this is like for us. Phenomenal
5431 properties arise only at the interpretative stage. This, Humphrey
5432 stresses, is “a point often lost on researchers looking for the neural
5433 correlates of consciousness, who assume the properties of the brain
5434 74
5435 R.L. Kuhn
5436 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
5437 explores “the increasingly non-egoic experiences of silence, wakeful­
5438 ness, and clarity, of bodiless body-experience, ego-dissolution, and
5439 nondual awareness” in order to assemble “what it would take to arrive at
5440 a minimal model explanation for conscious experience and create a
5441 genuine culture of consciousness” (Metzinger, 2024).
5442 Metzinger uses an interdisciplinary, multi-layer analysis of
5443 phenomenological, representationalist, informational-computational,
5444 functional, and physical-neurobiological kinds of descriptions. His
5445 representationalist theory analyzes its target properties—those aspects
5446 of the domain to be explained. He seeks to make progress “by describing
5447 conscious systems as representational systems and conscious states as
5448 representational states” (Metzinger, 2000). He argues that “individual
5449 representational events only become part of a personal-level process by
5450 being functionally integrated into a specific form of transparent
5451 conscious self-representation, the ‘epistemic agent model’ (EAM).” The
5452 EAM, he suspects, “may be the true origin of our consciously experi­
5453 enced first-person perspective” (Metzinger, 2015).
5454 Metzinger’s resolution of the mind-body problem follows directly:
5455 our Cartesian intuitions that subjective experiences, phenomenal con­
5456 sciousness, “can never be reductively explained are themselves ulti­
5457 mately rooted in the deeper representational structure of our conscious
5458 minds” (Metzinger, 2004).
5459 A corollary of Metzinger’s work concerns individual behavior and
5460 collective culture, based on our perception of the experience of being an
5461 agent that causes events in the world and the belief that we “could have
5462 done otherwise” (the test of libertarian free will). This experience and
5463 belief enable us “to justify our behaviour to ourselves and to others and,
5464 in the longer term, create a cultural narrative about responsibility.”
5465 Metzinger concludes that “conscious experience is necessary for opti­
5466 mizing flexible intrapersonal interactions and for the emergence of cu­
5467 mulative culture” (Frith and Metzinger, 2016).
5468 representational character exhausts phenomenal character, “the physi­
5469 calist must still face a representationalist version of the Mary challenge,
5470 which inherits the difficulty of the original” (Alter, 2003).
5471 9.8.9. Lycan’s homuncular functionalism
5472 Philosopher William Lycan defends a materialist, representational
5473 theory of mind that he calls “homuncular functionalism” and which
5474 posits that “human beings are ‘functionally organized informationprocessing systems’ who have no non-physical parts or properties.”
5475 Lycan does recognize “the subjective phenomenal qualities of mental
5476 states and events, and an important sense in which mind is ‘over and
5477 above’ mere chemical matter” (Lycan, 1987). But he defends materi­
5478 alism in general and functionalist theories of mind in particular by
5479 arguing for what he calls the "hegemony of representation," in that
5480 “there is no more to mind or consciousness than can be accounted for in
5481 terms of intentionality, functional organization, and in particular,
5482 second-order representation of one’s own mental states” (Lycan, 1996).
5483 Reviewing “an explosion of work” in consciousness studies by phi­
5484 losophers, psychologists, and neuroscientists, Lycan is “struck by an
5485 astonishing diversity of topics that have gone under the heading of
5486 “consciousness”—he lists more than 15, only six of which, he says, deal
5487 with “phenomenal experience,” that is, qualia and the explanatory gap.
5488 From this he draws “two morals.” First, he says, “no one should claim
5489 that problems of phenomenal experience have been solved by any purely
5490 cognitive or neuroscientific theory.” (Here Lycan finds himself in “sur­
5491 prising agreement with Chalmers.”) Second and perhaps more impor­
5492 tantly, he says, some of “the theories cannot fairly be criticized for
5493 failing to illuminate problems of phenomenal experience”—because that
5494 is not what they intend to do, that is, “they may be theories of, say,
5495 awareness or of privileged access, not theories of qualia or of subjec­
5496 tivity or of ‘what it’s like’” (Lycan, 2004).
5497 Lycan defends “the Representational theory of the qualitative fea­
5498 tures of apparent phenomenal objects: When you see a (real) ripe banana
5499 and there is a corresponding yellow patch in your visual field, the yel­
5500 lowness ‘of’ the patch is, like the banana itself, a representatum, an
5501 intentional object of the experience. The experience represents the ba­
5502 nana and it represents the yellowness of the banana, and the latter yel­
5503 lowness is all the yellowness that is involved; there is no mental patch
5504 that is itself yellow. If you were only hallucinating a banana, the unreal
5505 banana would still be a representatum, but now an intentional inexis­
5506 tent; and so would be its yellowness. The yellowness would be as it is
5507 even though the banana were not real” (Lycan, 2004).
5508 Lycan agrees that the “explanatory gap” is real. But this is for two
5509 reasons, he argues, “neither of which embarrasses materialism.” First, he
5510 says, “phenomenal information and facts of ‘what it’s like’ are ineffable.
5511 But one cannot explain what one cannot express in the first place. (The
5512 existence of ineffable facts is no embarrassment to science or to mate­
5513 rialism, so long as they are fine-grained ‘facts,’ incorporating modes of
5514 presentation.)” Second, he says, “the Gap is not confined to conscious­
5515 ness in any sense or even to mind; there are many kinds of intrinsically
5516 perspectival (fine-grained) facts that cannot be explained” (without first
5517 conceding a pre-existing identity) (Lycan, 2004).
5518 In their review, Thomas Polger and Owen Flanagan describe Lycan’s
5519 view as, roughly, that “conscious beings are hierarchically composed
5520 intentional systems, whose representational powers are to be under­
5521 stood in terms of their biological function.” They call the view “teleo­
5522 logical functionalism” or “teleofunctionalism” and state “the
5523 homuncular part, for which Lycan and Daniel Dennett argued convinc­
5524 ingly, is now so widely accepted that it fails to distinguish Lycan’s view
5525 from other versions of functionalism. This, by itself, is a testament to the
5526 importance of Lycan’s work” (Polger and Flanagan, 2001).
5527 In his review, Frank Jackson explains that when Lycan argues “there
5528 is no special problem for physicalism raised by conscious experience,”
5529 he is rightly distinguishing two questions. “Does consciousness per se
5530 raise a problem? And: Do qualia pose a special problem?” Lycan answers
5531 the first question on consciousness by defending an “inner sense account
5532 9.8.8. Jackson’s diaphanous representationalism and the knowledge
5533 argument
5534 Philosopher Frank Jackson develops a representationalist view about
5535 perceptual experience. “That experience is diaphanousness (or trans­
5536 parent) is a thesis about the phenomenology of perceptual experience. It
5537 is the thesis that the properties that make an experience the kind of
5538 experience it is are properties of the object of experience.” In other
5539 words, “accessing the nature of the experience itself is nothing other
5540 than accessing the properties of its object” (Jackson, 2007).
5541 Jackson uses his Diaphanous Representationalism theory to under­
5542 mine his own prior argument against materialism/physicalism based on
5543 the famous thought experiment of Mary the brilliant neurophysiologist
5544 who is forced to investigate the world from a black and white room via a
5545 black and white television monitor, and who acquires all the physical
5546 information there is to obtain about what goes on when we see colors.
5547 “What will happen when Mary is released from her black and white
5548 room or is given a color television monitor? Will she learn anything or
5549 not? It seems just obvious that she will learn something about the world
5550 and our visual experience of it. But then it is inescapable that her pre­
5551 vious knowledge was incomplete. But she had all the physical infor­
5552 mation. Ergo there is more to have than that, and Physicalism is false”
5553 (Jackson, 1982).
5554 Jackson argues that “although the diaphanousness thesis alone does
5555 not entail representationalism, the thesis supports an inference from a
5556 weaker to a stronger version of representationalism. On the weak
5557 version, perceptual experience is essentially representational. On the
5558 strong version, how an experience represents things as being exhausts its
5559 experiential nature.” This means that there is nothing else needed to
5560 bring about phenomenal consciousness (qualia). Hence, according to
5561 Jackson, “strong representationalism undermines the claim that Mary
5562 learns new truths when she leaves the room”—which would defeat the
5563 defeater of materialism/physicalism (Jackson, 2007).
5564 Philosopher Torin Alter disagrees, arguing that representationalism
5565 provides no basis for rejecting the knowledge argument, because even if
5566 75
5567 R.L. Kuhn
5568 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
5569 of consciousness,” holding that "consciousness is the functioning of in­
5570 ternal attention mechanisms directed at lower-order psychological
5571 states and events." Jackson is less satisfied by Lycan’s rejection of the
5572 knowledge argument, which Jackson calls “the most forceful way of
5573 raising the problem posed by qualia for physicalism.” (Jackson says this
5574 “as someone who no longer accepts the argument”) (Jackson, 1997).
5575 According to Jackson, Lycan is confident that phenomenal nature is
5576 exhausted by functional role. In other words, “for Lycan, it is very hard
5577 for functional nature to fail to exhaust phenomenal nature. Almost
5578 anything you might cite as escaping the functional net is, by his lights,
5579 functional after all.” Moreover, Lycan has “the nature of conscious
5580 experience exhausted by the intentional contents or representational
5581 nature of the relevant kinds of mental states” in that “the representa­
5582 tional facts which make up a package [is] sufficient to capture in full the
5583 perceptual experience” (Jackson, 1997).
5584 Lycan attacks neurobiological conventional wisdom in that “all too
5585 often we hear it suggested that advances in neuroscience will solve
5586 Thomas Nagel’s and Frank Jackson’s conceptual problem of “knowing
5587 what it’s like.” To Lycan, “this is grievously confused. For Nagel’s and
5588 Jackson’s claim is precisely that there is an irreducible kind of
5589 phenomenal knowledge that cannot be revealed by science of any kind.
5590 Nagel’s and Jackson’s respective ‘Knowledge Arguments’ for this radical
5591 thesis are purely philosophical; they contain no premises that depend on
5592 scientific fact.” Lycan now presses his sharp point. “Either the arguments
5593 are unsound or they are sound. If they are unsound, then so far as has
5594 been shown, there is no such irreducible knowledge, and neither science
5595 nor anything else is needed to produce it. But if the arguments are sound,
5596 they show that no amount of science could possibly help to produce the
5597 special phenomenal knowledge. Either way, neither neuroscience nor
5598 any other science is pertinent.”
5599 Lycan seems sure that the “what it’s like to be” and knowledge ar­
5600 guments are unsound and he can go about formulating his Representa­
5601 tional theory of mind standing squarely in the materialist camp. (I am
5602 not so sure. It is my uncertainty that motivates this Landscape of
5603 Consciousness.)
5604 supervenes on intentional content (Pace, 2007).
5605 Philosopher Dirk Franken characterizes “the transparency of
5606 appearing” as follows: "The phenomenal quality of a particular state of
5607 appearing is fully exhausted by the sensible properties present to the
5608 subject of the state and their distribution over the respective field of
5609 appearance.” Starting “from the assumption that the transparency of
5610 appearing is a purely phenomenological feature,” Franken describes his
5611 “Transparency Thesis” with several propositions: “There are no other
5612 properties, next to the sensible properties, that have any bearing on the
5613 phenomenal quality of a state of appearing. The presentation of sensible
5614 properties is just all there is to the phenomenal quality of a state of
5615 appearing. No properties of the subject (insofar as it is the subject of this
5616 state) or of the state itself contribute to this phenomenal quality.” He
5617 defends “surprising consequences” of the Transparency Thesis. First,
5618 “one has to give up the idea of the first-person-perspective as a kind of
5619 inner seeming or appearing directed onto mental states (at least, if the
5620 relevant states are states of appearing).” Next, two assumptions entailed
5621 in numerous popular accounts of phenomenal consciousness are
5622 negated: (i) “phenomenal qualities are properties of states of appearing
5623 that are independent or partly independent of the (sensible) properties
5624 presented in these states; ” and (ii) “there can be phenomenally
5625 conscious states of appearing even though there is nothing that is pre­
5626 sented to their subjects” (Franken, n.d.).
5627 9.8.11. Tye’s contingentism
5628 Philosopher Michael Tye proposes a theory of consciousness he calls
5629 “contingentism,” which is a kind of identity theory (i.e., phenomenal
5630 states and physical/brain states are literally the same) but with a novel
5631 twist: while the identity is indeed true in our world, it is not meta­
5632 physically true in all possible worlds. “Scenarios in which the relevant
5633 physical processing is present and consciousness is missing are easily
5634 imaginable (and thus metaphysically possible), but this is irrelevant if it
5635 is only a contingent fact that consciousness is a physical phenomenon”
5636 (Tye, 2023).32
5637 Contingentism, Tye states, “finds its origins in the views of Feigl,
5638 Place and Smart in the 1950s and 1960s. These philosophers held that
5639 sensations are contingently identical with brain processes, where sen­
5640 sations are understood to be conscious states such as pain or the visual
5641 experience of red.” The identity here was taken to be contingent, in part,
5642 because “it was taken to be clear that scientific type-type identities
5643 generally are contingent.” Smart’s example was that he could imagine
5644 that lightning is not an electrical discharge. (These claims are mistaken,
5645 Tye says; “If in actual fact lightning is an electrical discharge, it could not
5646 have been otherwise.”) (Tye, 2023).
5647 Tye says, “the contingentist about consciousness agrees with the
5648 above remarks concerning lightning and is happy to extend them to
5649 many other scientific identity statements. But the contingentist holds
5650 that the case of conscious mental states—states such that there is
5651 something it is like to undergo them—is different. Here the claim is not
5652 that such states are contingently identical with brain processes, but that
5653 such states are contingently identical with physical states of some sort or
5654 other, where the notion of a physical state is to be understood broadly to
5655 include not only neurophysiological states but also other states that are
5656 grounded in microphysical states, including functional states or states of
5657 the sort posited by representationalism, for example. For conscious
5658 states, the identities are contingent since we can easily imagine their
5659 having not obtained. For example, we can easily imagine a zombie un­
5660 dergoing the physical state with which the experience of fear is to be
5661 identified and yet not experiencing fear at all. Similarly, we can easily
5662 imagine someone experiencing fear without undergoing the given
5663 physical state” (Tye, 2023).
5664 9.8.10. Transparency theory
5665 Transparency theory makes the argument that because sensory (e.g.,
5666 visual) experience represents external objects and their apparent prop­
5667 erties, experience has no other properties that pose problems for mate­
5668 rialism. We “see right through” perceptual states to external objects and
5669 take no notice that we are actually in perceptual states; the properties we
5670 perceive in perception are attributed to the objects themselves, not to
5671 the perception (Lycan, 2019). If we look at a tree and try to turn our
5672 attention to the intrinsic features of our visual experience, the only
5673 features there to turn our attention to are features of the actual tree it­
5674 self, including relational features of the tree from the perspective of the
5675 perceiver (Harman, 1990).
5676 To make the argument, at a minimum, an additional premise is
5677 needed: If a perceptual state has mental properties over and above its
5678 representational properties, they must be “introspectible.” But “not even
5679 the most determined introspection ever reveals any such additional
5680 properties.” This is the transparency thesis proper (Lycan, 2019).
5681 Philosopher Amy Kind cites experiential transparency as a major
5682 motivation driving representational theories of consciousness, which
5683 view phenomenal character as being reduced to intentional content.
5684 Assuming experience is transparent in that we “look right through”
5685 experience to the objects of that experience, “this is supposed to support
5686 the representationalist claim that there are no intrinsic aspects of our
5687 experience” (Kind, 2010).
5688 Philosopher Michael Tye states that one important motivation for the
5689 theory that “phenomenal character is one and the same as representa­
5690 tional content” is “the so-called ‘transparency of experience.’” He ad­
5691 dresses introspective awareness of experience and one problem case for
5692 transparency, that of blurry vision (Tye, 2002). A similar theory is
5693 “intentionalism,” the view that the phenomenal character of experience
5694 32
5695 Tye notes that “contrary to orthodoxy, there is no obvious difficulty with
5696 holding that identity statements in which the identity sign is flanked by rigid
5697 designators are sometimes contingent” (Tye, 2023).
5698 76
5699 R.L. Kuhn
5700 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
5701 The solution, Tye suggests, “lies with the realization that it is a
5702 mistake to model the consciousness case on that of physical-physical
5703 relationships. Qualitative character Q is identical with physical prop­
5704 erty R, if physicalism is true. But this is a contingent identity (even
5705 though the designators ‘Q’ and ‘R’ are rigid). So, we can imagine Q
5706 without R (and R without Q), but the fact that we can do so is not an
5707 indicator of an explanatory gap. A creature could indeed have been in a
5708 state having Q without being in a state having R and vice-versa” (Tye,
5709 2023).
5710 Might things have been different in the actual world? Indeed, they
5711 might, Tye says. “The physical processing might have gone on just as it
5712 does, the information processing might have been just the same, the
5713 cognitive machinery might have functioned as it does, and yet along
5714 with all of this, Q might not have been present in experience. That is
5715 certainly intelligible to us. But it creates no explanatory puzzle; for that
5716 is only a metaphysically possible world. It is not the actual world. As far
5717 as the actual world goes, there is nothing puzzling or problematic,
5718 nothing left to explain … No mystery remains” (Tye, 2023).
5719 This is because “in the actual world,” consciousness is physical, ac­
5720 cording to the physicalist, “since it is only on the hypothesis of physi­
5721 calism with respect to the actual world that problems of emergence and
5722 causal efficacy can be handled satisfactorily, or so the physicalist
5723 believes.”
5724 Thus, Tye concludes, “once we become contingentists, the hard
5725 problem has a straightforward and satisfying solution.”
5726 In support of his views, Tye turns to “vagueness” in assessing con­
5727 sciousness in the hierarchical taxonomy of life and in the process of
5728 evolution (Tye, 2021). According to Tye, “The two dominant theories of
5729 consciousness argue it appeared in living beings either suddenly, or
5730 gradually. Both theories face problems. The solution is the realization
5731 that a foundational consciousness was always here, yet varying
5732 conscious states were not, and appeared gradually.” Given that it is
5733 hardly obvious how to discern which organisms are conscious, and, if so,
5734 their kind or level of consciousness, borderline cases of consciousness
5735 can make no sense. As David Papineau reviews Tye, “But this isn’t
5736 because a sharp line is found somewhere as we move from
5737 non-conscious physical systems to conscious ones. Rather [according to
5738 Tye] it’s because no such line exists at all. Even the most basic constit­
5739 uents of physical reality are already endowed with consciousness”
5740 (Papineau, 2022). Thus, Tye transitions from his traditional physicalism
5741 to a form of panpsychism, though differing from those of mainstream
5742 panpsychists (13).33
5743 In admirable full disclosure, Tye states that his contingentism “is
5744 written from the perspective of the reductive physicalist (understood
5745 broadly to include functionalists and representationalists),” and that he
5746 believes contingentism presents “the best hope for a defense of reductive
5747 physicalism.” However, he adds, “I myself am no longer a thorough­
5748 going reductive physicalist. I now believe that there is an element in our
5749 consciousness that cannot be captured via higher level reductions” (Tye,
5750 2023).
5751 In addition, Tye suggests that, from the representationalist perspec­
5752 tive and supporting its views, “history matters crucially to phenome­
5753 nology. What it is like for an individual at a given time is fixed not just by
5754 what is going on in the individual at that time but also by what was
5755 going on in the individual in the past. Two individuals can be exactly
5756 alike intrinsically at a time and yet differ in the phenomenal character of
5757 their mental life at that time” (Tye, 2019).
5758 Tye concludes that “once we think of experiences in a representa­
5759 tionalist and broadly reductionist way,” we can better appreciate phe­
5760 nomenology, including its presence or absence, such as in thought
5761 experiments where “a person slowly acquires a silicon chip brain” (see
5762 Virtual Immortality, 25).
5763 9.8.12. Thagard’s neural representation, binding, coherence, competition
5764 Philosopher Paul Thagard poses big questions upfront. “Why do
5765 people have conscious experiences that include perceptions such as
5766 seeing, sensations such as pain, emotions such as joy, and abstract
5767 thoughts such as self-reflection? Why is consciousness central to so much
5768 of human life, including dreams, laughter, music, religion, sports, mo­
5769 rality, and romance? Are such experiences also possessed by other ani­
5770 mals, plants, and robots?” (Thagard, 2024).
5771 Thagard’s theory of consciousness “attributes conscious experiences
5772 to interactions of four brain mechanisms: neural representation, bind­
5773 ing, coherence, and competition.” It distinguishes itself from current
5774 theories in several respects, he says. “The four brain mechanisms
5775 described are empirically plausible and clearly stated. Conscious expe­
5776 riences emerge from their interactions in areas across the brain.” The
5777 mechanisms, he argues, “explain not only ordinary perceptual experi­
5778 ences such as vision, but also the most complex kinds of conscious
5779 experience including self-valuation, dreams, humor, and religious awe.”
5780 Moreover, he adds, “A crucial but often neglected aspect of conscious­
5781 ness is timing, but the four mechanisms fit perfectly with recent
5782 neuroscientific findings about how time cells enable brains to track ex­
5783 periences” (Thagard, 2024).
5784 Thagard’s founds his theory on strict, empirically based neurosci­
5785 ence. His way of thinking is exemplified by his “Attribution Procedure,”
5786 an eight-step process for using what he calls “explanatory coherence” as
5787 a touchstone to establish “whether or not an animal or machine has a
5788 mental state, property, or process.” (Thagard, 2021, pp. 13–14). For
5789 example, he offers twelve features of intelligence (i.e., problem solving,
5790 learning, understanding, reasoning, perceiving, planning, deciding,
5791 abstracting, creating, feeling, acting, communicating) and eight mech­
5792 anisms to explain these features (i.e., images, concepts, rules, analogies,
5793 emotions, language, intentional action, consciousness). “All eight of
5794 these mental mechanisms can be carried out by a common set of neural
5795 mechanisms, many of which have been modeled computationally.” This
5796 account of twelve features and eight mechanisms, Thagard says, “yields
5797 a twenty-item checklist for assessing intelligence in bots and beasts.” A
5798 similar way of thinking he applies to consciousness, stating that con­
5799 sciousness results from competition among neural representations
5800 (Thagard, 2021, pp. 3–4, 50, 49).
5801 Claiming that his theory of consciousness possesses “the accuracy
5802 and breadth of application to mark a solid advance in the grand task of
5803 explaining how and why consciousness is so central to human life,”
5804 Thagard highlights an empirically supported explanation of conscious­
5805 ness resulting from the four brain mechanisms (i.e., neural representa­
5806 tion, binding, coherence, and competition); application to a broad range
5807 of conscious experiences including smell, hunger, loneliness, selfawareness, religious experience, sports performance, and romantic
5808 chemistry; use of these four brain mechanisms to generate novel theories
5809 of dreaming, humor, and musical experience; a new theory of time
5810 consciousness; assessment of consciousness in non-human animals and
5811 machines, including the new generative AI models such as ChatGPT
5812 (Thagard, 2024).
5813 Working together, these four brain mechanisms, Thagard says,
5814 “explain the full range of consciousness in humans and other animals,
5815 and show why plants, bacteria, and ordinary things lack consciousness.”
5816 No current computers are conscious, he asserts, using a checklist of
5817 features and mechanisms of consciousness, “but the new generative
5818 models in artificial intelligence have similar mechanisms to humans that
5819 might enable some degree of consciousness.” He concludes with high
5820 physicalist confidence: “Consciousness does not need to be a mystery
5821 once we understand how brains build it” (Thagard, 2024).
5822 9.8.13. T. Clark’s content hypothesis
5823 Philosopher Thomas Clark posits phenomenal consciousness as the
5824 representational content of a cognitive system’s sufficiently structured
5825 33
5826 To speak of “mainstream panpsychists”—when I was doing neurophysi­
5827 ology (mid 1960s, UCLA Brain Research Institute)—would have seemed an
5828 oxymoron.
5829 77
5830 R.L. Kuhn
5831 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
5832 representational processing (Clark, T., 2019). Conscious experience ex­
5833 ists only for the conscious system, so is categorically subjective, and its
5834 basic elements are irreducibly qualitative. As a general rule, he says, we
5835 don’t find representational content in the world it participates in rep­
5836 resenting, which can help explain subjectivity. Moreover, following
5837 Metzinger’s concept of an “untranscendable object,” a representational
5838 system must have epistemic primitives that resist further representation
5839 on pain of a metabolically expensive representational regress. This can
5840 help explain the non-decomposable, monadic character of basic sensory
5841 qualities such as red, sweet, pain, etc. Developments in the science of
5842 representation and representational content, he says, may (or may not)
5843 vindicate the Content Hypothesis. Clark says that his model is consistent
5844 with Integrated Information Theory, Global Workspace Theory, and
5845 Predictive Processing, all of which involve representation (Clark, T.,
5846 2019, 2024).
5847 Clark, a proponent of naturalism as a worldview (Clark, T., 2007),
5848 believes that a materialist can see that “consciousness, as a strictly
5849 physical phenomenon instantiated by the brain, creates a world sub­
5850 jectively immune to its own disappearance … it is the very finitude of a
5851 self-reflective cognitive system that bars it from witnessing its own
5852 beginning or ending, and hence prevents there being, for it, any condi­
5853 tion other than existing” (Clark, T., 1994). While this sounds odd, almost
5854 an oxymoron, Clark develops the idea of “generic subjective continuity"
5855 based on a thought experiment inspired by the work of philosopher
5856 Derek Parfit. Clark argues in that at death we shouldn’t anticipate the
5857 onset of nothingness or oblivion—a common secular intuition—but
5858 rather the continuation of experience, just not in the context of the
5859 person who dies. The end of one’s own consciousness, he offers, “is only
5860 an event, and its non-existence a current fact, from other perspectives.”
5861 After death we won’t experience non-being, he says, we won’t ‘fade to
5862 black’. Rather, as conscious being we continue “as the generic subjec­
5863 tivity that always finds itself here, in the various contexts of awareness
5864 that the physical universe manages to create” (Clark, T., 1994).
5865 9.9. Language relationships
5866 Language Relationships discern connections, causal and other, be­
5867 tween consciousness and language. Language obviously enriches the
5868 content of consciousness, perhaps provides a framework for human
5869 consciousness, but is there a deeper relationship? Does consciousness
5870 require language, in that if there is no language capability there can be
5871 no inner experience? Conversely, does language require consciousness,
5872 in that if there is no inner experience, there can be no language capa­
5873 bility? (Note that while language does not generate theories of con­
5874 sciousness per se, it features in some and is rejected in others, both of
5875 which are worth exploring.)
5876 Much depends on careful definitions. To take the consciousnessrequires-language causal paradigm, if by consciousness we mean
5877 phenomenal consciousness, raw inner experience only, then if we claim
5878 that language is required, then our claim would limit phenomenal
5879 consciousness, inner experience, to human beings and would exclude all
5880 (or at least almost all) other animals. Argue this to a happy dog owner
5881 and you will confront an angry dog owner.
5882 To take the language-requires-consciousness causal paradigm, with a
5883 definition of language sufficiently loose to subsume computer languages
5884 or communications between paramecia or signals between embryonic
5885 stem cells, consciousness would not be required.
5886 The philosophical debate regarding whether language is necessary
5887 for consciousness has a long and meandering history. Many argue that
5888 consciousness does not at all require language; others, that conscious­
5889 ness is facilitated by language or even is not possible without it. A
5890 contemporary consensus is building around the idea that increasing
5891 levels of consciousness, ranging from unconsciousness to highly
5892 conscious reflective self-awareness, requires increasing use of language.
5893 What follows would be that language is not needed for pure phenomenal
5894 consciousness, a general state of awareness, or in responding to external
5895 stimuli—such as in preverbal infants—but phenomenal consciousness
5896 would be needed for complex expressions of consciousness, like selfawareness, information integration, and metaconsciousness, which are
5897 based on language-powered capacities, especially inner speech (Ivory
5898 Research, 2019).
5899 Because we sense that many animal species are conscious—much
5900 like we assume that other humans are conscious like we are conscious­
5901 —and we know that language is much more restricted, to humans and,
5902 in a lesser sense, some other animals (e.g., primates, cetaceans, birds),
5903 this would seem to weaken the consciousness-language nexus. More­
5904 over, language seems to be a much more recent evolutionary emergent
5905 than consciousness (Berwick and Chomsky, 2016).
5906 Philosopher Rebecca Goldstein maintains that language does not
5907 exhaust all that there is in consciousness. She calls as evidence infants
5908 prior to or in the early stages of acquiring language, where “it’s clear
5909 how much consciousness goes on before there is language” (Goldstein,
5910 2014).
5911 Neuroscientist Colin Blakemore sees an intimate relationship be­
5912 tween the structure of language and the high-level aspects of con­
5913 sciousness, especially consciousness of self, the consciousness of
5914 intention—“the concept that I am the helmsman of myself, carrying
5915 myself around the world, making decisions.” He calls the grammatical
5916 forms of language “intentional in their style” and argues that our
5917 conscious representation of self is a meta-representation of what’s really
5918 doing the work down below, and that the reason “our brains go to the
5919 trouble of building this false representation of how we really are is to
5920 implement and to support language” (Blakemore, 2012a).
5921 Blakemore speculates that we don’t come pre-programmed to be
5922 conscious; that we learn to be conscious and our consciousness develops
5923 and changes over time. Recognizing that the term “consciousness” can
5924 refer to diverse forms of subjectivity, and that even a newborn baby has
5925 “a kind of brute awareness of the world, sensory experiences,” he sug­
5926 gests that the nature of subjectivity grows through individual experience
5927 and that the complexities of the internal representation of the self is
5928 9.8.14. Deacon’s symbolic communication (human consciousness)
5929 Neuroanthropologist Terrence Deacon asserts that symbolic
5930 communication has radically altered the nature of human conscious­
5931 ness, whereas consciousness broadly is coextensive with the develop­
5932 ment of brains in animals that regulate their movement with the aid of
5933 long-distance senses, such as vision, because of the predictive capacity
5934 this affords and requires. However, symbolic communication has given
5935 humans the capacity of being conscious of a virtual realm that has
5936 become untethered from physical contiguity and immediacy (Deacon,
5937 1998, 2024).34
5938 Moreover, by virtue of the way that symbolic communication allows
5939 us indirect access to others’ thoughts and experiences, we have become a
5940 symbolically eusocial species that derives our personal identities and
5941 ability to think from a physically and temporally extended shared
5942 mentality. Some, he says, have referred to this structure as “Extended
5943 Mind.”
5944 Deacon sees this symbolic mode of cognition as enabling the emer­
5945 gence of novel kinds of remembering and unprecedented forms of
5946 emotional experience, as well as unprecedented forms of value, such as
5947 ethical norms and aesthetic sense. This is also, he says, the source of our
5948 feeling of incompleteness and need to find Meaning.
5949 34
5950 Note that Terrence Deacon has two theories of consciousness on the Land­
5951 scape: “Self-Organized Constraint and Emergence of Self” earlier (9.5.8) and
5952 “Symbolic Communication” here. This is not an error; nor does it imply that the
5953 two cannot be woven together. Rather, it recognizes that, at this time, the two
5954 are sufficiently different, and sufficiently interesting, to warrant their separate
5955 locations.
5956 78
5957 R.L. Kuhn
5958 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
5959 mediated by language.
5960 Experimental psychologist Jeremy Skipper hypothesizes that lan­
5961 guage, with an emphasis on inner speech, generates and sustains selfawareness, that is, higher-order consciousness. He develops a “HOLIS­
5962 TIC” model of neurobiology of language, inner speech, and conscious­
5963 ness. It involves a “core” set of inner speech production regions that take
5964 on affective qualities, involving a largely unconscious dynamic “pe­
5965 riphery,” distributed throughout the whole brain. He claims that the
5966 “model constitutes a more parsimonious and complete account of the
5967 neural correlates of consciousness’” (at least of self-consciousness)
5968 (Skipper, 2022).
5969 Ned Block points to a related distinction between consciousness and
5970 cognition. Cognition doesn’t have to be linguistic, he says, because nonlinguistic animals have some cognition. But then there are animals that
5971 seem to have little or no cognition, just perception. Block concludes,
5972 “We can see consciousness at its purest in perceptual consciousness, and
5973 it has nothing to do, or little to do, with language” (Block, 2014).
5974 While the overwhelming contemporary consensus is that con­
5975 sciousness does not require language, human consciousness is obviously
5976 and fundamentally affected or even framed by language. We explore
5977 several approaches to the consciousness-language nexus.
5978 phenomena exceed its bounds.”
5979 As for clarifying the concept of the body, the physical, matter,
5980 Chomsky states, “the material world is whatever we discover it to be,
5981 with whatever properties it must be assumed to have for the purposes of
5982 explanatory theory. Any intelligible theory that offers genuine expla­
5983 nations and that can be assimilated to the core notions of physics be­
5984 comes part of the theory of the material world, part of our account of
5985 body.”
5986 To Chomsky, a mechanical model of the world, developed in early
5987 modern philosophy and inchoate science, could never account for as­
5988 pects of the mental. Thus, while he understands Descartes’ motivation to
5989 postulate a separate, nonphysical “thinking substance,” he rejects Des­
5990 cartes’ classic dualism and trains his analytic guns on the mechanical
5991 model in particular and on matter in general.
5992 Chomsky feels no pressure to devise his own theory of consciousness.
5993 If anything, he shuns grand solutions. “There seems to be no coherent
5994 doctrine of materialism and metaphysical naturalism, no issue of elim­
5995 inativism, no mind-body problem (Chomsky, 2020). In short, as Edward
5996 Feser notes, “if the problem has no clear content, neither do any of the
5997 solutions to it” (Feser, 2022b). Chomsky is content to allow science to do
5998 its work, advancing knowledge of the brain and of the mind, leaving to
5999 the future the construction of proper theories of consciousness irre­
6000 spective of current notions of the physical and matter.
6001 One may infer that Chomsky contemplates an expanded view of the
6002 physical, with matter having features now unknown, which then would
6003 “naturally” subsume the mental. (Note: Chomsky rejects panpsychism.)
6004 However, in an overarching sense, he remains unsure whether human
6005 beings have the capacity to solve what he believes are genuine mysteries
6006 about the nature of reality, but he is also unsure whether consciousness
6007 will prove to be an ultimate mystery.
6008 9.9.1. Chomsky’s language and consciousness
6009 Philosopher and linguist Noam Chomsky revolutionized the theory
6010 of language, and although language-related theory of consciousness has
6011 not been a focus of his contributions, its relevance remains. Chomsky
6012 famously posited linguistic capacity, especially syntactic knowledge, as
6013 at least partially innate and mostly (if not entirely) unique to human
6014 beings. Thus, language acquisition in all human children is somewhat
6015 instinctual and surprisingly rapid, conditioned by language-specific
6016 features of diverse languages. Chomsky labels this core set of inherited
6017 grammatical rules “universal grammar” and characterizes these inborn,
6018 subconscious capabilities as “deep structure”.
6019 Does Chomsky’s universal grammar with its deep structure carry
6020 implications for consciousness? How does Chomsky approach the hard
6021 problem of phenomenal consciousness? His views are complex, not
6022 easily categorized (Section: Chomsky, 2022a, 2022b; Feser, 2010,
6023 2022b).
6024 Chomsky is an aggressive critic of behaviorism—it makes no sense,
6025 he says, to study internal phenomena by observing external manifesta­
6026 tions. The study of language is entirely inconsistent with behaviorist
6027 principles. “Nothing there,” he says. To understand it, one must examine
6028 internal processes. Thus, the connection between the deep structure of
6029 language and the essence of consciousness.
6030 Chomsky is also a critic of the hard problem, labeling it a “pseudoproblem.” Some questions, by their simple structures, are not real
6031 questions, he says, in that there is no logical way to answer them. His
6032 example question “Why do things happen?” cannot be answered in the
6033 general, while a similar-sounding question, say, “Why did this earth­
6034 quake happen?” can be answered in the specific. Chomsky believes that
6035 the hard problem of consciousness is an example of the former and
6036 therefore is not a genuine question (while the “easy” problems of con­
6037 sciousness, discovering neural correlates, are examples of the latter).
6038 Exemplifying Chomsky’s unorthodox approach to consciousness,
6039 even though he commits to a materialism/physicalism ontology that the
6040 mind is generated only in the brain, rather than deflating the ontological
6041 status of the mental, his contrarian position is to challenge the onto­
6042 logical status of the physical—arguing that science does not know what
6043 matter really is. To Chomsky, matter, not mental, is the main mystery.
6044 As Chomsky says, “The mind-body problem can be posed sensibly
6045 only insofar as we have a definite conception of body. If we have no such
6046 definite and fixed conception, we cannot ask whether some phenomena
6047 fall beyond its range” (Chomsky, 1987). Moreover, “The mind-body
6048 problem can therefore not even be formulated. The problem cannot be
6049 solved, because there is no clear way to state it. Unless someone pro­
6050 poses a definite concept of body, we cannot ask whether some
6051 9.9.2. Searle’s language and consciousness
6052 To philosopher John Searle, language is crucial for consciousness,
6053 just as consciousness is crucial for language, because much of our con­
6054 sciousness is shaped by language and because the parts of language that
6055 are most important to us are precisely those that are conscious (Searle,
6056 2014b).
6057 Searle contrasts human and animal consciousness: “My dogs have a
6058 kind of consciousness which is incredibly rich. They can smell things I
6059 can’t smell and they have a kind of inner life that I don’t have, but all the
6060 same, there are all kinds of conscious experiences they simply cannot
6061 have. My doggy lying there may be thinking about chasing other dogs
6062 but he’s not thinking about doing his income tax or writing his next
6063 poem or figuring out how he’s going to have a better summer vacation
6064 next year.”
6065 Searle stresses how language gives us enormous power in shaping
6066 consciousness. A favorite quotation is from the French philosopher La
6067 Rochefoucauld: “Very few people would ever fall in love if they never
6068 read about it.” Searle’s point is that language shapes experience; there
6069 are all kinds of experiences you just can’t have without language.
6070 As for how language and consciousness articulate and developed
6071 over time, Searle envisions an evolutionary “boot-strapping effect.” It
6072 starts off with pre-linguistic consciousness, and then develops linguistic
6073 meaning and communication, which enrich consciousness. The result is
6074 an elaborate structure of language, which makes for a more elaborate
6075 structure of consciousness, which then enables you to enrich your lan­
6076 guage. There is a continuous reinforcing and compound effect (Searle,
6077 2014b).
6078 Non-linguistic animals can’t do this, Searle continues: “My doggie
6079 can think somebody is at the door, but he cannot think I wish 17 people
6080 were at the door, or I hope we get more people at the door next week.
6081 Because to do that, he has got to be able to shuffle the symbols in a way
6082 that human beings can with their inner syntax.”
6083 Although animals do not form or express their beliefs in a symbolic
6084 language, Searle attributes to them intentional states, and because
6085 intentional states require consciousness, it follows that consciousness
6086 79
6087 R.L. Kuhn
6088 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
6089 innate nor fundamental. To Jaynes, language plays a central role in
6090 consciousness; language is “an organ of perception, not simply a means
6091 of communication” (Jaynes, 1976; Bicameral Mind, 2024).
6092 Jaynes defines consciousness idiosyncratically by distinguishing it
6093 from sensory awareness and cognition; as such it more closely resembles
6094 “introspective consciousness,” as he calls it, than it does phenomenal
6095 consciousness, which is the target of this Landscape. Nonetheless, it is
6096 helpful to work through Jaynes’s definitions and arguments, clarifying
6097 how to avoid what could be confounding or muddled thinking about
6098 consciousness. While Jaynes’s consciousness is not phenomenal con­
6099 sciousness, his careful parsing of his definition gives insight into the
6100 subtleties of the parsing process. Moreover, appreciating the flow of
6101 Jaynes’s arguments as well as the substance of his claims sharpens our
6102 view of the entire Landscape.
6103 In Jaynes’s words, “Consciousness is not a simple matter and it
6104 should not be spoken of as if it were.” He starts with what his con­
6105 sciousness is not. (i) Not the “many things that the nervous system does
6106 automatically for us. All the variety of perceptual constancies … all done
6107 without any help from introspective consciousness.” (ii) Not what he
6108 calls “preoptive” activities, such as how we sit, walk, move. “All these
6109 are done without consciousness, unless we decide to be conscious of
6110 them.” (iii) Not even speaking, where “the role of consciousness is more
6111 interpolative than any constant companion to my words.” Conscious­
6112 ness, he stresses, is not sense perception; it does not copy experience; it is
6113 not necessary for learning; it is not even necessary for thinking or
6114 reasoning; and it has only an arbitrary and functional location (Jaynes,
6115 1987).
6116 To Jaynes, consciousness, or what he refines as “subjective conscious
6117 mind,” is an analog of the real world. “It is built up with a vocabulary or
6118 lexical field whose terms are all metaphors or analogs of behavior in the
6119 physical world … It allows us to short-cut behavioral processes and
6120 arrive at more adequate decisions. Like mathematics, it is an operator
6121 rather than a thing or a repository. And it is intimately bound with
6122 volition and decision … Every word we use to refer to mental events is a
6123 metaphor or analog of something in the behavioral world” (Jaynes,
6124 1987).
6125 Jaynes says that the primary feature of his consciousness is an
6126 “associated spatial quality that, as a result of the language used to
6127 describe such psychological events, becomes, with constant repetition,
6128 this spatial quality of our consciousness or mind-space …. It is the space
6129 which you preoptively are introspecting on at this very moment.”
6130 The second most important feature of Jaynes’ consciousness is the
6131 subject of the introspecting, the introspective “I”. Here Jaynes uses
6132 analogy, which differs from metaphor in that the similarity is between
6133 relationships rather than between things or actions. “As the body with its
6134 sense organs (referred to as I) is to physical seeing,” he says, “so there
6135 develops automatically an analog ‘I’ to relate to this mental kind of
6136 ‘seeing’ in mind-space.”
6137 A third feature of Jaynes’ consciousness is narratization, “the
6138 analogic simulation of actual behavior.” Consciousness, he says, “is
6139 constantly fitting things into a story, putting a before and an after
6140 around any event.” Other features of Jaynes’ consciousness include:
6141 “concentration, the ‘inner’ analog of external perceptual attention; sup­
6142 pression, by which we stop being conscious of annoying thoughts, the
6143 analog of turning away from annoyances in the physical world; excerp­
6144 tion, the analog of how we sense only one aspect of a thing at a time; and
6145 consilience, the analog of perceptual assimilation.” Jaynes “essential
6146 rule” is that “no operation goes on in consciousness that was not in
6147 behavior first. All of these are learned analogs of external behavior”
6148 (Jaynes, 1987).
6149 Definition in hand, Jaynes asks, “When did all this ‘inner’ world
6150 begin?”, which he calls “the most important watershed in our
6151 discussion.”
6152 Jaynes famously introduces the hypothesis of the "bicameral mind", a
6153 non-conscious mentality supposedly prevalent in early humans that
6154 featured a kind of auditory hallucinations. He argued that relatively
6155 does not require symbolic language. He cites as evidence that animals
6156 “correct their beliefs all the time on the basis of their perceptions”
6157 (Searle, 2002; Proust, 2003).
6158 9.9.3. Koch’s consciousness does not depend on language
6159 Neuroscientist Christof Koch asserts without ambiguity, “con­
6160 sciousness doesn’t depend on language,” and he offers vivid clinical
6161 cases of brain trauma or insult where language is obviously lost and
6162 consciousness is obviously retained. Koch is especially exercised by the
6163 claim that “only humans experience anything,” that other animals have
6164 no sentience, a belief he calls “preposterous, a remnant of an atavistic
6165 desire to be the one species of singular importance to the universe at
6166 large. Far more reasonable and compatible with all known facts is the
6167 assumption that we share the experience of life with all mammals”
6168 (Koch, 2019).
6169 Koch recounts and rejects how “Many classical scholars assign to
6170 language the role of kingmaker when it comes to consciousness. That is,
6171 language use is thought to either directly enable consciousness or to be
6172 one of the signature behaviors associated with consciousness.” He con­
6173 cludes, “language contributes massively to the way we experience the
6174 world, in particular to our sense of the self as our narrative center in the
6175 past and present. But our basic experience of the world does not depend
6176 on it” (Koch, 2019).
6177 9.9.4. Smith’s language as classifier of consciousness
6178 Philosopher Barry Smith states that while we think of consciousness
6179 as “moments of experience,” the way we capture what’s similar or
6180 different in our experiences over time is via language. The “passing
6181 show,” he says, “gets assembled into larger, more meaningful groups
6182 when we use language to classify and categorize.” How do we do this?
6183 How do we connect up these bits of consciousness with something sta­
6184 ble? How do we classify the world, not just our own experience, and
6185 communicable between experiencers? The answer is language, he says,
6186 which he calls a species-specific property of human beings. With lan­
6187 guage, we codify our own experience, represent the content of our own
6188 minds, and compare it with the contents of other minds (Smith, 2012).
6189 Distinguishing consciousness from language, Smith tells of someone
6190 who lost all of their words for fruit and vegetables, and only those words.
6191 They could use language normally and they had conscious awareness of
6192 fruits and vegetables, but they could not use, pronounce or even
6193 recognize words for fruit and vegetables. “It’s as if a whole shelf of
6194 meanings had been taken away.”
6195 Smith relates grades of consciousness to grades of language. One can
6196 lose the word for an object but can still recognize the object (a form of
6197 aphasia). Deeper, one can not only lose the word as a piece of sound
6198 representing an object, but also not recognize the object either and lose
6199 the whole meaning (a form of agnosia). He describes stroke patients
6200 who, for example, can’t use the word “glove”. “What is that?” “Can’t
6201 say.” Perhaps just the word is missing, because if they are asked, “Is
6202 there a glove on the table?”, they answer, “Yes.” But other stroke pa­
6203 tients answer, “I’ve no idea.” And if you show them a glove and ask,
6204 “What’s this for?”, they say, “I don’t know, maybe it’s for keeping
6205 coins.”
6206 Smith suggests that words are ways that our visual consciousness
6207 categorizes and structures the world. And perhaps a deeper loss of lan­
6208 guage can lead to a dissolution of the very categories that we use to
6209 classify our perceptual experiences. So, it’s not just that I can’t name or
6210 categorize some object, but without language the actual conscious
6211 experience of that object is radically different. If so, language is
6212 responsible, at least in part, for organizing consciousness (Smith, 2012).
6213 9.9.5. Jaynes’s breakdown of the bicameral mind
6214 Psychohistorian Julian Jaynes’s 1976 book, The Origin of Conscious­
6215 ness in the Breakdown of the Bicameral Mind, proposes that consciousness,
6216 particularly "the ability to introspect," is a learned behavior rooted in
6217 language and culture and arises from metaphor; consciousness is neither
6218 80
6219 R.L. Kuhn
6220 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
6221 recent human ancestors as late as the ancient Greeks did not consider
6222 emotions and desires as stemming from their own minds but rather as
6223 the actions of external gods (Bicameral mentality, 2024).
6224 Jaynes takes the oldest parts of the Iliad and asks, “Is there evidence
6225 of consciousness?” The answer, he thinks, is no. “People are not sitting
6226 down and making decisions. No one is. No one is introspecting. No one is
6227 even reminiscing. It is a very different kind of world” (Jaynes, 1987).
6228 Who, then, makes the decisions? Whenever a significant choice is to
6229 be made, Jaynes suggests that “a voice comes in telling people what to
6230 do. These voices are always and immediately obeyed. These voices are
6231 called gods.” To Jaynes, this is the origin of gods. He regards them as
6232 “auditory hallucinations” similar to, although not the same as, “the
6233 voices heard by Joan of Arc or William Blake. Or similar to the voices
6234 that modern schizophrenics hear.”
6235 Jaynes coins the “bicameral mind” using the metaphor of a bicameral
6236 legislature. It simply means that human mentality at this time was in two
6237 parts, a decision-making part and a follower part, and neither part was
6238 conscious in the sense in which Jaynes has described it (above) (Jaynes,
6239 1987).
6240 The theory posits that the human mind once operated in a state in
6241 which cognitive functions were divided between one part of the brain
6242 which appears to be "speaking", and a second part which listens and
6243 obeys—the bicameral mind—and that the breakdown of this division
6244 gave rise to consciousness in humans.
6245 Jaynes supports his theory with historical texts and archaeological
6246 evidence. He places the origin of consciousness around the 2nd mil­
6247 lennium BCE and suggests that the transition from the bicameral mind to
6248 consciousness was triggered by the breakdown of the bicameral system
6249 of society (Bicameral mentality, 2024).
6250 Jaynes describes bicameral societies as “strict and stable hierar­
6251 chies,” including bicameral theocracies, where “everything went like
6252 clockwork providing there was no real catastrophe or problem.” But
6253 such a system is precarious, especially as society grows in population
6254 and complexity, such that “given a time of social and political instability,
6255 bicamerality can break down like a house of cards.” Whereas all sig­
6256 nificant decisions previously had been based on the bicameral mind,
6257 after its breakdown, after the hallucinated voices no longer told people
6258 what to do, a new way of making decisions had to develop, which was a
6259 kind of proto-consciousness (Jaynes, 1987).
6260 There is an obvious, perhaps tempting, neurobiological correlate: the
6261 two cerebral hemispheres, especially based on the pioneering split-brain
6262 research of Michael Gazzaniga and Roger Sperry, which explained
6263 functional brain lateralization and how the cerebral hemispheres
6264 communicate with each another. Jaynes puts it simply: “the right
6265 hemisphere was ‘talking’ to the left, and this was the bicameral mind”
6266 (Jaynes, 1987).
6267 Although Jaynes’s physicalist, deflationary theory of consciousness
6268 continues to intrigue, it is not accepted by consciousness experts.
6269 Nevertheless, Jaynes’s ideas and arguments can inform our view of the
6270 Landscape.
6271 view of human consciousness as language-dependent by stressing our
6272 capacity for “inner speech, or more generally inner symbols, as central to
6273 human thought” (Parrington, 2023, p. 55).
6274 Regarding use of tools, Parrington argues that “tool use by other
6275 species tends to be both occasional and also very limited in the type of
6276 tools that are created. In contrast, a unique feature of our species is that
6277 practically all of our interactions with the world are through tools that
6278 we have created.” Moreover, “we are continually in a process of
6279 inventing new types of tools and technologies” (Parrington, 2023, p. 19).
6280 Parrington’s theory focuses on human brains, which are “not just
6281 much bigger than those of other primates, but radically different in
6282 structure and function” (a claim that hangs on “radically”) (Parrington,
6283 2023, p. 20). He references different brain regions, highlighting the
6284 cerebellum, long thought limited to coordinating repetitive movements
6285 but now shown to play a role in human creativity and imagination
6286 (Parrington, 2023, p. 47), and the prefrontal cortex, greatly expanded in
6287 humans, the locus of reasoning, planning, decision making, control of
6288 social behavior and some aspects of language, all of which relate to
6289 human uniqueness (Parrington, 2023, p. 126). He has brain waves of
6290 different frequencies conveying specific sensory signals and combining
6291 together into a unified conscious whole, thus explaining how we bind
6292 together different aspects of experience into a seamless experience
6293 (Parrington, 2023, p. 19).
6294 Parrington argues that “the effect of language and other cultural
6295 tools” have transformed human consciousness, which “provides another
6296 level of binding.” This surely means, he says, that “our sense of self is not
6297 an illusion, but rather a very real phenomenon based on the binding role
6298 of brain waves and the extra element of unity based on conceptual
6299 thought” (Parrington, 2023, p. 147). Rejecting what he calls “outdated
6300 models of the brain as a hard-wired circuit diagram,” he argues that
6301 meaning is created within our heads through a dynamic interaction of
6302 oscillating brain waves.
6303 Parrington believes that “in some ways” he has addressed the hard
6304 problem and “hopefully demonstrated that there is nothing magical
6305 about human consciousness” (Parrington, 2023, p. 196). He frames his
6306 theory, as he must, within an evolutionary context, seeking to explain
6307 inner speech, thought, and self-conscious awareness in terms of the
6308 evolved neural circuitry that undergirds these uniquely human capac­
6309 ities, especially as manifest in language and tools. While Parrington’s
6310 goal, as Susan Blackmore puts it, is to develop “a material explanation of
6311 human consciousness”—and “he has done a great job of exploring ma­
6312 terial explanations of thought, perception, self-representation and
6313 behavioral control”—but none of this, Blackmore concludes, “gets at the
6314 deeper questions about subjective experience” (Blackmore, 2023).
6315 9.10. Phylogenetic evolution
6316 Phylogenetic Evolution, the phylogenetic evolution of consciousness,
6317 at first blush, is not a specific theory of consciousness per se. Rather, it is
6318 recruited as the mechanistic process for many (but not all) of the the­
6319 ories on the Landscape. Yet, is there a sense in which phylogenetic
6320 evolution can become a prime explanation in its own right?
6321 Certainly, according to Dennett (9.10.1), LeDoux (9.10.2) and
6322 Ginsburg/Jablonka (9.10.3), consciousness exemplifies Theodosius
6323 Dobzhansky famous adage, "Nothing in biology makes sense except in
6324 the light of evolution” (Dobzhansky, 1973).
6325 Neuroscientists and writers Ogi Ogas and Sai Gaddam present a stepby-step simulation of how evolution produced consciousness. It is a tale
6326 of eighteen “increasingly intelligent minds,” as they say, from the simple
6327 stimulus-response of microbes interacting with their environments to
6328 the limitless creativity of humankind (and beyond). Leveraging the
6329 “resonance” theories of Stephen Grossberg (9.4.2), their mentor, they
6330 tell a story of what each “new” mind could do that previous minds could
6331 not (Ogas and Gaddam, 2022).
6332 To physicist Lawrence Krauss, “consciousness is a slippery quality
6333 because it exists on a spectrum in the evolutionary development of life
6334 9.9.6. Parrington’s language and tool-driven consciousness
6335 Biologist John Parrington proposes that a qualitative leap in con­
6336 sciousness—“human self-conscious awareness”—occurred during
6337 human evolution as “our capacity for language and our ability to
6338 continually transform the world around us by designing and using tools”
6339 transformed our brains. His challenge is to distinguish human language
6340 and use of tools from analogous activities of animals, particularly other
6341 primates, as contemporary research uncovers more complex animal
6342 capacities (Parrington, 2023).
6343 Regarding language, Parrington stresses the “highly distinctive
6344 feature of human language” as “an interconnected system of abstract
6345 symbols, linked together by grammar.” This is why, he says, “only
6346 human beings are able to use language to convey complex ideas like
6347 past, present and future, individual versus society, location in space and
6348 even more abstract concepts.” (Parrington, 2023, p. 22). He defends his
6349 81
6350 R.L. Kuhn
6351 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
6352 that is very difficult to measure or quantify” (Krauss, 2023, p. 195). He
6353 stresses “the phenomenon of consciousness is the one area I know of in
6354 science where the forefront discussions seem to be made by philosophers
6355 equally as often as they are made by experimental cognitive scientists,”
6356 which, he says softly, is “an indication of a science in its early stages”
6357 (Krauss, 2023, pp. 193–194).
6358 Amidst the surfeit of competing neurobiological theories, Krauss is
6359 most comfortable pursuing “the possible distinct evolutionary advan­
6360 tages that consciousness might endow humans with.” He follows the
6361 thread that “feelings emerged as ever more complex systems evolved to
6362 incorporate higher-order cognitive processing to issues of survival and
6363 homeostasis” (9.5.). Consciousness, through introspection, he says,
6364 “could build on the nervous system monitoring of basic internal body
6365 conditions to produce novel, rather than innate, survival strategies. The
6366 ability to use internal representations of goals, whether from cognitive
6367 maps or stored memories, to flexibly respond to the changing environ­
6368 mental conditions, was a huge evolutionary leap, and has been noted to
6369 probably exist only in some mammals and perhaps in birds” (Krauss,
6370 2023, pp. 211–212).
6371 Philosophers David Buller and Valarie Hardcastle offer an alternative
6372 to the strong evolutionary claim that “the mind contains ‘hundreds or
6373 thousands’ of ‘genetically specified’ modules, which are evolutionary
6374 adaptations for their cognitive functions.” They argue that “while the
6375 adult human mind/brain typically contains a degree of modularization,
6376 its ‘modules’ are neither genetically specified nor evolutionary adapta­
6377 tions. Rather, they result from the brain’s developmental plasticity,
6378 which allows environmental task demands a large role in shaping the
6379 brain’s information-processing structures.” They maintain that “the
6380 brain’s developmental plasticity is our fundamental psychological
6381 adaptation, and the ‘modules’ that result from it are adaptive responses
6382 to local conditions, not past evolutionary environments” (Buller and
6383 Hardcastle, 2000).
6384 Questions remain. What creatures are conscious and to what degree?
6385 How low on the phylogenetic scale must one descend to wink out any­
6386 thing resembling human consciousness? For example, does an octopus
6387 have phenomenal consciousness? Philosopher (and scuba-diver) Peter
6388 Godfrey-Smith not only affirms octopus higher intelligence, he also
6389 traces the evolution of mental properties in the primordial seas, claiming
6390 that “evolution built minds not once but at least twice (Godfrey-Smith,
6391 2016).
6392 Appreciating Godfrey-Smith’s work, Carlo Rovelli uses the “complex
6393 intellectual abilities” of octopuses as “a valuable case study” of con­
6394 sciousness. In recent decades, he observes, “the phrase ‘the problem of
6395 the nature of consciousness’ has taken the place of what in the past used
6396 to be the problem of the meaning of soul, spirit, subjectivity, intelli­
6397 gence, perception, understanding, existing in the first person, being
6398 aware of a self …” Consciousness is neurobiological, Rovelli asserts, and
6399 one way to tackle the issue is to observe our non-human cousins and
6400 even octopuses, an extremely distant relative. The octopus, he offers, “is
6401 the extraterrestrial that we have been looking for in order to study a
6402 possible independent realization of consciousness” (Rovelli, 2020).
6403 Raymond Tallis questions the entire enterprise of assuming “the
6404 [evolutionary] advantage of being a conscious organism rather than a
6405 self-replicating bag of chemicals innocent of its own existence.” His
6406 skeptical argument against “what seems like a no-brainer” is “not to start
6407 near the end of the story, with complex, sophisticated organisms such as
6408 higher mammals … [whose] life depends on conscious navigation
6409 through the world.” No, he says, “we must begin at the beginning: by
6410 asking, for example, what survival value is conferred on a photosensitive
6411 cell in virtue of its organism being aware of the light incident upon it.
6412 And the answer appears to be: ‘none.’” Tallis argues, “If there’s no
6413 reason to believe that the sentience of primitive organisms would give
6414 them an edge over the competition, there is no starting point for the
6415 evolutionary journey to the sophisticated consciousness we see in higher
6416 organisms like you and me.” The mystery of consciousness, he con­
6417 cludes, “remains intact” (18.4) (Tallis, 2023).
6418 Most experts, scientists and philosophers who study the evolution of
6419 mind, support a gradual, incrementalistic theory of mental develop­
6420 ment, much like Dennett, Godfrey-Smith, and Ogas/Gaddam. There are
6421 dissenting voices: for example, Nicholas Humphrey (9.8.6) and perhaps
6422 Noam Chomsky (9.9.1).
6423 Here’s the point. In considering the multifarious theories on the
6424 Landscape of Consciousness, one should overlay each theory with its
6425 putative phylogenetic evolutionary development. Ask, “What was the
6426 process that brought it about?”
6427 9.10.1. Dennett’s evolution of minds
6428 Daniel Dennett delights us with the wondrous and sometimes
6429 counterintuitive power of evolution in the development of conscious­
6430 ness (or, more generally, “minds”), notably in his psychohistory journey,
6431 From Bacteria to Bach and Back: The Evolution of Minds (Dennett, 2017).
6432 Even if one doesn’t wholly subscribe to Dennett’s own explanations of
6433 consciousness (9.2.4)—which I don’t—everyone’s understanding of
6434 consciousness can be enriched by Dennett’s probative and insightful
6435 way of thinking (Dennett, 2007, 2023a, 2023b). Dennett describes
6436 evolution as a “universal acid” that “eats through just about every
6437 traditional concept, revolutionizing world-views” (Dennett, 1995).
6438 “How come there are minds?” is Dennett’s big evolutionary question,
6439 “And how is it possible for minds to ask and answer this question?” His
6440 short answer is that “minds evolved and created thinking tools that
6441 eventually enabled minds to know how minds evolved, and even to
6442 know how these tools enabled them to know what minds are … We
6443 know there are bacteria; dogs don’t; dolphins don’t; chimpanzees don’t.
6444 Even bacteria don’t know there are bacteria. Our minds are different. It
6445 takes thinking tools to understand what bacteria are, and we’re the only
6446 species (so far) endowed with an elaborate kit of thinking tools”
6447 (Dennett, 2017).
6448 Dennett reflects that he has been struggling through the “thickets and
6449 quagmires” of the mind question for over fifty years, and he has found a
6450 path, built on evolution, that “takes us all the way to a satisfactory—and
6451 satisfying—account of how the ‘magic’ of our minds is accomplished
6452 without any magic, but it is neither straight nor easy” (Dennett, 2017).
6453 9.10.2. LeDoux’s deep roots of consciousness
6454 Neuroscientist Joseph LeDoux argues that the key to understanding
6455 human consciousness and behavior lies in viewing evolution through the
6456 prism of the first living organisms. He tracks the evolutionary timeline to
6457 show how even the earliest single-cell organisms had to solve the same
6458 problems we and our cells have to solve, and how the evolution of
6459 nervous systems enhanced the ability of organisms to survive and thrive
6460 and have brought about the emergence of consciousness (LeDoux,
6461 2019).
6462 Motivated by his long-standing interest in how organisms detect and
6463 respond to danger, LeDoux found in evolution the “deep roots” of human
6464 abilities, hence the “deep roots” of consciousness, which “can be traced
6465 back to the beginning of life.” LeDoux argues that what we have
6466 inherited from our long chain of biological ancestors is not a fear circuit
6467 but rather “a defensive survival circuit that detects threats, and in
6468 response, initiates defensive survival behaviours and supporting physi­
6469 ological adjustments.” Fear, on the other hand, from LeDoux perspec­
6470 tive, is a recent expression of cortical cognitive circuits. Danger and
6471 survival have a deep history; consciousness, a shallower one (LeDoux,
6472 2021).
6473 9.10.3. Ginsburg and Jablonka’s associative learning during evolution
6474 Neurobiologist Simona Ginsburg and evolutionary theorist Eva
6475 Jablonka propose that learning during evolution has been “the driving
6476 force” in the transition to basic or minimal consciousness. They identify
6477 the evolutionary marker as “a complex form of associative learning,
6478 which they term “unlimited associative learning” and which “enables an
6479 organism to ascribe motivational value to a novel, compound, nonreflex-inducing stimulus or action, and [to] use it as the basis for
6480 82
6481 R.L. Kuhn
6482 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
6483 future learning” (Ginsburg and Jablonka, 2019).
6484 Associative learning, Ginsburg and Jablonka argue, “drove the
6485 Cambrian explosion and its massive diversification of organisms.” They
6486 suggest that “consciousness can take many forms and is found even in
6487 such animals as octopuses (who seem to express emotions by changing
6488 color) and bees (who socialize with other bees)” (Ginsburg and
6489 Jablonka, 2022). As for the evolutionary transition to human rationality,
6490 they propose “symbolic language as a similar type of marker” (Ginsburg
6491 and Jablonka, 2019).
6492 regions causing similar behaviours and emotional expressions in
6493 humans and other animals; neural circuits supporting behavioural/
6494 electrophysical states of attentiveness, sleep and decision-making;
6495 mirror self-recognition; and similar impacts of hallucinogenic drugs
6496 across species” (Andrews, 2023).
6497 But Andrews posits that “emphasis on the neurological … may be
6498 holding the science back,” and that animal research suggests “multiple
6499 realizability—the view that mental capacities can be instantiated by very
6500 different physical systems.” If neuroscience looks only at slightly
6501 different physical systems (say, just other primates or even mammals),
6502 she says, “we may be overlooking the key piece to the consciousness
6503 puzzle.”
6504 Andrews asks, “What might we learn if our anthropocentrism didn’t
6505 lead us to focus on the brain as the relevant part of physiology needed for
6506 consciousness, but instead led us to examine the behaviours that are
6507 associated with experiences?” She advocates studying “the nature of
6508 consciousness by looking at bees, octopuses and worms as research
6509 subjects. All these animals have a robust profile of behaviours that
6510 warrant the hypothesis that they are conscious. Moving away from
6511 painful stimuli, learning the location of desirable nutrients, and seeking
6512 out what is needed for reproduction is something we share widely with
6513 other animals.” By studying simple animals, she offers, we can simplify
6514 research on consciousness (Andrews, 2023).
6515 Andrews likens studying consciousness to studying the origin of life
6516 on earth and searching for life on other planets. For each, there is only
6517 one confirmed instance. It’s the “N = 1 problem.” “If we study only one
6518 evolved instance of consciousness (our own),” she says, “we will be
6519 unable to disentangle the contingent and dispensable from the essential
6520 and indispensable.” She offers “good news” in that “consciousness sci­
6521 ence, unlike the search for extraterrestrial life, can break out of its N = 1
6522 problem using other cases from our own planet.” Typically, conscious­
6523 ness scientists study other primates (e.g., macaque monkeys) and, to a
6524 lesser extent, other mammals, such as rats. “But the N = 1 problem still
6525 bites here. Because the common ancestor of the primates was very
6526 probably conscious, as indeed was the common ancestor of all
6527 mammals—we are still looking at the same evolved instance (just a
6528 different variant of it). To find independently evolved instances of
6529 consciousness, we really need to look to much more distant branches of
6530 the tree of life” (Andrews and Birch, 2023).
6531 Andrews speculates that “sentience has evolved only three times:
6532 once in the arthropods (including crustaceans and insects), once in the
6533 cephalopods (including octopuses) and once in the vertebrates.” But she
6534 cannot rule out “the possibility that the last common ancestor of
6535 humans, bees and octopuses, which was a tiny worm-like creature that
6536 lived more than 500 million years ago, was itself sentient—and that
6537 therefore sentience has evolved only once on Earth.”
6538 In either case, she argues, “If a marker-based approach does start
6539 pointing towards sentience being present in our worm-like last common
6540 ancestor, we would have evidence against current theories that rely on a
6541 close relationship between sentience and special brain regions adapted
6542 for integrating information, like the cerebral cortex in humans. We
6543 would have grounds to suspect that many features often said to be
6544 essential to sentience are actually dispensable” (Andrews and Birch,
6545 2023). Conversely, it could mean that sentience is related to some un­
6546 known feature(s).
6547 To Andrews, the philosophy of animal minds addresses profound
6548 questions about the nature of mind as they cut across animal cognition
6549 and philosophy of mind. Key topics include the evolution of con­
6550 sciousness, tool use in animals, animal culture, mental representation,
6551 belief, communication, theory of mind, animal ethics, and moral psy­
6552 chology (Andrews, 2020a). Andrews outlines “the scientific benefits of
6553 treating animals as sentient research participants who come from their
6554 own social contexts” (Andrews, 2020b).
6555 Andrews concludes: “Just as Crick and Koch pushed back on the
6556 popular view of their time that language is needed for consciousness,
6557 today we should push back on the popular view of our time that a
6558 9.10.4. Cleeremans and Tallon-Baudry’s phenomenal experience has
6559 functional value
6560 Cleeremans and Tallon-Baudry propose that “subject-level experi­
6561 ence—’What it feels like’—is endowed with intrinsic value, and it is
6562 precisely the value agents associate with their experiences that explains
6563 why they do certain things and avoid others.” Because experiences have
6564 value and guide behavior, they argue, “consciousness has a function”
6565 and that under “this hypothesis of ‘phenomenal worthiness’ … conscious
6566 agents ‘experience’ things and ‘care’ about those experiences”
6567 (Cleeremans and Tallon-Baudry, 2022).
6568 The authors note that “the function of consciousness” has been
6569 “addressed mostly by philosophers,” yet “surprisingly few things have
6570 been written about [it] … in the neuroscientific or psychological liter­
6571 ature.” The reason, they surmise, is the “classical view” that “subjective
6572 experience is a mere epiphenomenon that affords no functional advan­
6573 tage." They reject such “consciousness inessentialism” by appealing to
6574 “how the concept of value has been approached in decision-making,
6575 emotion research and consciousness research” and by arguing that
6576 “phenomenal consciousness has intrinsic value”—such as it being “the
6577 central drive for the discovery and creation of new behaviours.” They
6578 conclude that consciousness “must have a function” (Cleeremans and
6579 Tallon-Baudry, 2022).
6580 Under their hypothesis, “consciousness would have evolved and
6581 been selected because it adds an important degree of freedom to the
6582 machinery of reward-based behaviour: behaviour that seems purpose­
6583 less from a purely functional perspective nevertheless has intrinsic
6584 value. But this, crucially, only holds when associated with conscious
6585 experience.” Phenomenal experience, they speculate, “might act as a
6586 mental currency of sorts, which not only endows conscious mental states
6587 with intrinsic value but also makes it possible for conscious agents to
6588 compare vastly different experiences in a common subject-centered
6589 space”—a feature, they claim, that “readily explains the fact that con­
6590 sciousness is ‘unified.’” They offer the “phenomenal worthiness hy­
6591 pothesis” as a way to make “the ‘hard problem’ of consciousness more
6592 tractable, since it can then be reduced to a problem about function”—an
6593 offering unlikely to persuade nonmaterialists (Cleeremans and
6594 Tallon-Baudry, 2022).
6595 9.10.5. Andrew’s consciousness without complex brains
6596 Philosopher Kristin Andrews, an expert on animal minds, argues that
6597 progress in consciousness studies has been hampered by prevailing
6598 conventional wisdom that for an organism to be conscious, a complex
6599 brain is required. She advocates moving “past a focus on complex
6600 mammalian brains to study the behavior of ‘simpler’ animals” (Andrews,
6601 2023).
6602 In forming her argument, Andrews rehearses how Crick and Koch
6603 helped turn consciousness studies into a real science by supposing that
6604 “higher mammals” possess some essential features of consciousness
6605 (9.2.2), by setting aside the still-common Cartesian view that language is
6606 needed for conscious experience, and by assuming that a nervous system
6607 is necessary for consciousness. She recruits the Cambridge Declaration
6608 on Consciousness, which states that “there is sufficient evidence to
6609 conclude that ‘all mammals and birds, and many other creatures,
6610 including octopuses’ experience conscious states.” The Declaration, she
6611 notes, identifies five consciousness markers (not all of which would be
6612 necessary): “homologous brain circuits; artificial stimulation of brain
6613 83
6614 R.L. Kuhn
6615 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
6616 origins of mind from complex neural structures to foundational biome­
6617 chanical ones; and (c) it reformulates the long-term research focus from
6618 looking for ‘miracle moments’ where a brain is suddenly capable of
6619 making a mind to discovering how complex and sophisticated cognitive,
6620 emotional and behavioral functions evolve from more primitive ones”
6621 (Reber, 2016).
6622 In addressing the hard problem, Reber argues that the reason it looks
6623 “hard” is “because it assumes that there is some ‘added’ element that
6624 comes from having a mind.” However, he says, “from the CBC
6625 perspective the answer is easily expressed. Organisms have minds, or the
6626 precursors of what we from our philosophy of mind perspective think of
6627 as minds, because they are an inherent component of organic form.
6628 What gets ‘added’ isn’t ontologically novel; it’s a gradual accretion of
6629 functions that are layered over and interlock with pre-existing ones”
6630 (Reber, 2016).
6631 In the CBC framework, “All experience is mental. All organisms that
6632 experience have minds, all have consciousness.” Reber contends that
6633 this way of thinking repositions the problem, from how brains create
6634 consciousness (i.e., the hard problem) to how all experience is con­
6635 sciousness. “Instead of trying to grasp the neuro-complexities in brains
6636 that give rise to minds, we can redirect the focus toward understanding
6637 how particular kinds of basic, primitive organic forms came to have the
6638 bio-sensitivity that is the foundation of subjectivity.” Reber recognizes
6639 that “this argument requires a commitment to a biological reduc­
6640 tionism.” It would also undermine Functionalism (9.1.3) in that mental
6641 states would be “intrinsically hardware dependent” (Reber, 2016).
6642 complex brain is needed for consciousness.” She also speculates: “If we
6643 recognize that our starting assumptions are open to revision and allow
6644 them to change with new scientific discoveries, we may find new puzzle
6645 pieces, making the hard problem a whole lot easier” (Andrews, 2023).
6646 In essence, then, Andrews reverses the traditional “neurocentric”
6647 argument of consciousness. Whereas the common assumption is that
6648 consciousness is (somehow) related to the complexity of the nervous
6649 system, but because all neurobiological advances, collectively, have not
6650 progressed in solving the hard problem, then perhaps the common
6651 assumption is not correct and the generation of consciousness can be
6652 found outside the nervous system. Thus, rather than assuming that or­
6653 ganisms without complex nervous systems cannot be conscious, perhaps
6654 a radical new approach might be to consider that these organisms are (in
6655 a way) conscious and focus research on how such “lower” or “primitive”
6656 consciousness might come about.
6657 Finally, regarding our current obsession with discerning AI
6658 sentience, Andrews claims that “without a deep understanding of the
6659 variety of animal minds on this planet, we will almost certainly fail”
6660 (Andrews and Birch, 2023).
6661 Neuroscience/consciousness writer Annaka Harris goes further,
6662 questioning our potentially false but deeply ingrained intuition that
6663 “systems that act like us are conscious, and those that don’t are not.”
6664 Plants and philosophical zombies, she says, indicate that this humancentric intuition “has no real foundation.” (A. Harris, 2020, 2019).
6665 Consciousness may not even require a brain (A. Harris, 2022).
6666 9.10.6. Reber’s cellular basis of consciousness
6667 Cognitive psychologist Arthur Reber dubs his theory of the origins of
6668 mind and consciousness the Cellular Basis of Consciousness (CBC),
6669 arguing that “sentience emerged with life itself.” He states, “The most
6670 primitive unicellular species of bacteria are conscious, though it is a
6671 sentience of a primitive kind. They have minds, though they are tiny and
6672 limited in scope.” He rejects that “minds are computational and can be
6673 captured by an artificial intelligence.” He develops CBC using standard
6674 models of evolutionary biology, leveraging the “remarkable repertoire
6675 of single-celled species that micro- and cell-biologists have discovered …
6676 Bacteria, for example, have sophisticated sensory and perceptual sys­
6677 tems, learn, form memories, make decisions based on information about
6678 their environment relative to internal metabolic states, communicate
6679 with each other, and even show a primitive form of altruism.” All such
6680 functions, Reber contends, “are indicators of sentience” (Reber, 2016,
6681 2018).
6682 Reber’s model is based on a simple, radical axiom: “Mind and con­
6683 sciousness are not unique features of human brains. They are grounded
6684 in inherent features present in simpler forms in virtually every species.
6685 Any organism with flexible cell walls, a sensitivity to its surrounds and
6686 the capacity for locomotion will possess the biological foundations of
6687 mind and consciousness.” In other words, “subjectivity is an inherent
6688 feature of particular kinds of organic form. Experiential states, including
6689 those denoted as ‘mind’ and ‘consciousness,’ are present in the most
6690 primitive species” (Reber, 2016).
6691 Reber founds his model on several principles: “Complexity has its
6692 roots in simplicity. Evolution has a pyramidal schema. Older forms and
6693 functions lie at the base, the more recently evolved ones toward the
6694 zenith …. In virtue of the nature of pyramidal systems, the older
6695 structures and the behaviors and processes that utilize them will be
6696 relatively stable, showing less individual-to-individual and species-tospecies variation. They will also, in virtue of their foundational status,
6697 be robust and less likely to be lost. Adaptive forms and functions are not
6698 jettisoned; they are modified and, if the selection processes are effective,
6699 they will become more complex and capable of greater behavioral and
6700 mental flexibility and power” (Reber, 2016).
6701 Reber claims that his model has several conceptual and empirical
6702 virtues, among them: “(a) it (re)solves the problem of how minds are
6703 created by brains—the "Hard Problem"—by showing that the apparent
6704 difficulty results from a category error; (b) it redirects the search for the
6705 9.10.7. Feinberg and Mallatt’s ancient origins of consciousness
6706 Neurologist/psychiatrist Todd Feinberg and evolutionary biologist
6707 Jon Mallatt propose that consciousness appeared much earlier in
6708 evolutionary history than is commonly assumed, and therefore all ver­
6709 tebrates and perhaps even some invertebrates are conscious. By
6710 assembling a list of the biological and neurobiological features that seem
6711 responsible for consciousness, and by juxtaposing the fossil record of
6712 evolution, the authors argue that about 520–560 million years ago, “the
6713 great ‘Cambrian explosion’ of animal diversity produced the first com­
6714 plex brains, which were accompanied by the first appearance of con­
6715 sciousness; simple reflexive behaviors evolved into a unified inner world
6716 of subjective experiences” (Fineberg and Mallatt, 2016).
6717 Doing what they call “neuroevolution,” Feinberg and Mallatt put
6718 forth the even more unconventional idea that the origin of consciousness
6719 goes back to the origin of life, in that single-cell creatures respond to
6720 stimuli from the environment, whether attracted to food sources or
6721 repelled by harmful chemicals. The authors call this process “sensory
6722 consciousness” [but which others may call stimulus-response patterns
6723 unworthy of the “consciousness” appellation]. In addition, the cell
6724 membrane distinguishes self from non-self, which becomes another
6725 baby step on the long evolutionary journey to human consciousness. A
6726 crucial developmental step, they say, was the evolution of “hidden
6727 layers” of clusters of intermediary nerve cells that process and relay
6728 internal signals between sensory-input and motor-output nerve cells.
6729 Driven by evolutionary pressures, these clusters would go on to evolve
6730 into primitive and then more complex brains (Fineberg and Mallatt,
6731 2016; Rose, 2017).
6732 If indeed these were the historical facts, it would naturally follow
6733 that “all vertebrates are and have always been conscious—not just
6734 humans and other mammals, but also every fish, reptile, amphibian, and
6735 bird.” Moreover, Feinberg and Mallatt find that many inverte­
6736 brates—arthropods (including insects and probably crustaceans) and
6737 cephalopods (including the octopus)—"meet many of the criteria for
6738 consciousness.” Their proposal challenges standard-model theory that
6739 “consciousness evolved simultaneously but independently in the first
6740 vertebrates and possibly arthropods more than half a billion years ago.”
6741 Combining evolutionary, neurobiological, and philosophical approaches
6742 enables Feinberg and Mallatt to cast a broader group of animals that are
6743 conscious, though it is less clear how their theory offers—as the
6744 84
6745 R.L. Kuhn
6746 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
6747 non-, and maladaptive options. But the question remains, Witham says,
6748 whether consciousness is, at least, a good prima facie fit, to address what
6749 can be called “the selection problem.”
6750 The hypothesis that underlies James’s view, she says, is that con­
6751 sciousness increases an organism’s fitness by “bringing … pressure to
6752 bear in favor of those of its performances which make for the most
6753 permanent interests of the brain’s owner …” (James, 1890, p. 140).
6754 Specifically, the role James gave to consciousness must be under­
6755 stood only in the context of the formation of de facto ends which he
6756 believed form when preferred sensations are recalled in their absence
6757 (James, 1890, p. 78). This context is crucial, because it is consciousness
6758 that confers the preferences for some sensations over others and thereby
6759 serves as the source of the ends. But to understand why James gave
6760 consciousness that role, Witham says we need to understand his
6761 two-word phrase, "cerebral reflex," (James, 1890, p. 80). which implies a
6762 stimulus-and-response schema is the basis for the ends-and-means cou­
6763 plings that form cerebral reflexes. However, there is a problem with the
6764 implication. For this to work, ends must stand in for stimuli, arising in
6765 interactions between organisms and their environments.
6766 The problem is solved, Witham says, if consciousness just is what it
6767 seems to be: the means by which we reflect on our interactions with our
6768 environments to sense whether the interactions are favorable or not. So,
6769 what consciousness seems to be fits James’s hypothesis perfectly, that its
6770 role is to "bring … pressure to bear [in favor of] those of our perfor­
6771 mances" that are adaptive. Reflective experience, in short, makes it
6772 possible to identify experiences of our environmental interactions that
6773 contain adaptive behaviors and retain them as cerebral reflexes for
6774 future use. But then, as the means to solve the selection problem, con­
6775 sciousness becomes an adaptive adaptation in the sense of being an
6776 adaptation selecting for adaptive behaviors. And it does so by being,
6777 indeed, what it seems to be: an adaptive adaptation that is a marvelous
6778 source of solutions, not a confounding source of problems.
6779 The critical question, however, is whether a zombie-like black box of
6780 sufficient complexity could perform environmentally driven, fitness
6781 enhancing, evolutionarily successful activities, and if so, why then the
6782 radical advent of something so startlingly novel in the universe: inner
6783 experience? In other words, while the question of why consciousness
6784 was favored and selected by evolution is important, it is not the question
6785 of what consciousness actually is, which of course is the hard problem.
6786 marketing claims, the authors less so—“an original solution to the ‘hard
6787 problem’ of consciousness” (Fineberg and Mallatt, 2016).
6788 9.10.8. Levin’s technological approach to mind everywhere
6789 Developmental and synthetic biologist Michael Levin introduces “a
6790 framework for understanding and manipulating cognition in uncon­
6791 ventional substrates,” which he calls ‘TAME—Technological Approach
6792 to Mind Everywhere.” He asserts that creating “novel embodied cogni­
6793 tive systems (otherwise known as minds) in a very wide variety of
6794 chimeric architectures combining evolved and designed material and
6795 software”—via synthetic biology and bioengineering—“are disrupting
6796 familiar concepts in the philosophy of mind, and require new ways of
6797 thinking about and comparing truly diverse intelligences, whose
6798 composition and origin are not like any of the available natural model
6799 species.” TAME, Levin says, “formalizes a non-binary (continuous),
6800 empirically-based approach to strongly embodied agency,” and it
6801 “provides a natural way to think about animal sentience as an instance of
6802 collective intelligence of cell groups, arising from dynamics that mani­
6803 fest in similar ways in numerous other substrates” (Levin, 2022).
6804 By focusing on cognitive function, not on phenomenal or access
6805 consciousness, Levin takes “TAME’s view of sentience as fundamentally
6806 tied to goal-directed activity,” noting carefully that “only some aspects
6807 of which can be studied via third-person approaches.” Provisionally,
6808 Levin suggests that consciousness “comes in degrees and kinds (is not
6809 binary),” for the same reasons he argues for continuity of cognition: “if
6810 consciousness is fundamentally embodied, the plasticity and gradual
6811 malleability of bodies suggest that it is a strong requirement for pro­
6812 ponents of phase transitions to specify what kind of ‘atomic’ (not further
6813 divisible) bodily change makes for a qualitative shift in capacity con­
6814 sciousness” (Levin, 2022).
6815 Although Levin takes the null or default hypothesis to be the rela­
6816 tively smooth continuity of consciousness across species and phyloge­
6817 netically, he hedges that “the TAME framework is not incompatible with
6818 novel discoveries about sharp phase transitions.” He points to future,
6819 radical brain-computer interfaces in human patients as “perhaps one
6820 avenue where a subject undergoing such a change can convince them­
6821 selves, and perhaps others, that a qualitative, not continuous, change in
6822 their consciousness had occurred.”
6823 In a radical implication of TAME, Levin argues that “while
6824 ‘embodiment’ is critical for consciousness, it is not restricted to physical
6825 bodies acting in 3D space, but also includes perception-action systems
6826 working in all sorts of spaces.” This implies, he says, “counter to many
6827 people’s intuitions, that systems that operate in morphogenetic, tran­
6828 scriptional, and other spaces should also have some (if very minimal)
6829 degree of consciousness. This in turn suggests that an agent, such as a
6830 typical modern human, is really a patchwork of many diverse con­
6831 sciousnesses, only one of which is usually capable of verbally reporting
6832 its states (and, not surprisingly, given its limited access and selfboundary, believes itself to be a unitary, sole owner of the body).”
6833 Levin remains “skeptical about being able to say anything definitive
6834 about consciousness per se (as distinct from correlates of consciousness)
6835 from a 3rd-person, objective perspective.” Yet, he muses, “The devel­
6836 opmental approach to the emergence of consciousness on short, onto­
6837 genetic timescales complements the related question on phylogenetic
6838 timescales, and is likely to be a key component of mature theories in this
6839 field” (Levin, 2022).
6840 10. Non-reductive physicalism
6841 Non-Reductive Physicalism takes consciousness to be entirely phys­
6842 ical, solely the product of biological brains, but mental states or prop­
6843 erties are irreducibly distinct from physical states or properties such that
6844 they cannot be entirely explained by physical laws, principles or dis­
6845 coveries (in brains or otherwise) (Macdonald and Macdonald, 2019).
6846 Non-reductive Physicalism was, in part, a response to conceptual
6847 problems in the early identity theories of physicalism where mental
6848 properties or kinds were literally the same thing as physical properties or
6849 kinds. This was challenged by several conceptual conundrums: the
6850 multiple realizability of the same mental properties or kinds by different
6851 physical properties or kinds (Hilary Putnam); the intentional essence of
6852 mental phenomena, which seems so radically different from physical
6853 laws or things (Donald Davidson’s “Anomalous Monism,” 14.2); and the
6854 apparent unbridgeable gap between physics and the special sciences
6855 (Jerry Fodor) (Macdonald and Macdonald, 2019).
6856 While mental states are generated entirely by physical states (of the
6857 brain), non-reductive physicalism maintains that they are truly other
6858 than physical; mental states are ontologically distinct.
6859 This would seem to make Non-Reductive Physicalism a form of
6860 property dualism (15.1) in that both recognize real mental states and yet
6861 only one kind of substance, matter—but, as expected, some adherents of
6862 each reject the claims of the other. If Non-Reductive Physicalism is
6863 indeed a form of property dualism, it would be perhaps the predominant
6864 contemporary kind.
6865 9.10.9. No hard problem in William James’s psychology
6866 Writer Tracy Witham argues that William James flipped the para­
6867 digm in which the hard problem arises, because James viewed con­
6868 sciousness through a problem he believed it solves by selecting for
6869 adaptive responses to specific environmental situations (James, 1890).
6870 Essentially, James believed that a brain complex enough to support a
6871 proliferation of options for responding to environmental situations is
6872 more likely to obscure than to identify the best option to use, unless that
6873 brain also has a selection mechanism for choosing adaptive over less,
6874 85
6875 R.L. Kuhn
6876 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
6877 A core mechanism of Non-Reductive Physicalism is emergence,
6878 where novel properties at higher levels of integration are not discernible
6879 (and perhaps not even predictable, ever) from all-you-can-know at lower
6880 or more fundamental levels. A prime feature of Non-Reductive Physi­
6881 calism is often “top-down causation,” where the content of conscious­
6882 ness is causally efficacious—qualia can do real work (contra
6883 Epiphenomenalism, 9.1.2).
6884 Some Christian philosophers, such as Nancey Murphy (10.2), who
6885 seek greater consonance between contemporary science and the Chris­
6886 tian faith, look to Non-Reductive Physicalism as a nondualistic account
6887 of the human person. It does not consider the "soul" an entity separable
6888 from the body, such that scientific statements about the physical nature
6889 of human beings would be referring to exactly the same entity as theo­
6890 logical statements concerning the spiritual nature of human beings
6891 (Brown et al., 1998). The structure of Non-Reductive Physicalism is said
6892 to enhance the Judeo-Christian concept of “resurrection of the dead” as
6893 opposed to what is said to be the non-Judeo-Christian doctrine of an
6894 “immortal soul” (Van Inwagen, 1995).
6895 On the other hand, Christian philosopher J.P. Moreland takes
6896 dualism to be “the clear teaching of Scripture” that “overwhelmingly
6897 sets forth a dichotomy of soul and body” and he decries those Christian
6898 thinkers who deny this conclusion, especially adherents of NonReductive Physicalism (Moreland, 2014).
6899 Philosopher Jaegwon Kim’s objections to Non-Reductive Physi­
6900 calism, based on causal closure and overdetermination, highlight its
6901 three principles: the irreducibility of the mental to the physical; some
6902 version of mental-physical supervenience; and the causal efficaciousness
6903 of mental states. The problem, according to Kim, is that when these three
6904 commitments are combined, an inconsistency is generated that entails
6905 the causal impotence of mental properties (Kim, 2024).
6906 I’ve always been puzzled by Non-Reductive Physicalism in that I can
6907 well understand how, under physicalism, consciousness is non-reductive
6908 in practice, but how non-reductive in principle? Conversely, if indeed
6909 consciousness is in principle non-reductive—impossible for science ever
6910 to explain how it works in terms of fundamental physical con­
6911 stituents—it would seem to require the ontological reality of nonphysical properties (at least by current boundaries), which would
6912 seem to embed a contradiction. Or else, by what mechanisms could such
6913 higher-level non-reducible “laws” work? Perhaps by something analo­
6914 gous to quantum fields but operating at higher levels? Occam is sharp­
6915 ening his Razor.
6916 with its own character. Ellis says, “The rationale is always the same: if
6917 these aspects of consciousness occur, then it is possible that they occur;
6918 and that possibility was there long before they ever occurred, and so is
6919 an abstract feature of the universe. The physical existence of brains
6920 enables their potential existence to be actualized” (Ellis, 2015).
6921 Ellis embeds his theory of consciousness in the presence and power of
6922 strong emergence, where properties of a system are impossible to predict
6923 in terms of the properties of its constituents, even in principle; and of
6924 top-down causation, where higher hierarchical levels exert causal force
6925 on lower levels, even though the higher levels are comprised only of the
6926 lower levels. Strong emergence, according to Ellis, works throughout the
6927 physical world, particularly in biology where the whole is more than just
6928 the sum of its parts (Ellis, 2017b, 2019).
6929 He explains that “emergence is possible because downward causa­
6930 tion takes place right down to the lower physical levels, hence, argu­
6931 ments from the alleged causal completeness of physics and
6932 supervenience are wrong. Lower levels, including the underlying phys­
6933 ical levels, are conscripted to higher level purposes; the higher levels are
6934 thereby causally effective, so strong emergence occurs. No violation of
6935 physical laws is implied. The key point is that outcomes of universally
6936 applicable generic physical laws depend on the context when applied in
6937 specific real world biological situations … including the brain” (Ellis,
6938 2019).
6939 Continuing to focus on emergence and downward causation, Ellis
6940 “considers how a classification of causal effects as comprising efficient,
6941 formal, material, and final causation can provide a useful understanding
6942 of how emergence takes place in biology and technology, with formal,
6943 material, and final causation all including cases of downward causation;
6944 they each occur in both synchronic and diachronic forms.” Taken
6945 together, he says, the four causal effects “underlie why all emergent
6946 levels in the hierarchy of emergence have causal powers (which is No­
6947 ble’s principle of biological relativity) and so why causal closure only
6948 occurs when the upward and downward interactions between all
6949 emergent levels are taken into account, contra to claims that some un­
6950 derlying physics level is by itself causality complete” A key feature, Ellis
6951 adds, is that “stochasticity at the molecular level plays an important role
6952 in enabling agency to emerge, underlying the possibility of final
6953 causation occurring in these contexts” (Ellis, 2023).
6954 Ellis’s two points here, if veridical and representing reality, would
6955 have extraordinary impact on theories of consciousness, and the two
6956 bear repeating: (i) emergence has causal powers at all levels in biology,
6957 and (ii) top-down causation as well as bottom-up causation is necessary
6958 for causal closure. At once, almost every Materialism Theory—maybe
6959 every Materialism Theory (more than 90 at last count)—would be shown
6960 insufficient to explain consciousness (even if one or more were still
6961 necessary to do so).
6962 Ellis highlights questions that he claims reductionists cannot answer:
6963 “Reductionists cannot answer why strong emergence (unitary, branch­
6964 ing, and logical) is possible, and in particular why abstract entities such
6965 as thoughts and social agreements can have causal powers. The reason
6966 why they cannot answer these questions is that they do not take into
6967 account the prevalence of downward causation in the world, which in
6968 fact occurs in physics, biology, the mind, and society” (Ellis 2017b,
6969 2019).
6970 David Chalmers distinguishes strong downward causation from weak
6971 downward causation. “With strong downward causation, the causal
6972 impact of a high-level phenomenon on low-level processes is not
6973 deducible even in principle from initial conditions and low-level laws.
6974 With weak downward causation, the causal impact of the high-level
6975 phenomenon is deducible in principle, but is nevertheless unexpected.
6976 As with strong and weak emergence, both strong and weak downward
6977 causation are interesting in their own right. But strong downward
6978 causation would have more radical consequences for our understanding
6979 of nature.” However, Chalmers concludes, “I do not know whether there
6980 is any strong downward causation, but it seems to me that if there is any
6981 strong downward causation, quantum mechanics is the most likely locus
6982 10.1. Ellis’s strong emergence and top-down causation
6983 Mathematical physicist George Ellis approaches consciousness by
6984 combining non-reductionist strong emergence and top-down causation
6985 in the context of “possibility spaces” (Ellis, 2017a). While he calls con­
6986 sciousness “the biggest unsolved problem in science,” he sees the larger
6987 vision that consciousness transforms the nature of existence itself such
6988 that existence is quite different than it might have been had there been
6989 only nonconscious matter (Ellis, 2006).
6990 Ellis begins with four kinds of entities, or “Worlds,” whose existence
6991 requires explanation: matter and forces, consciousness, physical and
6992 biological possibilities, and mathematical reality. An adequate expla­
6993 nation of what exists, he says, must encompass all four kinds of entities,
6994 in two forms: generic forms of the kinds of entities that might exist, and
6995 specific instantiations of some of these possibilities that actually occur or
6996 have occurred in the real universe. The first are possibilities, and the
6997 second are actualizations of those possibilities (Ellis, 2015).
6998 “Possibility spaces,” then, show what is and what is not possible for
6999 entities of whatever kind we are discussing. For example, the possibility
7000 space for classical physics is all possible states of the system; for quan­
7001 tum physics, the state spaces for the system wave function are Hilbert
7002 spaces.
7003 For consciousness, possibility spaces include separate subspaces for
7004 all possible thoughts, all possible qualia, all possible emotions—each
7005 86
7006 R.L. Kuhn
7007 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
7008 for it … The question remains wide open, however, as to whether or not
7009 strong downward causation exists” (Chalmers, 2008).
7010 Christian philosopher Nancey Murphy, reflecting increasing Chris­
7011 tian scholarship calling for acceptance of physicalism, argues that the
7012 theological workability of physicalism depends on the success of an
7013 argument against reductionism. She takes Non-Reductive Physicalism, a
7014 common term in philosophy of mind, to “signal opposition to anthro­
7015 pological dualisms of body and either mind or soul, as well as to phys­
7016 icalist accounts that reduce humans to nothing but complex animals.” She
7017 sets herself the task of showing that “non-reductive physicalism is
7018 philosophically defensible, compatible with mainstream cognitive
7019 neuroscience, and is also acceptable biblically and theologically”—a
7020 task made more difficult because she must be able to explain “how
7021 Christians for centuries could have been wrong in believing dualism to
7022 be biblical teaching” (Murphy, 2017, 2018).
7023 To Murphy, part of the answer lies in translation. She focuses on the
7024 Septuagint, a Greek translation of the Hebrew scriptures that dates from
7025 around 250 BC. This text translated Hebrew terminology into Greek, and
7026 “it then contained terms that, in the minds of Christians influenced by
7027 Greek philosophy, referred to constituent parts of humans. Later Chris­
7028 tians have obligingly read and translated them in this way.” A key
7029 instance, she says, is “the Hebrew word nephesh, which was translated as
7030 psyche in the Septuagint and later into English as ‘soul’ … In most cases
7031 the Hebrew or Greek term is taken simply to be a way of referring to the
7032 whole living person” (Murphy, 2018).
7033 Murphy is impressed by how many capacities or faculties of the soul,
7034 as attributed by Thomas Aquinas, are now well explained by cognitive
7035 science and neurobiology. She is moved by “localization studies—that is,
7036 research indicating not only that the brain is involved in specific mental
7037 operations, but that very specific regions are.”
7038 That gives her the physicalism—the easy part, I’d say. What about
7039 the non-reductive—the hard part?
7040 An obvious answer to the problem of neurobiological reductionism,
7041 Murphy says, would be the presence and power of downward causation
7042 or whole-part causation. That is, if causal reductionism is the thesis that
7043 all causation is from part to whole, then the complementary alternative
7044 causation would be from whole to part. If we describe a more complex
7045 system, such as an organism, as a higher-level system than the simple
7046 sum of its biological parts, then causal reductionism is bottom-up
7047 causation, and the alternative, causal anti-reductionism, or causal
7048 non-reductionism, is top-down or downward causation (Murphy, 2017).
7049 To support Non-reductive Physicalism by undermining reductionist
7050 determinism, Murphy recruits contemporary concepts in systems the­
7051 ory, such as chaos theory, non-linear dynamics, complex adaptive sys­
7052 tems, systems probabilities, and systems biology. Thus, Murphy posits,
7053 an understanding of downward causation in complex systems allows for
7054 the defeat of neurobiological reductionism.
7055 Finally, Murphy muses that “non-reductive physicalism, while it is
7056 the term most often used in philosophy, is perhaps not the best for
7057 purposes of Christian anthropology, because, at least by connotation, it
7058 places disproportionate stress on the aspect of our physicality.” She
7059 quotes theologian Veli-Matti Kärkkäinen in proposing a replacement:
7060 “multi-aspect monism” (Murphy, 2018).
7061 He states, “Most Christians seem to have a picture of the afterlife that
7062 can without too much unfairness be described as ‘Platonic.’ When one
7063 dies, one’s body decays, and what one is, what one has been all along, an
7064 immaterial soul or mind or self, continues to exist”—a picture and a
7065 doctrine that Van Inwagen finds “unsatisfactory, both as a Christian and
7066 as a philosopher” (Van Inwagen, 1995).
7067 He reflects, “when I enter most deeply into that which I call myself, I
7068 seem to discover that I am a living animal. And, therefore, dualism
7069 seems to me to be an unnecessarily complicated theory about my nature
7070 unless there is some fact or phenomenon or aspect of the world that
7071 dualism deals with better than materialism does” (which he does not
7072 find). As for the argument from phenomenal consciousness, he admits,
7073 “It is a mystery how a material thing could have sensuous properties
7074 [phenomenal consciousness],” but then retorts, “simply and solely
7075 because it is a mystery how anything could.”
7076 Van Inwagen rejects dualism biblically as well as philosophically.
7077 After examining biblical texts in the Old Testament, Van Inwagen finds
7078 “little to support dualism in the Old Testament, and much that the
7079 materialist will find congenial.” His analysis of New Testament texts
7080 requires more elaborate (some may say more convoluted) exegesis:
7081 “twisting and turning, impaled on intransigent texts,” in Van Inwagen’s
7082 own self-deprecating words. For example, Jesus’s parable of the “Rich
7083 Man” and his words to the “Good Thief” on the cross (“Today you shall
7084 be with me in Paradise.”). Moreover, Paul’s repeated representation of
7085 death as “sleep” cannot be discounted.
7086 An important philosophical argument for Christian dualism, Van
7087 Inwagen says, is that the doctrine of the Resurrection of the Dead seems
7088 to presuppose dualism. “For if I am not something immaterial, if I am a
7089 living animal, then death must be the end of me. If I am a living animal,
7090 then I am a material object. If I am a material object, then I am the
7091 mereological sum of certain atoms. But if I am the mereological sum of
7092 certain atoms today, it is clear from what we know about the metabo­
7093 lisms of living things that I was not the sum of those same atoms a year
7094 ago” (Van Inwagen, 1995).
7095 For the materialist who believes in the biblical resurrection of the
7096 dead as a literal future event, as Van Inwagen does, the fact that the
7097 atoms of which we are composed are in continuous flux is a “stumbling
7098 block.” He asks, “How shall even omnipotence bring me back—me,
7099 whose former atoms are now spread pretty evenly throughout the
7100 biosphere?” This question does not confront the dualist, who will say
7101 that there is no need to bring me back because I have never left. But what
7102 shall the materialist say?” (Van Inwagen, 1995).
7103 Van Inwagen challenges Divine power: “For what can even omnip­
7104 otence do but reassemble? What else is there to do? And reassembly is not
7105 enough, for I have been composed of different atoms at different times.”
7106 This leads to the conundrum of myriad duplicates.
7107 In the end, Van Inwagen concludes, “there would seem to be no way
7108 around the following requirement: if I am a material thing, then, if a man
7109 who lives at some time in the future is to be I, there will have to be some
7110 sort of material and causal continuity between this matter that composes
7111 me now and the matter that will then compose that man.” Van Inwagen
7112 finds this requirement looking very much like Paul’s description of the
7113 resurrection: “when I die, the power of God will somehow preserve
7114 something of my present being, a gumnos kókkos [bare/naked grain/
7115 kernel35], which will continue to exist throughout the interval between
7116 my death and my resurrection and will, at the general resurrection, be
7117 10.3. Van Inwagen’s Christian materialism and the resurrection of the
7118 dead
7119 35
7120 10.2. Murphy’s non-reductive physicalism
7121 Gumnos kókkos [bare/naked grain/kernel] comes from 1 Corinthians 15:37,
7122 referring to how on Earth God could resurrect the dead. Here, in context: 1
7123 Corinthians 15:35–38, King James Version—“But some man will say, ‘How are
7124 the dead raised up? And with what body do they come?’ Thou fool, that which
7125 thou sowest is not quickened, except it die: And that which thou sowest, thou
7126 sowest not that body that shall be, but bare [naked] grain, it may chance of
7127 wheat, or of some other grain: But God giveth it a body as it hath pleased him,
7128 and to every seed his own body.”
7129 Christian philosopher/metaphysician Peter van Inwagen combines a
7130 wholly materialist ontology of the human person (Van Inwagen, 2007a)
7131 with a committed belief in the resurrection of the dead as the Christian
7132 hope of eternal life. His thesis is that “dualism is a Greek import into
7133 Christianity and that the Christian resurrection of the dead does not
7134 presuppose dualism” (Van Inwagen, 1995, 2007b).
7135 87
7136 R.L. Kuhn
7137 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
7138 clothed in a festal garment of new flesh” (Van Inwagen, 1995).
7139 While van Inwagen would be the first to admit that “oddly enough,”
7140 few Christian dualists have been persuaded by his arguments against a
7141 Christian immortal soul, I (for one) consider his arguments probative,
7142 disruptive, insightful (if not dispositive) (Van Inwagen, 2007b).
7143 perspectives, each containing an equivalent observer function (Sanfey,
7144 2023).
7145 10.6. Northoff’s non-reductive neurophilosophy
7146 Northoff frames his views on consciousness (1.2.12) as “non-reduc­
7147 tive neurophilosophy,” which, he says, is “primarily a methodological
7148 approach,” a particular strategy that takes into account “certain phe­
7149 nomena which otherwise would remain outside our scope [conscious­
7150 ness studies].” He deems “the link of conceptual models and ontological
7151 theories with empirical data to be key in providing insight into brainmind connection and its subjectivity” (Northoff, 2022).
7152 Paraphrasing Kant, Northoff says that “brain data without brainmind models are blind, brain-mind models without brain data are
7153 empty.” Thus, Northoff has non-reductive neurophilosophy allowing for
7154 “a systematic and bilateral connection of theoretical concepts and
7155 empirical data, of philosophy and neuroscience.” His emphasis is on
7156 “systematic,” by providing and defining “different steps in how to link
7157 concepts and facts in a valid way without reducing the one to the
7158 respective other.” Taken in such sense, Northoff considers non-reductive
7159 neurophilosophy “a methodological strategy of analyzing the relation­
7160 ship of concepts and facts just like there are specific methods of logical
7161 analyses in philosophy and empirical data analysis in neuroscience.” In
7162 other words, “non-reductive neurophilosophy is a methodological tool
7163 at the interface of philosophy and neuroscience. As such it can be
7164 applied to problems in both philosophy and neuroscience” (Northoff,
7165 2022).
7166 10.4. Nagasawa’s nontheoretical physicalism
7167 Philosopher Yujin Nagasawa interrelates central debates in philoso­
7168 phy of mind (phenomenal consciousness) and philosophy of religion
7169 (existence of God) to construct a unique metaphysical thesis, which he
7170 calls “nontheoretical physicalism,” by which he claims that although
7171 this world is entirely physical, there are physical facts that cannot be
7172 captured even by complete theories of the physical sciences (Nagasawa,
7173 2008). This is no defense of traditional Non-Reductive Physicalism, but
7174 it is consistent with some of its distinguishing features.
7175 Nagasawa’s unique methodology, moving from epistemology to
7176 ontology, draws heretofore unrecognized parallels between funda­
7177 mental arguments in philosophy of mind and philosophy of religion,
7178 using in the former the Knowledge Argument that Mary cannot know
7179 what it is like to see color in her black-and-white room, and in the latter
7180 atheistic arguments that God cannot know what it is like to be evil or
7181 limited due to his perfections. From what Nagasawa takes as the failures
7182 of traditional arguments against physicalism, yet in still rejecting a
7183 physicalist approach to phenomenal consciousness, he constructs his
7184 “nontheoretical physicalism” (Nagasawa, 2023).
7185 What Nagasawa means by “nontheoretical” is an explanation of
7186 physicalism that is entity-based, not theory-based, which is consistent
7187 with his view that even with complete and final physical theories all
7188 reality cannot be explained (Nagasawa, 2008).
7189 11. Quantum theories
7190 Quantum theories of consciousness take seriously the idea that
7191 quantum mechanics plays a necessary, if not sufficient role, in the spe­
7192 cific generation of phenomenal consciousness in certain physical entities
7193 like brains—beyond the general application of quantum mechanics in all
7194 physical entities. The kinds of quantum theories or models on offer differ
7195 radically.
7196 Philosopher of science Paavo Pylkkänen explores whether the
7197 dynamical and holistic features of conscious experience might reflect
7198 “the dynamic and holistic quantum physical processes associated with
7199 the brain that may underlie (and make possible) the more mechanistic
7200 neurophysiological processes that contemporary cognitive neuroscience
7201 is measuring.” If so, he says, “these macroscopic processes would be a
7202 kind of shadow, or amplification of the results of quantum processes at a
7203 deeper (pre-spatial or ‘implicate’) level where our minds and conscious
7204 experience essentially live and unfold.” At the very least, Pylkkänen
7205 says, “a quantum perspective will help a ‘classical’ consciousness theo­
7206 rist to become better aware of some of the hidden assumptions in his or
7207 her approach.” What quantum theory is all about, he stresses, is
7208 “learning, on the basis of scientific experiments, to question the
7209 ‘obvious’ truths about the nature of the physical world and to come up
7210 with more coherent alternatives” (Pylkkänen, 2018).
7211 There is certainly growing interest in the putative quantumconsciousness nexus. For example, Quantum and Consciousness Revis­
7212 ited, with papers the product of two conferences, present various phil­
7213 osophical approaches to quantum paradoxes including further
7214 considerations of the Copenhagen Interpretation and alternatives with
7215 implications for consciousness studies, mathematics and biology. Topics
7216 include observation and measurement; collapse of the wave function;
7217 and time and gravity. All the papers, the editors write, “reopen the
7218 questions of consciousness and meaning which occupied the minds of
7219 the early thinkers of quantum physics” (Kafatos et al., 2024).
7220 In his technical review article, “Quantum Approaches to Con­
7221 sciousness,” theoretical physicist Harald Atmanspacher describes three
7222 basic approaches to the question of whether quantum theory can help
7223 understand consciousness: (1) consciousness as manifestation of quan­
7224 tum processes in the brain, (2) quantum concepts elucidating
7225 10.5. Sanfey’s Abstract Realism
7226 Medical doctor John Sanfey’s Abstract Realism (AR) claims to bridge
7227 the mind-matter explanatory gap with two arguments suggesting a
7228 complementarity between first and third-person perspectives, with each
7229 perspective containing an equivalent observer function. The first argu­
7230 ment posits that science must use abstract devices integrating past and
7231 future moments of continuous time that reflect first-person perception.
7232 The second argument tackles the hard problem by examining phenom­
7233 enal simultaneity, where no time separates experiencer from experi­
7234 enced (Sanfey, 2023).
7235 In “something it is like to experience redness,” the experiencer knows
7236 they are not simultaneously causing the redness; one cannot consciously
7237 cause something without being conscious of doing so, obviously. But an
7238 intelligent system not experiencing conscious presence cannot be certain
7239 it is not causing what it perceives because its observing self must reside
7240 in the same physical systems that may or may not be producing illusions.
7241 This suggests, to Sanfey, that experiencing presence is sufficient to
7242 create logical possibilities such as disembodied mind or idealism.
7243 Rooted in phenomenal simultaneity, these causal mechanics of con­
7244 sciousness are unobservable in principle, he says, making consciousness
7245 indistinguishable from strong emergence. Proven causal power means
7246 that consciousness can be produced by physical systems even synthetic
7247 ones without introducing new physics. (In Sanfey’s AR, the brain gen­
7248 erates consciousness when two information systems, two electromag­
7249 netic fields [9.3], interact bi-directionally, causally, and with sufficient
7250 complexity such that one is the observing reference for the other.)
7251 (Sanfey, 2023).
7252 Simultaneous causation cannot happen, but experiential simulta­
7253 neity is certain, and with causal power, consciousness can be integrated
7254 with physics within a Non-Reductive Physicalism paradigm—without
7255 appealing to psycho-identity, panpsychism, idealism, or reductive
7256 physicalism. Matter, defined as that which behaves according to phys­
7257 ical laws independently of conscious mind, is always either a sensory or
7258 conceptual model, a complementarity of first and third-person
7259 88
7260 R.L. Kuhn
7261 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
7262 consciousness without referring to brain activity, and (3) matter and
7263 consciousness as dual aspects of one underlying reality (Atmanspacher,
7264 2020a).
7265 For example, one approach considers how quantum field theory can
7266 describe why and how classical behavior emerges at the level of brain
7267 activity. The relevant brain states themselves are properly considered as
7268 classical states. The idea, Atmanspacher says, is “similar to a classical
7269 thermodynamical description arising from quantum statistical me­
7270 chanics,” and works “to identify different regimes of stable behavior
7271 (phases, attractors) and transitions between them. This way, quantum
7272 field theory provides formal elements from which a standard classical
7273 description of brain activity can be inferred” (Atmanspacher, 2020a).
7274 Atmanspacher reports applications of quantum concepts to mental
7275 processes, focusing on complementarity, entanglement, dispersive
7276 states, and non-Boolean logic. These involve quantum-inspired concepts
7277 to address purely mental (psychological or cognitive) phenomena,
7278 without claiming that actual quantum mechanics is necessary to make it
7279 work. This includes research groups studying quantum ideas in cogni­
7280 tion (Patra, 2019). While the term “quantum cognition” has gained
7281 acceptance, Atmanspacher says that a more appropriate characteriza­
7282 tion would be “non-commutative structures in cognition,” and he
7283 questions whether it is “necessarily true that quantum features in psy­
7284 chology imply quantum physics in the brain?” (Atmanspacher, 2020a).
7285 After reviewing major quantum theories of consciousness (several
7286 are discussed below), Atmanspacher suggests that progress is more
7287 likely made by investigating “mental quantum features without focusing
7288 on associated brain activity” (at least to begin with). Ultimately, he says,
7289 “mind-matter entanglement is conceived as the hypothetical origin of
7290 mind-matter correlations. This exhibits the highly speculative picture of
7291 a fundamentally holistic, psychophysically neutral level of reality from
7292 which correlated mental and material domains emerge” (Atmans­
7293 pacher’s Dual-Aspect Monism, 14.7.).
7294 To position quantum theories of consciousness, consider each as
7295 representing one of two forms: (i) quantum processes, similar to those in
7296 diverse areas of biology (e.g., photosynthesis), that uniquely empower
7297 or enable the special activities of cells, primarily neurons, to generate
7298 consciousness; and (ii) the more radical claim that these two great
7299 mysteries, consciousness and quantum theory, are intimately connected
7300 such that the solution to both mysteries can be solved only together.
7301 Physicist Carlo Rovelli disagrees. Consciousness and quantum me­
7302 chanics, he says, have no special, intimate relationship. With respect to
7303 quantum mechanics, Rovelli says, “Consciousness never played a role …
7304 except for some fringe speculations that I do not believe have any solid
7305 ground. The notion of ‘observer’ should not be misunderstood. In
7306 quantum physics parlance an ‘observer’ can be a detector, a screen, or
7307 even a stone. Anything that is affected by a process. It does not need to
7308 be conscious, or human, or living, or anything of the sort” (Rovelli,
7309 2022).
7310 Philosopher of physics David Wallace sees “potentially intriguing
7311 connections between consciousness and quantum mechanics, tied partly
7312 to the idea that traditional formulations of quantum mechanics seem to
7313 give a role to measurement or observation—and, well, what is that?” He
7314 says, “the natural hypothesis is that measurement or observation is
7315 conscious perception,” which somehow implies “a role of a conscious
7316 observer.” Although this would be “extremely suggestive for connecting
7317 the two”—consciousness and quantum mechanics—"but you can con­
7318 nect them in a lot of ways.” Some, Wallace says, might try to explain
7319 consciousness reductionistically in terms of quantum mechanical pro­
7320 cesses. But, “In my view, that works no better than explaining con­
7321 sciousness in terms of classical processes.” However, “Another way is not
7322 try to reduce consciousness, but find roles for consciousness in quantum
7323 mechanics. That’s one of the big questions about consciousness. What
7324 does it do? What is it here for? How can it affect the physical world? So,
7325 I’m at least taking seriously the idea that maybe consciousness plays a
7326 potential role in quantum mechanics. It’s a version of the traditional
7327 idea that consciousness collapses the wave function. It’s not an
7328 especially popular idea among physicists these days, partly because it
7329 takes consciousness as fundamental—but if, like me, you think there are
7330 independent reasons to do that, then I think it’s an avenue worth looking
7331 at” (Wallace, 2016b).
7332 Chalmers and McQueen readdress the question of whether con­
7333 sciousness collapses the quantum wave function. Noting that this idea
7334 was taken seriously by John von Neumann and Eugene Wigner but is
7335 now widely dismissed, they develop the idea by combining a mathe­
7336 matical theory of consciousness (Integrated Information Theory, 12)
7337 with an account of quantum collapse dynamics (continuous spontaneous
7338 localization). In principle, versions of the theory can be tested by ex­
7339 periments with quantum computers. The upshot is not that
7340 consciousness-collapse interpretations are clearly correct, but that there
7341 is a research program here worth exploring (Chalmers and McQueen,
7342 2022).
7343 Physicist Tim Palmer argues that our ability for counterfactual
7344 thinking—the existence of alternative worlds where things happen dif­
7345 ferently—which is both an exercise in imagination and a key prediction
7346 of quantum mechanics—suggests that “our brains are able to ponder
7347 how things could have been because in essence they are quantum
7348 computers, accessing information from alternative worlds” (he recruits
7349 the Many Worlds Interpretation of quantum mechanics). Consciousness
7350 (along with understanding and free will), he states, “involves appealing
7351 to counterfactual worlds” and thus “quantum computing is the key to
7352 consciousness” (Palmer, 2023).
7353 At the very least, for quantum processing to play a content or
7354 informational role in the brain it would require some mechanism that
7355 stores and transports quantum information in qubits for sufficiently
7356 long, macroscopic times. Moreover, the mechanism would need to
7357 entangle vast numbers of qubits, and then that entanglement would
7358 need to be translated into higher-level chemistry in order to influence
7359 how neurons trigger action potentials (Ouellette, 2016). Experiments
7360 with anesthetics and brain organoids hint that quantum effects in the
7361 brain may be in some way involved in consciousness (Musser, 2024).
7362 Although most physicists and neuroscientists have not taken quan­
7363 tum theories of consciousness seriously, such theories are proliferating,
7364 becoming more sophisticated and mainstream, and are increasingly
7365 backed up by claims of experimental evidence. Personally, I started out
7366 an incorrigible, utter skeptic about quantum consciousness; I’m still a
7367 skeptic, though no longer so incorrigible, no longer so utter.
7368 11.1. Penrose-Hameroff’s orchestrated objective reduction
7369 Penrose-Hameroff’s quantum consciousness, which they call
7370 Orchestrated Objective Reduction (OrchOR), is the claim that con­
7371 sciousness arises in the fundamental gap between the quantum and
7372 classical worlds. Formulated by mathematician and Nobel laureate
7373 Roger Penrose (Penrose, 2014; 1996; Penrose, 2014, 2023), and devel­
7374 oped by anesthesiologist Stuart Hameroff (Hameroff, 2014a, 2014b),
7375 consciousness is non-computational, yet still explained by the physics of
7376 neurons, but a physics distinct from and broader than that which we
7377 currently understand.
7378 Penrose claims that only a non-computational physical process could
7379 explain consciousness. He is not saying that consciousness is beyond
7380 physics, rather that it is beyond today’s physics. “Conscious thinking
7381 can’t be described entirely by the physics that we know,” Penrose said,
7382 explaining that he “needed something that had a hope of being noncomputational.”36 He focuses on “the main gap in physics”: the
7383 contradiction between the continuous, probabilistic evolution given by
7384 the Schrödinger equation in quantum mechanics and the discrete,
7385 deterministic events when you make measurements in classical
7386 36
7387 Quotes from Penrose and Hameroff come from their Closer To Truth videos:
7388 Roger Penrose—https://closertotruth.com/contributor/roger-penrose/; Stuart
7389 Hameroff—https://closertotruth.com/contributor/stuart-hameroff/.
7390 89
7391 R.L. Kuhn
7392 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
7393 physics—“how rules like Schrödinger’s cat being dead and alive at the
7394 same time in quantum mechanics do not apply at the classical level”
7395 (Penrose, 2014, 2023),
7396 Penrose argues that the missing physics that describes how the
7397 quantum world becomes the classical world “is the only place where you
7398 could have non-computational activity.” But he admits that it’s “a tall
7399 order” to sustain quantum information in the hot, wet brain, because
7400 “whenever quantum systems become entangled with the environment,
7401 ‘environmental decoherence’ occurs and information is lost.”
7402 “Quantum mechanics acting incoherently is not useful [to account
7403 for consciousness],” Penrose explains; “it has to act coherently. That’s
7404 why we call [our mechanism] ‘Orch OR’, or ‘orchestrated objective
7405 reduction’—the ‘OR’ stands for objective reduction, which is where the
7406 quantum state collapses to one alternative or another, and ‘Orch’ stands
7407 for orchestrated. The whole system must be orchestrated, or organized,
7408 in some global way, so that the different reductions of the states actually
7409 do make a big difference to what happens to the network of neurons”
7410 (Penrose, 2014, 2023),
7411 So how can the hot, wet brain operate a quantum information sys­
7412 tem? Hameroff proposed a biological mechanism utilizing microtubules
7413 in neurons. As an anesthesiologist who had shepherded thousands of
7414 conscious-unconscious-conscious transitions, Hameroff, together with
7415 Penrose, developed their quantum theory of consciousness.
7416 “Objective reduction in the quantum world is occurring every­
7417 where,” Hameroff recognizes, “so proto-conscious, undifferentiated
7418 moments are ubiquitous in the universe. Now in our view when
7419 orchestrated objective reduction occurs in neuronal microtubules, the
7420 process gives rise to rich conscious experience” (Hameroff, 2014b).
7421 In Hameroff’s telling, microtubules are cylindrical polymers of the
7422 protein tubulin capable of information processing, with fundamental
7423 units being states of a billion tubulins per neuron. Microtubules in all
7424 cells enact purposeful spatiotemporal activities, and in the brain, mi­
7425 crotubules establish neuronal shape, create and regulate synapses, and
7426 are proposed to underlie memory, cognition and consciousness. Tubulin
7427 is the brain’s most prevalent protein, so the brain is largely made of
7428 microtubules, each with unique, high frequency vibrational and quan­
7429 tum properties from non-polar aromatic ring pathways. The claim is
7430 made that experimental evidence shows that anti-depressants, psyche­
7431 delics and general anesthetics, which selectively alter or block con­
7432 sciousness, all act via microtubules (Brophy and Hameroff, 2023).
7433 Some evidence suggests that entangled states can be maintained in
7434 noisy open quantum systems at high temperature and far from thermal
7435 equilibrium—for example, counterbalancing decoherence by a “reco­
7436 herence” mechanism—such that, “under particular circumstances,
7437 entanglement may persist even in hot and noisy environments such as
7438 the brain” (Atmanspacher, 2020a). Moreover, Anirban Bandyopadhyay
7439 describes experiments with the tubulin protein in microtubules where
7440 conductivity resistance becomes so low it’s almost a macroscopic
7441 quantum-like system (Bandyopadhyay, 2014).
7442 Penrose’s ontology requires basic conscious acts to be linked to
7443 gravitation-mediated reductions of quantum states, with “real quantum
7444 jumps” related to conscious thoughts and, by extension, to neural cor­
7445 relates of consciousness. A complete theory seems to require a robust
7446 theory of quantum gravity, long the holy grail of physics.
7447 As noted, the Orch OR theory proposes that consciousness arises
7448 from orchestrated (Orch) quantum state objective reductions (OR) in
7449 microtubules within brain neurons, which connect, adherents say, to the
7450 fine-scale structure of spacetime geometry. Adherents posit that Orch
7451 OR accounts for cognitive binding, real-time conscious causal action
7452 (through non-computable Penrose OR and retroactivity), memory
7453 encoding, and, ambitiously, the hard problem of phenomenal experi­
7454 ence. Moreover, consciousness as a non-local quantum process in
7455 spacetime geometry provides potentially plausible mechanism for neardeath and out-of-body experiences, pre-cognition, afterlife and rein­
7456 carnation (Brophy and Hameroff, 2023). Quite the claim, that.
7457 Hameroff makes the striking statement that “consciousness came
7458 before life.” Based on observations of extraterrestrial organic material,
7459 in context of the Penrose-Hameroff quantum theory of consciousness,
7460 Hameroff challenges the conventional wisdom that consciousness
7461 evolved after life, posing that “consciousness may have been what made
7462 evolution and life possible in the first place” (Hameroff et al., 2024).
7463 For years, Penrose-Hameroff stood largely alone, defending their
7464 quantum consciousness model against waves of scientific critics (Baars
7465 and Edelman, 2012), some of whom largely dismissed the notion as
7466 fanciful and fringy. Then, as quantum biology began emerging as a real
7467 science with broad applications—with quantum mechanisms shown to
7468 play essential roles in photosynthesis, vision, olfaction, mitochondria,
7469 DNA mutations, magnetoreception, etc.—a larger community began
7470 taking quantum consciousness more seriously.
7471 Today, while Penrose-Hameroff Orch OR remains the most wellknown quantum theory of consciousness, with increasing interest,
7472 there are other, diverse theories of how quantum processes are essential
7473 in consciousness. Their numbers are growing.
7474 11.2. Stapp’s collapsing the wave function via asking “questions”
7475 Mathematical physicist Henry Stapp argues for the quantum nature
7476 of consciousness by relying on a traditional interpretation of quantum
7477 mechanics, where quantum wave functions collapse only when they
7478 interact with consciousness in an act of measurement. He envisions a
7479 “mind-like” wave-function collapse that exploits quantum effects in the
7480 synapses between neurons, generating consciousness, which he believes
7481 is fundamental to the universe (Stapp, 2011, 2023, 2007.)
7482 Stapp founds his theory on the transition from the classical-physics
7483 conception of reality to von Neumann’s application of the principles
7484 of quantum physics to our conscious brains (Stapp, 2006; Von Neumann,
7485 1955/1932). Von Neumann extended quantum theory to incorporate
7486 the devices and the brain/body of the observers into physical theory,
7487 leaving out only the stream of conscious experiences of the agents. Ac­
7488 cording to von Neumann’s formulation, “the part of the physically
7489 described system being directly acted upon by a psychologically
7490 described ‘observer’ is the brain of that observer” (Stapp, 2011).
7491 The quantum jump of the state of an observer’s brain to the ‘Yes’
7492 basis state (vector) then becomes the representation, in the state of that
7493 brain, of the conscious acquisition of the knowledge associated with that
7494 answer ‘Yes,’ which constitutes the neural correlate of that person’s
7495 conscious experience. This fixes the essential quantum link between
7496 consciousness and neuroscience (Stapp, 2006).
7497 To Stapp, this is the key point. “Quantum physics is built around
7498 ‘events’ that have both physical and phenomenal aspects. The events are
7499 physical because they are represented in the physical/mathematical
7500 description by a ‘quantum jump’ to one or another of the basis state
7501 vectors defined by the agent/observer’s choice of what question to ask.
7502 If the resulting event is such that the ‘Yes’ feedback experience occurs
7503 then this event ‘collapses’ the prior physical state to a new physical state
7504 compatible with that phenomenal experience” (Stapp, 2006).
7505 Thus, in Stapp’s telling, mind and matter thereby become dynami­
7506 cally linked in a way that is causally tied to an agent’s free choice of how
7507 to act. “A causal dynamical connection is established between (1) a
7508 person’s conscious choices of how to act, (2) that person’s consciously
7509 experienced increments in knowledge, and (3) the physical actualiza­
7510 tions of the neural correlates of the experienced increments in knowl­
7511 edge” (Stapp, 2006).
7512 More colloquially, Stapp argues that given the perspective of clas­
7513 sical physics, where all is mechanical, where the physical universe is a
7514 closed system, “there’s nothing for consciousness to do … and so it must
7515 be some sort of an illusion.” Why would there have been consciousness
7516 at all, he asks? Under classical physics, “consciousness is just sitting
7517 there inert, a passive observer of the scene in which it has no function; it
7518 does nothing. So, it’s a mystery why consciousness should ever come
7519 into existence” (Stapp, 2007).
7520 In stark contrast, Stapp says, the way quantum mechanics works, in
7521 90
7522 R.L. Kuhn
7523 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
7524 function, then the wave function would be constantly collapsing and we
7525 know that doesn’t happen because you get interference effects in double
7526 slit experiments. So, I think these two ideas, panpsychism and con­
7527 sciousness collapsing the wave function, should be pursued on separate
7528 tracks (Wallace, 2016a; 2016b; 2016c.)
7529 order to get consequences, predictions, there must be a question posed.
7530 It’s like “20 questions,” yes-or-no questions. A question is posed in the
7531 quantum mechanical scheme; then there is an evolution according to the
7532 Schrodinger equation, and then nature gives an answer (which is sta­
7533 tistically determined).
7534 The axial idea, Stapp says, is that there is nothing in quantum me­
7535 chanics that determines what decides the questions. This means that
7536 there’s a gap, a critical causal gap in quantum mechanics. And the way
7537 it’s filled in practice is that an observer, on the basis of reasons or mo­
7538 tivations or with rules, sets up a certain experiment in a certain way. For
7539 example, putting a Geiger counter or some other detector in the path of
7540 particles.
7541 This yields Stapp’s concept of quantum consciousness. Nobody de­
7542 nies that thoughts exist, he says, but how do they do something? And
7543 that’s the place where quantum consciousness has causal impact.
7544 The crux of quantum mechanics is what questions are going to be
7545 asked. There is nothing in classical physics that asks such questions. But
7546 in quantum mechanics questions are answered by the psychological
7547 process of the experimenter, who is interested in learning something.
7548 And because there is nothing in the way quantum mechanics works that
7549 explains the choice of the question, there is an opening for the injection
7550 of mental events into the flow of physical events. The choice of the
7551 question is not determined by the laws as we know them (Stapp, 2007).
7552 This means we need another process, which is consciousness. And
7553 this gives consciousness an actual role to play and allows it to do things
7554 causally. And if consciousness can act causally and do things, Stapp says,
7555 then classic materialism is out.
7556 Niels Bohr had a famous quote: “one must never forget that in the
7557 drama of existence we are ourselves both actors and spectators.” In the
7558 classical worldview, Stapp says, “we were just spectators; always we
7559 would just watch what’s happening but couldn’t do anything. In the
7560 quantum mechanical worldview, we are actors. We are needed to make
7561 the theory work.”
7562 Moreover, Stapp says, “this mental process cannot just be the product
7563 of the brain, because the brain, like all physical things, evolves via
7564 quantum mechanical rules. While quantum mechanics describes the
7565 evolution of potentialities for events to happen, that’s all they describe,
7566 only potentialities—they do not describe what chooses the events that
7567 are going to happen, the actual events. Something must ask the ques­
7568 tions, something outside of quantum mechanics—quantum mechanics
7569 forces that process.” The only candidate, Stapp says, must be the inde­
7570 pendent existence of consciousness (Stapp, 2007).
7571 Stapp’s conclusions are as bold as they are controversial. First, the
7572 ontological foundations of consciousness and quantum mechanics are
7573 inextricably linked. Second, classical materialism is defeated (Stapp,
7574 2007).
7575 Philosopher of physics David Wallace is sympathetic with the idea
7576 that consciousness with respect to quantum physics has to be taken
7577 somehow as fundamental and irreducible, but there are two different
7578 ways that could go. “There’s the dualist way, where you have physics
7579 and you have consciousness as two separate things, and there’s the
7580 panpsychist idea, where consciousness underlies all of physics and is
7581 present at the most fundamental level of every physical process. Those
7582 are two different ideas” (Wallace, 2016a, 2016b).
7583 When Wallace thinks about consciousness collapsing the wave
7584 function, as in quantum mechanics, he says, “That’s the dualist half of
7585 my head. You’ve got physics, you’ve got a wave function, and you’ve got
7586 consciousness, which is observing the wave function. And somehow
7587 consciousness is something distinct from the physical wave function and
7588 every now and then affecting it in this interesting phenomenon of
7589 collapse. In a way, it’s an updated version of Rene Descartes’s dualism:
7590 there’s mind and then there’s body; they’re separate and they interact.”
7591 Wallace says one could try to combine dualism and panpsychism
7592 with respect to the relationship between consciousness and quantum
7593 mechanics, “but I don’t think they’d combine all that well,” he said. “If
7594 consciousness is everywhere and consciousness collapses the wave
7595 11.3. Bohm’s implicate-explicate order
7596 Quantum physicist David Bohm, colleague of Einstein, famously
7597 introduced the idea of “implicate order” and “explicate order” as onto­
7598 logical implications of quantum theory to explain two radically opposed
7599 perspectives of the same phenomenon—something seems to be needed
7600 to account for the bizarrely divergent ways of conceiving reality,
7601 quantum and classical, both of which seemed undeniably correct.
7602 Bohm is a big thinker, leveraging the counterintuitive concepts of
7603 quantum mechanics to try to see reality as it really is. He envisions
7604 matter and mind as intertwined. He worked with Karl Pribram to
7605 develop “Holonomic Brain Theory” (9.4.5). He explored the essence of
7606 thought with Indian philosopher Jiddu Krishnamurti. Of particular
7607 import is what he calls “undivided wholeness,” meaning that the subject
7608 actively participates with the object, rather than being a detached
7609 observer. Bohm developed his “wholeness” as innately dynamic, alive,
7610 and open-ended (Gomez-Marin, 2023a).
7611 According to Bohm, everything is in a state of process or becoming
7612 (folding and unfolding)—Bohm calls it the "universal flux". All is dy­
7613 namic interconnected process. In the same manner, Bohm says,
7614 “knowledge, too, is a process, an abstraction from the one total flux,
7615 which latter is therefore the ground both of reality and of knowledge of
7616 this reality” (Section: Bohm, 1980; Bohm, Wise Insights Forum, website).
7617 Now, regarding “implicate order,” Bohm means “order which is
7618 enfolded (the root meaning of ‘implicate’) and later unfolded or made
7619 explicate.” Relating the enfolding-unfolding universe to consciousness,
7620 Bohm contrasts mechanistic order with implicate order. In mechanistic
7621 order, which is inherent to classical physics, “the principal feature of this
7622 order is that the world is regarded as constituted of entities which are
7623 outside of each other, in the sense that they exist independently in
7624 different regions of space (and time) and interact through forces that do
7625 not bring about any changes in their essential natures. The machine
7626 gives a typical illustration of such a system of order …. By contrast, in a
7627 living organism, for example, each part grows in the context of the
7628 whole, so that it does not exist independently, nor can it be said that it
7629 merely ‘interacts’ with the others, without itself being essentially
7630 affected in this relationship” (Bohm, 1980; Bohm, n.d.).
7631 Bohm contends, “the implicate order applies both to matter (living
7632 and non-living) and to consciousness, and that it can therefore make
7633 possible an understanding of the general relationship between these
7634 two”—yet he recognizes “the very great difference in their basic quali­
7635 ties.” Still, he believes that because both consciousness and matter are
7636 extensions of the implicate order, a connection is possible.
7637 To Bohm, the explicate order, which is “the order that we commonly
7638 contact in common experience,” has room “for something like memory”,
7639 with the fact that “memories are first enfolded and then unfolded during
7640 recall” being consistent with Bohm’s concepts of implicate and explicate
7641 order. “Everything emerges from and returns to the Whole” (Bohm, n.
7642 d.).
7643 Confirming his non-materialist status, Bohm proposes, “the more
7644 comprehensive, deeper, and more inward actuality is neither mind nor
7645 body but rather a yet higher-dimensional actuality, which is their
7646 common ground and which is of a nature beyond both.” What we
7647 experience consciously, Bohm offers, is a projection of a higherdimensional reality onto our lower-dimensional elements. “In the
7648 higher-dimensional ground the implicate order prevails,” he says. “Thus,
7649 within this ground, what is is movement which is represented in thought
7650 as the co-presence of many phases of the implicate order …. We do not
7651 say that mind and body causally affect each other, but rather that the
7652 movements of both are the outcome of related projections of a common
7653 91
7654 R.L. Kuhn
7655 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
7656 higher-dimensional ground” (Bohm, 1980; Bohm, n.d.).
7657 about having ways to integrate what’s happening to make it somehow
7658 coherent and to allow what we might see as ‘definite thoughts’ to be
7659 formed about it.” Surprisingly, “rather than consciousness being some­
7660 how beyond ‘generalized intelligence’ or general computational so­
7661 phistication,” he instead sees consciousness “as a kind of ‘step down’—as
7662 something associated with simplified descriptions of the universe based
7663 on using only bounded amounts of computation.” In addition, “for our
7664 particular version of consciousness, the idea of sequentialization seems
7665 to be central” (Wolfram, 2021b).
7666 Wolfram probes consciousness by asking, “Why can’t one human
7667 consciousness ‘get inside’ another?” It’s not just a matter of separation in
7668 physical space, he says, “It’s also that the different consciousnesses—in
7669 particular by virtue of their different histories—are inevitably at
7670 different locations in rulial space. In principle they could be brought
7671 together; but this would require not just motion in physical space, but
7672 also motion in rulial space” (Wolfram, 2021a).
7673 Quantum mechanics is involved in Wolfram’s consciousness, but
7674 with more than its usual putative mechanisms. Considering the foun­
7675 dations of quantum mechanics in context of the ruliad—quantum me­
7676 chanics emerges “as a result of trying to form a coherent perception of
7677 the universe”—Wolfram offers a sharp epigram to describe conscious­
7678 ness: “how branching brains perceive a branching universe” (Wolfram,
7679 2021b).
7680 To Wolfram, to grasp the core notion of consciousness goes beyond
7681 explicating consciousness per se because it “is crucial to our whole way
7682 of seeing and describing the universe—and at a very fundamental level
7683 it’s what makes the universe seem to us to have the kinds of laws and
7684 behavior it does.” The richness of what we see, he says, reflects
7685 computational irreducibility, “but if we are to understand it we must
7686 find computational reducibility in it.” This is how consciousness “might
7687 fundamentally relate to the computational reducibility we need for
7688 science, and might ultimately drive our actual scientific laws” (Wolfram,
7689 2021a).
7690 11.4. Pylkkänen’s quantum potential energy and active information
7691 Philosopher Paavo Pylkkänen proposes a view in which “the mech­
7692 anistic framework of classical physics and neuroscience is com­
7693 plemented by a more holistic underlying framework in which conscious
7694 experience finds its place more naturally” (Pylkkänen, 2007). Recog­
7695 nizing that it is “very likely that some radically new ideas are required if
7696 we are to make any progress” on the hard problem, he turns to quantum
7697 theory “to understand the place of mind and conscious experience in
7698 nature.” In particular, Pylkkänen and physicist Basil Hiley focus on the
7699 ontological interpretation of quantum theory proposed by David Bohm
7700 and Hiley (1993) and make “the radical proposal that quantum reality
7701 includes a new type of potential energy which contains active infor­
7702 mation. This proposal, if correct, constitutes a major change in our
7703 notion of matter” (Hiley and Pylkkänen, 2022).
7704 Pylkkänen and Hiley’s intuition is that the reason “it is not possible
7705 to understand how and why physical processes can give rise to con­
7706 sciousness is partly the result of our assuming that physical processes
7707 (including neurophysiological processes) are always mechanical.”
7708 However, they say, if “we are willing to change our view of physical
7709 reality by allowing non-mechanical, organic and holistic concepts such
7710 as active information to play a fundamental role,” this might make it
7711 possible to understand the relationship between physical and mental
7712 processes in a new way (Hiley and Pylkkänen, 2022). For example, the
7713 human brain could operate in some ways like a “quantum measuring
7714 apparatus” (Pylkkänen, 2022).
7715 Philosophically, according to Pylkkänen, that the physical domain is
7716 causally closed has left “no room for mental states qua mental to have a
7717 causal influence upon the physical domain, leading to epiphenome­
7718 nalism and the problem of mental causation.” One road to a possible
7719 solution is called “causal antifundamentalism:” causal notions cannot
7720 play a role in physics, because the fundamental laws of physics are
7721 radically different from causal laws.” While “causal antifundamentalism seems to challenge the received view in physicalist
7722 philosophy of mind and thus raises the possibility of there being genuine
7723 mental causation after all,” Pylkkänen rejects it in favor of the onto­
7724 logical interpretation of quantum theory imparting active information
7725 (Pylkkänen, 2019).
7726 11.6. Beck-Eccles’s quantum processes in the synapse
7727 Sir John Eccles, Nobel laureate for his seminal work on the synapse,
7728 the small space between neurons across which neurochemicals flow to
7729 excite or inhibit contiguous neurons, was a pioneer in early efforts to
7730 construct a “quantum neurobiological” theory of consciousness. In their
7731 formulation, Beck and Eccles applied concrete quantum mechanical
7732 features to describe how, in the cerebral cortex, incoming nerve im­
7733 pulses cause the emission of transmitter molecules in presynaptic neu­
7734 rons (i.e., exocytosis) via information transfer and “quantal selection”
7735 with a direct relationship with consciousness (i.e., influenced by mental
7736 actions) (Beck and Eccles, 1992).
7737 Beck and Eccles propose that “the quantum state reduction, or se­
7738 lection of amplitudes, offers a doorway for a new logic, the quantum
7739 logic, with its unpredictability for a single event.” Because conscious
7740 action (e.g., intention) is a dynamical process which forms temporal
7741 patterns in relevant areas of the brain (cerebral cortex), they propose
7742 how regulating the myriad synaptic switches between innumerable
7743 neurons in those relevant areas can be regulated effectively by a quan­
7744 tum trigger (based on an electron transfer process in the synaptic
7745 membrane). Thus, they conclude, “conscious action is essentially related
7746 to quantum state reduction” (Beck and Eccles, 1998).
7747 Stapp supports the hypothesis that quantum effects are important in
7748 brain dynamics in connection with cerebral exocytosis. Exocytosis is
7749 instigated by a neuronal action potential pulse that triggers an influx of
7750 calcium ions through ion channels into a nerve terminal, such that, due
7751 to the very small diameter of the ion channel, the quantum wave packet
7752 that describes the location of the ion spreads out to a size much larger
7753 than the trigger site. This means that “one must retain both the possi­
7754 bility that the ion activates the trigger, and exocytosis occurs, and also
7755 the possibility that the ion misses the trigger site, and exocytosis does
7756 not occur” (Stapp, 2006).
7757 11.5. Wolfram’s consciousness in the ruliad
7758 Physicist and computer scientist Stephen Wolfram seeks “to
7759 formalize issues about consciousness, and to turn questions about con­
7760 sciousness into what amounts to concrete questions about mathematics,
7761 computation, logic or whatever that can be formally and rigorously
7762 explored” (Wolfram, 2021b). He begins by embedding consciousness in
7763 what he calls the “ruliad” (neologism from “rules”), which he defines as
7764 “the entangled limit of everything that is computationally possible: the
7765 result of following all possible computational rules in all possible ways.”
7766 The ruliad, he says, is “a kind of ultimate limit of all abstraction and
7767 generalization,” encapsulating “not only all formal possibilities but also
7768 everything about our physical universe” (Wolfram, 2021a). The ruliad is
7769 crucial for formalizing the “rules” of consciousness, he argues, because
7770 “everything we experience can be thought of as sampling that part of the
7771 ruliad that corresponds to our particular way of perceiving and inter­
7772 preting the universe” (Wolfram, 2021b).
7773 Consciousness, Wolfram says, is not about the general computation
7774 that brains can do. “It’s about the particular feature of our brains that
7775 causes us to have a coherent thread of experience.” And this invokes the
7776 ruliad, which “has deep consequences that far transcend the details of
7777 brains or biology.” It defines (what we consider to be) the laws of physics
7778 (Wolfram, 2021b).
7779 While consciousness involves computational sophistication,
7780 Wolfram says, “its essence is not so much about what can happen as
7781 92
7782 R.L. Kuhn
7783 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
7784 As Beck and Eccles hypothesize, “the mental intention (the volition)
7785 becomes neurally effective by momentarily increasing the probability of
7786 exocytosis in selected cortical areas” (Beck and Eccles, 1992). If so, this
7787 fundamental indeterminism of the nature of each specific quantum state
7788 collapse is said to open opportunity for mental powers to affect brain
7789 states, with supposed implications for conscious intervention and even
7790 for free will.
7791 retrieved from them via the central nervous system as the “algorithm”
7792 for translating local and non-local cellular physiologic memories into
7793 thought (Torday, 2022a).
7794 He claims that quantum entanglement is integral to our physiology,
7795 and that it links our local consciousness with the non-local consciousness
7796 of the cosmos, distinguishing causation from coincidence based on sci­
7797 ence. Moreover, he posits that local physiologic memories are paired
7798 with non-local memories that dwell in cosmic consciousness and that all
7799 cellular memories are on a continuum of local and non-local properties,
7800 and that under certain conditions we may be more locally or non-locally
7801 conscious. He speculates that as we evolve, we move closer to the nonlocal by transcending the local. He maintains that we can take advantage
7802 of certain experiences in order to attain a transcendent level of con­
7803 sciousness: lucid dreaming, near-death experiences, out-of-body expe­
7804 riences, Maslow peak experiences, runner’s high (Torday, 2022a).
7805 Torday’s main point is that “the quantum” is native to our physiology
7806 (Torday, 2022a, 2022b, 2023, 2024). Moreover, “since our physiology
7807 derives from the Cosmos based on Symbiogenesis,” he hypothesizes that
7808 “the cell behaves like a functional Mobius Strip, having no ‘inside or
7809 outside’ cell membrane surface—it is continuous with the Cosmos, its
7810 history being codified from Quantum Entanglement to Newtonian Me­
7811 chanics,
7812 affording
7813 the
7814 cell
7815 consciousness
7816 and
7817 unconsciousness-subconsciousness as a continuum for the first time”
7818 (Torday, 2024).
7819 11.7. Kauffman’s mind mediating possibles to actuals
7820 Theoretical biologist Stuart Kauffman posits the following: (i)
7821 Quantum measurement converts Res potentia—ontologically real Pos­
7822 sibles—into Res extensa - ontologically real Actuals. (ii) Brain/mind/
7823 consciousness cannot be purely classical physics because no classical
7824 system can be an analog computer whose dynamic behavior can be
7825 isomorphic to “possible uses”, and therefore, brain/mind/consciousness
7826 must be partly quantum. (iii) Res potentia and Res extensa suggest a role
7827 for mind/consciousness in collapsing the wave function converting
7828 Possibles to Actuals, because no physical cause can convert a Possible
7829 into an Actual. (iv) Our brain/mind/consciousness entangles with the
7830 world in a vast superposition and we collapse the wave function to a
7831 single state which we experience as qualia, allowing “seeing” or
7832 “perceiving” of X to accomplish Y (Kauffman, 2019, 2023; Kauffman and
7833 Roli, 2022)37
7834 As Kauffman and parapsychologist Dean Radin put it, “We propose a
7835 non-substance dualism theory, following a suggestion by Heisenberg
7836 (1958), whereby the world consists of both ontologically real Possibles
7837 that do not obey Aristotle’s law of the excluded middle, and ontologi­
7838 cally real Actuals, that do obey the law of the excluded middle.” Mea­
7839 surement, they say, is what converts Possibles into Actuals” (Kauffman
7840 and Radin, 2020).
7841 The “culprit” at the root of the mind-body problem, according to
7842 Kauffman and Radin, is the causal closure of classical physics. “We ask
7843 mind to act causally on the brain and body, but in classical physics all of
7844 the causes are already determined.” Because of this, they conclude, no
7845 form of substance dualism can work while quantum mechanics as the
7846 foundational mechanism of consciousness should be taken serious­
7847 ly—which, they say, would lead to “the intriguing possibility that some
7848 aspects of mind are nonlocal, and that mind plays an active role in the
7849 physical world” (Kauffman and Radin, 2020). (9.)
7850 11.9. Smolin’s causal theory of views
7851 Physicist Lee Smolin approaches the question of how qualia fit into
7852 the physical world in the context of his “relational and realist comple­
7853 tion of quantum theory, called the causal theory of views” (Smolin, 2020).
7854 Smolin has long focused on a “realist” double completion of quantum
7855 mechanics and general relativity that would give a full description of, or
7856 explanation for, all individual physical processes, independent of our
7857 knowledge or interventions. Such a completion is required for unifying
7858 gravity, spacetime, and cosmology into the rest of physics. His common
7859 theme has been that of a relational “hidden variables” theory: a realist
7860 description of precisely what goes on in each individual event or process,
7861 which reduces to quantum mechanics in a certain limit and averaging
7862 procedure.
7863 In Smolin’s theory, the first key idea is that “the universe is con­
7864 structed from nothing but a collection of views of events, where the view
7865 of an event is what can be known about that event’s place in the universe
7866 from what can be seen from that event.” In other words, “the beables of
7867 this theory [‘beable’ is short for ‘maybe-able,’ i.e., anything that could
7868 possibly be, in any superimposed quantum states] are views from events,
7869 the information available at each event from its causal past, such as its
7870 causal predecessors and the energy and momentum they transfer to the
7871 event." Smolin calls this the “view” of an event—that is, “a causal uni­
7872 verse that is composed of a set of partial views of itself.” Within such an
7873 ontology of views, Smolin says it’s “natural to propose that instances or
7874 moments of conscious experience are aspects of some views. That is, an
7875 elementary unit of consciousness is not a single qualia, but the entire of a
7876 partial view of the universe, as seen from one event” (Smolin, 2020.)
7877 Smolin’s second key idea restricts the views that are associated with
7878 consciousness to within a very small set. Most events and their views are
7879 common and routine, he says, in that they have many near copies in the
7880 universe within their causal pasts. He proposes that these common and
7881 routine views have no conscious perceptions. Then, “there are a few,
7882 very rare views which are unprecedented, which are having their first
7883 instance, or are unique, in that they have no copies in universal history.”
7884 Smolin proposes it is “those few views of events, which are unprece­
7885 dented, and/or unique, and are hence novel, [i.e., they are not dupli­
7886 cates of the view of any event in the event’s own causal past] which are
7887 the physical correlates of conscious perceptions.”
7888 This addresses, he says, “the problem of why consciousness always
7889 involves awareness of a bundled grouping of qualia that define a
7890 11.8. Torday’s cellular and cosmic consciousness
7891 Developmental physiologist John Torday offers an original cellularbased explanation of consciousness that embeds quantum mechanics
7892 (Torday, 2022a, 2022b, 2023, 2024). He describes consciousness as a
7893 two-tiered-system, derivative from physiology, having been “con­
7894 structed” from the environment via factors in the environment that have
7895 been assimilated via symbiogenesis and integrated as cell physi­
7896 ology—the cell semi-permeable membrane being the first tier, and the
7897 compartmentation and integration of cell physiologic data as cell-cell
7898 communication as the second tier. Basing his model on both classical
7899 Newtonian and quantum mechanical principles, he proposes that con­
7900 sciousness is stored within and between our cells based on control
7901 mechanisms, referencing the “First Principles of Physiology", that is,
7902 negative entropy, chemiosmosis and homeostasis, and consciousness is
7903 37
7904 Kauffman says this new way of thinking about the mind-body problem
7905 differs from those of Descartes, Spinoza, Berkeley, and materialism. Res
7906 potentia and Res extensa are not substance dualism because “potentia” are not
7907 substances. But Res potentia and Res extensa are not Spinozian monism, a
7908 single substance with mental and physical properties. Nor are they Idealism,
7909 which has no Res extensa. Nor are they materialism, which has no Res potentia.
7910 Kauffman says he bases his way of thinking, in part, on Werner Heisenberg’s
7911 ontological interpretation of the quantum state as “potentia.”
7912 93
7913 R.L. Kuhn
7914 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
7915 momentary self. This gives a restricted form of panpsychism defined by a
7916 physically based selection principle which selects which views have
7917 experiential aspects.”
7918 To summarize, Smolin bases his theory on two concepts: First, the
7919 beables of a relational theory to be the views of events. Second, the
7920 possibility of making a physical distinction between common and
7921 routine states, on the one hand, and novel and unique states, on the
7922 other. “A relational theory that incorporates both ideas offers a possible
7923 setting for bringing qualia and consciousness into physics. The physical
7924 correlates of consciousness would be the novel or unique views of
7925 events” (Smolin, 2020.)
7926 “mental space.” He says, “Just as there’s a physical world that reconciles
7927 innumerable observations of the physical world, there is this ‘mental
7928 space’ that allows connections between different minds and between
7929 minds and the physical world—because, remember, the physical world
7930 is also part of this bigger space.”
7931 Carr offers another category of explanations for psi which involves
7932 quantum theory, where entanglement can connect spatially separated
7933 objects and events. “Maybe we’re all entangled in some weird quantum
7934 mechanical way. Now, that’s probably the view which is currently the
7935 most popular among parapsychologists.” However, that’s not Carr’s own
7936 view. “As noted, my own favorite view is that there is this bigger space,
7937 this mental space, that in some sense links minds and perhaps matter as
7938 well.”
7939 Carr discerns the relationship between quantum theory and this
7940 mental space. “If you want consciousness to come into physics, quantum
7941 theory is going to play a role. All I’m saying is I don’t think that quantum
7942 theory alone can explain all the phenomena. You need some form of
7943 mental space to accommodate these psi or paranormal phenomena (if
7944 you believe in these phenomena, of course, which most of my colleagues
7945 do not).” Carr stresses, rightly I think, that psi or paranormal phenomena
7946 are worth taking seriously (17), because even with a minimalist view
7947 that the probability of these phenomena being real is small, their sig­
7948 nificance for a final theory of physics would be huge” (Carr, 2016d).
7949 11.10. Carr’s quantum theory, psi, mental space
7950 Mathematician-astronomer Bernard Carr speculates that “mental
7951 space,” an unknown aspect of reality, may be the ultimate foundation of
7952 consciousness. “Even if you believe that consciousness collapses the
7953 wave function,” he says, “that doesn’t really accommodate conscious­
7954 ness within physics. It’s saying that quantum theory is weird and
7955 therefore maybe it can explain consciousness, which is also weird—but
7956 that is illogical because it’s just explaining one mystery in terms of
7957 another. We need to get consciousness into physics in a more funda­
7958 mental way” (Carr, 2016a).
7959 Carr notes that most physicists take the view that “consciousness is
7960 just an epiphenomenon produced by the brain, independent of physics,
7961 and that as physicists they don’t have to confront the problem of con­
7962 sciousness because, after all, physics has a third-person perspective,
7963 objects in the outside world, whereas consciousness has a first-person
7964 perspective. In other words, clearly brains exist and brains are phys­
7965 ical systems, but consciousness is simply beyond the domain of physics.
7966 The real issue is how can physics ever accommodate that first-person
7967 perspective?” (Carr, 2016b).
7968 Carr considers the radical view that “consciousness actually is more
7969 fundamental, that the brain’s role is to limit your experience. So, when
7970 you see the world through your eyes and hear it through your ears, the
7971 brain is limiting your experience—which, on the face of it, might seem a
7972 completely bizarre thing to say, but that, at least, is an alternative view,
7973 that consciousness is not actually generated by the brain, but merely
7974 encounters the world through the brain” (Carr, 2016c).
7975 “The only way I can see this,” Carr poses, is a state of affairs “where
7976 consciousness is primary, a fundamental aspect of reality. In other
7977 words, consciousness is not just generated as a result, as the endpoint, of
7978 physical processes. In some sense, it’s there from the beginning” (Carr,
7979 2016c).
7980 As to the relationship between consciousness and mathematics, Carr
7981 sees them “on a par because I feel that the final picture of the world must
7982 marry matter and mind. They come together. Which is primary? I’m not
7983 sure the question even makes sense, because I prefer a picture in which
7984 matter and mind co-exist right from the beginning.” Carr is careful to
7985 clarify what he means by “mind.” He says, “When I use the word ‘mind’
7986 in this context, I’m using ‘Mind’ with an upper-case ‘M’, rather than
7987 mind with a lower-case ‘m’, which is generated by the brain. ‘Mind’ with
7988 a big ‘M’ is like consciousness with a big ‘C’” (Carr, 2016c).
7989 In forming his theory, Carr sees support from psi or the paranormal.
7990 While he recognizes that psi “encompasses a multitude of sins,” there are
7991 some aspects, such as telepathy and clairvoyance, which he takes seri­
7992 ously, whereas other aspects, such as precognition and psychokinesis,
7993 less so. Still, he regards even these psi phenomena as possible because of
7994 potential deep interactions between consciousness and physics. Thus,
7995 psi is another reason why, he says, “We need a theory of physics that
7996 accommodates consciousness.” (Carr stresses that he gives no credence
7997 to many aspects of psi or the paranormal.) (Carr, 2016d).
7998 Carr’s “favorite view,” he says, is that “the way to explain this link
7999 between minds, and indeed between minds and the physical world, is to
8000 say that there is in some sense a ‘bigger space’ and this bigger space in
8001 some sense links your mind and my mind.” He labels this bigger space
8002 11.11. Faggin’s quantum information-based panpsychism
8003 Physicist/inventor Federico Faggin postulates “with high confi­
8004 dence” that “consciousness and free will are properties of quantum
8005 systems in pure quantum states” because they depend on quantum
8006 entanglement, a nonlocal property that cannot exist in any classical,
8007 deterministic universe (Faggin, 2023). The kind of information involved
8008 in consciousness needs to be quantum for multiple reasons, he says,
8009 “including its intrinsic privacy and its power of building up thoughts by
8010 entangling qualia states.” As a result, Faggin comes to a “quantu­
8011 m-information-based panpsychism” (QIP) (D’Ariano and Faggin, 2022).
8012 The essence of QIP is that “a quantum system that is in a pure
8013 quantum state is conscious of its own state, that is, it has a qualia
8014 experience of its state.” Faggin calls this “a highly plausible postulate”
8015 because “a qualia experience is definite (integrated, not made of a
8016 mixture of separable parts) and private since it can only be known by the
8017 experiencer.”
8018 More formally, the theory says that a quantum state is an effective
8019 mathematical representation of a conscious experience because it pos­
8020 sesses the same crucial characteristics of what it represents: the defi­
8021 niteness and privacy of the experience. “Within QIP, quantum
8022 information describes the subjective inner reality of quantum systems, a
8023 reality that is private for each system” (Faggin, 2023).
8024 But this mathematical description of an experience (a vector in Hil­
8025 bert space), Faggin stresses, is not the experience itself. Quantum in­
8026 formation is non-cloneable and thus can be only partially objectified
8027 with classical information. Moreover, “the nature of that private
8028 knowing is not numeric but qualitative and subjective, because a
8029 conscious system ‘knows’ its own state by feeling it through qualia.”
8030 Faggin says his hypothesis has creative possibilities, which are the
8031 foundation of imagination, intuition, vision, creativity, comprehension,
8032 and inventiveness, emerging “from the quantum level of reality, since a
8033 classical world is deterministic, that is, algorithmic and predictable, and
8034 thus incapable of real creativity.” True creativity, Faggin says, like free
8035 will and consciousness, “are non-algorithmic properties that can only
8036 exist in a fundamental layer of the universe ruled by quantum physics.”
8037 Because quantum consciousness is not reproducible, Faggin predicts that
8038 no machine can ever have it or create it (it is not reducible to mecha­
8039 nisms) and, he says, it could continue to exist after the death of the body
8040 (Faggin, 2023).
8041 94
8042 R.L. Kuhn
8043 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
8044 11.12. Fisher’s quantum cognition
8045 objects under quantum description at microscopic, mesoscopic and
8046 macroscopic scales.” Globus claims his “unconventional formulation
8047 revives a version of monadology via quantum brain theory” (Globus,
8048 2022).
8049 Globus decries how “philosophers have said some rather naive things
8050 by ignoring the extraordinary advances in the neurosciences in the 20th
8051 century. The skull is not filled with green cheese!” On the other hand, he
8052 criticizes “the arrogance of many scientists toward philosophy and their
8053 faith in the scientific method,” which he calls “equally naïve,” asserting
8054 that “scientists clearly have much to learn from philosophy as an intel­
8055 lectual discipline” (Globus, 2012).
8056 Condensed matter physicist Matthew Fisher proposes that quantum
8057 processing with nuclear spins might be operative in the brain and key to
8058 its functioning. He identifies “phosphorus as the unique biological
8059 element with a nuclear spin that can serve as a qubit for such putative
8060 quantum processing—a neural qubit—while the phosphate ion is the
8061 only possible qubit-transporter.” He suggests the “Posner molecule”
8062 (calcium phosphate clusters, Ca9(PO4)6) as “the unique molecule that
8063 can protect the neural qubits on very long times and thereby serve as a
8064 (working) quantum-memory” (Fisher, 2015).
8065 To be functionally relevant in the brain, he says, “the dynamics and
8066 quantum entanglement of the phosphorus nuclear spins must be capable
8067 of modulating the excitability and signaling of neurons”—which he
8068 takes as a working definition of “quantum cognition”. Phosphate uptake
8069 by neurons, he says, might provide the critical link.
8070 Because quantum processing requires quantum entanglement, Fisher
8071 argues that “the enzyme catalyzed chemical reaction which breaks a
8072 pyrophosphate ion into two phosphate ions can quantum entangle pairs
8073 of qubits,” and that “Posner molecules, formed by binding such phos­
8074 phate pairs with extracellular calcium ions, will inherit the nuclear spin
8075 entanglement.” Continuing the explanatory sequence, Fisher says
8076 “Quantum measurements can occur when a pair of Posner molecules
8077 chemically bind and subsequently melt, releasing a shower of intracellular calcium ions that can trigger further neurotransmitter release
8078 and enhance the probability of post-synaptic neuron firing. Multiple
8079 entangled Posner molecules, triggering non-local quantum correlations
8080 of neuron firing rates, would provide the key mechanism for neural
8081 quantum processing” (Fisher, 2015).
8082 The possible centrality of quantum processing in the brain is sup­
8083 ported by the emerging field of quantum biology. It can be called,
8084 “quantum neuroscience” (Ouellette, 2016). Fisher’s proposal, even if
8085 incorrect in its specifics, is useful in identifying the kinds of processes
8086 and sequences of explanatory steps required if quantum processing is to
8087 be fundamental for brain function in general and for consciousness in
8088 particular.
8089 11.14. Poznanski’s dynamic organicity theory
8090 Neuroscientist Roman Poznanski proposes a Dynamic Organicity
8091 Theory (DOT) of consciousness, a quantum biological theory based on a
8092 multiscale interpretation of type-B materialism.38 DOT utilizes a mul­
8093 tiscalar temporal-topological framework to include quantum biological
8094 effects in the sense of what happens to macroscopic systems upon
8095 interaction with quantum potential energy that exists when a living
8096 negentropic39 state of the brain imposes thermodynamic constraints
8097 (Section: Poznanski, 2024).
8098 DOT does not deal with quantum consciousness or assume quantum
8099 brain dynamics. However, according to Poznanski, a Schrödinger-like
8100 equation describes the quantum effects within the multiscale
8101 complexity, where multiscale complexity is both functional and struc­
8102 tural through changeable boundary conditions (resulting in the topology
8103 being a holarchical modularity). This is made possible by treating time
8104 consciousness, i.e., “consciousness-in-the-moment,” on a nonlinear
8105 temporal scale and implicitly grounding space to the contingency of
8106 changing boundary conditions. The approach is based on the dynamics of
8107 functional relations (not to be confused with functionalist or relational
8108 theories of consciousness). It is a nonspatial topological framework (not
8109 the mathematical study of “space” in a general sense of topological
8110 spaces) associated with the temporal aspect of the functionality. Here,
8111 functionality refers to the biological realization of the physical as those
8112 features of usefulness that exist subjectively. Therefore, Poznanski says,
8113 it rules out functionalism and focuses on the qualitativeness of brain
8114 functioning. As noted, the approach is type-B materialism (Chalmers,
8115 2003), where consciousness is a physical process, but epistemic objec­
8116 tivism alone does not define physicalism (Shand, 2021). This means that
8117 functionality as the quality of usefulness only refers to physical prop­
8118 erties assessed subjectively, which can be possible only through quan­
8119 tum biological effects.
8120 Moreover, the functional capability of the negentropic state chang­
8121 ing over time must satisfy the following necessary condition for con­
8122 sciousness to arise: the functionality of multiscale complexity must
8123 exceed the functionality of maximum complexity, i.e., FMultiComplexity >
8124 FMaxComplexity. This means that consciousness arises when the function­
8125 ality of multiscale complexity reaches above the functionality of
8126 maximum complexity. This required increase in functionality of multi­
8127 scale complexity is derived from an additional degree of freedom made
8128 possible by quantum biology40 beyond that of the functionality of
8129 maximum complexity as derived from brain structure, dynamics, and
8130 function. FMaxComplexity is an insufficient measure of consciousness.
8131 FMultiComplexity provides an epistemically subjective approach to dynamic
8132 organicity, including self-referential dynamic pathways that give an
8133 11.13. Globus’s quantum thermofield brain dynamics
8134 Psychiatrist-philosopher Gordon Globus seeks to link two seemingly
8135 independent discourses: An application of quantum field theory to brain
8136 functioning, which he calls “quantum brain dynamics,” and the conti­
8137 nental postphenomenological tradition, especially the work of Martin
8138 Heidegger and Jacques Derrida. Underlying both, he says, “is a new
8139 ontology of non-Cartesian dual modes whose rich provenance is their
8140 between" (Globus 2003).
8141 The key issue, in Globus’s telling, is that of primary “closure”—the
8142 nonphenomenality of quantum physical reality—and the action that
8143 brings “dis-closure.” Dis-closure of the phenomenal world, he argues,
8144 “can be understood within the framework of dissipative quantum ther­
8145 mofield brain dynamics without any reference to consciousness”
8146 (Globus, 2011). He posits to “deconstruct” the field of consciousness
8147 studies by combining “two persistently controversial areas: the hard
8148 problem of qualia and the measurement problem in quantum physics ….
8149 within the framework of dissipative quantum thermofield brain dy­
8150 namics: disclosure.” His claim is that “the problematics of conscious­
8151 ness/brain, qualia, and measurement in quantum physics are resolved
8152 by substituting disclosure for perceptual consciousness and dis­
8153 tinguishing the phenomenal brain-p from the macroscopic quantum
8154 object brain-q” (Globus, 2013).
8155 Metaphysically, Globus conceives the world as a “continual creation”
8156 on the part of each quantum thermofield brain in parallel, which is
8157 “triply tuned”: by sensory input, memory and self-tuning. Such a brain,
8158 he says, “does not primarily process information—does not compu­
8159 te—but through its multiple tunability achieves an internal match in
8160 which a world is disclosed, even though there is no world out there, only
8161 38
8162 A type-B materialist “accepts that there is an unclosable epistemic gap, but
8163 denies that there is an ontological gap” (Chalmers, 2003).
8164 39
8165 “Negentropy” is a reduction in entropy and a corresponding increase in
8166 order.
8167 40
8168 Quantum biology does not imply that quantum mechanics applies here. It is
8169 a classical-to-quantum analog approach, based on wave mechanics, that is
8170 sufficient to illustrate the process.
8171 95
8172 R.L. Kuhn
8173 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
8174 extra quality of energy-negentropy exchange for path selection as real­
8175 ization relations. FMultiComplexity is not a step-function but a gradual
8176 ascendance to plateaus accounting for different degrees of conscious­
8177 ness. (Whether this condition is sufficient is beyond DOT to decipher;
8178 something with an equivalent topology could cause consciousness in
8179 other systems.) (Poznanski, 2024).
8180 Poznanski states that “the act of understanding uncertainty is the
8181 main qualifier of consciousness” and “the ’act’ connotes the experi­
8182 enceable form, which is, in essence, a precursor of the experience of
8183 acting.” The process entails the potential for understanding “meaning”
8184 through self-referential dynamical pathways “instead of recognizing (cf.
8185 introspection) sensory information through perceptual channels, form­
8186 ing the basis of understanding uncertainty without relying on memory
8187 recall.” It is not, he says, “coming into existence” because “quantumthermal fluctuations are irreducible, yet the process as a whole comes ‘to
8188 exist’ perhaps not instantaneously but appears spontaneously. Its output
8189 is intentionality as an instruction to act in path selection.”
8190 The self-reference principle, which Poznanski says can replace
8191 emergence and self-organization when dealing with functionality rather
8192 than structure, “establishes dynamical pathways from the microscale to
8193 the macroscale (this includes nonlocal pathways), in which diachronic
8194 causation and how the disunity of causal order in the redundancy creates
8195 a weak unity of consciousness through its temporal structure,” the
8196 inferred purpose giving rise to “a sense of self.”
8197 Poznanski avoids discussing phenomenological properties of con­
8198 sciousness, such as qualia, because, he says, they do “not apply to
8199 conscious reality when considered in the context of functional-structural
8200 realism, an offshoot of structuralism, without relying on introspection.”
8201 Phenomenological consciousness, he says, “appears like a black box of
8202 ‘being’ instead of ‘doing.’” However, functional interactions that entail
8203 self-referential dynamics “are uniquely fathomed and, hence, not
8204 phenomenally equivalent in other functional systems.”
8205 Thus, Poznanski concludes, “a living negentropic state that supports
8206 biological function is a dynamic state of being organic representing an
8207 additional degree of freedom for intrinsic information to be structured,
8208 which makes it possible for a dynamic organicity theory of conscious­
8209 ness to take shape in the material brain” (Poznanski, 2024).
8210 sensations, images, and feelings emerge and then dissolve back into, just
8211 as subatomic particles do in the quantum field. Mental experiences and
8212 quanta are transient, shaped by uncertainty, and are, in essence, ener­
8213 getic fluctuations within the consciousness field.” Chopra points to the
8214 infinite nature of the quantum and the consciousness fields, and to the
8215 essential entanglement within each, such that local realism—i.e., the
8216 world of isolated physical objects and mental thoughts—is “out the
8217 window” for both physical and mental phenomena. This entanglement,
8218 he says, “suggests that physical objects are intertwined with perception
8219 and consciousness, blurring the boundaries between the observer and
8220 the observed.” Chopra proposes “a drastic paradigm shift” in which
8221 “consciousness comes first, being the field that is the origin of creation,
8222 acting in concert with the quantum field” (Chopra, 2023a,b).
8223 Philosopher Emmanuel Ransford proposes “quantum panpsychism”
8224 where matter is richer “with an extra content or dimension”—he calls it
8225 “holomatter,” composed of “holoparticles”—and consciousness is “a
8226 nonmaterial content of the world.” It assumes two types of causality:
8227 “out-causation,” causation from outside, out of reach and deterministic;
8228 and “in-causation,” causation from within, unpredictable and “self-wil­
8229 led,” a kind of randomness. Holoparticles, Ransford offers, also have two
8230 parts: one obvious, deterministic and out-causal; the other hidden,
8231 random-looking and in-causal. This hints, he says, that “the randomness
8232 of some quantum events is a smoking-gun evidence of in-causation.” He
8233 adds the “im-im hypothesis,” where “im-im” stands for immaterial and
8234 immanent, and his claimed insight is that the brain is a catalyst of the
8235 mind. “It is a biological ‘lamp’ of sorts that pours out untold sparks of
8236 consciousness instead of untold sparks of light (or photons) in the case of
8237 ordinary lamps.” Indeed, the brain spawning large flows of active and
8238 entangled in-causal holoparticles within the im-im framework would
8239 underpin ordinary consciousness—holoparticles linking quantum and
8240 consciousness. This is why “consciousness, albeit immaterial, needs a
8241 physical structure to ‘catalyze’ it into being” (Ransford, 2023).
8242 Theoretical engineer Edward Kamen proposes that “the human soul
8243 is a type of quantum field,” which interacts with only certain fields in the
8244 physical universe, and not directly with matter. The claim is made that
8245 “fields that interact with the soul field include electromagnetic waves,”
8246 citing as evidence “near-death experiences where events that could not
8247 have been seen through the eyes of the individual are verified.”
8248 Extending the theory, Kamen speculates that because “electric fields and
8249 electromagnetic fields have the same quanta consisting of photons,
8250 electric fields may also interact with the soul field.” This could result in
8251 the transfer of information, he says, from working memory to the soul
8252 through electric fields produced by neural ensembles in the human
8253 brain. Further, the soul field may also affect neurons on the molecular
8254 level, perhaps via electric fields and cytoelectric coupling (Kamen and
8255 Kamen, 2023).
8256 Quantum consciousness: a growth market.
8257 11.15. Quantum consciousness extensions
8258 The following theories of consciousness are not quantum theories per
8259 se in that they do not have quantum mechanics as the essence or
8260 generator of consciousness. Rather, each reflects how quantum me­
8261 chanics could facilitate or interact with other theories of consciousness.
8262 All are highly speculative.
8263 Computer scientist Terry Bollinger enjoys speculating about possible
8264 mechanisms of quantum consciousness; these include, non-linear soliton
8265 Schrödinger wave models in sensory neural networks; neural dendrites
8266 as antennas for wave collapses; how warm brains might actively main­
8267 tain and manipulate quantum wave functions; and how “quasiparticles”
8268 might enable quantum consciousness by quantizing classical data
8269 transfers between neurons (Bollinger, 2023).
8270 Complexity theorist Sudip Patra posits that mathematical tools used
8271 in quantum science (information theory included) can be also used to
8272 describe cognition; for example, Hilbert space modeling of cognitive
8273 states might provide better descriptions of different features like con­
8274 textuality in decision making, or even exploring ‘entanglement-like’
8275 features of mental states (Patra, 2023; Rooney and Patra, 2022). Though
8276 Patra is agnostic about any underlying physics of consciousness, he
8277 works with Kauffman (11.7) to construct a non-local theory of con­
8278 sciousness outside the constraints of physical space-time.
8279 New-age physician-author Deepak Chopra explains “the intricate
8280 relationship between consciousness and the quantum field” by applying
8281 the same word “field” to both. Consciousness isn’t individual, he says.
8282 “Instead, it is a vast field that individuals share in. This field encom­
8283 passes myriad possibilities. It is the source from which thoughts,
8284 11.16. Rovelli’s relational physics
8285 Physicist Carlo Rovelli focuses on “the profoundly relational aspect
8286 of physics, manifest in general relativity, but especially in quantum
8287 mechanics.” 20th century physics, he says, “is not about how individual
8288 entities are by themselves. It is about how entities manifest themselves
8289 to one another. It is about relations.” This vindicates, he offers, “a very
8290 mild form of panpsychism,” but “this same fact may undermine some of
8291 the motivations for more marked forms of panpsychism” (Rovelli,
8292 2021).
8293 “Although there is nothing specifically psychic or mental in the
8294 relational properties of a system with respect to another system,” Rovelli
8295 says “there is definitely something in common with panpsychism,
8296 because the world is not described from the outside: it is always
8297 described relative to a physical system. So, physical reality is, in our
8298 current physics, perspectival reality” (Dorato, 2016).
8299 Rovelli takes a deflationary view of the hard problem: “If our basic
8300 understanding of the physical world is in terms of more or less complex
8301 96
8302 R.L. Kuhn
8303 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
8304 systems that interact with one another and affect one another, the
8305 discrepancy between the mental and the physical seems much less
8306 dramatic.” He concludes, “It is a world where physical systems—simple
8307 and complex—manifest themselves to other systems—single and com­
8308 plex—in a way that our physics describes. I see no reason to believe that
8309 this should not be sufficient to account for stones, thunderstorms, and
8310 thoughts” (Dorato, 2016).
8311 According to George Musser, one way to argue that relationalism
8312 could solve the hard problem is, first, to recognize that “third-person
8313 physics isn’t up to the task of explaining first-person experience and,
8314 specifically, its qualitative aspect (qualia).” Then, Rovelli’s approach is
8315 to say that “physics is not, in fact, third-person; it is specific to each of us,
8316 just as each of us has our own private stream of consciousness.” Thus,
8317 “the two sides are not so mismatched after all.” However, Musser adds,
8318 “although physics may well be relational, subjective experience doesn’t
8319 seem to be” (Musser, 2023a,b).
8320 experiences. Just think of all the frames of all the movies you’ve ever
8321 seen or movies that will ever be made until the end of time. Each one is a
8322 unique visual experience and you can couple that with all the unique
8323 auditory experiences, pain experiences, etc. All possible conscious ex­
8324 periences are a gigantic number. Second, at the same time, each expe­
8325 rience is integrated—what philosophers refer to as unitary. Whatever I
8326 am conscious of, I am conscious of as a whole. I apprehend as a whole.
8327 So, the idea is to take these two axioms seriously and to cast them into an
8328 information theory framework. Why information theory? Because in­
8329 formation theory deals with different states and their interrelationships.
8330 We don’t think the stuff the brain is made out of is really what’s critical
8331 about consciousness. It’s the interrelationship that’s critical” (Koch,
8332 2012b).
8333 IIT starts from phenomenology itself—a point that Tononi stresses
8334 cannot be overstressed—with axioms that are deemed to be unequivo­
8335 cally and universally true for all instances of consciousness, such that
8336 whatever systems manifest these axioms will ipso facto manifest
8337 consciousness.
8338 It is at this point that IIT seeks a mathematical expression of the
8339 fundamental properties of experience. It is not the reverse: IIT does not
8340 start from mathematics hoping to explain phenomenology; rather it
8341 starts with phenomenology and ends with mathematics (Tononi,
8342 2014a). Because IIT’s consciousness is a purely information-theoretic
8343 property of systems, not limited to brains or even to biology, Tononi
8344 constructs a mathematical function φ (phi) to measure a system’s
8345 informational integration, with levels of φ covarying with degrees of
8346 consciousness (Van Gulick, 2019).
8347 In IIT, each experience, each conscious percept, has clear charac­
8348 teristics: it is specific: it is what it is by how it differs from alternative
8349 experiences; it is unified: irreducible to noninterdependent components;
8350 it is unique: it has its own one-off borders and a particular spatiotemporal grain (Oizumi et al., 2014; Haun and Tononi, 2019).
8351 These pillar concepts, all grounded in experience, are expressed by
8352 five phenomenological axioms: intrinsic existence, composition, infor­
8353 mation, integration and exclusion. These axioms are then formalized
8354 into postulates that prescribe how physical mechanisms, such as neurons
8355 or logic gates, must be configured to generate experience (phenome­
8356 nology). The postulates are used to define integrated information as
8357 information specified by a whole that cannot be reduced to that speci­
8358 fied by its parts (Tononi and Koch, 2015).
8359 Each of IIT’s five postulates defines and constrains the properties
8360 required of physical mechanisms to support consciousness (Tononi and
8361 Koch, 2015).
8362 12. Integrated information theory
8363 Integrated Information Theory (IIT), developed by neuroscientist
8364 Giulio Tononi and supported by neuroscientist Christof Koch, is an
8365 original, indeed radical model that states what experience is and what
8366 types of physical systems can have it (Tononi and Koch, 2015). IIT is
8367 grounded in experience, the phenomenology of consciousness, and it
8368 features mathematical description, quantitative measurement, scientific
8369 testability, broad applications, and nonpareil, intrinsic, cause-effect
8370 “structures.” In other words, “IIT addresses the problem of conscious­
8371 ness starting from phenomenology—the existence of my own experi­
8372 ence, which is immediate and indubitable—rather than from the
8373 behavioral, functional, or neural correlates of experience” (Tononi et al.,
8374 2022). Controversial to be sure, IIT has become a leading theory of
8375 consciousness.41
8376 IIT accounts for consciousness in the following way. First, intro­
8377 spection and reason identify the essential properties of conscious­
8378 ness—the axioms of phenomenal existence. Then, each axiom is
8379 accounted for terms of cause–effect power; that is, “translating” a
8380 “phenomenal property into an essential property of the physical sub­
8381 strate of consciousness” [PSC]—yielding the postulates of physical ex­
8382 istence. In this way, IIT claims to “obtain a set of criteria that a physical
8383 substrate of consciousness (say, a set of cortical neurons) must satisfy”
8384 (Tononi et al., 2022).
8385 IIT asserts that distinct conscious experiences are in a literal sense
8386 distinct kinds of conceptual structures in a radical and heretofore un­
8387 known kind of “qualia space.” IIT says (and introduced the idea) that for
8388 every conscious experience, there is a corresponding mathematical ob­
8389 ject such that the mathematical features of that object are isomorphic to
8390 the properties of the experience.
8391 “Integrated information theory means that you need a very special
8392 kind of mechanism organized in a special kind of way to experience
8393 consciousness,” Tononi says. “A conscious experience is a maximally
8394 reduced conceptual structure in a space called ‘qualia space.’ Think of it
8395 as a shape. But not an ordinary shape—a shape seen from the inside.”
8396 Tononi stresses that simulation is “not the real thing.” To be truly
8397 conscious, he said, an entity must be “of a certain kind that can constrain
8398 its past and future—and certainly a simulation is not of that kind”
8399 (Tononi, 2014b).
8400 Christof Koch envisions how IIT could explain experience—how
8401 consciousness arises out of matter. “The theory makes two fundamental
8402 axiomatic assumptions,” Koch explains. “First, conscious experiences
8403 are unique and there are a vast number of different conscious
8404 (i) Intrinsic Existence. Consciousness exists of its own inherent na­
8405 ture: each experience is real, and it exists from its own inherent
8406 perspective; to account for experience, a system of mechanisms in
8407 a state must exist intrinsically and it must have cause–effect
8408 power.
8409 (ii) Composition. Consciousness is structured: each experience is
8410 composed of phenomenological distinctions; the system must be
8411 structured: subsets of system elements (composed in various
8412 combinations) must have cause–effect power upon the system.
8413 (iii) Information. Consciousness is specific: each experience is the
8414 particular way it is; the system must specify a cause–effectenabling structure that is the particular way it is; the system has a
8415 set of specific cause–effect repertoires that distinguishes it from
8416 all other possible structures (differentiation).
8417 (iv) Integration. Consciousness is unified: each experience is irre­
8418 ducible to noninterdependent subsets of phenomenal distinc­
8419 tions; the cause–effect structure specified by the system must be
8420 unified: it must be intrinsically irreducible.
8421 (v) Exclusion. Consciousness is definite, in content and spatiotemporal grain: each experience has the set of phenomenal dis­
8422 tinctions it has, not less or more, and flows at the speed it does,
8423 not faster or slower; the cause–effect structure specified by the
8424 41
8425 I do not give Integrated Information Theory its own category because I
8426 think IIT is the leading theory of consciousness. I do so because IIT is (i) a
8427 leading theory; (ii) original in premises and approach; (iii) controversial; and
8428 (iv) it would be misleading if classified in any of the other categories.
8429 97
8430 R.L. Kuhn
8431 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
8432 content of my experience, including alternatives, reasons, and decisions,
8433 corresponds to a sub-structure [i.e., Φ-folds] within my Ф-structure, not
8434 to a functional property emerging from my [neural] substrate (Tononi
8435 et al., 2022).
8436 Because “IIT starts from phenomenal existence and defines physical
8437 existence operationally in terms of cause–effect power ‘all the way
8438 down,’ with no intrinsic residue, such as mass and charge … a physical
8439 substrate should not be thought of as an ontological or ‘substantial’
8440 basis—an ontological substrate—constituted of elementary particles
8441 that would exist as such, endowed with intrinsic properties.”
8442 This means, according to IIT, “because I actually exist—as a large
8443 intrinsic entity—the neurons of my substrate as such but the Ф-structure
8444 expressing its causal powers … Moreover, because my alternatives,
8445 reasons, and decisions exist within my experience—as sub-structures
8446 within an intrinsic entity—the neuronal substrates of alternatives, rea­
8447 sons, and decisions cannot also exist.” If this picture is correct, IIT claims
8448 controversially, “it leaves no room for emergence or dualism of any sort”
8449 (Tononi et al., 2022).
8450 As a defining corollary to its radical theory of consciousness, IIT
8451 claims that true free will exists, based on “the proper understanding of
8452 experience as true existence and on the intrinsic powers view: what truly
8453 exists, in physical terms, are intrinsic entities, and only what truly exists
8454 can cause.” In contrast, in materialistic theories, with ontological and
8455 causal micro-determination, much of the debate about free will has
8456 revolved not around existence but around determinism/indeterminism,
8457 so that true free will is incompatible (Tononi et al., 2022).
8458 In the same set of “adversarial collaboration” experiments that tested
8459 Global Workspace Theory (9.2.3), IIT was also subjected to the puta­
8460 tively rigorous protocols (Templeton World Charity Foundation, n.d.).
8461 “The specific IIT prediction examined was that consciousness is a kind of
8462 “structure” in the brain formed by a particular type of neuronal con­
8463 nectivity that is active for as long as a given experience, say, seeing an
8464 image, is occurring. This structure is said to be in the posterior cortex
8465 (the occipital, parietal, and temporal cortices in the back part of the
8466 brain). Preliminary results indicate that while “areas in the posterior
8467 cortex do contain information in a sustained manner”—which could be
8468 taken as evidence that the “structure” postulated by the theory is being
8469 observed—the independent “theory-neutral” researchers didn’t find
8470 sustained synchronization between different areas of the brain, as had
8471 been predicted. Preliminary brain-scanning data to calculate φ for
8472 simplified models of specific neural networks within the human brain,
8473 such as the visual cortex, seem to correlate with states of consciousness
8474 (Lenharo, 2023a,b, 2024). Scanning the brain as people “slip into
8475 anesthesia” is said to offer support for IIT by calculating phi “for
8476 simplified models of specific neural networks within the human brain
8477 that have known functions, such as the visual cortex” (Wilson, 2023)—
8478 though, by all accounts, the empirical neuroscience of IIT is still
8479 rudimentary.
8480 More recently, Koch defines IIT’s consciousness as “unfolded
8481 intrinsic causal power, the ability to effect change, a property associated
8482 with any system of interacting components, be they neurons or tran­
8483 sistors. Consciousness is a structure, not a function, a process, or a
8484 computation.” He calls out “the theory’s insistence that consciousness
8485 must be incorporated into the basic description of what exists, at the
8486 rock-bottom level of reality”—a claim that “has also drawn considerable
8487 fire from opponents.” He explains that IIT “quantifies the amount of
8488 consciousness of any system by its integrated information, character­
8489 izing the system’s irreducibility. The more integrated information a
8490 system possesses, the more it is conscious. Systems with a lot of inte­
8491 gration, such as the adult human brain, have the freedom to choose; they
8492 possess free will” (Koch, 2024, p. 16).
8493 Personally, I see IIT operating in three dimensions. First, measure­
8494 ment: IIT is a test of consciousness, assessing what things are conscious,
8495 and in those things that are, quantifying the degree of consciousness (e.
8496 g., coma patients). Second, mechanism: IIT can predict brain structures
8497 and functions involved in consciousness. Third, ontology (the most
8498 system must be definite and is maximally irreducible intrinsically
8499 (“conceptual structure”).
8500 It is this conceptual structure that is especially intriguing. Maximally
8501 irreducible intrinsically, it is also known as a “quale” (plural: qualia). Its
8502 arguably infinite varieties are formed when higher-order mechanisms
8503 specify concepts, with the constellation of all concepts specifying the
8504 overall form or shape of the quale. On this basis, Tononi and Koch
8505 formulate the central identity of IIT quite simply: an experience is iden­
8506 tical to a conceptual structure that is maximally irreducible intrinsically
8507 (Tononi and Koch, 2015).
8508 Questions that IIT seeks to address: Why the cerebral cortex gives rise
8509 to consciousness but the cerebellum does not, though the latter has even
8510 more neurons and appears to be just as complex? Is consciousness pre­
8511 sent in coma patients, preterm infants, non-mammalian species? Can
8512 computers, artificial intelligence (e.g., large language models) become
8513 conscious as humans are conscious?
8514 Most relevant to our Landscape is IIT’s fundamental ontology. Put
8515 simply, it begins with “the ontological primacy of phenomenal exis­
8516 tence.” The proper understanding of consciousness, IIT states, is “true
8517 existence, captured by its intrinsic powers ontology: what truly exists, in
8518 physical terms, are intrinsic entities, and only what truly exists can
8519 cause” (Tononi et al., 2022).
8520 Seeking to embed its theory of consciousness within a coherent
8521 metaphysical framework, IIT introduces its “0th postulate” or “principle
8522 of being.” To exist physically, IIT states, “means to have cause–effect
8523 power—being able to take and make a difference. In other words,
8524 physical existence is defined purely operationally, from the extrinsic
8525 perspective of a conscious observer, with no residual ‘intrinsic’ prop­
8526 erties (such as mass or charge). Furthermore, physical existence should
8527 be conceived of as cause–effect power all the way down—namely down
8528 to the finest, ‘atomic’ units that can take and make a difference” (Tononi
8529 et al., 2022).
8530 IIT deep conclusion is that “only a substrate that unfolds into a
8531 maximum of intrinsic, structured, specific, irreducible cause–effect
8532 power—an intrinsic entity—can account for the essential properties of
8533 phenomenal existence in physical terms.” IIT goes on to claim that “only
8534 an intrinsic entity can be said to exist intrinsically—to exist for itself, in
8535 an absolute sense. By contrast, if something has cause–effect power but
8536 does not qualify as an intrinsic entity, it can only be said to exist
8537 extrinsically—to exist for something else—say, for an external observ­
8538 er—in a relative sense. And intrinsic, absolute existence is the only ex­
8539 istence worth having—what we might call true existence. Said
8540 otherwise, an intrinsic entity is the only entity worth being.”
8541 In a crucial move, according to Tononi and colleagues, “IIT asserts an
8542 explanatory identity: an experience is identical to a Φ-structure. In other
8543 words, the phenomenal properties of an experience—its quality or how
8544 it feels—correspond one-to-one to the physical properties of the cause­
8545 –effect structure unfolded from the physical substrate of consciousness.
8546 Thus, all the contents of an experience here and now—including spatial
8547 extendedness; temporal flow; objects; colors and sounds; thoughts, in­
8548 tentions, decisions, and beliefs; doubts and convictions; hopes and fears;
8549 memories and expectations—correspond to sub-structures in a cause­
8550 –effect structure (Ф-folds in a Ф-structure)” (Tononi et al., 2022).
8551 This means that “all contents of experience correspond to substructures within a maximally irreducible cause–effect structure—to
8552 Φ-folds within a Φ-structure. This applies not only to the experience of
8553 space, time, and objects, but also to conscious thoughts and feelings of
8554 any kind … Conscious alternatives, too, are Φ-folds within the
8555 Φ-structure corresponding to an experience.
8556 Fundamentally, then, it is IIT’s claim that when one is conscious,
8557 “what actually exists is a large Ф-structure corresponding to my expe­
8558 rience, and it exists at its particular grain. No subsets, supersets, or
8559 parasets of that Ф-structure also exist, just as no other grains also exist.
8560 Moreover, what actually exists is only the Ф-structure corresponding to
8561 my experience, not also an associated physical substrate. Crucially, any
8562 98
8563 R.L. Kuhn
8564 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
8565 controversial): IIT speculates that the conceptual structures of qualia are
8566 “located” in some kind of “qualia space” (13.5).
8567 The first two dimensions, IIT’s measurement and mechanism, could
8568 sit comfortably in the Materialism Theories area of the Landscape. The
8569 third, IIT’s ontology of qualia, is radically distinct, its classification
8570 unclear—which is part of the reason why I have given IIT its own
8571 category on the Landscape.42
8572 IIT claims that integrated information is both necessary and suffi­
8573 cient for consciousness: necessary seems uncontroversial; sufficient is
8574 the rub to many. But what I especially like about IIT’s “conceptual
8575 structures” in “qualia space” is that IIT makes a stake-in-the-ground
8576 commitment to what consciousness per se may literally be—an appre­
8577 ciated rarity on the Landscape of consciousness (which does not mean
8578 that I subscribe to it).
8579 a sizable group of researchers think that IIT is pseudoscience” (Lau,
8580 2023).
8581 To physicist-neuroscientist Alex Gomez-Marin, “IIT ticks too many
8582 nonmaterialist boxes. There is academic hate for nonphysicalist speech
8583 … Cancel culture has unfortunately landed in the sciences, and just now
8584 in neuroscience. Using the pseudo-word is a pseudo-argument akin to
8585 name-calling to get rid of people … We have the responsibility to tell the
8586 truth, to the best of our ability” (Gomez-Marin, 2023).
8587 My own view straddles the barbed fence. On one side, I agree that IIT
8588 has more weight than warrant in the pop-sci and even scientific com­
8589 munities, and that the results of the adversarial collaboration experi­
8590 ments, even if they could achieve their preset objectives, would not,
8591 perhaps could not, justify the core IIT theory. Moreover, the one-on-one
8592 adversarial experiments in general, with their high publicity, give the
8593 inappropriate impression that the two protagonists are the finalists in a
8594 theory-of-consciousness “run off,” as it were, when in fact there are
8595 many dozens of other theories, nonphysical as well as physical, still in
8596 the game.
8597 On the other side, I do not sign on to the “pseudoscience” branding;
8598 just because IIT may not be subject to traditional kinds of scientific
8599 methodologies, such as falsification, does not ipso facto force it out of
8600 bounds. (The multiverse in cosmology faces similar kinds of criticism.43)
8601 It could be that discerning consciousness escapes traditional science
8602 methodologies, as would a majority of theory-categories on this Land­
8603 scape (not that discerning truth is a democratic process).
8604 12.1. Critiques of integrated information theory
8605 IIT has its critics, of course, as should every scientific theory. Some
8606 like to highlight IIT’s “anti-common sense” predictions imputing con­
8607 sciousness to objects and things that just do not in any way seem to be
8608 conscious. The early exchange between theoretical quantum computer
8609 scientist Scott Aaronson and Giulio Tononi is illuminating (Aaronson,
8610 2014a, 2014b, 2014c; Tononi, 2014a).
8611 More sensational, though not necessarily more illuminating, is the
8612 open letter from 124 neuroscientists and philosophers, including leading
8613 names, that characterizes IIT as “pseudoscience,” a damning descriptor
8614 that relegates IIT with the likes of astrology, alchemy, flat Earth and
8615 homeopathy. The impact is such that one can no longer discuss IIT
8616 without referencing the letter (Fleming et al., 2023).
8617 The letter is titled “The Integrated Information Theory of Con­
8618 sciousness as Pseudoscience” and it expresses concerns that the media,
8619 including both Nature and Science magazines “celebrated” IIT as “a
8620 ‘leading’ and empirically tested theory of consciousness”—prior to peerreview. Moreover, the letter criticizes the large-scale adversarial
8621 collaboration project as testing only “some idiosyncratic predictions
8622 made by certain theorists, which are not really logically related to the
8623 core ideas of IIT.” The letter concludes, “As researchers, we have a duty
8624 to protect the public from scientific misinformation”—thereby igniting a
8625 firestorm in consciousness studies (Fleming et al., 2023).
8626 Nature called it an “uproar” (Lenharo, 2023a,b). Responding,
8627 Christof Koch said, “IIT is a theory, of course, and therefore may be
8628 empirically wrong,” but it makes its assumptions very clear—for
8629 example, that consciousness has a physical basis and can be mathe­
8630 matically measured.
8631 David Chalmers was quick to comment: “IIT has many problems, but
8632 ‘pseudoscience’ is like dropping a nuclear bomb over a regional dispute.
8633 It’s disproportionate, unsupported by good reasoning, and does vast
8634 collateral damage to the field far beyond IIT. As in Vietnam: ‘We had to
8635 destroy the field in order to save it’” (Chalmers, 2023).
8636 Hakwan Lau, one of the lead co-authors of the open letter, writes in
8637 an extended response to the “uproar” that “it is already false to char­
8638 acterize IIT, a panpsychist theory, as being empirically tested at all in a
8639 meaningful way.” He argues that the entire field, including his own
8640 theory, is not at the stage where predictions can logically apply, stating
8641 “the advertised goal of really testing and potentially falsifying theories is
8642 unrealistic, given where the field is at the moment.” Lau concludes by
8643 doubling down: “The world has now seen the nature of the conflicts and
8644 problems in our field, which can no longer be unseen. As a matter of fact,
8645 12.2. Koch compares integrated information theory with panpsychism
8646 Neuroscientist Christof Koch states that Integrated Information
8647 Theory (IIT) shares many intuitions with panpsychism (13), in particular
8648 that “consciousness is an intrinsic fundamental property of reality, is
8649 graded, and can be found in small amounts in simple physical systems.”
8650 Unlike panpsychism, Koch continues, IIT “articulates which systems are
8651 conscious and which ones are not [partially] resolving panpsychism’s
8652 combination problem and why consciousness can be adaptive.” The
8653 systemic weakness of panpsychism, or any other-ism, he says, “is that
8654 they fail to offer a protracted conceptual, let alone empirical, research
8655 program that yields novel insights or proposes new experiments” (Koch,
8656 2021).
8657 While uncertainty in theoretical development and inconceivability of
8658 empirical experiments are indeed weaknesses, should they ipso facto
8659 disqualify the theory? Experimental verification of string theory seems
8660 impossible because the energy levels required are many orders of
8661 magnitude larger than instrumentation could ever be built, and while
8662 some argue that this incapacity to be falsified should indeed disqualify
8663 string theory as a scientific theory, many string theorists disagree,
8664 betting their careers on it.
8665 Koch’s comparing IIT with panpsychism provides insight into both.
8666 Although admitting “I’ve always had a secret crush on the singular
8667 beauty of panpsychism,” Koch counts himself among those surprised by
8668 its resurgence. He claims that IIT addresses several major shortcomings
8669 of panpsychism—“it explains why consciousness is adaptive, it explains
8670 the different qualitative aspects of consciousness (why a ‘kind of blue’
8671 feels different from a stinky Limburger cheese), and it head-on addresses
8672 the combination problem”—per IIT’s exclusion postulate, only systems
8673 with a maximum of Φ have intrinsic existence and are conscious” (Koch,
8674 2021).
8675 The exclusion postulate, Koch explains, “dictates whether or not an
8676 aggregate of entities—ants in a colony, cells making up a tree, bees in a
8677 hive, starlings in a murmurating flock, an octopus with its eight semiautonomous arms, and so on—exist as a unitary conscious entity or not.”
8678 Koch claims that IIT “offers a startling counter-example to Goff’s
8679 42
8680 In attempting to classify IIT’s ontology of “conceptual structures in qualia
8681 spaces,” one could make a case that IIT could be a form of Panpsychism, a kind
8682 of Dualism, or part of a much-enhanced Materialism. IIT leaders reject Dualism,
8683 distance themselves from Panpsychism (13.2), and probably would argue that,
8684 to subsume IIT, Materialism as currently practiced would need to be stretched
8685 to the snapping point.
8686 43
8687 We do not carry the multiverse analogy too far, because the multiverse has
8688 more independent theoretical motivations and mechanisms.
8689 99
8690 R.L. Kuhn
8691 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
8692 claim that qualitative aspects of conscious experience cannot be
8693 captured by quantitative considerations”—“a detailed, mathematical
8694 account of how the phenomenology of two-dimensional space, say an
8695 empty canvas, can be fully accounted for in terms of intrinsic causal
8696 powers of the associated physical substrate, here a very simple, grid-like
8697 neural network” (Koch, 2021, quoting Huang, ). Integrated Information
8698 Theory may well be wrong, Koch says, but it “provides proof-of-principle
8699 for how quantitative primary qualities (here intrinsic causal power of
8700 simple model neurons that can be numerically computed; it doesn’t get
8701 more quantitative than that) correspond to secondary qualities—the
8702 experience of looking at a blank wall” (Koch, 2021). (For Goff’s
8703 response, 13.8.)
8704 mental aspects could play a useful explanatory role.” Part of the reason is
8705 the “causal closure of the physical” such that “Without dramatically
8706 upending our understanding of quantum field theory, there is no room
8707 for any new influences that could bear on the problem of consciousness.”
8708 Other than materialism/physicalism, Carroll characterizes all theories of
8709 consciousness, including panpsychism, thus: “To start with the least
8710 well-understood aspects of reality and draw sweeping conclusions about
8711 the best-understood aspects is arguably the tail wagging the dog”
8712 (Carroll, 2021).
8713 Here I array the nature and kinds of panpsychism on offer. I then
8714 summarize the perspectives of several well-known panpsychists.
8715 13.1. Micropsychism
8716 13. Panpsychisms
8717 Proponents position panpsychism as a solution to the vexing prob­
8718 lems of both materialism and dualism: replacing materialism’s apparent
8719 impotence to account for consciousness and avoiding dualism’s sharply
8720 bifurcated reality (Goff et al., 2022). The challenge, according to
8721 Chalmers, is how microphysical properties, characterized by a
8722 completed physics, relate to phenomenal (or experiential) properties,
8723 the most familiar of which is simply the property of phenomenal con­
8724 sciousness (Chalmers, 2013).
8725 If panpsychism is correct, Chalmers says, there is microexperience
8726 and there are microphenomenal properties, which are obviously very
8727 different from human experience. Though a proper panpsychist theory
8728 of consciousness is currently lacking, some progress can be made.
8729 Chalmers posits “constitutive panpsychism” as the thesis that mac­
8730 roexperience is (wholly or partially) grounded in microexperience. It is
8731 the thesis that microexperiences somehow add up to yield macro­
8732 experience. “Nonconstitutive panpsychism” holds that microexperience
8733 does not ground the macroexperience; rather, macroexperience is
8734 strongly emergent from microexperience and/or from microphysics
8735 (Chalmers, 2013).
8736 In either case, traditional panpsychism is micropsychism, the posi­
8737 tion that all facts of panpsychism are formed at the micro-level. Two
8738 forms are distinguished, based on which aspect of mentality is privileged
8739 to be fundamental and ubiquitous: thought (pancognitivism) and con­
8740 sciousness (panexperientialism).
8741 Panpsychism’s thorniest problem, long recognized, is the “combi­
8742 nation problem”: How could micro-level entities with their own very
8743 basic forms of conscious experience somehow come together in brains to
8744 constitute human and animal conscious experience? The problem is
8745 severe: How could minuscule conscious subjects of rudimentary expe­
8746 rience somehow coalesce to form macroscopic conscious subjects with
8747 complex experiences? (Goff et al., 2022).
8748 Panpsychism is the theory that phenomenal consciousness exists
8749 because physical ultimates, fundamental physics, have phenomenal or
8750 proto-phenomenal properties. This means that the essence of mentality,
8751 awareness, experience is a primitive, non-reducible feature of each and
8752 every part or aspect of physical reality, similar to the fundamental fields
8753 and particles in physics. Everywhere there is energy-matter, perhaps
8754 everywhere there is even spacetime, panpsychism says there is also
8755 something of consciousness. Everything that exists has a kind of inherent
8756 “proto-consciousness” which, in certain aggregates and under certain
8757 conditions, can generate inner awareness and experience. Panpsychism
8758 has multiple forms, nuances, and variants, as one would expect.
8759 Panpsychism is one of the oldest theories in philosophy of mind,
8760 going back to pre-modern animistic religions, the ancient Greeks,
8761 Leibniz’s monads, and a host of 19th century thinkers (Goff et al., 2022).
8762 Of late, in reaction to the seemingly intractable hard problem of con­
8763 sciousness, panpsychism has been gathering adherents and gaining
8764 momentum, especially among some analytic philosophers.
8765 Panpsychism has strong non-Western roots, not often explored. In
8766 particular, the ideas and arguments from Indian philosophical tradi­
8767 tions—especially Vedānta, Yogācāra Buddhism, and Śaiva Non­
8768 dualism—can enrich contemporary debates about panpsychism
8769 (Maharaj, 2020).
8770 Panpsychism is also finding new supporters. Take “Kabbalah Pan­
8771 psychism,” an interpretation of the Jewish mystical tradition that un­
8772 derstands consciousness to be holographically and hierarchically
8773 organized, relativistic, and capable of downward causation (Schipper,
8774 2021).
8775 Yujin Nagasawa provides a careful critique of panpsychism, arguing
8776 that although it seems promising, it reaches “a cognitive dead end” in
8777 that “even if it’s true, we can’t prove it.” He challenges so-called
8778 constitutive Russellian panpsychism (14.1), which many consider to
8779 be the most efficacious panpsychist approach to the hard problem of
8780 consciousness, by arguing that it “seems caught in a deadlock: we are
8781 cognitively unable to show how microphenomenal properties can
8782 aggregate to yield macrophenomenal properties (or how cosmopheno­
8783 menal properties can be segmented to yield macrophenomenal proper­
8784 ties)” (Nagasawa, 2021).
8785 Panpsychism’s revival, indeed its flourishing, has left some philos­
8786 ophers (as well as scientists) dumbfounded and dismayed. (I’d feel
8787 remiss if I did not make an exception and at least recognize panpsy­
8788 chism’s critics.) When I asked John Searle about panpsychism’s
8789 increasing scholarly acceptance, he said, “I don’t think that’s a serious
8790 view. If you’ve got panpsychism, you know you’ve made a mistake. And
8791 the reason is that consciousness comes in discrete units. There has to be a
8792 place where my consciousness ends and your consciousness begins. It
8793 can’t just be spread over the universe like a thin veneer of jam. Pan­
8794 psychism has the result that everything is conscious, and you can’t make
8795 a coherent statement of that” ( Searle, 2014a).
8796 To physicist Sean Carroll, “our current knowledge of physics should
8797 make us skeptical of hypothetical modifications of the known rules, and
8798 that without such modifications it’s hard to imagine how intrinsically
8799 13.2. Panprotopsychism
8800 Panprotopsychism is distinguished from panpsychism in that the
8801 most basic protophenomenal properties are not themselves forms of
8802 consciousness, but rather must combine to generate forms of con­
8803 sciousness. Panprotopsychism would then be a kind of “emergent pan­
8804 psychism,” with the “phenomenal magic” requiring actions at two
8805 levels. Such emergence could be weak or strong, depending on whether
8806 one could in principle explain with perfection, solely from all the rele­
8807 vant facts about protophenomenal properties, all the relevant facts
8808 about phenomenal properties as manifest in conscious creatures (Goff
8809 et al., 2022).
8810 “Panqualityism” is the view that protophenomenal properties are
8811 thin unexperienced qualities, whereas our conscious experience is thick
8812 with experienced qualities. Their challenge is to explain how such
8813 unexperienced qualities come to be experienced (Goff et al., 2022).
8814 13.3. Cosmopsychism
8815 Cosmopsychism reverses the standard explanatory ontology that
8816 100
8817 R.L. Kuhn
8818 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
8819 facts about big things are grounded in facts about small things. It posits
8820 that facts about little things are grounded in facts about big things. In
8821 other words, all things ultimately exist and are the way they are because
8822 of certain facts about the universe as a whole. Following the argument to
8823 its logical conclusion, there would be one and only one fundamental
8824 thing: the universe (Goff et al., 2022).
8825 The minimal commitment of cosmopsychism is that the universe is in
8826 some sense “conscious.” But just as micropsychism can have quantum
8827 particles with experience but no thought, so cosmopsychism can have
8828 the universe with some kind of experience, but without thought or
8829 agency.
8830 Philip Goff makes a grander case. He develops a form of cosmopsy­
8831 chism, according to which the universe is a value-responding agent, an
8832 ultimate explanation motivated to account for the fine-tuning of the
8833 laws of physics and for the emergence of life and mind. He states that
8834 assuming fine-tuning needs explanation (it is not “an implausible
8835 fluke”), then there are three prime categories to evaluate: theism, mul­
8836 tiverse, and “agent cosmopsychism.” He argues that “agentive cosmop­
8837 sychism is more theoretically virtuous than theism” because “God”
8838 would require “a commitment to both physical and non-physical kinds,
8839 and to both necessary and contingent kinds.” Similarly, on the multi­
8840 verse, he argues that “its structural complexity is realized by an astro­
8841 nomical number of distinct individuals” that “we cannot directly
8842 observe,” whereas on agentive cosmopsychism, “the structural
8843 complexity is realized by the properties of a single individual,” so there
8844 is no need to “postulate a single new individual.” Goff reasons that
8845 agentive cosmopsychism is more parsimonious in that it requires “only
8846 one causal capacity rather than multiple” (Goff, 2019a,b). In his book,
8847 Why? The Purpose of the Universe, Goff calls this third way “teleological
8848 cosmopsychism”—some kind of conscious cosmos with some kind of
8849 goal-directed intent (Goff, 2023).
8850 Thus, Goff rejects both theism and multiverse as explanations of finetuning, claiming that each has prediction errors and insurmountable
8851 problems. He focuses on the one universe that we have and know to be
8852 real, “merely” adding some new properties. “The universe is a conscious
8853 mind,” he concludes, “with purposes of its own” that are “still unfolding”
8854 (Goff, 2023).
8855 Yujin Nagasawa makes a novel case for cosmopsychism by drawing
8856 parallels between the relationship between mind and body in philoso­
8857 phy of mind and the relationship between God and cosmos in philosophy
8858 of religion. In analyzing articulations between panpsychism and cos­
8859 mopsychism in philosophy of mind, and between polytheism and
8860 pantheism in philosophy of religion, he argues that by replacing divinity
8861 with phenomenality in pantheism we can derive cosmopsychism, and
8862 that doing so undercuts the combination problem (panpsychism’s
8863 greatest challenge). He claims that using a top-down approach (with
8864 which he derives polytheism from pantheism) in conjunction with
8865 endorsing cosmopsychism, “the consciousness of the cosmos is onto­
8866 logically prior to the consciousnesses of individuals like us.” This, he
8867 says, avoids the combination problem (Nagasawa, 2019).
8868 Sophisticated arguments for cosmopsychism come from Indian phi­
8869 losophy. Swami Vivekananda, the 19th century Indian monk who
8870 introduced Hinduism and Vedānta to the West, champions (with his
8871 followers) a distinctive form of cosmopsychism, a panentheistic cos­
8872 mopsychism, according to which the sole reality is Divine Conscious­
8873 ness, which manifests as everything and everyone in the universe
8874 (Medhananda, 2022).
8875 laws of physics. Although in some sense derivative from the funda­
8876 mental laws of physics, this qualia force sustains its own faculties and
8877 capacities.
8878 13.5. Qualia space
8879 In the theory of Qualia Space, consciousness is an independent, nonreducible feature of reality that exists in addition to the deepest laws of
8880 fundamental physics (i.e., the four forces, spacetime, mass-energy). This
8881 heretofore unknown qualia-space aspect of the world may take the form
8882 of a radically new structure or organization of reality, perhaps a
8883 different dimension of reality.
8884 The clearest current example would be Integrated Information
8885 Theory’s (IIT) “conceptual structures” in qualia space (12). While this
8886 radically novel feature might suggest that IIT should be classified as a
8887 Panpsychism variant, I prefer to keep IIT independent but recognize the
8888 implicit connection by including “qualia space” here under Panpsy­
8889 chism. Note that IIT makes no claim that IIT’s qualia space is ubiquitous
8890 in reality, as it would need be for IIT to be classic panpsychist in nature
8891 (Tononi and Koch, 2015). I can imagine other, distinct, non-IIT theories
8892 of consciousness founded on qualia-space.
8893 In addition, the Qualia Research Institute’s (QRI) “State-Space
8894 Consciousness Via Qualia Formalism and Valence Realism” holds that
8895 phenomenal properties are a fundamental feature of the world and
8896 aren’t spontaneously created only when a certain computation is being
8897 performed” (Qualia Research Institute, n.d.). Although it “mostly fits
8898 well with a panpsychist view,” QRI members prefer to classify them­
8899 selves as a dual-aspect or neutral monism (6).
8900 13.6. Chalmers’s panpsychism
8901 Panpsychism’s renaissance can be attributed, at least in part, to
8902 philosopher David Chalmers, who has long entertained panpsychism as
8903 a possibly viable theory of consciousness (Chalmers, 1996; 2007; 2014a;
8904 2014b; 2016c). “To find a place for consciousness within the natural
8905 order,” he wrote, “we must either revise our conception of conscious­
8906 ness, or revise our conception of nature” (Chalmers, 2003). This sen­
8907 tence prepares the way, as it were, because if one is unwilling to deflate
8908 consciousness (as a kind of illusion), then one has no choice but to
8909 expand nature.
8910 In his early work, Chalmers raised panpsychism, tentatively, in the
8911 context of his kind of dualism. “I resisted mind-body dualism for a long
8912 time, but I have now come to the point where I accept it, not just as the
8913 only tenable view but as a satisfying view in its own right. It is always
8914 possible that I am confused, or that there is a new and radical possibility
8915 that I have overlooked; but I can comfortably say that I think dualism is
8916 very likely true. I have also raised the possibility of a kind of panpsy­
8917 chism. Like mind-body dualism, this is initially counterintuitive, but the
8918 counterintuitiveness disappears with time. I am unsure whether the
8919 view is true or false, but it is at least intellectually appealing, and on
8920 reflection it is not too crazy to be acceptable” (Chalmers, 1996; Doyle, n.
8921 d.a).
8922 While Chalmers’s initial considerations of panpsychism were
8923 perhaps motivated by a “when-all-else-fails” perspective, his more
8924 recent papers address complex philosophical issues inherent in pan­
8925 psychism (Chalmers, 2013).
8926 Chalmers divides the most important views on the metaphysics of
8927 consciousness “almost exhaustively into six classes,” three involving
8928 broadly reductive views, “seeing consciousness as a physical process
8929 that involves no expansion of a physical ontology,” and three involving
8930 broadly nonreductive views, “on which consciousness involves
8931 13.4. Qualia force
8932 In the theory of Qualia Force, consciousness is a deep feature of
8933 physical reality that emerges from the fields and particles of funda­
8934 mental physics, perhaps in the strong emergence sense that it cannot be
8935 explained by fundamental physics, even with knowledge beyond the
8936 current, even in principle. This qualia force differs from traditional
8937 panpsychism, where consciousness is co-fundamental with the deepest
8938 101
8939 R.L. Kuhn
8940 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
8941 something irreducible in nature, and requires expansion or reconception
8942 of a physical ontology.” Chalmers’s sixth class embeds panpsychism44
8943 (Chalmers, 2003).
8944 Panpsychism, more formally, is the theory that “consciousness is
8945 constituted by the intrinsic properties of fundamental physical entities:
8946 that is, by the categorical bases of fundamental physical dispositions. On
8947 this view, phenomenal or protophenomenal properties are located at the
8948 fundamental level of physical reality, and in a certain sense, underlie
8949 physical reality itself” (Chalmers, 2003).
8950 In one line of argument, channeling Hegel, Chalmers starts with the
8951 thesis of materialism and the antithesis of dualism, and reaches the
8952 synthesis of panpsychism. This synthesis encounters the antithesis of
8953 panprotopsychism (13.2), from which he reaches the new synthesis of
8954 Russellian monism (14.1). This synthesis encounters the new antithesis
8955 of the combination problem, and whether there can be a new synthesis,
8956 Chalmers avers, remains an open question. Still, he argues that there is
8957 “good reason to take both panpsychism and panprotopsychism very
8958 seriously,” and he concludes boldly: “If we can find a reasonable solution
8959 to the combination problem for either, this view would immediately
8960 become the most promising solution to the mind-body problem”
8961 (Chalmers, 2016a).
8962 Chalmers has explored all the major non-materialism theories,
8963 including Quantum Theories (Chalmers and McQueen, 2022) and
8964 Idealism (Chalmers, 2020d) as well as Panpsychism, not wholly
8965 committing to any one. Although he favors Panpsychism, he recognizes
8966 its problems (Chalmers, 1996; 2007; 2014a; 2014b; 2016c).
8967 explanatory tension: “Nothing is more certain than consciousness, and
8968 yet nothing is harder to incorporate into our scientific picture of the
8969 world” (Goff, 2019a,b).
8970 Goff sets out to undermine materialism’s traditional argument that
8971 neuroscience has both made enormous advances, evincing its power,
8972 and it has a long way to go, explaining its lack of success. None of the
8973 neuroscientific advances, Goff says, “has shed any light on how the brain
8974 produces consciousness” and while many neuroscientists take this as
8975 evidence that one day neuroscience will “crack the mystery of con­
8976 sciousness,” Goff turns their argument around and claims it is evidence
8977 that the cause of consciousness differs in kind from the causes of other
8978 scientific problems. “Explaining consciousness will require a change in
8979 our understanding of what science is,” he argues; this is because “the
8980 scientific revolution itself was premised on putting consciousness
8981 outside of the domain of scientific inquiry” (i.e., Galileo’s Error). “If we
8982 ever want to solve the problem of consciousness,” he declares, “we will
8983 need to find a way of putting it back” (Goff, 2019a,b).
8984 Goff positions panpsychism as conceding that “there is an element of
8985 truth” in each of the claims of naturalistic dualism, that immaterial
8986 minds are part of the natural order, and materialism, that the physical
8987 world will ultimately explain inner experience. No doubt, as Goff states,
8988 “An increasing number of philosophers and even some neuroscientists
8989 are coming around to the idea that it [panpsychism] may be our best
8990 hope for solving the problem of consciousness” (Goff, 2019a,b). It’s
8991 fascinating to explore why.
8992 Targeting each of the major competing theories of consciousness,
8993 Goff claims to show their inadequacies—which, given the challenge of
8994 explaining consciousness, is not the most difficult of tasks. Goff defends
8995 panpsychism, stressing arguments from simplicity and parsimony.
8996 Panpsychism, obviously, has its own problems—especially the pesky
8997 combination problem—which Goff gamely addresses. His debates with
8998 intellectual opponents are probative (Kastrup, 2020a, 2020b).
8999 Goff responds to Christof Koch’s “startling counter-example to Goff’s
9000 claim that qualitative aspects of conscious experience cannot be
9001 captured by quantitative considerations” (4.2). But while Goff voices
9002 “no doubt that we can in principle map out the quantitative structure of
9003 visual experience in mathematical language,” he denies that such a
9004 mathematical description can fully capture the qualities that fill out that
9005 structure. If it could, he says, “we could use the mathematical descrip­
9006 tion to explain to a colorblind neuroscientist what it’s like to see color,”
9007 which, he says, is absurd. Purely quantitative language entails an
9008 “explanatory limitation,” Goff contends, and “if a purely quantitative
9009 theory can’t even convey the qualities of experience, then it certainly
9010 can’t reductively account for them” (Goff, 2021).
9011 In a special issue of the Journal of Consciousness Studies dedicated to
9012 Goff’s panpsychism, Goff responds extensively to commentators and
9013 critics (Journal of Consciousness Studies, 2021). He frames his argument
9014 broadly: “The problem of consciousness is rooted in the philosophical
9015 foundations of science” such that “we can’t account for the qualities of
9016 consciousness in the purely quantitative language of physical science”
9017 (Goff, 2021).
9018 In his multifaceted replies to scientists, Goff stresses science’s
9019 explanatory limitation and he is not persuaded that the various argu­
9020 ments, such as Rovelli’s relational or perspectival approach (11.16), can
9021 solve the “two aspects of consciousness that give rise to a hard problem:
9022 qualitivity and subjectivity”46—either, in Goff’s view, would be “suffi­
9023 cient to refute materialism” (Goff, 2021).
9024 In his multifaceted replies to philosophers, Goff focuses on panpsy­
9025 chism’s combination problem and offers a form of “hybrid panpsy­
9026 chism,” which distinguishes sharply “between subjects and their
9027 experiences, holding that the former are ‘strongly emergent’ (i.e., they
9028 can’t be reductively explained) whilst the latter are ‘weakly emergent’
9029 13.7. Strawson’s panpsychism
9030 Philosopher Galen Strawson calls panpsychism “the most parsimo­
9031 nious, plausible and indeed ‘hard-nosed’ position that any physicalist
9032 who is remotely realistic about the nature of reality can take up in the
9033 present state of our knowledge” (Strawson, 2008, 2011). Conversely, he
9034 calls the denial of “conscious experience, the subjective character of
9035 experience, the ‘what-it-is-like’ of experience,” in his words, “the silliest
9036 claim ever made” (Strawson, 2018).
9037 Strawson is a sophisticated (and unabashed) champion of panpsy­
9038 chism, yet I decided to classify his theory under Monism (14), the next
9039 category, not here under Panpsychism. The reason is the prominence of
9040 his argument to subsume panpsychism under his enlarged understand­
9041 ing of “materialism” or “physicalism”—amplified by his insistence that,
9042 in essence, committing to panpsychism makes one a “real materialist” or
9043 “real physicalist” (Strawson, 2009) (14.4.). Strawson’s social construc­
9044 tivist view: “Panpsychism is not a new theory, but it is newly popular,
9045 and it is still widely held to be ‘absurd’. It remains to be seen whether it
9046 will ever advance to ‘obvious’”45 (Strawson, 2019b).
9047 13.8. Goff’s panpsychism
9048 Philosopher Philip Goff starts from the premise “one thing that sci­
9049 ence could never show is that consciousness does not exist” and he
9050 mounts a vigorous, rigorous case for panpsychism, the staggering idea
9051 (at least initially) that “consciousness is a fundamental and ubiquitous
9052 feature of the physical world.” He positions consciousness as “funda­
9053 mental to what we are as human beings,” “the source of much that is of
9054 value in existence,” “the ground of our identity and a source of great
9055 value,” and “the only thing we know for certain is real.” He sets up the
9056 44
9057 The sixth class is labeled “Monism,” which means only one of a kind of
9058 fundamental stuff, a stuff with both phenomenal and physical properties
9059 (Chalmers, 2003).
9060 45
9061 Strawson’s quote follows his reference to William James: “‘First, you know,
9062 a new theory is attacked as absurd,’ William James once remarked; ‘then it is
9063 admitted to be true, but obvious and insignificant; finally it is seen to be so
9064 important that its adversaries claim that they themselves discovered it.’”
9065 46
9066 Goff in “Chalmers’s Hard Problem of Consciousness,” near the beginning of
9067 this paper.
9068 102
9069 R.L. Kuhn
9070 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
9071 (i.e., they can be reductively explained, in terms of consciousness at the
9072 level of physics)” (Goff, 2021).
9073 Thus, Goff addresses the challenge that strong emergent panpsy­
9074 chism, which postulates fundamental psychophysical laws of nature,
9075 suffers problems similar to those of dualism, and weak emergent pan­
9076 psychism, without such extra laws, suffers problems similar to those of
9077 physicalism. He argues that this "new hybrid of the strong and weak
9078 emergentist forms of panpscyhism"—where "subjects of experience are
9079 strongly emergent but their phenomenal properties are weakly
9080 emergent"—is a form of cosmopsychism rather than micropsychism
9081 (Goff, 2024).
9082 In his multifaceted replies to theologians, Goff disputes the notion
9083 that “the case for panpsychism should also lead one to theism,” because,
9084 for one, a “self-explainer” can be the universe itself; God is not the only
9085 choice here (Goff, 2021).
9086 awareness, or consciousness” (Sheldrake, 2021).
9087 Sheldrake defines consciousness, idiosyncratically, as “largely about
9088 making choices, considering alternative possibilities.” He states, “Con­
9089 sciousness is about choice. It’s about choosing among possibilities.”
9090 What then does consciousness do?” he asks. “It enables different possi­
9091 bilities to be held together and chosen among”—yielding his nonmainstream postulate that “any system in nature that has possibilities
9092 that are not fixed would have some measure of consciousness.” A key to
9093 Sheldrake’s consciousness is how “physical reality at any moment opens
9094 up into the future through a range of possibilities … And it’s those future
9095 possibilities which are the realm in which consciousness operates.” All
9096 things that have consciousness are in this same state (Sheldrake, 2007b).
9097 Referencing the indeterminate nature of quantum mechanics, Shel­
9098 drake says, “even a hydrogen atom and an electron has a whole realm of
9099 possibility open to it, of which only a small fraction is realized … [but]
9100 to what extent it’s making real choices, to what extent consciousness
9101 [occurs] in something as simple as an electron, is arguable and probably
9102 undecidable.”
9103 He then makes his even more startling move: “I think it gets much
9104 more interesting when we look at larger systems like the sun or the
9105 galaxy.” Here’s Sheldrake’s argument: “If consciousness emerges from
9106 patterns of electrical activity in our brains, as materialists would assume,
9107 the sun has vastly more complex patterns of electrical activity than our
9108 brains. So why shouldn’t that be associated with consciousness? Why
9109 shouldn’t the sun have a mind? And if the sun has a mind, why not all the
9110 stars? If all the stars have minds, what about huge collections of stars in
9111 galaxies, linked up by vast plasma currents of electricity surging across
9112 trillions of miles of galactic space, with rhythmic patterns connecting all
9113 parts” (Sheldrake, 2007b).
9114 Sheldrake goes ultimate: “Maybe the entire universe has a mind.
9115 Why not? There may be many, many levels of consciousness.” Shel­
9116 drake’s consciousness is a nesting of consciousnesses at all levels of or­
9117 ganization resident in reality. (Actually, Sheldrake would prefer the
9118 term “mind” or “mind-like aspects” than “consciousness,” because from
9119 our perspective these nonbiological “minds” might be considered “un­
9120 consciousness” or “nonconscious.”)
9121 Sheldrake clarifies that these kinds of nonbiological consciousnesses
9122 would be totally different from human consciousness. Just as human
9123 consciousness differs from dog consciousness, he says, “sun conscious­
9124 ness’ differs from “earth consciousness,” and so on. If the sun is
9125 conscious, “it may be concerned with the regulation of its own body and
9126 the entire solar system through its electromagnetic activity, including
9127 solar flares and coronal mass ejections. It may also communicate with
9128 other star systems within the galaxy” (Sheldrake, 2021).
9129 “It’s hard for us to imagine other forms of consciousness,” Sheldrake
9130 stresses. Nonetheless, he suggests, “there’s mind-like organization at all
9131 levels of the universe and in nature,” including a mind-like organization
9132 of the entire universe.”
9133 Sheldrake suggests that “the electrical fields of organized or selforganizing systems are a good candidate for an interface between con­
9134 sciousness and the physical structure”—whether cells, animals, humans
9135 or stars. Note that in Sheldrake’s system the electrical fields are not the
9136 consciousness per se, which he describes as “matters of possibilities.”
9137 Rather, the electrical fields mediate between physical and consciousness
9138 (as defined).
9139 Sheldrake concludes that all levels or kinds of organization in nature
9140 have their own kind of mind, mediated by electrical fields, and that the
9141 entire universe as a whole also has some kind of consciousness or mind,
9142 which would play an important part in what happens as the universe
9143 evolves (Sheldrake, 2021, n.d.a).
9144 13.9. A. Harris’s panpsychism as fundamental field
9145 Neuroscience/consciousness writer Annaka Harris posits that “con­
9146 sciousness isn’t self-centered” and that we should “think of conscious­
9147 ness like spacetime—a fundamental field that’s everywhere.” In
9148 Conscious, her “meditation on the self, free will, and felt experience,” she
9149 wonders whether “we’ve been thinking about the problem backward.
9150 Rather than consciousness arising when non-conscious matter behaves a
9151 particular way, is it possible that consciousness is an intrinsic property of
9152 matter—that it was there all along?” (A. Harris, 2020, 2019).
9153 Harris argues that contemporary panpsychism, the idea that “all
9154 matter is imbued with consciousness in some sense,” differs significantly
9155 from its earlier versions, now “unencumbered by any religious beliefs …
9156 [and] informed by the sciences and fully aligned with physicalism and
9157 scientific reasoning.” She carefully distinguishes between consciousness
9158 and thought, so that if some primitive consciousness does inhabit all
9159 matter, this does not mean that inanimate objects, like rocks, have ex­
9160 periences or “points of view.” Only certain complex systems, like
9161 humans and other animals, have such (A. Harris, 2020).
9162 Harris has a disarmingly simple solution for panpsychism’s vexing
9163 combination problem. “We run into a combination problem,” she says,
9164 “only when we drag the concept of a ‘self’ or a ‘subject’ into the equa­
9165 tion. The solution to the combination problem is that there is really no
9166 ‘combining’ going on at all with respect to consciousness itself.” It all
9167 depends on “the arrangement of the specific matter in question” (A.
9168 Harris, 2020).
9169 As for “the correct resolution to the mystery of consciousness,” Harris
9170 says she personally “is split between a brain-based explanation and a
9171 panpsychic one. So while I’m not convinced that panpsychism offers the
9172 correct answer, I am convinced that it is a valid category of possible
9173 solutions that cannot be easily dismissed.” She prefers, however, a more
9174 neutral term, such as “intrinsic nature theory” or “intrinsic field theory”
9175 (A. Harris, 2020).
9176 13.10. Sheldrake’s self-organizing systems at all levels of complexity
9177 Iconoclastic biologist Rupert Sheldrake’s radical views on the nature
9178 of reality inform theories of consciousness in two ways. One, covered
9179 here, envisions self-organizing systems at all levels of complexity as a
9180 robust form of panpsychism. A second, covered later, is how “morphic
9181 fields” relate to consciousness (17.9) (Sheldrake, n.d.a).
9182 Sheldrake sees no “sharp separation of consciousness in physical
9183 reality; ” rather, “our consciousness and our physical reality go hand in
9184 hand.” He says, “I am certainly not a dualist,” but he does posit “a kind of
9185 mind or consciousness at all levels of nature”—in atoms and molecules,
9186 cells and organisms, plants and animals—and, astonishingly, “in the
9187 earth, in the sun, in the galaxy, and in the whole universe” (Sheldrake,
9188 2007a). Motivated in part by “the recent panpsychist turn in philosophy,
9189 ” Sheldrake suggests that “self-organizing systems at all levels of
9190 complexity, including stars and galaxies, might have experience,
9191 13.11. Wallace’s panpsychism inside physics
9192 To philosopher of physics David Wallace, one way to motivate
9193 panpsychism is as a kind of synthesis of materialism (consciousness is
9194 just reducible to the physical) and dualism (consciousness is separate
9195 103
9196 R.L. Kuhn
9197 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
9198 from the physical). Each, he says, has major advantages and major
9199 disadvantages. “Materialism seems like it can’t adequately explain
9200 consciousness. Dualism can’t give an adequate causal role to con­
9201 sciousness.” Wallace envisions panpsychism “as a way of getting the best
9202 features of both materialism and dualism without their disadvantages,”
9203 which is why he envisions “panpsychism potentially as the synthesis of
9204 materialism and dualism” (Wallace, 2016a).
9205 Wallace starts with dualism, where “consciousness is real and
9206 fundamental, existing at the bottom-most level of nature”—but dualism,
9207 he stresses, has a serious problem: “How can dualism play a causal role
9208 in physics, because physics looks to be closed and autonomous?” This is
9209 where Wallace has panpsychism playing the critical causal role by
9210 looking to the intrinsic nature of physics. “Physics tells us how fields and
9211 particles relate to each other, but it doesn’t tell us about what they really
9212 are in themselves. According to panpsychism, consciousness is right
9213 there inside the physical world, as its intrinsic nature, and thus when one
9214 field or particle affects another, it’s really consciousness which is doing
9215 the causing. So, you get a causal role for consciousness in physics and
9216 you get consciousness as real and fundamental.” That’s a set of advan­
9217 tages, Wallace argues, “that no other theory has—and it motivates
9218 panpsychism” (Wallace, 2016a).
9219 Wallace explains that when physics gives a mathematical theory of
9220 how all fundamental physical entities relate to one another quantita­
9221 tively, it doesn’t tell us what these entities actually are. This gives room,
9222 he says, for panpsychism to offer a hypothesis about what these entities
9223 actually are. However, Wallace stresses that the intrinsic relationship
9224 among all these entities, non-conscious and conscious, must be as
9225 described by the laws of physics. There is no need to postulate a fifth
9226 kind of force or feature as the carrier of panpsychic consciousness, he
9227 says; rather, the need is, as Stephen Hawking put it, “What is it that
9228 breathes fire into the equations?” That would be the fundamental nature
9229 of the reality that physics is describing (Wallace, 2016a, 2016b).
9230 Regarding consciousness itself, Wallace would have it not so much as
9231 requiring an extra force or feature in the physical world (as panpsychists
9232 sometimes imply), but rather as the underlying nature of the processes
9233 that physics is describing mathematically.
9234 facts of an inherited past and the potential forms of an anticipated
9235 future” (Segall, 2020).
9236 While Segall has “the philosophical payoff of panpsychism” dis­
9237 solving the hard problem of consciousness by “giving experience its
9238 proper place in Nature without undermining the scientific image of the
9239 universe.” Regarding substance-property panpsychism’s combination
9240 problem, Segall says that Whitehead’s process-relational approach
9241 “doesn’t so much solve this problem as it does reframe the problem’s
9242 presuppositions.” Whitehead does this not by “struggling to understand
9243 how abstract little bits of extended matter with mental intrinsic prop­
9244 erties might combine to form bigger bits of minded matter,” but rather
9245 by starting “with a more concrete conception of energetic activity that is
9246 more easily analogized to agitations of experience. Neither ‘matter’ nor
9247 ‘mind’ is composed of simply located bits or states.” Thus, “the ongoing
9248 composition of the cosmos is achieved not through the summation of
9249 tiny parts, nor through subtraction from some larger whole (as cos­
9250 mopsychists would have it), but by a dipolar relational process with both
9251 a stability providing material pole and a novelty inducing mental pole.”
9252 According to Segall, “Whitehead is neither a micropsychist nor a
9253 cosmopsychist exclusively. He tries to have it both ways. There is a
9254 universal soul, a psyche of the cosmos, a primordial actuality or God of
9255 this world, and there are countless creatures creating in concert with it.
9256 Creativity transcends both God and finite actualities; it is the source of
9257 all co-evolving parts, wholes, bodies, and souls. Whitehead’s account of
9258 process includes moments of combination and decombination,
9259 conjunction and disjunction. For Whitehead the combination problem
9260 becomes a logic of concrescence [i.e., ‘the production of novel togeth­
9261 erness’], a feature and not a bug, a way of thinking change as more than
9262 just the rearrangement of pre-existing parts or the fragmentation of a
9263 pre-existing whole but as genuine becoming, as an ‘emergent evolution’ or
9264 ‘creative advance’ where neither wholes nor parts pre-exist their re­
9265 lations … and in each act of creation the past is not destroyed but reincarnated in the novel occasion … Concrescence is thus a cumulative
9266 process and not a merely additive one” (Segall, 2020).
9267 Some call Whitehead’s defense of a panpsychist philosophy the
9268 theory’s most significant development in the 20th century. Whitehead
9269 radically reforms “our conception of the fundamental nature of the
9270 world, placing events (or items that are more event-like than thing-like)
9271 and the ongoing processes of their creation and extinction as the core
9272 feature of the world, rather than the traditional triad of matter, space
9273 and time. His panpsychism arises from the idea that the elementary
9274 events that make up the world (which he called occasions) partake of
9275 mentality in some—often extremely attenuated—sense, metaphorically
9276 expressed in terms of the mentalistic notions of creativity, spontaneity
9277 and perception” (Goff et al., 2022).
9278 This makes Whitehead an emergentist rather than a constitutive
9279 panpsychist. “A given moment of conscious experience is not reducible
9280 to nor simply identical with its constituent parts.” It is “a creative
9281 repetition of the past rather than a combination of parts” (Segall, 2020).
9282 13.12. Whitehead’s process theory
9283 Although Process Theory is already classified under Materialism
9284 Theories/Relational, motivated by Griffin’s “panexperiential physi­
9285 calism” (9.7.7), I am making the odd decision to classify it also here
9286 under Panpsychism, motivated by process philosopher Matthew Segall’s
9287 bringing Alfred North Whitehead’s Philosophy of Organism “into con­
9288 versation with the recent panpsychist turn in analytic philosophy of
9289 mind.” According to Segall, “Whitehead’s unabashedly metaphysical
9290 project broadly aligns with recent critiques of reductive physicalism and
9291 the turn toward a conception of experience as basic to Nature.” White­
9292 head’s panexperientialism, he says, attempts to take consciousness at
9293 face value, resisting inflationary accounts toward absolute idealism and
9294 deflationary toward eliminative materialism (Segall, 2020).
9295 Segall distinguishes Whitehead’s process-relational panexper­
9296 ientialism from the dominant substance-property variants of panpsy­
9297 chism, arguing that Whitehead’s version avoids many of panpsychism’s
9298 conceptual difficulties. To begin, “Whitehead’s process-relational
9299 rendering doesn’t claim that experience is a ‘primary attribute’ or
9300 ‘intrinsic property’ of matter. This is because in Whitehead’s view,
9301 physics has moved beyond the substantialist view of matter, and talk of
9302 essential or accidental properties only made sense given such an
9303 [archaic] ontology … While there was an ‘essential distinction between
9304 [substantial] matter at an instant and the agitations of experience,’ with
9305 this conception of matter having been swept away, a door is opened to
9306 analogies between energetic activity and concrete experience.” Thus,
9307 “Experiences, like energy vectors, are intrinsically process-relational in
9308 that they always involve transition beyond themselves: They manifest in
9309 a ‘specious present’ [Whitehead] as a tension between the actualized
9310 14. Monisms
9311 Monism is the theory that all of reality consists of exactly one con­
9312 crete object or thing, and everything that exists is, in some sense, that
9313 one concrete object or thing (or part of it) (Schaffer, 2018). Because
9314 monisms seek to account for both mental and physical aspects of reality,
9315 avoiding the metaphysical difficulties of dualism and overcoming the
9316 explanatory weakness of materialism, it follows that monisms are also
9317 theories of consciousness. In one way or another, monisms must cover or
9318 contain everything we call mental as well as everything we call physical.
9319 (The existence of various kinds of monisms does not much affect how
9320 monisms are theories of consciousness.)
9321 There is substantial and obvious articulation, or overlap, between
9322 Monism and Panpsychism. Both are motivated by the need to integrate
9323 consciousness into the deep nature of reality; thus, monism theories
9324 have panpsychism features and panpsychism theories can be seen as
9325 104
9326 R.L. Kuhn
9327 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
9328 monisms (to first approximations). Perhaps it is simply the case of each
9329 reinforcing the other in what are merely different perspectives, histori­
9330 cal and theoretically, on essentially the same stance regarding the
9331 fundamental nature of ultimate reality. However, they are not entirely
9332 the same in that panpsychism has phenomenal or protophenomenal
9333 properties as a part or aspect of some larger, fundamental entity, while
9334 monism has only one fundamental entity that encompasses everything
9335 (although it is not intuitively obvious that this distinction makes much of
9336 a difference). Separate categories for monism and panpsychism are
9337 certainly justified, yet the boundary can be fuzzy.
9338 Some of the theories or ways of thinking that follow are categorized
9339 under Monism because all other categories seem less appropriate,
9340 imposing a belief system that should not apply. (I hope each of these
9341 theories feels less uncomfortable in Monisms.)
9342 Non-reductive Physicalism (10). As Davidson writes, “anomalous
9343 monism holds that mental entities (particular time- and space-bound
9344 objects and events) are physical entities, but that mental concepts are
9345 not reducible by definition or natural law to physical concepts”
9346 (Davidson, 1993).
9347 Anomalous Monism is distinguished from other theories of con­
9348 sciousness by the intersection of three propositional claims: (i) Mental
9349 events have genuine causal powers and cause physical events. (ii) All
9350 causal relationships are backed by natural laws. (iii) There are no nat­
9351 ural laws connecting mental phenomena with physical phenomena.
9352 While each claim has adherents, it is the conjunction of the three claims,
9353 taken together, that gives Anomalous Monism its distinctive look,
9354 because at first glance there surely appears to be inconsistency (if not
9355 contradiction) (Silcox, n.d.).
9356 To appreciate Anomalous Monism’s originality and subtleties, it
9357 needs to be unpacked. A foundational principle is that “psychology
9358 cannot be a science like basic physics, in that it cannot in principle yield
9359 exceptionless laws for predicting or explaining human thoughts and
9360 actions (mental anomalism).” And it is “precisely because there can be
9361 no such strict laws governing mental events that those events must be
9362 identical to physical events” (Yalowitz, 2021).
9363 How to make sense of this? What may seem like a non sequitur is in
9364 fact the heart of the argument. If the physical is the only existent, then
9365 ipso facto the mental (like everything else) must come from the physical
9366 with robust regularities. But how do the mental and physical articulate?
9367 What is this connection?
9368 Here’s the flow of the argument. Given that the mental has causal
9369 powers (claim 1), and that all causal relationships require natural law
9370 (claim 2), because there are no natural (psychophysical) laws that
9371 connect the mental and the physical (claim 3), therefore there is only
9372 one logical way to connect mental events and physical events—now
9373 denied a causal relationship (combining claims 2 and 3): they must be
9374 literally the same thing, the mental and the physical must be in the strong
9375 sense identical.
9376 As identity theories of consciousness are a leitmotif, and a touch­
9377 stone, for comprehending the Landscape, we go deeper. Earlier identity
9378 theories held that “claims concerning the identity of particular mental
9379 and physical events (tokens) depended upon the discovery of lawlike
9380 relations between mental and physical properties (types) … Tokenidentity claims thus depended upon type-identity.”
9381 But Anomalous Monism, almost by its founding premise, does not
9382 depend on such psychophysical laws. “Davidson’s position is dramati­
9383 cally different … It in effect justifies the token-identity of mental and
9384 physical events through arguing for the impossibility of type-identities
9385 between mental and physical properties” (Yalowitz, 2021).
9386 Now of course this argument proves that the mental and the physical
9387 are identical only to the extent that the three premises are all accepted as
9388 valid, because the conclusion is embedded (or “hidden”) within the
9389 premises (as are all deductive arguments structured in this way).
9390 Anomalous Monism differs from other theories especially in claiming
9391 that there are no natural laws connecting mental phenomena with
9392 physical phenomena. Other theories assume there are laws or ways to
9393 connect the mental and the physical, or laws or ways where the mental
9394 and the physical are part of, or derived from, the same stuff.
9395 14.1. Russellian Monism
9396 Russellian Monism, based on the insights of philosopher Bertrand
9397 Russell, is a view that phenomenal consciousness and the physical world
9398 are deeply intertwined (Alter and Nagasawa, 2012). It characterizes the
9399 fundamental essence of matter as beyond that which can be accessed by
9400 empirical science or described by mathematical models. The claim is
9401 that the conundrum of consciousness, and how it fits into the physical
9402 world, is so critical that integrating consciousness (or
9403 proto-consciousness) into fundamental reality could suggest that the
9404 elements integrated are distinct from the ones revealed as a result of
9405 integration, thus shadowing if not revealing hidden, deep, intrinsic
9406 features of the physical world (Goff et al., 2022).
9407 Three core concepts conjoin to generate Russellian monism: (i)
9408 structuralism about physics (describing the world in terms of its spatio­
9409 temporal/relational structure and dynamics); (ii) realism about quiddities
9410 (or inscrutables) (there are quiddities/inscrutables, which underlie but are
9411 not limited by the structure and dynamics physics describes); and (iii)
9412 quidditism (or “inscrutinism”) about consciousness (at least some quiddi­
9413 ties/inscrutables are either phenomenal or protophenomenal properties
9414 and are thereby relevant to the essence of consciousness) (Alter and
9415 Nagasawa, 2012; Alter and Pereboom, 2019).
9416 Daniel Stoljar presents four different accounts of the inscrutables:
9417 “(i) Phenomenal monism: The inscrutables are phenomenal in nature.
9418 (ii) Protophenomenal monism: The inscrutables are not themselves
9419 phenomenal in nature but they are a precursor to phenomenal proper­
9420 ties. (iii) Physical monism: The inscrutables are physical in nature,
9421 though they are outside the domain of physics. (iv) Neutral monism: The
9422 inscrutables are neither phenomenal nor physical but rather have a
9423 nature that is neutral between the two” (Kind and Stoljar, 2023).
9424 To Russellian monists, if the intrinsic nature of fundamental matter is
9425 itself infused by phenomenal properties that express consciousness, then
9426 the model is “Russellian panprotopsychism.” Either way, the claim is
9427 that Russellian Monism bests dualism by avoiding problematic physicalnonphysical causation and bests materialism by taking consciousness
9428 seriously and grounding it in ultimate reality (Goff et al., 2022).
9429 Philip Goff explains that “Russellian monism comes in both smallest
9430 and priority monist forms. For the smallest, fundamental categorical
9431 properties are instantiated by micro-level physical entities, perhaps
9432 electrons and quarks. For the priority monist, the most fundamental
9433 categorical properties are instantiated by the universe as a whole.” Each
9434 of the categories can be matrixed by whether its properties are “con­
9435 sciousness evolving” or “not consciousness evolving,” yielding four
9436 categories of Russellian monism (Goff, 2019a,b).
9437 14.3. Velmans’s reflexive monism
9438 Psychologist Max Velmans describes Reflexive monism as “a dualaspect theory” (in the tradition of Spinoza) which argues that the one
9439 basic stuff of which the universe is composed has the potential to
9440 manifest both in physical forms and as conscious experience. According
9441 to the theory, in the universe’s “evolution from some primal undiffer­
9442 entiated state,” it differentiates into “distinguishable physical entities, at
9443 least some of which have the potential for conscious experience, such as
9444 human beings” (Velmans, 2008).
9445 Velmans’s “Monism” is straightforward: “the view that the universe,
9446 14.2. Davidson’s anomalous monism
9447 Anomalous Monism, developed by philosopher Donald Davidson,
9448 holds that mental properties and events must have a physical ontology,
9449 but that psychology cannot be reduced to physics. As such, Anomalous
9450 Monism is a form of property dualism (15.1) and shares features with
9451 105
9452 R.L. Kuhn
9453 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
9454 at the deepest level of analysis, is one thing, or composed of one
9455 fundamental kind of stuff.” His “Reflexive” is more complex: “Each
9456 human participates in a process whereby the universe differentiates into
9457 parts and becomes conscious in manifold ways of itself, making the
9458 entire process reflexive.”
9459 Velmans focuses on “the ontological status and seeming ‘out-there­
9460 ness’ of the phenomenal world and to how the ‘phenomenal world’ re­
9461 lates to the ‘physical world’, the ‘world itself’, and processing in the
9462 brain.” He seeks both to bridge the materialist-dualist gap and to
9463 differentiate Reflexive Monism from “both dualism and variants of
9464 physicalist and functionalist reductionism, focusing on those aspects of
9465 the theory that challenge deeply rooted presuppositions in current
9466 Western thought.” Within Reflexive Monism, he says, “the brain is
9467 simply what the human mind looks like when it is viewed from an
9468 external (third-person) perspective, and neither the observations of
9469 external observers nor those of subjects have a privileged status”
9470 (Velmans, 2008).
9471 Central to Velmans’s argument is that in terms of their phenome­
9472 nology, “experiences of the external world are none other than the
9473 physical world-as-experienced, thereby placing aspects of human con­
9474 sciousness in the external phenomenal world, rather than exclusively
9475 within the head or brain” (Velmans, 2023). His reflexive model also
9476 makes the strong claim—the radical claim—that, “Insofar as experiences
9477 are anywhere, they are roughly where they seem to be.” For example, “A
9478 pain in the foot is in the experienced foot, and this perceived print on
9479 this visible page really is out here on this visible page. Nor is a pain in the
9480 foot accompanied by some other, additional experience of pain in the
9481 brain, or is this perceived print accompanied by some additional expe­
9482 rience of print in the brain. In terms of phenomenology, this perceived
9483 print, and my experience of this print are one and the same.” Technically,
9484 he says, this is a form of phenomenological externalism (Velmans, 2008).
9485 To understand how experienced objects and events might really be
9486 (roughly) where they are experienced to be, Velmans looks closely at
9487 “the way that phenomenal space relates to ‘real’ space. No one doubts
9488 that physical bodies can have real extension and location in space.” But
9489 we “find it hard to accept that experiences can have a real, as opposed to
9490 a ‘seeming’ location and extension.” We do not doubt, he says, that a
9491 physical foot has a real location and extension in space, but a pain in the
9492 foot can’t really be in the foot, as we are “committed to the view that it is
9493 either nowhere or in the brain.” Although this common understanding
9494 that “location in phenomenal space is not location in real space,” ac­
9495 cording to Reflexive Monism, “this ignores the fact that, in everyday life,
9496 we take the phenomenal world to be the physical world. It also ignores
9497 the pivotal role of phenomenal space in forming our very understanding
9498 of space, and with it, our understanding of location and extension in
9499 measured or ‘real’ space” (Velmans, 2008).
9500 Velmans says that Reflexive Monism provides a different perspective
9501 on the hard problem of consciousness by viewing physical and experi­
9502 ential aspects of mind as arising from a common “psychophysical
9503 ground.” Thus, he argues, of the competing views of consciousness on
9504 offer, Reflexive Monism, being a non-reductionist dual-aspect theory,
9505 “most closely follows the contours of ordinary experience, the findings
9506 of science, and common sense” (Velmans, 2008).
9507 “materialism,” showing that, historically, it had nothing to do with
9508 denial of the existence of consciousness, but rather that consciousness is
9509 wholly material. He laments that the words “materialism” and “physi­
9510 calism” have come to be treated as synonymous and to involve denial of
9511 the existence of consciousness. It is, he says, ironic that these two words
9512 have “been used to name a position in the philosophy of mind that
9513 directly rejects the heart of materialism and is certainly false” (Strawson,
9514 2011).
9515 Strawson asserts that physicalism (or materialism47), that is, “real
9516 physicalism” (or “real materialism”), entails panexperientialism or
9517 panpsychism, on one assumption: it entails panpsychism given the
9518 impossibility of “radical” emergence. Moreover, given that all physical
9519 stuff is energy, in one form or another, we may suppose that “all energy
9520 is an experience-involving phenomenon” (Section: Strawson, 2003,
9521 2009, 2015; 2020a; Strawson and Russell, 2021; Strawson, 2011).
9522 Strawson happily admits, “This sounded crazy to me for a long time,
9523 but I am quite used to it, now that I know that there is no alternative …”
9524 It may also sound odd to use “physical” to characterize mental phe­
9525 nomena like experiential phenomena, but real physicalism, realistic
9526 physicalism, entails panpsychism, and whatever problems are raised by
9527 this fact, he exhorts, are problems a real physicalist must face.
9528 Strawson defines physicalism to be the view that “every real, con­
9529 crete phenomenon in the universe is … physical.” It is a view about the
9530 actual universe, and that he assumes it is true. But then comes the
9531 “Strawsonian Twist.”
9532 What does it take to be a “realistic physicalist” or a “real physicalist?”
9533 He makes one thing absolutely clear. “You’re certainly not a realistic
9534 physicalist, you’re not a real physicalist, if you deny the existence of the
9535 phenomenon whose existence is more certain than the existence of
9536 anything else: experience, ‘consciousness’, conscious experience, ‘phe­
9537 nomenology’, experiential ‘what-it’s-likeness’, feeling, sensation,
9538 explicit conscious thought as we have it and know it at almost every
9539 waking moment.”
9540 All materialists hold that every concrete phenomenon in the universe
9541 is physical, and they are neither sensible nor realistic, Strawson says, if
9542 they have any inclination to deny the concrete reality of mental phe­
9543 nomena like experiential phenomena. He concludes by taking no pris­
9544 oners: “Full recognition of the reality of experience, then, is the
9545 obligatory starting point for any remotely realistic version of physi­
9546 calism … It is the obligatory starting point for any theory that can
9547 legitimately claim to be ‘naturalistic’ because experience is itself the
9548 fundamental given natural fact” (Strawson, 2008).
9549 As a “real physicalist,” in his definition, Strawson holds that the
9550 mental/experiential is physical, and he is happy to say, along with many
9551 other physicalists, that experience is ‘really just neurons firing’, at least
9552 in the case of biological organisms like ourselves. But when he says these
9553 words he means something radically different from what almost all
9554 physicalists mean. He does not mean that all characteristics of what is
9555 going on, in the case of experience, can be described by physics and
9556 neurophysiology (or any non-revolutionary extensions of them). His
9557 claim is stunningly different. It’s that experiential phenomena “just are”
9558 physical, so that there is a lot more to neurons than physics and
9559 neurophysiology account for (or can account for). No one who disagrees
9560 with this, he says, is a “real physicalist.” This is Strawson’s challenge.
9561 Reviewing Strawson’s book subtitled, “Does Physicalism Entail
9562 Panpsychism?”, philosopher Jerry Fodor shares Strawson’s intuition
9563 that the hard problem is “not going to get solved for free” and “views
9564 that we cherish will be damaged in the process.” Fodor concludes, “If
9565 you want an idea of just how hard the hard problem is, and just how
9566 14.4. Strawson’s realistic monism and real materialism
9567 In defining an all-pervading materialism, encompassing all mental as
9568 well as all physical properties and objects, philosopher Galen Strawson
9569 espouses his kind of monism, “Realistic Monism,” as he calls it
9570 (Strawson, 2009). “I’m attracted to the thing-monist view,” he says,
9571 “according to which the universe is a single thing in some non-trivial
9572 sense” (Strawson, 2020a). His principal thesis is “the primacy of pan­
9573 psychism” and he claims “compelling reasons for favoring panpsychism
9574 above all other positive substantive proposals about the fundamental
9575 nature of concrete reality” (Strawson, 2020b).
9576 Strawson deconstructs the concept and use of the term
9577 47
9578 Strawson uses “physicalism” and “materialism” interchangeably as onto­
9579 logical descriptors, though at one point preferring “physicalism” because
9580 “matter” is now specially associated with mass-energy while “physical” is more
9581 encompassing. For the uses of “materialism” and “physicalism” in this paper,
9582 see Footnote 12.
9583 106
9584 R.L. Kuhn
9585 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
9586 strange things can look when you face its hardness without flinching,
9587 this [Strawson’s book] is the right book to read” (Fodor, 2007).
9588 human soul is. The soul is the information-bearing pattern; that’s the
9589 real me” (Polkinghorne, 2007).
9590 Thus, Polkinghorne reconceives the “soul” as an information-bearing
9591 pattern that is encoded by and carried in the body/brain, and which is
9592 dissolved at death along with the dissolution of the body. However, this
9593 unique pattern, this real me, is retained in the divine memory for reembodiment at the resurrection of the dead (Polkinghorne, 2003).
9594 During this post-death, pre-resurrection state, this (reconceived) “soul”
9595 has no consciousness and no awareness.
9596 “God will remember the pattern, not lose it,” Polkinghorne says, and
9597 ultimately, God “will reconstitute that pattern in an act of resurrection.”
9598 That’s the continuity side of things. The discontinuity side, Pol­
9599 kinghorne says, “is that I’m not made alive again in order to die again, so
9600 while I’m going to be embodied, I must be embodied in some new form
9601 of matter. And it is perfectly coherent to believe that God can bring into
9602 being such a new form of matter” (Polkinghorne, 2007).
9603 To Richard Swinburne, the idea of afterlife existence germinating
9604 from a renewed instantiation of the pattern of information that we had
9605 when living on Earth is problematic. "The trouble is not merely how
9606 could God, if God so chose, bring into [renewed] existence a being with a
9607 specific pattern of information, but rather that God could [therefore]
9608 bring into existence a few thousand such beings. But because only one of
9609 them could be me, a pattern of information provides no additional cri­
9610 terion for distinguishing which one that would be. And whatever the
9611 extra criterion is, it would have to be such that there [logically] could
9612 only be one instance of it at one time. And if we have such a criterion,
9613 then what need is there for the pattern of information to be the same as a
9614 previous pattern?" (Swinburne, 2016; Kuhn, 2016b).
9615 14.5. Polkinghorne’s dual-aspect monism
9616 To mathematical physicist and Anglican priest John Polkinghorne,
9617 the psychosomatic nature of human persons is best understood in terms
9618 of a “dual-aspect monism,” in which matter and mind are complemen­
9619 tary aspects of a unitary being (Polkinghorne, 2009). He is sure that
9620 we’re not simply matter, that reality is more than just ideas, and that
9621 none of the classical solutions seem to correspond to our experience.
9622 In fact, Polkinghorne argues that classical materialism, idealism and
9623 Cartesian dualism all exhibit a bankruptcy in the face of the manylayered, and yet interconnected, character of our encounter with re­
9624 ality. This recognition encourages the search for some form of dualaspect monism—similar theories are called “double-aspect theo­
9625 ries”—an account that would acknowledge the fundamental distinction
9626 between experience of the material and experience of the mental but
9627 which would neither impose on reality a sharp division into two un­
9628 connected kinds of substance nor deny the psychosomatic unity of
9629 human beings (Polkinghorne, 2001).
9630 Dual-aspect monism is designed to take seriously both our mental
9631 experiences and the material world. It claims that they are related in a
9632 very deep and complementary way in that there is only one stuff in the
9633 world. Dual-aspect monism seeks to avoid devaluing or subordinating
9634 either side. Polkinghorne rejects the charge that dual-aspect monism is a
9635 subtle form of materialism, because, he says, “It doesn’t treat the mental
9636 as being just an epiphenomenon of the material” (Harris, 1998).
9637 To give physical systems the kind of freedom and top-down control
9638 that he desires, Polkinghorne recruits complexity theory, with its dual­
9639 ities of parts/whole and energy/information. The intrinsic un­
9640 predictabilities present in nature, he states, afford the metaphysical
9641 opportunity to consider dissipative systems as exhibiting top–down
9642 causality (Polkinghorne, 2009).
9643 Given that in dual-aspect monism there cannot be a nonphysical soul,
9644 much less an immortal soul, how does Polkinghorne account for the
9645 eschatological requirements of his strong Christian faith, especially the
9646 biblical resurrection of the dead? How might resurrecting the body and
9647 reconstituting the “soul” work?
9648 Speaking on Closer To Truth, Polkinghorne asks, "Can you make
9649 credible understanding of a destiny beyond death for human beings?"
9650 From his theological perspective, he sets two equal and opposite re­
9651 quirements for the afterlife of a soul: continuity, in that the same person
9652 must live after death, and discontinuity, in that the afterlife-person must
9653 live on forever (Section: Polkinghorne, 2007).
9654 “There is not much point in making Abraham, Isaac and Jacob alive
9655 again if they are going to die again,” he says. “So, you must have both
9656 continuity and discontinuity. Now when you think about the continuity
9657 side, what could make those people the same as the ones who lived on
9658 earth before? The traditional answer has been the soul, often understood
9659 in platonic terms—there is some sort of spiritual bit of us liberated at
9660 death that exists and carries on.”
9661 Polkinghorne has none of that. “I think that’s a mistake,” he says.
9662 “We are animated bodies, not animated souls. We’re not apprentice
9663 angels; we are embodied human beings. But if we’ve lost our ‘spiritual
9664 soul’ [as a resource], have we lost our continuity? I don’t think so, but
9665 we have to reconceive the soul.”
9666 Polkinghorne focuses on the carrier of continuity for a person in this
9667 life. “It’s quite difficult,” he says; “here am I, an aging, balding aca­
9668 demic—what makes me the same person as that little boy with the shock
9669 of black hair in the school photograph of many years ago? It’s not
9670 atomic-material continuity: the atoms in my body are totally different
9671 than the atoms in that schoolboy’s body.”
9672 “It cannot be the atoms,” he continues, “but it is the pattern of how
9673 some of those atoms are organized, in some extraordinary, elaborate,
9674 and complex way.” That, Polkinghorne states, is “what I think the
9675 14.6. Teilhard de Cardin’s evolving consciousness
9676 The Jesuit philosopher/theologian and paleontologist Pierre Teil­
9677 hard de Chardin envisioned the evolution of consciousness as axial in a
9678 grand cosmic system of continuing complexification where conscious­
9679 ness becomes planetized and even “God” is an emergent in a process of
9680 “theogenesis” (Delio, 2020). Teilhard helped coin the concept of a
9681 “noosphere,” describing “the layer of mind, thought and spirit within the
9682 layer of life covering the earth” (Teilhard de Chardin, 1964).
9683 According to theologian (and former neuroscientist) Ilia Delio,
9684 Teilhard has the total material universe "in movement toward a greater
9685 unified convergence” such that “as life systems unite and form more
9686 complex relationships, consciousness rises.” Teilhard, she says, “speaks
9687 of evolution as the rise of consciousness toward a hyper-personalized
9688 organism, what he called an irreversible personalizing universe.” He
9689 speaks of “the human person as a co-creator. God evolves the universe
9690 and brings it to its completion through the human person.” Now the
9691 computer, according to Teilhard, “has evoked a new level of shared
9692 consciousness, a level of cybernetic mind giving rise to a field of global
9693 mind through interconnecting pathways” (foreshadowing the internet)
9694 (Delio, 2021).
9695 Teilhard was a dual-aspect monist. He “considered matter and con­
9696 sciousness not as two substances or two different modes of existence, but
9697 as two aspects of the same cosmic stuff.” Mind and matter “are neither
9698 separate nor is one reducible to the other, and yet neither can function
9699 without the other.” From the Big Bang onward, Delio says, Teilhard has
9700 “a ‘withinness’ and ‘withoutness,’ or what he called radial energy and
9701 tangential energy. Consciousness is, in a sense, the withinness or ‘inside’
9702 of matter, and attraction is the ‘outside’ of matter; hence, the energy of
9703 matter is both attractive (tangential) and transcendent (radial).” The
9704 complementarity of mind and matter is said “to explain both the rise of
9705 biological complexity and the corresponding rise of consciousness.”
9706 Teilhard identifies “the core energy of the universe as love, which both
9707 unifies and transcends by way of consciousness. The greater the exterior
9708 levels of physical complexity, the greater the interior levels of con­
9709 sciousness” (Delio, 2021).
9710 To Teilhard, evolution describes “the dynamic impulse in life toward
9711 107
9712 R.L. Kuhn
9713 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
9714 more being and consciousness” and that which drives evolution is con­
9715 sciousness. In short, “evolution is the rise of consciousness.” Following
9716 Julian Huxley, he writes that the human person “is nothing else than
9717 evolution become conscious of itself”—and adds, “The consciousness of
9718 each of us is evolution looking at itself and reflecting upon itself”
9719 (Teilhard de Chardin, 1959). The human person is “the point of emer­
9720 gence in nature, at which this deep cosmic evolution culminates and
9721 declares itself” (Delio, 2021).
9722 Moreover, “the presence of mind in matter and the openness of
9723 matter to greater wholeness is the religious phenomenon of nature.”
9724 Radically unorthodox, Teilhard sees this reality as the incarnation of
9725 God, where “God and world are in a process of becoming a new reality
9726 together.” Simply put, Delio says, “we cannot speak of God apart from
9727 human evolution, an idea that led Teilhard to state that God and world
9728 form a complementary pair. God and world are entangled with one
9729 another to the extent that talk of God is impossible apart from talk about
9730 nature and creative change, and talk of nature makes no sense apart
9731 from God” (Delio, 2021).
9732 In summary, Teilhard describes “matter as the matrix of conscious­
9733 ness.” He posits “the law of complexity-consciousness” as a fundamental
9734 principle of evolution, and conversely, “evolution is fundamentally the
9735 rise of consciousness.” Moreover, the human person is “evolution
9736 become conscious of itself,” with the ultimate goal of “the maximization
9737 of thought” whereby consciousness radiates “throughout the whole, in
9738 every aspect of the cosmos,” and then of “self-reflective consciousness,”
9739 whereby “the human person can stand apart from the world and reflect
9740 on it” (Delio, 2023, pp. 30–32).
9741 Finally, the foundation of Teilhard’s paradigm is “Omega,” which he
9742 sees as the “prime mover of evolution,” the unifying power in evolution.
9743 Omega works its guiding magic from the very beginning of things,
9744 “acting on pre-living cosmic elements,” moving into consciousness as it
9745 emerged as the goal toward which evolution complexifies and con­
9746 verges. “Omega is the absolute whole,” making “wholeness in nature not
9747 only possible but also intensely personal. Teilhard identifies Omega with
9748 God” (Delio, 2023, p. 35).
9749 conjecture by quantum physicist Wolfgang Pauli and analytical psy­
9750 chologist Carl Jung on the concept of synchronicity and draws on
9751 dual-aspect elements from the two disciplines (17.2; Double-aspect
9752 theory, 2023)
9753 In other words, Atmanspacher’s dual-aspect theory hypothesizes that
9754 mental and material manifestations may inherit mutual correlations
9755 because they are jointly caused by the psychophysically neutral level.
9756 Such correlations, he says, would be “remnants reflecting the lost holism
9757 of the underlying reality” (Atmanspacher, 2020a).
9758 Atmanspacher and philosopher of physics Dean Rickles extend the
9759 metaphysical position of dual-aspect monism by aligning “the deep
9760 structure of meaning” as “a fundamental feature of the nature of reality,”
9761 stressing that “the decompositional version of dual-aspect monism
9762 considers the mental and the physical as two aspects of one underlying
9763 undivided reality that is psychophysically neutral.” Crediting their
9764 forerunners (Wolfgang Pauli, Carl Jung, Arthur Eddington, John
9765 Wheeler, David Bohm, and Basil Hiley), the authors “reconstruct the
9766 formal structure of these approaches, and compare their conceptual
9767 emphases as well as their relative strengths and weaknesses.” Their
9768 intent is to establish dual-aspect monism as a scientifically and philo­
9769 sophically robust alternative to physicalism, dualism and idealism
9770 (Atmanspacher and Rickles, 2022).
9771 14.8. Ramachandran’s new physics and neuroscience
9772 Neuroscientist V.S. Ramachandran states that the question of con­
9773 sciousness cannot be answered “in any obvious terms.” Most neurosci­
9774 entists don’t think about the question of consciousness, as it doesn’t
9775 typically arise in neuroscience or in physics. But, he says, the ancient
9776 Vedic texts of India do address the problem of consciousness, the
9777 problem of qualia (Section: Ramachandran, 2019).
9778 “Physics, by definition, is a third-person description of the world; its
9779 laws have no subjective quality at all.” Physics has different wavelengths
9780 of electromagnetic radiation, but “you see colors: where does these come
9781 from? Consciousness emerges only in a first-person description of the
9782 world. I see red; not red is seen by me. I see red!”
9783 “How can physics, including neuroscience, be a complete description
9784 of the world if it excludes my primary sensory experience, if it does not
9785 admit a first-person perspective?” Ramachandran asks. (He considers
9786 neuroscience a branch of physics.) “That I’m looking at the cosmos from
9787 here now has no privileged status in science. For me, I have a privileged
9788 status. How is that possible? That’s the problem.”
9789 “We need a new hybrid discipline, physics and neuroscience, that
9790 includes consciousness,” Ramachandran asserts. “Consciousness is part
9791 of reality, but how it entwines with physical laws needs to be explored”
9792 (Ramachandran, 2019).
9793 14.7. Atmanspacher’s dual-aspect monism
9794 Physicist-philosopher Harald Atmanspacher presents mind and
9795 matter, mental and material domains of reality, as manifestations, or
9796 aspects, of one underlying, fundamental reality in which mind and
9797 matter are inseparable. He distinguishes between the epistemic
9798 discernment of both the separate domains and the underlying reality,
9799 and the ontic existence of the “psychophysically neutral domain”
9800 (Atmanspacher, 2020a).
9801 He also distinguishes two classes of dual-aspect theories based on
9802 “the way in which the psychophysically neutral domain is related to the
9803 mental and the physical.” In Russellian monisms, “the compositional
9804 arrangements of psychophysically neutral elements decide how they
9805 differ with respect to mental or physical properties. As a consequence,
9806 the mental and the physical are reducible to the neutral domain”
9807 (Atmanspacher, 2020a).
9808 Whereas in decompositional dual-aspect theories, “the basic meta­
9809 physics of the psychophysically neutral domain is holistic, and the
9810 mental and the physical (neither reducible to one another nor to the
9811 neutral) emerge by breaking the holistic symmetry or, in other words, by
9812 making distinctions. This framework is guided by the analogy to quan­
9813 tum holism …. [which is] based on speculations that clearly exceed the
9814 scope of contemporary quantum theory.”
9815 Atmanspacher establishes connections between the ontic and
9816 epistemic domains of dual-aspect theory and David Bohm’s famous
9817 notions of implicate and explicate order (11.3). “Mental and physical
9818 states emerge by explication, or unfoldment, from an ultimately undi­
9819 vided and psychophysically neutral implicate, enfolded order.” This
9820 order is dynamic, not static, as in Whitehead’s process philosophy
9821 (Atmanspacher, 2020a). Atmanspacher finds dual-aspect potency in the
9822 14.9. Tegmark’s state of matter
9823 Physicist Max Tegmark speculates that “the subjective experience
9824 that we call consciousness is the way information feels when being
9825 processed in certain complex ways,” and he comes to this strong phys­
9826 icalist view because his starting point is that “It’s all physics.” This
9827 means, he says, “I’m not allowed to have any extra ‘secret sauce’ to add
9828 to the physical world and brain. Thus, explaining consciousness is much
9829 harder for me, but at the same time, it [i.e., the physicalist constraint]
9830 limits or focuses my work to or on very concrete problems” (Tegmark,
9831 2014a).
9832 Clearly, Tegmark says, “there must be some additional principle
9833 about information processing in nature that distinguishes between the
9834 conscious kind and the unconscious kind.” “I would love to find it,” he
9835 continues, “not just because it’s philosophically fascinating, but because
9836 it’s important. Assessing consciousness is a critical need, whether in
9837 caring for comatose patients or in communicating with super-advanced
9838 AI” (Tegmark, 2014a).
9839 Tegmark examines the hypothesis that consciousness can be
9840 108
9841 R.L. Kuhn
9842 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
9843 understood as a “state of matter,” “perceptronium", as he coins it, with
9844 distinctive information-processing abilities (Tegmark, 2015). Assuming
9845 that consciousness is a property of certain physical systems, with no
9846 “secret sauce" or non-physical elements, and given that the key differ­
9847 ence between a solid, a liquid and a gas lies not in the types of atoms, but
9848 in their arrangement, he conjectures that consciousness can be under­
9849 stood as yet another state of matter. Just as there are many types of
9850 liquids, he says, there are many types of consciousness.
9851 To distinguish conscious matter from other physical states of matter,
9852 Tegmark explores four basic principles: “the information, integration,
9853 independence, and dynamics principles.” These principles may identify
9854 conscious entities, account for our three-dimensional world, even
9855 involve the emergence of time. Tegmark’s approach generalizes Giulio
9856 Tononi’s Integrated Information Theory (12) for neural-network-based
9857 consciousness as well as for arbitrary quantum systems.
9858 Founded on his concept that mathematics is the ultimate nature of
9859 reality (Tegmark, 2014b, 2014c, 2014d), Tegmark’s quest is to better
9860 understand the internal reality of our mind and the external reality of
9861 our universe, such that they will hopefully co-explain or at least assist
9862 each other. This view sits somewhat apart from most materialist theories
9863 of consciousness, in which the emergence of consciousness is a contin­
9864 gency of evolution.
9865 Theory (12), which QRI calls the first mainstream theory of conscious­
9866 ness to satisfy a Qualia Formalist account of experience. QRI leverages
9867 the idea from Integrated Information Theory that for every conscious
9868 experience, there is a corresponding mathematical object such that the
9869 mathematical features of that object are isomorphic to the properties of
9870 the experience, and that without this idea, no matter the neurobiological
9871 theory, we cannot solve the hard problem of consciousness (Qualia
9872 Research Institute, n.d.).
9873 14.11. Bentley Hart’s monism: consciousness, being, God
9874 Philosopher, theological scholar, and intellectual provocateur, David
9875 Bentley Hart, constructs an ultimate unified monism, first by showing
9876 that consciousness/mind and being/existence are profoundly insever­
9877 able. He argues that “rational thought and coherent order are two sides
9878 of a single reality,” and that only by embracing God “as the absolute
9879 unity of consciousness and being,” can the one ontological reality be
9880 confirmed (Hart, 2022b). In a sense, it is a higher-order monism.
9881 Oversimplified, an idealist form of panpsychism (Hart, 2021a).
9882 Hart is not a timorous monist: “At the end of the day, I’m a monist as
9883 any sane person is … any metaphysics that is coherent is ultimately
9884 reducible to a monism” (Hart, 2024).
9885 Unsurprisingly, Hart is a fierce critic of materialism (Hart, 2019a):
9886 “The incommensurability between physical causation and mental events
9887 is so vast that one can confidently assume that no purely physical
9888 explanation of their relation will ever succeed” (Hart, 2021a). He argues
9889 that it would be very odd to claim that physiology and mental agency
9890 can be characterized within the same “mereological hierarchy.” Far
9891 from being inverse descriptions of one and the same causal structure, he
9892 says, “the causal description peculiar to each sphere—the material and
9893 the mental—is not even vaguely similar to that peculiar to the other. If
9894 the mental merely supervened physically upon the material, in the way
9895 the shape of the wheel supervenes upon the wheel’s iron molecules, it is
9896 impossible coherently to conceive of that miraculous conjugation as
9897 merely a structural extension of inherent physical propensities. Here
9898 each level operates in ways radically disparate from—even contrary
9899 to—the ways in which the other operates. Material structures and forces,
9900 if the reductionist picture of nature is correct, are composite, frag­
9901 mentable, non-purposive, non-intentional, and essentially third-person;
9902 mental agency, by contrast, is indivisibly unified, physically infrangible,
9903 thoroughly teleological, inherently intentional, and irreducibly
9904 first-person (that is, conscious)” (Hart, 2019a, 2022a, 2022d).
9905 Hart is certain that “nothing like an actual science of mental reality
9906 will ever be conceivable (much less practicable) so long as the culture of
9907 the sciences clings to a belief in the principle of the ‘causal closure of the
9908 physical’” (Hart, 2021b). He rejects irreducible emergence as “logical
9909 nonsense; whatever properties appear in an effect, unless imposed
9910 adventitiously, are already implicit in its ‘lower’ causes, even if only as a
9911 kind of virtual intentionality.” He avers that “‘Strong emergence’ is
9912 either a myth, a category error, or a truth so bizarre as to suggest that
9913 truth as such is impenetrable to reason; to invoke such a principle is to
9914 say nothing” (Hart, 2022a). He recommends reconsidering “something
9915 like causal language proposed in Aristotelian tradition” (Hart, 2022b).
9916 Hart’s intuition is that “The conditions necessary for knowledge of
9917 the world and the conditions necessary for the world’s existence as an
9918 object of knowledge at any number of vital points seem insensibly to
9919 merge into a single reality, a single act,” a simplicity and an ultimacy, he
9920 says, that cannot be found within nature as a closed totality and cannot
9921 be consistent with any physicalist theory of the world. It becomes
9922 impossible not to wonder, he continues, “whether the only properly
9923 empirical approach to the question of mental reality should begin with a
9924 radically different kind of methodological bracketing: one that suspends
9925 every presupposition regarding a real distinction between epistemology
9926 and ontology.”
9927 He continues, “At least, we should never refuse to reflect upon the
9928 ancient metaphysical quandary of whether being and consciousness are
9929 14.10. Qualia Research Institute’s state-space, qualia formalism, valence
9930 realism
9931 The Qualia Research Institute (QRI), a not-for-profit pursuing unique
9932 approaches to the science of consciousness, stresses “Qualia Formalism,”
9933 the hypothesis that the internal structure of our subjective experience
9934 can be represented precisely by mathematics, and “Valence Realism,”
9935 the central importance of emotion/affect, that is, valence (how good or
9936 bad an experience feels) as a real and well-defined property of conscious
9937 states (Qualia Research Institute). Within the formalism, symmetry is
9938 said to play a significant compositional, functional, and aesthetic role. It
9939 is called the Symmetry Theory of Valence (proposed by philosopher
9940 Michael Edward Johnson): the symmetry of an information geometry of
9941 mind corresponds with how pleasant or unpleasant it is to be (or have)
9942 that experience. (“The biggest mystery hiding in plain sight is what gives
9943 experiences valence.”) (Johnson, 2023).
9944 The key QRI move (or assumption) is that every distinct state of
9945 conscious experience is unique and can be described mathematically;
9946 the number of such states, a “combinatorial explosion of unexpected
9947 phenomena,” is an unimaginably vast (but not infinite) “state-space of
9948 consciousness,” which is an independent, quasi-dimensional aspect of
9949 reality that grows “supergeometrically.” It is the specific geometry of
9950 each state-space of consciousness that is the conscious percept; each
9951 experience would correspond to a single point in the state-space of
9952 consciousness; the set of all possible experiences are organized in such a
9953 way that the similarities between experiences are encoded in the ge­
9954 ometry of the state-space; and the degrees of symmetry or lack of sym­
9955 metry of the geometry reflect the balance of positive and negative
9956 valence, both reflecting brain harmonics which somehow interact with
9957 the quasi-dimensional state-space and its symmetries (Shinozuka,
9958 2020). (The “state-space of consciousness” resonates with a similar kind
9959 of structure in Integrated Information Theory, 12.)
9960 QRI says its position is close to dual-aspect monism or neutral
9961 monism. It is committed to an extended physicalism in the sense that
9962 extended laws of physics ultimately must describe fields of qualia.
9963 Included is the idea that emotional valence (the pleasantness/unpleas­
9964 antness of an experience) is a natural kind, a real division of the world
9965 carved at its joints, which is said to provide substantial information
9966 about phenomenology (Qualia Research Institute, n.d.).
9967 QRI rejects functionalism as creating confusion but considers exotic
9968 states of consciousness as important data points for reverse-engineering
9969 the underlying formalism for consciousness. As noted, QRI is most
9970 compatible with, but not synonymous with, Integrated Information
9971 109
9972 R.L. Kuhn
9973 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
9974 featured quantum computations, computers which weren’t quantum
9975 computers, might be incapable of such knowledge.
9976 Leslie concludes, “Innumerable further things worth contemplating
9977 would exist inside each infinite mind, many of them quite unlike our
9978 universe and its living beings. Examples could be utterly lifeless uni­
9979 verses; universes very unlike ours in their physical laws, or obeying no
9980 laws at all; countless things of interest or of beauty, each not forming
9981 part of any universe” (Leslie, 2001).
9982 ever truly severable from one another.” To exist fully, he says, is “to be
9983 manifest to consciousness,” and “there is no such thing as ontological
9984 coherence that is not a rational coherence,” such that the irreducibility
9985 of mind to physical causes and the irreducibility of being to physical
9986 events are one and the same irreducibility. There is a point then, Hart
9987 argues, “at which being and intelligibility become conceptually indis­
9988 tinguishable” and “being in itself is pure intelligibility” (Hart, 2022b).
9989 Given that “world and mind really are open to one another,” Hart
9990 accords “a certain causal priority to mind over matter in our picture of
9991 reality” in that materialism would have more difficulty to account for
9992 consciousness than consciousness would for matter.
9993 Hart invokes Bernard Lonergan’s argument that the “unrestricted
9994 intelligibility” of reality leads to God as the one “unrestricted act of
9995 understanding.” The ascent towards ever greater knowledge is, Hart
9996 says, “an ascent towards an ultimate encounter with limitless con­
9997 sciousness, limitless reason, a transcendent reality where being and
9998 knowledge are always already one and the same, and so inalienable from
9999 one another” (Hart, 2022b).
10000 “A restricted instance of that unrestricted act,” Hart says, is his “best
10001 definition of mind.” He then goes to God, reasoning that “every act of
10002 conscious, unified, intentional mind is necessarily dependent upon
10003 infinite mind—which is to say, God.” God, then, is “the logical order of
10004 all reality, the ground both of the subjective rationality of mind and the
10005 objective rationality of being …. the one ontological reality of reason as
10006 it exists both in thought and in the structure of the universe” (Hart,
10007 2019b, 2022b).
10008 The final step in forming Hart’s ultimate monism will seem strange to
10009 most, blasphemous to some: taking consciousness and being, already
10010 one and the same, and unifying it with God, to become, all together, the
10011 ultimate one and the same. This is not pantheism (or panentheism), but
10012 based on Hart’s Orthodox Christian convictions, a Christological
10013 monism. He quotes Maximus the Confessor, who says, “in the union with
10014 God, we ultimately are destined to become uncreated.” In Hart’s ulti­
10015 mate monism, “God doesn’t become God, but God in those who are
10016 becoming God” (Hart, 2022c).
10017 15. Dualisms
10018 Dualism is the theory of consciousness that requires two radically
10019 distinct parts: a physical brain, obviously, but also in addition, a sepa­
10020 rate, nonphysical substance that is not only independent of the brain but
10021 also not of the physical world (as presently conceived). This would mean
10022 that reality consists of (at least) two ontological categories—physical
10023 and nonphysical, whether substances, properties, aspects, dimensions or
10024 planes of existence. Dualism is often called “substance dualism,” to
10025 distinguish it from “property dualism,” which is ontologically different
10026 (15.1). In general usage, “dualism” means substance dualism.
10027 For dualism to be true, what follows must be that the physical world,
10028 at its most fundamental level of fields and forces, is not in some way
10029 causally closed, and that mental properties play a causal role in affecting
10030 the physical world. This perspective, often called interactionism, provides
10031 that physical states cause phenomenal states, and phenomenal states
10032 cause physical states, and whatever psychophysical laws there may be
10033 will operate in both directions (Chalmers, 2003; 15.8).
10034 Common forms of dualism identify the essence of the person with a
10035 nonphysical “soul,” generally an immortal soul. This kind of “soulcentered dualism” is also the theory of consciousness most widely
10036 believed by the vast majority of the world’s population, largely
10037 implicitly via acculturation to belief systems, whether organized reli­
10038 gion or folk traditions. Dualism (substance dualism), certainly, is the
10039 default doctrine in the Abrahamic religions of Judaism, Christianity and
10040 Islam.
10041 Dualism is largely rejected by philosophers, at least by most pro­
10042 fessional philosophers in the West48 (PhilPapers Survey, 2009, 2020).
10043 Dualism has fallen out of philosophical favor for at least four reasons. (i)
10044 No Interactions: given the scientific understanding that the physical
10045 world is a causally closed system in that every event has a prior, phys­
10046 ically efficient cause, how could anything outside such a closed system
10047 affect it? (Goff, 2020). (ii) Not Parsimonious: two kinds of world stuffs
10048 seem excessively complex; Occam’s razor cuts unnecessary entities in
10049 explanations. (iii) No Knowledge: souls are slippery; how to know
10050 anything about how they work? (iv) Fading Divine Creator: With God
10051 less prominent in academia, there seems one less way to create or
10052 allocate souls.
10053 In trying to characterize souls (assuming for a moment that souls do
10054 exist), we ask questions. Are all souls exactly the same, as all electrons in
10055 the electron quantum field are the same? Are souls undifferentiated
10056 (everyone gets the same “starter kit”), or specially tailored to each in­
10057 dividual? Are souls created by God? Or are souls the inevitable, auto­
10058 matic product of a set of deep psychophysical laws; in other words, given
10059 specific, complex structures of atoms, do souls pop into existence? Or are
10060 souls always existing, part of a cosmic consciousness—journeying,
10061 reincarnating, transitioning, transforming, reincarnating ….?
10062 Notably, because consciousness, under dualism, would require both
10063 14.12. Leslie’s consciousness inside an infinite mind
10064 Philosopher John Leslie suggests that ethical requirements, when not
10065 overruled by stronger ethical requirements, are creatively effective. The
10066 cosmos they create is a collection of infinitely many minds, each infinite
10067 mind eternally conscious of all that’s worth contemplating. Our universe
10068 is a structure inside one such mind, its reality consisting simply in its
10069 being contemplated. (Infinitely many finer universes might join our
10070 universe in that mind’s consciousness, but it does at least deserve its
10071 place there.) (Leslie, 2001).
10072 How, though, would one’s own consciousness fit into this scenario?
10073 Well, each infinite mind is “a single existent” in this sense, that its in­
10074 gredients stand to it somewhat as a ruby’s shape and its redness stand to
10075 the ruby; they couldn’t exist independently, any more than could the
10076 particles in the Bose-Einstein condensates described by quantum phys­
10077 ics. But despite how all the parts of each universe which any such mind
10078 contemplated would exist—remember, solely through entering into that
10079 mind’s contemplations—some of those parts could each have con­
10080 sciousness of its own. They could be conscious brains, or conscious
10081 computers. Being inside the existential unity of that mind wouldn’t
10082 make these know that it was there that they existed, or what other things
10083 existed there. Conscious, when it contemplated us, of every quark and
10084 electron of your brain and mine, that mind could leave us in ignorance
10085 even of each other’s existence (Leslie, 2001).
10086 Similarly, our lives from birth to death could be eternally present to
10087 that mind’s awareness whereas we could only guess what would fill our
10088 next few hours. Still, one’s consciousness might itself be existentially
10089 unified at any given moment, perhaps thanks to quantum-physical
10090 processes. This could explain how the entirety of a painting, for
10091 instance, can be known in a single glance. Brains without regions that
10092 48
10093 The first PhilPapers Survey of philosophy faculty and PhDs, conducted in
10094 2009, reported: Accept or lean toward: Physicalism, 56.5%; Non-physicalism,
10095 25.9%; Other, 16.4%. (Bourget and Chalmers, 2009; PhilPapers Survey,
10096 2009). The latest Survey in 2020 showed a modest but meaningful shift away
10097 from Physicalism (51.93%) and toward Non-physicalism (32.08%); Other,
10098 about the same (16.56%) (Bourget and Chalmers, 2023; PhilPapers Survey,
10099 2020).
10100 110
10101 R.L. Kuhn
10102 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
10103 a non-physical substance and a physical brain (somehow working
10104 together), it is conceivable, following the death of the body and the
10105 dissolution of the brain, that this nonphysical substance by itself could
10106 maintain some kind of existence, conscious or otherwise. (Although this
10107 nonphysical substance is traditionally called a “soul”—a term laden with
10108 theological burdens—a soul is not the only kind of thing, or form, that
10109 such a nonphysical substance could be.)
10110 Philosopher Dean Zimmerman reviews “a spectrum of dualisms,”
10111 resulting from different meanings of “nonphysical”. Are souls simple,
10112 with no parts, or composite, with internal components (whether fixed or
10113 flexible)? To pose an extreme, could souls be abstract objects, outside of
10114 space and time, necessary existents? Most dualists would have souls as
10115 concrete, nonphysical objects. Some would even have souls extended in
10116 space, sharing the same special coordinate system as bodies
10117 (Zimmerman, 2005).
10118 David Bentley Hart welcomes confrontation by claiming that most
10119 early modern scientists were better able to understand the mind-body
10120 problem than are many in the sciences today. The 17th century solu­
10121 tion to the seeming irreconcilability of mind and matter was “to adopt a
10122 casual and contented dualism, allowing the mental and the physical
10123 each its own discrete autonomous sphere: nature, not being teleological
10124 or intentional in any way, is nothing like mind; mind, not being com­
10125 posite, purposeless, and impersonal, is nothing like nature.” The two can
10126 somehow interact, probably, Hart suggests, through the sheer power of
10127 God, but “neither is reducible or even qualitatively similar to the other.”
10128 Hart recognizes the inherent problems in describing “any kind of
10129 coherent ontological, causal, or epistemological continuity between the
10130 two spheres”—Hart himself is a monist (14.11)—“it [dualism] was no­
10131 where near so magnificent a disaster as the later, materialistically
10132 monistic attempts to reduce mental events to mechanical [processes]
10133 have so far proved” (Hart, 2019a, 2021a).
10134 To Galen Strawson, “Dualists who postulate two distinct substances
10135 while holding that they interact causally not only face the old and
10136 seemingly insuperable problem of how to give an honest account of this
10137 interaction. They also face the (even more difficult) problem of justi­
10138 fying the claim that there are two substances.” To think that dualism has
10139 anything in its favor, Strawson asserts, “is simply to reveal that one
10140 thinks one knows more about the nature of things than one does—and it
10141 has Occam’s razor (that blunt, sharp instrument) against it” (Strawson,
10142 2008). The dualism theories that follow in this section challenge this
10143 denial.
10144 Jaron Lanier says, “You’ve got two choices. Either you know
10145 everything [about consciousness], or you organize your ignorance in
10146 some intelligent and organized manner. Dualism is the most honest
10147 manner of organizing your ignorance, okay?” (Lanier, 2007b).
10148 As noted, Closer To Truth viewers regularly send me diverse theories
10149 related to consciousness, some just ideas, some elaborate systems, and
10150 occasionally they are hard to classify. For example, a consciousness
10151 system operating independently of the central nervous system, consti­
10152 tuted by “a Material B” (exhibiting “coupling properties” beyond the
10153 boundaries of physics) and explored by “memory-related thought pro­
10154 cesses” and “illogical nonlinear-thinking”49 (Ma et al., 2023).
10155 It is well known that mental causation is a vexing problem for du­
10156 alists. By what conceivable mechanism could nonphysical stuff effect
10157 physical stuff? This is not a primary issue for this Landscape (15.8), but it
10158 is for Dualism.
10159 Again, the purpose of this section on Dualisms as a theory of con­
10160 sciousness is to describe various kinds of dualism, not to argue in favor
10161 or against (a self-imposed hurdle on which I occasionally trip).
10162 15.1. Property dualism
10163 Property Dualism is the idea that while there is only one kind of
10164 substance in the world, physical substance, there are two kinds of
10165 properties, mental and physical properties, such that mental properties
10166 cannot be reduced to or explained by physical properties alone, even
10167 though both kinds of properties are generated by the same physical
10168 thing, namely brains. More specifically, property dualism maintains that
10169 human persons are entirely physical objects, composed wholly by the
10170 constituents of fundamental physics and subject only to the laws of
10171 physics, but also they have, at the same time and equally inherent, nonphysical properties or aspects, namely mental properties or aspects
10172 (thoughts, concepts, ideas) that are not reducible to, and not explainable
10173 by, the properties of fundamental physics (and its special science
10174 derivatives)—even though all of property dualism’s properties must
10175 come from those constituents of fundamental physics. Simply, human
10176 persons would have nonphysical properties but no nonphysical parts.
10177 According to Dean Zimmerman (following Chalmers), property
10178 dualism means that, “For at least some mental states, it is not possible to
10179 define, in terms of microphysical properties alone, a physical property
10180 common to all individuals in that mental state, and only to them.”
10181 Property dualism, then, would be the failure of supervenience, which
10182 states that “among all the possible individuals in all the possible worlds,
10183 there is no pair with all the same microphysical properties but different
10184 mental properties” (Zimmerman, 2005).
10185 Zimmerman applies property dualism to two famous questions in
10186 philosophy of mind: “It seems easy to imagine physically indiscernible
10187 zombies (animate human bodies with no consciousness) or people
10188 whose spectrum of color experiences is the reverse of one’s own. If
10189 genuinely possible, these scenarios show that the mental does not su­
10190 pervene upon the physical” (Zimmerman, 2005).
10191 But in a wholly physical world, how could the mental not supervene
10192 upon the physical? How could different mental states arise from pre­
10193 cisely the same microphysical states (down to the most fundamental
10194 physics)? If mental states can so arise, mustn’t something be missing, or
10195 arbitrary, in the physical world? If mental states cannot so arise, what
10196 then of property dualism?
10197 To oversimplify, property dualism is dualistic only in its deep epis­
10198 temology, not in its deep ontology, which remains entirely materi­
10199 alistic—consciousness remains wholly the product of brain function.
10200 Under property dualism, the mind still comes entirely from the brain,
10201 without residue. When super-advanced neuroscience accounts for all
10202 that can be known about the brain—though obviously it would be
10203 fiendishly complex—will there be nothing left over to explain about the
10204 mind?
10205 Yet, property dualism has some mental properties as irreducible, a
10206 move that perhaps help blunt attacks on materialist theories of con­
10207 sciousness. (Property dualism shares features with Non-Reductive
10208 Physicalism, 10.) But what does this really mean? How irreducible?
10209 Irreducible in practice, for sure. But irreducible in principle? What
10210 would an absolute complete science, from fundamental physics to
10211 neuroscience, not capture?
10212 Philosopher Ralph Weir evaluates the common preference in phi­
10213 losophy of mind for varieties of property dualism over other alternatives
10214 to physicalism and certainly over substance dualism. He argues that the
10215 standard motivations for property dualism “lead directly to nonphysical
10216 substances resembling the soul of traditional metaphysics.” Using the
10217 conceivability of modal arguments for zombies and ghosts and
10218 critiquing Russellian monist forms of property dualism, he concludes
10219 that “if you posit nonphysical properties in response to the mind-body
10220 problem, then you should be prepared to posit nonphysical substances
10221 as well” (Weir, 2023).
10222 Property dualism is the first subcategory under dualism because it is
10223 the most materialistic, the least dualistic, of the bunch. While I appre­
10224 ciate its important role in the development of philosophy of mind, I must
10225 admit that I’ve never had it near top-of-list in the marketplace of
10226 49
10227 The three Chinese scientists are, inclusively, from Mainland China, Taiwan,
10228 and the USA. It is good that consciousness can catalyze harmony.
10229 111
10230 R.L. Kuhn
10231 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
10232 fundamental theories.
10233 Peter van Inwagen muses that “‘property dualism’ is a very odd name
10234 to give it.” His argument clarifies the essence of dualism itself. “If there
10235 are non-physical substances, then physical and non-physical substances
10236 (a cat and an angel, for example) are clean different kinds of thing.
10237 Although they are both substances right enough, the division of the
10238 category ‘substance’ into the sub-categories ‘physical’ and ‘non-phys­
10239 ical’ is an ontologically significant division. We call Descartes and Plato
10240 dualists because they think there are substances in both sub-categories. I
10241 would suppose that ‘property dualists’ call themselves dualists because
10242 they think that the division of properties into physical and non-physical
10243 properties is an ontologically significant division of the category
10244 ‘property’, a division as significant as the physical/non-physical division
10245 of the category ‘substance’. If this is so, I think that the self-chosen
10246 description ‘property dualist’ indicates a metaphysical confusion in
10247 the way property dualists conceive of properties” (Van Inwagen, 2007b).
10248 Nonetheless, unlike much-disparaged substance dualism, property
10249 dualism remains a respectable position within philosophy of mind
10250 (Zimmerman, 2005).
10251 asserts that in order to tell "the whole story of the world," one must "pick
10252 out subjects of experience—not just by the experiences they have, not
10253 just by the physical bodies with which they are associated" but also with
10254 "separate mental entities for which the natural word is ’soul’ … If you
10255 can’t bring ’soul’ into the account of the world, you will not tell the
10256 whole story of the world, because you will not tell who has which
10257 conscious life" (Swinburne, 2007; Swinburne, 2006).
10258 "If the only things were physical objects, including bodies and brains,
10259 we would not be able to distinguish a case where you have the body
10260 which is presently yours and I have the body which is presently mine,
10261 from the case where you have the body which is presently mine and I
10262 have the body which is presently yours," he adds. "If physical properties
10263 and mental properties were just properties of bodies there would be no
10264 difference between these cases; " but because there are obvious differ­
10265 ences between "you" and "me," Swinburne claims that "there must be
10266 another essential part of me which goes where I go, and this we can call
10267 my ’soul.’" Truths about persons, Swinburne stresses, are not truths
10268 about brains or bodies (Swinburne, 2007).
10269 Swinburne’s argument for the existence of a soul—that "souls
10270 constitute personal identity and the continued existence of me will
10271 consist in the continued existence of my soul"—"is quite apart from what
10272 might happen in the world to come." Moreover, Swinburne’s arguments
10273 for the reality of a nonphysical soul do not depend, he says, on theo­
10274 logical revelation or his own religious convictions (Swinburne, 2016;
10275 Kuhn 2016b).
10276 15.2. Historical and traditional dualisms
10277 Dualism is the oldest and most ubiquitous theory of consciousness in
10278 the sense that nonphysical aspects of the world and mind, such as
10279 animism and ancestor worship, had long seemed the default assumption
10280 of millennia of pre-modern human groups and cultures. Plato’s
10281 description of immortal souls in ancient Greece, where the person was
10282 entirely immaterial, and the profound ruminations about consciousness
10283 in ancient India, debating individual and cosmic varieties, were
10284 consistent with common intuitions and thus readily accepted.
10285 On the other hand, biblical accounts of the nature of the person,
10286 especially in the Hebrew scriptures, stress human physicality and mor­
10287 tality, with no obvious assertions about immortal souls (Van Inwagen,
10288 1995). In Genesis, humans became (were not inherently) “a living soul”
10289 (Gen. 2:7). Ezekiel writes, “The soul that sinneth, it shall die” (Ezek.
10290 18:20). Paul, in the New Testament, has “the wages of sin is death”
10291 (Rom. 6:23). Granted, theologians can interpret “death,” as, say, a soul
10292 that is separated from God. But the Psalmist is clear, saying of humans,
10293 “His breath goeth forth, he returneth to his earth; in that very day his
10294 thoughts perish” (Ps. 146:4). And Solomon is unambiguous, “the dead
10295 know nothing” (Eccles. 9:5).
10296 Nonetheless, the overwhelming majority of adherents to the Abra­
10297 hamic religions of Judaism, Christianity and Islam, along with most of
10298 their religious teachers, assume that human beings are, in essence, a soul
10299 and that the soul has some kind of future beyond death.
10300 John Leslie describes the historical understanding of souls as “exis­
10301 tentially unified,” noting, "When the parts of a soul were viewed as
10302 existentially unified at each particular instant, it wasn’t thought that
10303 God, when manufacturing unified souls, had to do some kind of special
10304 mixing involving many separate steps. It was believed simply that souls
10305 had, from the moment of their creation by God, the property of being
10306 complex yet existentially unified. Many distinguishable elements of such
10307 complexity were present when a soul had a thought or an experience,
10308 but still, a soul remained existentially unified at each instant and
10309 remained the very same soul at successive instants" (Leslie, 2006).
10310 15.4. Composite dualism
10311 Modern dualism in philosophy of mind begins with Descartes who
10312 famously divides the world between the physical and the mental. He was
10313 motivated by the obvious distinction that the mind has thought but no
10314 extension while the body has extension but no thought. Yet body and
10315 mind both seem needed to have a human person.
10316 Composite dualists require both body and mind to constitute a per­
10317 son, where “body” generally denotates brain and “mind” generally
10318 denotates soul. There are of course variations and problems
10319 (Zimmerman, 2005). A key question is whether the nonphysical part, the
10320 soul, has mental states independent from the body/brain? To most du­
10321 alists, both historical and contemporary, the soul does indeed.
10322 As to the relationship between the body and the soul, Swinburne is
10323 ambivalent. "Maybe, of course, a soul can’t function on its own," he said.
10324 "Maybe it can only function when associated with a body. In that case,
10325 my continued existence would consist in it being joined to a body again,
10326 perhaps an entirely new body. I think a soul could exist on its own, but
10327 not a great deal turns on that." A body is required, Swinburne said,
10328 because "for us to interact with others, to recognize others, we need
10329 different public characteristics” (Swinburne, 2016; Kuhn 2016b).
10330 I asked Swinburne to speculate on the essence or composition of such
10331 a soul. Is it a differentiated substance? What’s to prevent your soul from
10332 getting mixed up with my soul?
10333 "The difference between souls is ultimate, unanalyzable by anything
10334 else," Swinburne responded. "A soul has no extension. It is an ’imma­
10335 terial particular’, to use an old-fashioned philosophical term. It does, of
10336 course, have characteristics, properties. It has thoughts, feelings, atti­
10337 tudes, and so on. But the way we distinguish in practice between souls is
10338 in terms of the bodies with which they are associated because the dif­
10339 ference between your soul and my soul, being ultimate, does not consist
10340 in their relations to our respective bodies. There is of course nothing
10341 paradoxical about the difference between souls being unanalyzable,
10342 because some differences must be ultimate; if you can analyze ’a’ by ’b’
10343 and ’b’ by ’c’ and so on, you eventually get to things which you can’t
10344 analyze, and the differences between human souls in my view are one of
10345 those things. This is why the only way souls can have a public presence is
10346 through their attachment to bodies” (Swinburne, 2007, 2016).
10347 15.3. Swinburne’s substance dualism
10348 Christian philosopher Richard Swinburne is a leading advocate of
10349 substance dualism (Swinburne, 2013). "If you want to tell the whole
10350 story of the world, you must say what objects there are in the world,
10351 what substances there are, and what properties they have at different
10352 times," Swinburne said on Closer to Truth. "Of course, that will include all
10353 the physical objects, all the tables and chairs and planets and atoms. But,
10354 of course, that won’t tell the whole story. You will also have to tell the
10355 story of conscious life, which is associated with each body." Swinburne
10356 112
10357 R.L. Kuhn
10358 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
10359 15.5. Stump’s Thomistic dualism
10360 combines a neo-Thomistic view that some mental faculties are imma­
10361 terial and a neo-Aristotelian view that we perceive the world actually as
10362 it appears to be (i.e., direct realism, such that color and sound are
10363 properties of external objects as real as size and shape) (Section: Feser,
10364 2012a; 2012b; 2012c; 2022a; 2022b).
10365 As Feser explains, Aristotelians and Thomists use the term “intellect”
10366 as that faculty by which we grasp abstract concepts, make judgments
10367 and reason logically. Intellect is to be distinguished from “imagination,”
10368 the faculty by which we form mental images (visual, auditory, etc.), and
10369 from sensation, the faculty by which we perceive the external material
10370 world and the internal world of the body. Feser argues that the irre­
10371 ducibility of intellect to imagination and sensation is undeniable (e.g.,
10372 the intellect’s concepts are universals while mental images and sensa­
10373 tions are particulars). He also argues that “the reason why intellectual
10374 activity cannot in principle be reduced to sensation or imagination is, as
10375 it happens, related to the reason why intellectual activity cannot in
10376 principle be reduced to, or entirely supervenient upon, or in any other
10377 way explicable in terms of material processes of any sort” (Feser,
10378 2012a).
10379 To explain intellectual activity entirely in terms of material pro­
10380 cesses, Feser says, is to inevitably deny the existence of some essential
10381 aspect of the intellectual activity. If you identify thought with material
10382 processes, you are necessarily committed to denying, implicitly or
10383 explicitly, that our thoughts really ever have any determinate or un­
10384 ambiguous content. According to Feser, some materialists have seen
10385 this, including Quine and Dennett, and decided “to bite the bullet and
10386 accept that the content of all thought and language is inherently
10387 indeterminate.”
10388 Feser asserts that such claims are indefensible because it would
10389 contradict making sense of mathematics and logic, and hence of
10390 empirical science, all of which presupposes that we have determinate
10391 concepts. “Anyone who thinks that thought can even in principle be
10392 entirely material,” he says, “hasn’t thought carefully enough about the
10393 nature of thought” (Feser, 2012a).
10394 But Feser’s dualism is not Descartes’s dualism, which makes as­
10395 sumptions about the nature of matter as much as or more than as­
10396 sumptions about the nature of mind, and thus is responsible, in part, for
10397 generating the mind-body problem. The key point, Feser says, is that by
10398 characterizing matter in purely quantitative, mathematical terms, Des­
10399 cartes left no place in it for qualitative features like color, odor, taste,
10400 sound, smell, heat and cold as common sense understands them.
10401 Accordingly, he treated these qualitative features—as Galileo before
10402 him and countless others after him did—as entirely mind-dependent,
10403 existing only in our conscious experience of the world but not in the
10404 world itself (Feser, 2012b).
10405 This means that if these qualitative features as common sense un­
10406 derstands them exist only in the mind and not in the material world, it
10407 follows that these features cannot themselves be material. A kind of
10408 dualism follows, Feser claims, precisely from the materialist conception
10409 of matter. The so-called “qualia problem” that contemporary philoso­
10410 phers of mind fret over, he argues, “is the inevitable result of the
10411 conception of matter to which modern scientists in their philosophical
10412 moments have wedded themselves” (Feser, 2012b).
10413 In Feser’s reading, Descartes and other moderns had an austere
10414 concept of nature as inherently devoid of the qualitative features we
10415 know from conscious experience (e.g., color, sound, heat, cold) as well
10416 as of meaning or purpose of any kind. Thus, they conceived of the human
10417 mind as an immaterial substance that somehow interacts with those
10418 parts of the natural world we call human bodies and brains. This spawns
10419 Descartes’s novel form of dualism, which is notoriously problematic (i.
10420 e., the interaction problem) such that modern materialists throw out
10421 Descartes’s immaterial substance while holding on to his view of the
10422 material world. (But their own position, Feser adds, is even more
10423 problematic, since it leaves them with no place at all to locate qualitative
10424 features or meaning.) (Feser, 2012c).
10425 Moreover, because Descartes took the human body as just one
10426 The influential Christian scholastic philosopher St. Thomas Aquinas
10427 gives an account of the soul that is non-Cartesian in character, according
10428 to Catholic philosopher Eleonore Stump, who has Aquinas taking the
10429 soul to be something essentially immaterial or configurational but
10430 nonetheless realized in material components. This suggests, she argues,
10431 not only that Cartesian dualism isn’t essential to Christianity but also
10432 that the battle lines between dualism and materialism are misdrawn
10433 (Stump, 1995).
10434 Stump recognizes that because Cartesian dualism is widely regarded
10435 (among philosophers) as false, and because “it is also the case that the
10436 major monotheisms have traditionally been committed to dualism of a
10437 Cartesian sort, then in the view of many philosophers the apparent or
10438 putative falsity of Cartesian dualism becomes an embarrassment for
10439 those religions.”
10440 In building his alternative to a Cartesian sort of dualism (in historical
10441 context, to Plato’s account of the soul), Aquinas is guided by “two
10442 complex, culturally conditioned sets of intuitions,” each of which relates
10443 to a biblical passage. The first is "dust thou art, and unto dust shalt thou
10444 return" (Gen. 3:19), conveying that a human being is a material object,
10445 “made out of the same sort of constituents as the earth is,” and the
10446 second is "Then shall the dust return to the earth as it was, and the spirit
10447 shall return to God who gave it" (Eccles.12:7), conveying that a human
10448 person survives death, “because her spirit or soul continues to exist after
10449 the dissolution of her body.” Stump has Aquinas accommodating both
10450 sets of intuitions with his account of the human soul (Stump, 1995).
10451 Famously, Aquinas takes the soul to be the form of the body, but, as
10452 Stump points out, “the soul not only is the form that makes this matter a
10453 living human body but also is the form that makes the matter this human
10454 being.” And when, after death, all that is left of a human being is the
10455 soul, “individuality persists on Aquinas’s account.”
10456 “Soul” is a larger category for Aquinas, his generic term for the
10457 substantial forms of all material objects that are living. Plants have souls,
10458 not in the human sense, but in that they enable “a configuration of
10459 matter which allows for nutrition, growth, reproduction.” Animals, too,
10460 have souls, since they, too, are living things; but the configuration of
10461 their matter also allows them perception. The forms that constitute
10462 human beings allow a more distinctive set of capacities, namely, intel­
10463 lective processes. Aquinas tends to call the human soul “the intellective
10464 soul” or “the rational soul”.
10465 Aquinas’s soul is created directly by God and infused into matter.
10466 The soul is the act of the body, “because it is in virtue of the soul that
10467 something is actually a living human body.” Moreover, because the soul
10468 is the form of the body, it has a spatial location; while the body is alive,
10469 the soul is located where the body is.
10470 As for the post-mortem, disembodied soul, while it does persist, it is
10471 not the complete human being who was the composite but only a part of
10472 that human being. A separated soul does exist on its own after death, but
10473 it nonetheless isn’t a substance in its own right. Disembodied existence
10474 isn’t natural to the soul.
10475 Stump sums up: “The soul is an essentially configurational state
10476 which is immaterial and subsistent, able to exist on its own apart from
10477 the body. On the other hand, the soul is the form that makes the living
10478 human body what it is. While it is possible with divine help for the soul
10479 to exist and exercise cognitive function on its own, apart from the body,
10480 that state is unnatural to it. In the natural condition, human cognitive
10481 functions are to be attributed to the whole composite and not to the soul
10482 alone, although the composite exercises cognitive functions by means of
10483 the soul.” In Stump’s view, the real lesson of Aquinas’s account of the
10484 soul is to show that the dichotomy between materialism and dualism is
10485 misleading (Stump, 1995).
10486 15.6. Feser’s neo-Thomistic, neo-Aristotelian, common-sense dualism
10487 Catholic philosopher Edward Feser’s account of consciousness
10488 113
10489 R.L. Kuhn
10490 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
10491 entirely mathematically definable bit of the material world among
10492 others, entirely devoid of qualitative features, and took all consciousness
10493 to reside in the res cogitans, which he regarded as immaterial, Descartes’s
10494 position implies that sensation and imagination are immaterial. Hence if
10495 sensation and imagination turn out to be material after all, it is under­
10496 standable how some would infer that all operations of the res cogitans, all
10497 mental activity, might be susceptible to materialist explanation as well
10498 (Feser, 2012b).
10499 But, Feser argues, the Aristotelian tradition has always regarded
10500 sensation and imagination as corporeal faculties, and as having nothing
10501 essentially to do with the reasons why our distinctively intellectual ac­
10502 tivities are incorporeal, in that strictly intellectual activity on the one
10503 hand and sensation and imagination on the other, differ in kind, not
10504 merely in degree, so that to establish the corporeal nature of the latter is
10505 irrelevant to the question of whether the former is corporeal.
10506 Aristotle and the Scholastic tradition that built on his thought took
10507 the common-sense view that the natural world is filled with irreducibly
10508 different kinds of objects and qualities: people; dogs and cats; trees and
10509 flowers; rocks, dirt, and water; colors, odors, sounds; heat and cold;
10510 meanings and purposes (Feser, 2012c). The founders of modern phi­
10511 losophy and science overthrew Aristotelianism, and, on Feser’s view,
10512 common sense along with it. On the new view of nature inaugurated by
10513 Galileo and Descartes, the material world is comprised of nothing more
10514 than colorless, odorless, soundless, meaningless, purposeless particles in
10515 motion, describable in purely mathematical terms. The differences be­
10516 tween dirt, water, rocks, trees, dogs, cats, and human bodies are on this
10517 view superficial.
10518 Common sense, Feser says, takes ordinary physical objects to have
10519 both (a) size, shape, motion, etc. and (b) color, sound, heat, cold, etc.
10520 Early modern philosophers and scientists characterized features of type
10521 (a) as “primary qualities” and features of type (b) as “secondary quali­
10522 ties,” and they argued that the latter are not genuine features of matter
10523 as it is in itself, but reflect only the way conscious awareness presents
10524 matter to us. What exists in mind-independent reality is nothing more
10525 than particles in motion. Color, sound, taste, odor, etc. exist only in the
10526 mind’s experiences of that reality (Feser, 2022a).
10527 But, Feser argues, to draw a sharp distinction between primary and
10528 secondary qualities is much more difficult than it at first appears. The
10529 Aristotelian philosopher who defends common sense would say that this
10530 is a good reason to think that secondary qualities are, after all, as
10531 objective as primary qualities.
10532 The more common approach, however, was to try to make some
10533 version of the primary/secondary quality distinction work, which made
10534 a Cartesian sort of dualism an inevitable consequence of the primary/
10535 secondary quality distinction. For if color, sound, heat, cold, etc. as
10536 common sense understands them don’t exist in matter, then they don’t
10537 exist in the brain or the rest of the body (since those are material). And if
10538 they do nevertheless exist in the mind, then we have the dualist
10539 conclusion that the mind is not identical with the brain or with any other
10540 material thing.
10541 Feser claims that the very conception of matter that modern mate­
10542 rialism has committed itself to is therefore radically incompatible with
10543 materialism. Attempting to develop a materialist account of conscious­
10544 ness while at the same time presupposing the conception of matter
10545 inherited from Galileo and Co. is like trying to square the circle. “It is a
10546 fool’s errand,” Feser opines, “born of conceptual confusion and neglect
10547 of intellectual history” (Feser, 2022a).
10548 To Feser, the hard problem of consciousness is a pseudo-problem. It
10549 arises only if we follow Galileo and his successors in holding that color,
10550 odor, sound, heat, cold, and other “secondary qualities” do not really
10551 exist in matter in the way common sense supposes them to, but instead
10552 exist only in the mind (as the qualia of conscious experience) and are
10553 projected by us onto external reality. If you take this position, Feser says,
10554 you are stuck with a conception of matter that makes it impossible to
10555 regard consciousness as material.
10556 The solution, Feser offers, is simply not to go along with this
10557 assumption in the first place, but to return to the Aristotelian-Scholastic
10558 view the early moderns reacted against, and which is compatible with
10559 the commonsense view of matter. The so-called hard problem of con­
10560 sciousness then dissolves (Feser, 2022b).
10561 Feser highlights Gilbert Ryle’s critical characterization of Descartes’s
10562 dualism as the theory of the “ghost in the machine.” It is often supposed
10563 that modern philosophy and science after Descartes preserved his me­
10564 chanical model of matter while getting rid of the “ghost” of the Cartesian
10565 mind. To Feser, the haunting problem is not the “ghost” but the me­
10566 chanical model of matter (Feser, 2022b).
10567 15.7. Moreland’s Christian soul
10568 Christian philosopher J.P. Moreland defines a robust “generic sub­
10569 stance dualism” as the view according to which “(i) there is a substantial
10570 soul (self, ego, I, substantial form) that is wholly immaterial; (ii) the soul
10571 is not identical to its physical body; and (iii) the soul is that which
10572 grounds personal identity for human persons” (Moreland, 2023). He
10573 defends a Thomistic-like dualism, taking the body to be an ensouled,
10574 spatially extended, physical structure, and the soul to be a substantial,
10575 unified reality that informs (gives form to) its body, animates it and
10576 makes it human. Thus, a body requires a soul to be a body, and this is
10577 why a body is of value. A body without a soul in it is just a corpse. In
10578 contrast to a body, a corpse is of little intrinsic value (Moreland, 2014).
10579 Similarly, a soul requires a body to be fully realized; for a soul to have
10580 a body is its natural state. By analogy, the soul is to the body like God is
10581 to space—it is fully “present” at each point within the body. Breaking the
10582 analogy, Moreland’s soul and body relate to each other in an informing
10583 and cause-effect way (Moreland, 2014).
10584 Moreland argues that the unity of consciousness cannot be explained
10585 if a person is a brain, because a brain is just an aggregate of different
10586 physical (separable) parts. He accepts constituent realism regarding
10587 properties (and relations), according to which properties (and relations)
10588 are universals that, when exemplified (they need not exist), become
10589 constituents of the ordinary particulars that have them. Moreover, he
10590 asserts that whereas a physicalist may claim a unified awareness of one’s
10591 visual field consists of combining several different physical parts of the
10592 brain each terminating a different wavelength, each of which is aware of
10593 only part (not the whole) of the complex view, “this cannot account for
10594 the single, unitary awareness of the entire visual field” (Moreland,
10595 2018).
10596 Offering “a comprehensive defense of contemporary substance
10597 dualism,” Christian philosophers Brandon Rickabaugh and J.P. More­
10598 land present arguments that they claim support substance dualism and
10599 defeat those that deny it. These include: introspection, self-awareness
10600 and intentionality; the fundamental unity of conscious beings (e.g.,
10601 mereological essentialism and the diachronic endurance of the soul);
10602 and updated arguments from modality and libertarian freedom (e.g.,
10603 problems of causal interaction, neuroscientific objections, and causal
10604 closure of the physical) (Rickabaugh and Moreland, 2023).
10605 15.8. Interactive dualism
10606 The primary problem of Dualism—many would say the defeater of
10607 Dualism—is how nonphysical substances could possibly interact with
10608 physical substances, especially given the common assumption that the
10609 physical world is a closed system. Also called the "pairing problem," how
10610 could an immaterial thing, the mind, interact with a material thing, the
10611 body (or brain)? Notwithstanding our folk perception that the physical
10612 world affects my mind through my senses and my mind affects the
10613 physical world through my actions, most scientists and philosophers
10614 deny this is what is in fact happening. There would be no commonalities
10615 between physical and nonphysical substances, no means of exchan­
10616 ge—the problem of mental causation on steroids. Moreover, if
10617 nonphysical substances could somehow affect and alter physical sub­
10618 stances, wouldn’t that require a transference of energy, and wouldn’t
10619 114
10620 R.L. Kuhn
10621 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
10622 such an addition violate the sacrosanct physical law of the conservation
10623 of energy? (Section: Robinson, 2023; Interactionism, 2023).
10624 Advocates of Interactive Dualism (not that there are many among
10625 scientists and philosophers) say they have resources. They reject the
10626 weak dualism of Epiphenomenalism where the physical affects the
10627 mental but the mental does not affect the physical (9.1.2). They can
10628 claim that the interaction problem is founded on archaic 19th century,
10629 billiard-ball physics, where causation requires hard substances to be in
10630 physical contact, to touch one another, as it were. Quantum mechanics,
10631 on the other hand, allows for various, albeit speculative ways, for the
10632 mental to affect the physical, even beyond the classic but controversial
10633 view that an “observer” is needed to “collapse” the wave function.
10634 Moreover, because quantum mechanics introduces fundamental uncer­
10635 tainty into the universe, and if by this indeterminism holds, nonphysical
10636 substances might enjoy “wiggle room” to effect causation.
10637 Advocates can also appeal to different kinds of ethereal forces or
10638 energy transference systems. Perhaps mental powers can influence the
10639 distribution but not the quantity of energy in the brain (“a little more
10640 here, a little less there” does seem a bit of a cheat). Perhaps each indi­
10641 vidual brain is not a causally closed system so that the conservation of
10642 energy need not apply. Perhaps causal closure for the entire universe is
10643 also a 19th century invention, based on classical thermodynamics and
10644 statistical mechanics, which are now superseded by quantum me­
10645 chanics, general relativity, dark matter, dark energy, and who knows
10646 what else? (I can make up another. Since string theory offers, depending
10647 on flavor, 10, 11 or 26 “compactified” extra dimensions, why couldn’t
10648 nonphysical substances work via these extra dimensions? I can conceive
10649 of a precedent for this. To account for the “hierarchy problem” in
10650 physics, where gravity is vastly weaker than the other fundamental
10651 forces, some postulate that gravity “leaks” or “bleeds” into these extra
10652 dimensions.) It gets crazy.
10653 That’s not all. Perhaps, one could just blow away the interaction
10654 problem by just asserting that in systems that have minds, the law of
10655 conservation of energy is false. Perhaps because downward causation
10656 goes to the lower physical levels and emergence is enabled, the causal
10657 completeness of physics is wrong (Ellis, 2019). Further, because the
10658 whole idea of a closed physical system is based on the assumption that
10659 there are no nonphysical forces involved, wouldn’t this assumption
10660 undermine the argument against interaction by making it circular? Then
10661 there is “overdetermination,” where mental and physical factors can
10662 each, independently, affect actions—an approach that, while possibly
10663 solving one problem, creates other problems (Robinson, 2023; Inter­
10664 actionism, 2023).
10665 Finally, there is always a theological solution. God can help. God
10666 could have created souls with powers, especially since “real” (i.e., lib­
10667 ertarian) free will is an essential part of “God’s plan,” such that neither
10668 conservation of energy nor determinism holds, at least with respect to
10669 minds. (It is challenging how even God could make this coherent.)
10670 Christian philosopher William Lane Craig describes himself as a
10671 “dualist-interactionalist” in that “the brain is itself part of... the physical
10672 reality with which the soul immediately interacts (Craig, 2015). He ar­
10673 gues that even though souls do not have spatial locations, “the question
10674 becomes why we should think that only spatial relations can pair a cause
10675 with its effect. Prima facie this seems overly restrictive” (Craig, 2023).
10676 I mustn’t forget “Occasionalism,” the idea that created substances,
10677 physical and nonphysical, cannot be efficient causes of events in them­
10678 selves and that all events are caused directly by God. This would mean
10679 that while mind and body appear to interact, in fact it is God that is
10680 changing each separately and ceaselessly. While Occasionalism is dis­
10681 missed (often ridiculed), there is a kind of logic here. If God acts as
10682 intermediary, as it were, between nonphysical and physical substances,
10683 then because God would have created both in the first place, this would
10684 make the apparent causal connection between nonphysical and physical
10685 substances not especially troublesome for God to bring about. This way
10686 of thinking—all these possible mechanisms for Interactive Dual­
10687 ism—reflects the depth of Dualism’s problem.
10688 15.9. Emergent dualism
10689 Emergent dualism is the idea that while mind or consciousness is not
10690 fundamental in reality, it comes into existence “naturally” when a
10691 certain kind of complex arrangement of physical atoms come together,
10692 say, in biological neurons. The resultant new substance that emerges
10693 would be nonphysical, generated by some meta-psychophysical pro­
10694 cesses or laws, and it would become the first-person subject of the mind
10695 or consciousness. This freshly emergent nonphysical substance, to take
10696 the extremes, could be either entirely dependent on the brain for
10697 continued existence or take on independent ontological existence in
10698 some strong sense (though the latter, to me, would seem a rather odd
10699 way for reality to be).
10700 For some philosophers, emergent dualism is a softer-sell “dualismlight,” because souls would then be a normal part of the physical world,
10701 however extended, where these as-yet-unknown “natural” metapsychophysical laws would determine their automatic manifestation
10702 from complex structures, especially from brains (perhaps only from
10703 brains). Dualism’s “pairing problem”—how can nonphysical substances
10704 (“souls”) have causal relations with physical substances (brains) with
10705 zero tolerance for failure?—would be reduced under emergent dualisms
10706 because (i) souls would seem in a way tethered in space (Zimmerman,
10707 2005), and (ii) souls would have been generated by physical substances
10708 (brains) in the first place.
10709 As a theist, Richard Swinburne holds the creationist position that
10710 God creates anew each new soul. But, if he came to believe that this
10711 position was mistaken, then, as a theist, he would hold the view that God
10712 had already built into atoms their propensity to produce souls
10713 (Swinburne, 2016).
10714 Out-of-body and near-death experiences (OBEs and NDEs) are said to
10715 support emergent dualism, in that if one starts by assuming OBEs and
10716 NDEs to be actual disembodied conscious experiences (17.12), then
10717 emergent dualism is said to be a candidate to explain them. And once
10718 this nonphysical substance (soul) comes into existence, it is then logi­
10719 cally possible for this “soul” to become independent of its progenerating
10720 physical substance (brain) and to maintain its existence beyond the
10721 dissolution of the physical (Kopel, 2023).
10722 Finally, there would be no necessity that the kind of metapsychophysical laws that generate emergent dualism should be
10723 restricted to complex arrangements of atoms in biological entities or
10724 contexts. Thus, under emergent dualism, AI consciousness would not be
10725 impossible, as it would be under traditional forms of dualism (AI Con­
10726 sciousness, 24).
10727 15.10. Kind’s dualism 2.0
10728 Philosopher Amy Kind defends dualism 2.0, “a thoroughly modern
10729 version of dualism … decoupled from any religious or non-scientific
10730 connotations.” Her argument is direct and forceful: “A physicalist
10731 framework cannot adequately capture the full reality of our conscious
10732 experience”—which has a “qualitative nature.” However physicalism is
10733 defined, she says, “whether it’s in terms of current physics or future
10734 physics, or some other way entirely—we should see the theory as
10735 committed to an important constraint: Physicalism can be true only if
10736 the phenomenality is not a primitive aspect of the world” (Kind and
10737 Stoljar, 2023, pp. 4, 58).
10738 She analyzes and rejects Materialist Theories of Representationalism
10739 (9.8) and High-order Theories (9.8.3), and Russellian Monism (14.1),
10740 and she deflects the counterattack that “rejecting physicalism is tanta­
10741 mount to believing in ghosts, or fairy dust, or magic.” She stresses that
10742 “the claim that consciousness is not a physical thing does not commit
10743 one to the existence of spooky stuff. Rather, it should be seen as perfectly
10744 consistent with an adoption of a broadly naturalistic conception of the
10745 world and our place in it.” She calls Dualism 2.0 “a rebooted version of
10746 dualism … what it looks like to adopt this kind of view from the vantage
10747 point of the 21st century” (Kind and Stoljar, 2023, p. 5).
10748 115
10749 R.L. Kuhn
10750 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
10751 Kind’s claim is a simple one: “Just as physical states, events, and
10752 processes are an irreducibly real part of the world, so too are phenom­
10753 enal states, events, and processes an irreducibly real part of the world”
10754 (jointly, “activity”). Given “the existence of both phenomenal activity
10755 and physical activity, and further, in virtue of its claim that these two
10756 kinds of activity cannot be reduced to one another,” she declares that
10757 “the view is appropriately characterized as dualistic.” Immediately,
10758 however, she stresses that “this duality need not be thought of in terms
10759 of mental substances. We can have duality of activity without duality of
10760 entities” (Kind and Stoljar, 2023, p. 53).
10761 While obviously distinct from physicalism, Kind’s dualism 2.0 dis­
10762 tinguishes itself from Russellian Monism (and Panpsychism, 13),
10763 because, although the “claim that phenomenality (or proto­
10764 phenomenality) can be found at the fundamental level of reality … is
10765 consistent with dualism 2.0 … it is not required by it.” Dualism 2.0, she
10766 says, “need not take mass and charge to be the appropriate model for
10767 phenomenality.” Nor does dualism 2.0 “commit itself to the ubiquity of
10768 phenomenality,” nor “to anything spooky.” Just because “something
10769 cannot be reduced to the physical” does not mean, ipso facto, “that it is
10770 magical or mystical.” Her example is mathematics (Kind and Stoljar,
10771 2023, pp. 53–54).
10772 What about the physicalist argument that specifying the putative
10773 phenomenal laws seems a project from nowhere? Kind reminds her
10774 critics of their lack of progress “in giving precise physical or functional
10775 specifications of phenomenally conscious states”—and she concludes
10776 that “dualism 2.0 is not here in any worse shape than its competitors.”
10777 She holds out hope for “a better and broader understanding of the nature
10778 of causation” that could enable us “to accommodate mental causes and
10779 thus affirm the causal efficacy of the phenomenal … without those
10780 seeming either mysterious or spooky” (Kind and Stoljar, 2023, pp.
10781 55–56).
10782 but "only came to be a thinking thing at a certain point in the devel­
10783 opment of her body (or brain).” Other respectable metaphysical views,
10784 he argues, “have us existing for just as long and undergoing trans­
10785 formations no less radical than this. For example, according to one
10786 prominent view, anything that ever exists, always existed and always
10787 will exist. Nothing really goes into or out of existence. What looks like
10788 going into and out of existence is just a matter of going from being ab­
10789 stract (with no causal powers and no location, like a feature) to being
10790 concrete (with causal powers and a particular location, like a person),
10791 and back again. An immaterialist who goes this route need not maintain
10792 that any of us has undergone a transformation so radical as from the
10793 abstract to the concrete: just from unthinking to thinking” (Olson and
10794 Segal, 2023; Segal, 2023).
10795 Segal then moves to a view he calls “closer to home”: animalism—a
10796 prominent version of materialism that each of us is a human organism.
10797 “Quite plausibly,” he says, “animalism has as a consequence that each of
10798 us was once an unthinking fetus. So, according to that prominent version
10799 of materialism, each of us has undergone a transformation from an un­
10800 thinking thing to a thinking thing.”
10801 Physicist/businessman Eduard Shyfrin, who has developed a
10802 “Kabbalah of Information” framework that integrates information the­
10803 ory with the Jewish mystical tradition, calls the Kabbalah soul “the in­
10804 formation entity with the dimension of self that is structurally part of the
10805 informational foundations of the worlds (The Tree of Sefirot)” (Shyfrin,
10806 n.d.).
10807 The Kabbalah of Information, Shyfrin says, holds that God created
10808 only information, nothing else, as the building blocks of all reality. Thus,
10809 there is no fundamental difference between material and spiritual.
10810 Creation is an information space (“infospace”), composed of concepts of
10811 different complexity and dimensionality. The distance between concepts
10812 in infospace is measured by the likeness of their meaning, generating a
10813 form of hierarchy of concepts or “worlds”—as determined by the
10814 Kabbalah Law of Likeness. Moreover, all the worlds are structurally
10815 invariant; the Tree of Sefirot has a fractal structure. The transfer from
10816 one concept to another is incremental; it takes place when information
10817 change reaches an “error threshold” (Shyfrin, 2019).
10818 Based on the above, Shyfrin explains that the “soul” is the informa­
10819 tion structure similar to the structure of the “worlds” (Tree of Sefirot),
10820 with the additional dimension of “self.” This structural similarity allows
10821 for the smooth interaction between the soul and the Tree of Sefirot. Souls
10822 can “move” in infospace, which, for example, is the process of learning
10823 and thinking. All souls intrinsically have the same kinds of concepts in
10824 general, but in particular, souls are distinguished by their taking con­
10825 cepts from different parts of the hierarchy of concepts. This process
10826 determines the “DNA” of the soul and all its potential functions (i.e.,
10827 intellect, memory, etc.) (Shyfrin, 2019).
10828 In addition, according to Shyfrin, because “according to the Torah
10829 the soul is in the blood” (hence the Judaic prohibition against eating
10830 blood), "the information content of part of the soul’s hierarchy may be
10831 structurally similar to that of DNA.” Perhaps, at the moment of the soul’s
10832 creation, "G-D chooses its complexity and dimensionality, which have
10833 hierarchies of structure and which entail the soul’s intellectual
10834 potential."50
10835 15.11. Soul in the Hebrew Bible and Jewish philosophy
10836 If one wants to pay attention to the nature of consciousness or soul in
10837 the Hebrew scriptures (which is recognized as foundational by tradi­
10838 tional Christianity and Islam as well as by Judaism), there are two
10839 essential words to consider: “nephesh” (‫ש‬
10840 ׁ ‫פ‬
10841 ֶ ‫)ֶנ‬, often translated as “soul,”
10842 and “ruach” (‫ח‬
10843 ַ ‫)רּו‬, often translated “spirit.” Neither word is translated
10844 consistently, nor does either map cleanly unto modern meanings of soul
10845 or consciousness.
10846 The essential verse for nephesh is Genesis 2:7: “God formed man from
10847 the dust of the ground, and breathed into his nostrils the breath of life,”
10848 and “the man became a living being (or soul, nephesh).” If nephesh is
10849 translated “soul,” that “soul” was not immortal (in that it had to be
10850 described as “living”); it was not a nonphysical substance given to the
10851 man, but rather it was what the man became. Nephesh applies to all
10852 sentient creatures, not just to humans, and although mostly translated
10853 “soul”, it is elsewhere translated as life, person, creature, mind, heart
10854 (emotions), desires. There are several places where the context seems to
10855 require that nephesh be translated “dead”—it would be an odd coupling,
10856 indeed, for nephesh to be an immortal soul and at the same time be dead.
10857 The first use of ruach in the Hebrew bible is Genesis 1:2, where it is
10858 the “spirit” (ruach) of God that is hovering in the darkness over the
10859 surface of the waters of a formless and desolately empty earth. But ruach
10860 is elsewhere translated “wind” (many verses), as well as vigor, courage,
10861 anger, disposition, patience, desire, even mind as the seat of mental acts
10862 or moral courage. Ruach is used in “holy spirit” as well as in God’s spirit.
10863 While neither nephesh nor ruach means soul or consciousness, ruach
10864 seems closer to a mental designator and nephesh closer to a living body
10865 designator.
10866 Philosopher and rabbi Aaron Segal offers a defense of a traditional
10867 Judaic view that there are souls and that they exist long before being
10868 embodied. Responding to the materialist challenge that it’s very sur­
10869 prising that none of us remembers anything from before we were born,
10870 he proposes that each of us has “been in existence for a very long time"
10871 15.12. Soul in the New Testament and Christian philosophy
10872 Almost all Christian denominations feature an immortal soul as
10873 essential doctrine and it is conventional wisdom that the immortal soul
10874 is supported by passages in the New Testament. Yet there are opposing
10875 views; for example, Peter van Inwagen’s “Christian materialism” (10.3)
10876 50
10877 According to Shyfrin, the Kabbalah Law of Correspondence states that every
10878 concept has a multitude of corresponding concepts in all parts of information
10879 space, which has a fractal, hierarchical structure that generates differences in
10880 complexity and dimensionality.
10881 116
10882 R.L. Kuhn
10883 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
10884 (Van Inwagen, 1995).
10885 Biblical scholar James Tabor points out that although many assume
10886 that the New Testament abandons the Hebrew view of the “soul”
10887 (nephesh) as simply a “living being,” referring in Genesis 1 to all
10888 breathing creatures, such is not the case. The Greek term usually
10889 translated “soul” (ψυχ ή psykhḗ/psychi) essentially means “life,” and thus
10890 refers to a living “breathing” being; so that rather than having souls,
10891 humans are souls. The central concept is that of breathing or not
10892 breathing—which equates to being alive or dead. Thus “soul” is most
10893 often used for the “self,” which is the “whole” being and it can be
10894 destroyed along with the body (Matthew 10:28). Thus, we read of “fear
10895 coming upon every soul” meaning every individual (Acts 2:23) or Ja­
10896 cob’s children numbering “seventy-five souls”—or persons (Acts 7:14).
10897 The Apostle Paul metaphorically speaks of the dead as “asleep”—no
10898 longer conscious or breathing, so that resurrection is an “awakening” in
10899 a new transformed body. Without the resurrection they would “perish”
10900 (1 Corinthians 15:18). Likewise, giving up the “spirit” (pneuma) is to
10901 breathe one’s last breath and die (John 19:30) (Tabor, 1989; Tabor,
10902 2023b; TaborBlog).
10903 “But, of course, what I assert here can be contested,” Tabor adds,
10904 especially by Christian apologists and theologians who consider the
10905 subsequent idea of the immortal soul fundamental to Christianity.
10906 However, he says, there are very few texts in the New Testament that
10907 picture the “afterlife” in the lower Hadean world as “conscious” or semiconscious, or in a state more actively aware than Paul’s metaphor of
10908 “sleep,” which is grounded solidly in the Hebrew Bible (Tabor, 2023a).
10909 Historian of ancient religions Jonathan Z. Smith emphasizes the
10910 shifting nature of perceptions taking place in the late Hellenistic/Early
10911 Roman period (200 BCE to 200 CE), when forms of Christianity and
10912 Judaism that became dominant were emerging (Smith, Encyclopedia
10913 Britannica). The shift is from the archaic, which Smith calls the “Loca­
10914 tive” view of the cosmos—in which human beings had their place: death
10915 was death, and life was life—to what he calls the “Utopian”—a perfect
10916 heavenly world beyond this one in which we really “belong” or to which
10917 we “return” (Tabor, 2022).
10918 Still, by and large, the New Testament is strikingly “Hebraic” in its
10919 views of body, soul, and spirit as constituting the whole person, and
10920 death or the grave as a place of no return—except that the idea of
10921 resurrection provided future hope of “making the dead live,” which is
10922 the standard Hebrew expression to this day (Tabor and Wise, 1995).
10923 Christian philosopher Andrew Ter Ern Loke surveys, from a Christian
10924 perspective, how human beings are generated (after Adam and Eve). In
10925 the early church there were three competing views: Traducianism,
10926 Creationism and Pre-existence, all of which assume substance dualism.
10927 According to Traducianism, God uses parents to create the souls of
10928 children; according to Creationism, the souls of children are directly
10929 created by God (either at or soon after biological conception). Preexistence is the doctrine that God has a “stock of souls from eternity
10930 and allocates them as needed” (Loke, 2022).
10931 Pre-existence is widely regarded as unorthodox, while theologians
10932 have been divided on Traducianism and Creationism, with Augustine
10933 acknowledging that he does not know which position is the correct one.
10934 Creationism has been the dominant though informal position in
10935 Reformed Theology and the Catholic Church since the time of Peter
10936 Lombard (c. 1100–1160), while Traducianism has been the dominant
10937 position in Lutheran theology51 (Loke, 2022).
10938 51
10939 Loke proposes a possible way in which Traducianism and Creation­
10940 ism may be combined, utilizing a modified hylomorphic theory of
10941 human souls such that, “while the soulish potentialities are passed down
10942 from parents to children in accordance with Traducianism, the partic­
10943 ular restrictions on the form of soul-stuffs are created by God so as to
10944 bring into existence particular individuals.”52 Separately, Christian
10945 substance dualism is said to be consistent with Darwinian evolution
10946 (Loke, 2022).
10947 Souls, of course, remain core Christian doctrine, and they are
10948 defended as “a better explanation for consciousness.” Dualism is said to
10949 imply theism and that dualism and theism are “ontologically tied
10950 together.” Joshua Farris “advances a case for the person or self as being
10951 the fundamental bearer of conscious properties … where the primary
10952 bearer, binder, and ground of consciousness is the soul as an immaterial
10953 substance” (Farris, 2023, 2024).
10954 15.13. Soul in Islamic philosophy
10955 In Islam, the nature of the soul is a central concern, and is not dis­
10956 similar to the soul in Christianity and Judaism (understandable because
10957 the three developed side by side during the Middle Ages, rather
10958 harmoniously, too). Building on ancient and Neo-Platonist philosophers,
10959 medieval Islamic philosophers, mainly al-Kindî, al-Farabi, Avicenna,
10960 and Averroes, developed an Islamic metaphysic of the soul by evaluating
10961 the concepts of intellect, soul, nafs and body. Especially important is
10962 nafs, which literally means “self,” but can be translated “psyche” and
10963 “soul.” In building an Islamic theory of consciousness, the relationship
10964 between the soul and body is shaped by the unification of the soul with
10965 the body, the soul’s effect on the body, the soul’s independence, the state
10966 of the body, the separation of the soul after the body’s death, and
10967 whether the soul preserves its individuality (Islamic Soul-Body, 2020).
10968 Avicenna has the soul in an accidental relation to a particular body,
10969 given that body’s need for a central organizing and sustaining principle.
10970 “The soul itself is generated by the separate intelligences of the heavens
10971 and emanated by them upon the body” (Ivry, 2012).
10972 Averroes focuses on the hierarchical structure of the soul, with each
10973 faculty sustained by a lower, more material, or less “spiritual,” faculty.
10974 Thus, the nutritive faculty is substrate for the sensory faculty, which is
10975 substrate for the common-sense faculty, which is substrate for the
10976 imaginative faculty, which is, finally, the substrate for the rational fac­
10977 ulty. While consciousness per se is not a direct concern, it would be
10978 enriched at each level (Ivry, 2012).
10979 The Islamic scholar, teacher and classicist Hamza Yusuf describes the
10980 Islamic understanding of consciousness as “a spiritual light that God has
10981 placed into the human being.” It’s not metaphor, he says, “It’s a light, a
10982 spiritual light.” Noting that the term “consciousness” is relatively new
10983 and that “the pre-moderns would have had a very different view of
10984 things,” Yusuf explains that in a person’s relationship with God, “the
10985 mirror of the soul has to be polished because the light cannot shine
10986 properly unless there is a polishing. Remembrance of God is how one
10987 polishes the soul.” He adds, "the human soul is considered ’aeviternal;’ it
10988 has a beginning but no end" (Yusuf, 2023).
10989 Contemporary Islamic philosopher Seyyed Hossein Nasr presents a
10990 full flowering of the soul in the afterlife, similar to the Tibetan Book of the
10991 Dead or Hindu doctrines of the afterlife. In some sense, he says, devel­
10992 opment does not stop with death. “Something stops,” he says, “but the
10993 soul continues to develop” (Nasr, 2007).
10994 For other Christian philosophers, see Baker (2005).
10995 52
10996 According to Loke, this proposal provides a metaphysical explanation for
10997 the counterfactuals of human freedom that are required by so-called “middle
10998 knowledge,” which seeks to reconcile divine predestination and human free
10999 will, whereby God via God’s perfect knowledge knew prior to Creation what
11000 every free creature would freely do if instantiated in any and all circumstances.
11001 Loke says his commitment to substance dualism does not depend on which
11002 model is correct, not even his own.
11003 117
11004 R.L. Kuhn
11005 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
11006 According to Nasr, Islam identifies paradise with a garden, which
11007 includes sexuality as well as eating—these raise, not lower, the value of
11008 paradise, he says. “All of these are to cut the soul loose from attraction to
11009 the lower reflections of these realities and have the soul gaze upon the
11010 real reality itself. That’s what paradise is. And even within paradise,
11011 there are levels. The highest paradise is called the paradise of the
11012 essence, in which every single concept and idea and limited form of
11013 existence is transcended beyond the paradisal estate in the ordinary
11014 sense.”
11015 The state of the soul, Nasr says, is “meta cosmic,” a kind of merging
11016 without destruction of the individual. “It’s what Meister Eckhart called
11017 ‘fusion without confusion’—a beautiful expression. It’s like swimming in
11018 the ocean of divinity. To transcend that into divine unity is what you
11019 might call a bi-unity. By some great mystery, we are given the power to
11020 be conscious of our own nothingness in divinity” (Nasr, 2007).
11021 Historically, and perhaps ironically, one of the oldest Indian philo­
11022 sophical schools, Samkhya, advocated the fundamental existence of two
11023 distinct, universal realities: prakriti is matter or nature (time, space,
11024 energy), and purusha is consciousness or spirit. While the entirety of our
11025 perceived universe is nature (prakriti), including our bodies and brains,
11026 even our minds and emotions, that which experiences the external world
11027 and the internal world of the mind is consciousness or the self (purusha).
11028 Hence, dualism (Sarvapriyananda, 2020). Swami Sarvapriyananda ex­
11029 plains: “The Samkhyans were strict dualists. They said there is no larger
11030 consciousness. Each of us is an individual consciousness”
11031 (Sarvapriyananda, 2023b).
11032 According to Swami Medhananda, Samkhya is indeed dualist. It is
11033 founded on the eternal purusha (spirit or self), which alone is sentient; it
11034 is the witness-consciousness; it is absolute, independent, free, beyond
11035 perception, above any experience by mind or senses, and impossible to
11036 describe in words. Everything else (including the mind) is only a
11037 modification of insentient prakriti (primordial nature); it is inactive,
11038 unconscious, and is a balance of the three gunas (qualities or innate
11039 tendencies) (Medhananda, 2022; Samkhya, 2024).
11040 As Swami Vivekananda explains, the English word “mind” corre­
11041 sponds to what Samkhya philosophers call the antaḥkaraṇa (internal
11042 organ), which comprises four aspects: the cogitating or thinking faculty;
11043 the will (or the intellect); the self-conscious egotism; and the substance
11044 in and through which all the faculties act, the floor of the mind as it
11045 were. Swami Vivekananda describes the Samkhyan approach to con­
11046 sciousness: “Mind, intelligence, will, and everything else is insentient.
11047 But they are all reflecting the sentiency, the cit [consciousness] of some
11048 being who is beyond all this, whom the Samkhya philosophers call
11049 puruṣha.” Thus, Samkhya has a metaphysical dualism between conscious
11050 spirit and insentient matter. Fundamentally, even the mind (antaḥkar­
11051 aṇa) is actually a subtle form of insentient matter, but it appears to be
11052 conscious because of the “light” of the puruṣha behind it (Medhananda,
11053 2022). In other words, the body/brain is “a gross form of matter” and the
11054 mind is “a subtle form of matter”—and the soul is necessary to “illu­
11055 minate the mind with consciousness” (Medhananda, 2023).
11056 Souls have always existed; souls are not created by God or by any­
11057 thing else; souls are part of the divine consciousness. How then do we
11058 each have our own unique conscious perspective? Swami Medhananda’s
11059 mechanism is that "the one divine consciousness playfully limits itself" in
11060 the form of each person’s private consciousnesss (Medhananda, 2023).
11061 To enrich contemporary debate about consciousness, Swami Med­
11062 hananda calls for considering the relevance and epistemic credentials of
11063 meditative techniques and spiritual experience. Doing such, he says,
11064 would bring philosophy of mind into fruitful dialogue with philosophy
11065 of religion (Medhananda, 2022).
11066 Indian philosopher and yogi (and nationalist) Sri Aurobindo envi­
11067 sions an ongoing, progressing evolution of consciousness as a prime
11068 feature of world meaning and human purpose. “He holds that the human
11069 mind is much too imperfect a type of consciousness to be the final resting
11070 point of nature, and that just as life developed out of matter, and mind
11071 out of life, a still higher form of consciousness is bound to develop out of
11072 the mind” (Cornelissen, 2004).
11073 Sri Aurobindo bases the ontology of his evolutionary consciousness
11074 on the Vedāntic view of consciousness, which, in one telling, says that
11075 “consciousness is pervasive throughout reality and that it manifests as a
11076 range of ever-higher gradations of consciousness and being.” In each
11077 category of reality, consciousness has its tailored form. “In matter,
11078 consciousness is fully engrossed in its own existence and shows itself
11079 only as matter’s habit of form and its tendency to obey fixed laws. In
11080 plant and animal life, consciousness begins to emancipate a little, there
11081 are the first signs of exchange, of giving and taking, of feelings, drives
11082 and emotions. In the human mind we see a further emancipation of
11083 consciousness in the first appearance of an ability to ‘play with ideas in
11084 one’s mind’ and to rise above the immediate situation.” The mind,
11085 however, constitutes opposing characteristics. On the one hand, it is “the
11086 plane of objective, generalized statements, ideas, thoughts, intelligence,
11087 15.14. God as the supplier of souls
11088 Many in the Abrahamic religious traditions—Judaism, Christianity,
11089 Islam—believe that God dispenses souls actively to each individual
11090 (whether at birth, conception or some arbitrary time is irrelevant here).
11091 Whether all these original souls are the same kind of tabula rasa,
11092 indistinguishable initially one from another, or whether each soul has its
11093 own particular properties or propensities, is a matter of debate.
11094 Aaron Segal addresses another anti-dualist challenge—i.e., dualism
11095 would require material things like our bodies to have the extraordinary
11096 power to generate souls ex nihilo—by invoking the God who created
11097 them. “If God exists,” he argues, “then God might well be creating those
11098 souls in accordance with the laws; otherwise, this process would happen
11099 by itself. Either way, I’m not sure how much more extravagance any of
11100 this adds to the fact that souls are coming into existence ex nihilo in the
11101 first place. God is already supposed to be able to create ex nihilo, so if
11102 God is creating the souls, this would add no more extravagance at all. If
11103 God isn’t involved, there would be no agent at all creating the souls—the
11104 body would be no more of an agent than the sun is in growing trees”
11105 (Olson and Segal, 2023; Segal, 2023).
11106 A few religious denominations, especially in the Christian tradition,
11107 go further and assert that not only does God dispense a soul to each
11108 individual, but also God makes a determination, prior to or at that
11109 moment of allocation, what the future holds for that individual soulperson: the soul-person’s ultimate destiny, whether that soul-person
11110 will attain salvation or be condemned to damnation. This controver­
11111 sial doctrine is called “predestination,” and most mainstream religions
11112 reject it (Predestination, 2024).
11113 15.15. Personal and cosmic consciousness in Indian philosophy
11114 Theories of consciousness that developed in the ancient Indian sub­
11115 continent, based on the Vedic scriptures, focus on the relationship be­
11116 tween individual human consciousness and cosmic consciousness.
11117 Roughly, there were two major views: each individual human con­
11118 sciousness is a “piece,” as it were, of the cosmic consciousness, or each
11119 individual human consciousness, in some mystical sense, is the entirety
11120 of the cosmic consciousness, even though there are innumerable in­
11121 stantiations of the same thing (Sarvapriyananda, 2023b; Sarvapriya­
11122 nanda, 2023a; Medhananda, 2023).
11123 These centers of individual consciousness would reincarnate through
11124 countless cycles of birth, death, and rebirth before a final disposition
11125 would be made, with the individual consciousness being absorbed back
11126 into the cosmic consciousness, as if a single drop of rain, having evap­
11127 orated from the ocean, condenses back into it.
11128 While the main Advaita Vedanta tradition is nondualist, meaning
11129 that consciousness is the only fundamental existent and all else,
11130 including the entire physical world, is derived from consciousness, there
11131 are minority schools that maintain that the physical world has realist
11132 existence (Medhananda, 2022, 2023).
11133 118
11134 R.L. Kuhn
11135 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
11136 etc.” On the other hand, it “is also an inveterate divider, making dis­
11137 tinctions between subject and object, I and thou, things and other
11138 things” (Cornelissen, 2004).
11139 From the Vedic perspective, “ordinary human mentality is consid­
11140 ered to be only the most primitive form of mental consciousness, most
11141 ego-bound, most dependent on the physical senses. Above it there is the
11142 unitary Higher Mind of self-revealed wisdom, the Illumined Mind where
11143 truths are seen rather than thought, the plane of the Intuitive Mind
11144 where truth is inevitable and perfect, and finally the cosmic Overmind,
11145 the mind of the Gods, comprehensive, all-encompassing.” But one must
11146 rise beyond all of them to find ultimate perfection, “one with the divine
11147 consciousness that upholds the universe” (Cornelissen, 2004).
11148 While various spiritual traditions have set life’s highest goal as
11149 connecting or even merging with the absolute consciousness, Sri Auro­
11150 bindo distinguishes his vision by announcing, “It is at this moment for
11151 the first time becoming possible to let a supramental consciousness enter
11152 into one’s being and transform it in every respect.” It is this “compre­
11153 hensive, supramental transformation of all aspects of human nature”
11154 that is the central theme of Sri Aurobindo’s work—and it is his grand
11155 prediction that human progress via the evolution of consciousness will
11156 eventually bring about “supramental consciousness as much an intrinsic,
11157 ‘natural’ part of earthly life as our ordinary mentality is now” (Corne­
11158 lissen, 2004).
11159 According to Ravi Gomatam, a quantum physicist and a monk of the
11160 Gaudiya Vaishnava (GV) Vedanta school of India, GV Vedanta is mono­
11161 theistic, with a pluralist ontology that distinguishes between the ener­
11162 getic personal God (shaktiman) and the diverse energies (shaktis) such as
11163 consciousness and matter, which emanate from God. Both the energetic
11164 personal God (the Universal "I”) and his diverse energies, which include
11165 consciousness and matter, are ontologically real. While the material
11166 atoms lack consciousness and therefore are indistinguishable, the plane
11167 of non-material consciousness comprises innumerable individual units
11168 of consciousness, each with its own unique “I” (Gomatam, 2021).
11169 Yet, Gomatam says, GV Vedanta is uniquely compatible with the
11170 materialistic perspective informing modern cognitive science—namely
11171 that thinking, feeling, willing, intelligence, and even our present sense of
11172 “I” spring entirely from matter. This is via the GV Vedanta idea that
11173 many properties of consciousness can be separated from consciousness
11174 and instantiated in appropriate complementary “levels of matter,” a
11175 novel technical concept that Gomatam is introducing through his work
11176 in the foundations of quantum mechanics. He says it is different from the
11177 prevailing idea of hierarchy of matter at various scales in physics.
11178 The color, size and shape of an apple can be instantiated on paper. A
11179 plastic apple may instantiate even further properties of the apple, such
11180 as its 3-dimensional shape, weight and texture. In either case, the apple
11181 itself is not reduced to the painting or the plastic object that instantiates
11182 its properties. Similarly, Gomatam explains, GV Vedanta allows various
11183 traits of consciousness to be instantiated sans consciousness in matter at
11184 various “levels” of matter, which are mutually exclusive, causal realms
11185 that complement one another, with each higher level not being consti­
11186 tuted by its lower levels (Gomatam, 1987).
11187 Even though matter instantiates properties such as thinking, feeling,
11188 experience and even an “I” via an apparent self onto these levels of
11189 matter, matter itself is not aware it carries these cognitive and affective
11190 properties. Only consciousness can know matter has these properties.
11191 GV Vedanta further explains that we mistake these materially
11192 instantiated traits to be part of our intrinsic consciousness due to maya
11193 (illusion), imposed upon the individual souls in the material world by
11194 the Universal Person (purushottama), from whom all individual “I”s
11195 emanate, but who is different from them. In this way, Gomatam suggests
11196 that GV Vedanta can contribute novel, sophisticated notions of levels of
11197 matter to instantiate various features of consciousness, without reducing
11198 consciousness itself to matter. Gomatam points out that here GV
11199 Vedanta differs from Advaita Vedanta, which holds both matter and
11200 individual “I”s to be ultimately non-existent, and admits only an
11201 impersonal Universal “I”. Jainism and Buddhism, two other schools of
11202 Indian thought, additionally treat the Universal “I,” personal or imper­
11203 sonal, to be also non-existent (Gomatam, 2021).
11204 15.16. Soul in indigenous religions
11205 The concept of the soul, in multifarious forms, has infused indige­
11206 nous and folk religions throughout the world, and although we tend to
11207 categorize these ancient belief systems as “pre-modern” and “pre-sci­
11208 entific,” lacking the sophistication of the major Eastern and Abrahamic
11209 traditions, we may be remiss not to recognize the data and to assess its
11210 implications (if any). The geographic ubiquity of soul belief, spanning
11211 the globe and including all racial and cultural groups, and its resiliency
11212 over time, should not be ignored.
11213 The cognitive science of religion, a relatively recent field of inquiry,
11214 can account for beliefs in supernatural agents and entities, from souls
11215 and ghosts to angels and gods (Barrett, 2000; Boyer, 2001; Lawson,
11216 1993). Psychologist Justin Barrett’s idea of a “hyperactive agent
11217 detection device” can explain why human beings evolved concepts of
11218 gods and spirits. (Barrett asserts that this evolved psychological mech­
11219 anism is agnostic on whether such gods and spirits would actually exist:
11220 “Having a scientific explanation for mental phenomena does not mean
11221 we should stop believing in them,” he says [Barrett, 2012].)
11222 Although the soul in indigenous religions is often more a vital prin­
11223 ciple or an immanent power resident in all animate and even inanimate
11224 objects, not a non-physical substance in each individual, there is wide
11225 recognition of spiritual aspects of human beings. While it is not fruitful
11226 to try to discern the metaphysics of what is designated by some ab­
11227 origines as "spirit of the man," or "spirit in the man," there is certainly
11228 widespread belief in the existence of forces, powers and entities beyond
11229 their physical worlds (Rivière, 1987, 2005).
11230 Whether these beliefs can be classified as substance dualism as
11231 presently conceived is debatable, although numerous examples show
11232 that “there exists a quite noticeable distinction between the body
11233 element and the diversity of spiritual entities that one may call ‘souls’ for
11234 the sake of convenience, entities that may have the body as a prop.”
11235 What James Frazer in The Golden Bough called the “external soul” has
11236 some characteristics of dualism’s souls or spirits, such as the capacity to
11237 depart the body during dreams. (Differences include, for example, the
11238 external soul living in an animal double or in one’s shadow.)
11239 The origin of the indigenous soul, compared with that of dualism’s
11240 soul, also has similarities (e.g., coming from an almighty spirit) and
11241 differences (e.g., obtained as a gift or by conquest or by choice). The Ewe
11242 of Togo use specific, separate terms for the "substance of the soul" and
11243 the "breath of life," and believe that the individual, before incarnation,
11244 exists as a spirit, and together with the supreme creator (Mawu-Lisa) he
11245 or she chooses their own destiny. Other indigenous groups have very
11246 physical means to obtain souls, such as pilgrimage, fasting, eating,
11247 combat and killing (Rivière, 1987, 2005).
11248 Regarding its destiny after death, souls can reach new worlds in
11249 which to live or be transmitted as a vital force to descendants. The
11250 majority believe that after death their ancestors live in another world.
11251 Many African religions focus on ancestors, who, in some cases, can
11252 reincarnate in a newborn baby.
11253 The Native American Dakota have four types of souls (given by the
11254 sky god): one is judged after death—if deserving, one’s soul enters the
11255 world of spirits; if not, it must wander forever. Almost everywhere, the
11256 soul after death involves a gradual purification through a series of trials.
11257 The ultimate destination is a celestial space or an undifferentiated earthbased place (underground, marshes, desert). While living in the other
11258 world, the dead person can be present elsewhere; as a specter or a ghost
11259 (Rivière, 1987, 2005).
11260 In Chinese folk religion, the majority of supernatural beings are
11261 thought to originate from the "souls" of dead people (Harrell, 1979).
11262 Traditional Chinese Medicine (TCM) is said to engage “a deeper level of
11263 consciousness that touches various organs of the human body.” Every
11264 organ is in some sense involved in consciousness. This includes the
11265 119
11266 R.L. Kuhn
11267 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
11268 of individuality is merged in the whole” (Consciousness, Absolute, n.d.).
11269 Theosophy approaches personal consciousness “as sentience or
11270 awareness of internal and external existence.” In this view, Theosophy’s
11271 consciousness “includes any kind of cognition, experience, feeling, or
11272 perception.” A special case of consciousness is "self-consciousness" or
11273 "self-awareness," which is “the experience or perception of one’s own
11274 personality or individuality.” Theosophy’s consciousness is “a funda­
11275 mental (not an emergent) property of the cosmos, which is present in
11276 everything including inorganic matter.” The implication of this univer­
11277 sal ubiquity is that “consciousness is not necessarily a cognitive function
11278 as normally experienced by humans, but rather the more basic ability to
11279 perceive and respond to the environment in some form.” Thus, Theos­
11280 ophy regards each individual atom as “possessing a principle of con­
11281 sciousness in its most basic form. This does not mean that there is some
11282 process of thinking in the atom.” Rather, "’atomic consciousness’ could
11283 be its ability to ‘perceive’ or ‘identify’ atoms with which it has affinity,
11284 responding to them by forming molecules” (Consciousness, 2023).
11285 In Theosophy’s telling, there are many levels of consciousness,
11286 “depending on the plane or body through which it manifests.” In addi­
11287 tion, the difference between consciousness and self-consciousness is also
11288 important, “since the latter is said to be a special feature that is fully
11289 developed only in human beings, especially in connection to the phys­
11290 ical plane” (Consciousness, 2023).
11291 A contemporary Theosophy thinker is Edi Bilimoria, an engineer,
11292 classical musician and life-long student of perennial philosophy. He
11293 takes “Unfolding Consciousness” as his overarching framework “to show
11294 how the Universal Wisdom Tradition—the Perennial Philosophy—and
11295 the corroboration of some of its tenets by enlightened science of the
11296 quantum era, broadens and contextualises mainstream science beyond
11297 its existing metaphysical limitations.” He explores, “in the manner of the
11298 Universal Wisdom Tradition, the unfolding of Consciousness from its
11299 Unmanifest and Implicate realms, through Cosmos, and Man.” Mind and
11300 consciousness, he contends, cannot be wholly explained without indepth understanding of “the subtle (i.e., non-physical) bodies of the
11301 human being on all levels” (Bilimoria, 2022; Bilimoria, n.d.).
11302 brain, of course, but it also includes the liver, the kidney, the heart, etc.
11303 each with its own essence or contribution, thus forming “an integrated
11304 consciousness system.” “Shen” (神) is the TCM concept corresponding to
11305 “consciousness” and the classic TCM text (Huangdi Neijing) describes
11306 “how to understand the meaning of Shen in the heart, soul in the liver,
11307 meaning in the spleen, soul in the lungs, essence in the kidney, and will.”
11308 According to TCM theory, “the human body is a little universe. Things
11309 outside the body form the big universe. These outside and inside uni­
11310 verses are closely connected together in one holistic overall system.” The
11311 claim is that this idea corresponds to the cognitive-science concepts of
11312 embodiment, specifically Ecological Psychology (9.6.7) and Embodied
11313 Cognition (9.6.1) (Lu et al., 2022).
11314 The imaginative varieties of indigenous souls reflect the richness and
11315 abundance of human creativity. The Fang of Gabon name seven types of
11316 souls: three disappear at death; two persevere after death; one is a dis­
11317 incarnated spirit (which can appear as a ghost); and one is “both shadow
11318 and soul.” (Harrell, 1979). While these “souls” are not dualist sub­
11319 stances, they reflect aspects of dualism.
11320 No claim is made that souls in indigenous religions, however ubiq­
11321 uitous, corroborate dualism as a theory of consciousness. On the other
11322 hand, the substantial and similar anthropological data should at least be
11323 acknowledged.
11324 15.17. Realms of the soul
11325 Many, I’d say most, religious traditions present elaborate levels or
11326 stages or realms of the soul, accommodating the soul and its elaborate
11327 journeys before birth and after death—Yogācāra Buddhism, Sufism in
11328 Islam, Kabbalah in Judaism, Christian mysticism, occult sects such as
11329 Theosophy (15.18). These religions espouse different doctrines super­
11330 ficially, but the complex, multi-level, multi-dimensional, geometric
11331 structures of the habitats of the soul—the bewildering imagery of what
11332 souls are, where they come from, where they go, what they do—look
11333 remarkably alike.
11334 While such visions of the soul do not address directly the essence of
11335 consciousness, the fact that they espouse a nonphysical substance or
11336 entity, the soul, that is prominent, primitive, and permanent makes
11337 personal consciousness derivative and hence also nonphysical.
11338 Yet, all this means little for purposes of this dualism category. In no
11339 way does any of this, in no way does all of this, add verisimilitude to the
11340 story of souls, but humanity’s fascination, obsession, with souls cannot
11341 be denied.
11342 15.19. Steiner’s esoteric soul and consciousness
11343 The esotericist, philosopher and spiritual teacher Rudolf Steiner had
11344 a complex and changing relationship with Theosophy, from apologist
11345 and thought leader to competitor and reprobate. He developed a large
11346 following in his time, which to some degree continues. His “spiritual
11347 science” sought to expand knowledge and wisdom (Steiner, 2024.)
11348 Consciousness, particularly the evolution of consciousness, is central
11349 to Steiner’s belief system and spiritual teachings. He explains “how it is
11350 possible to develop higher faculties of consciousness—Imagination,
11351 Inspiration, and Intuition”—and how humanity could “gradually take in
11352 hand its own destiny through the conscious and free development of
11353 spiritual capacities.” He devoted much of his teaching to the esoterica of
11354 consciousness and soul, describing vividly “one’s life after death and the
11355 progress of the individual through the planetary spheres where tasks and
11356 goals for future incarnations are prepared in cooperation with the
11357 spiritual beings of the Hierarchies” (Steiner, 1923a).
11358 Steiner differentiates consciousness from “soul life,” though they are
11359 obviously related. His consciousness is a “continuous stream of visuali­
11360 zations,” while it is “not the same thing as the continuous stream of the
11361 soul life.” Moreover, “a visualization can live on in the soul without
11362 entering consciousness.” This relates to memories, which are usually not
11363 conscious and are held in our soul life, and “in order to be conscious of
11364 them [memories] we must first call them up out of the unconscious life
11365 of the soul by an act of will.” Consciousness, Steiner says, “illuminates
11366 but a part of the soul life” (Steiner, 1909).
11367 Steiner defines consciousness in (at least) two ways: (i) the over­
11368 lapping in the present of the current (streams or flows) of emotions
11369 coming out of the future and the current of visualizations flowing out of
11370 the past; and (ii) the meeting of the astral and etheric bodies (Steiner,
11371 15.18. Theosophy’s eclectic soul and consciousness
11372 Soul and consciousness are core doctrines of Theosophy, an occult
11373 amalgam of esoteric ideas from Western and Eastern religions, traditions
11374 and philosophies. Theosophy defines itself as “Wisdom-religion” or
11375 "Divine Wisdom,” and considers itself “The substratum and basis of all
11376 the world-religions and philosophies, taught and practiced by a few elect
11377 ever since man became a thinking being” (Theosophy, 2023).
11378 Theosophy’s “soul” describes three of the seven principles that are
11379 said to compose human beings: animal soul (astral body, astral shape,
11380 and the animal or physical intelligence); human soul (“a compound in its
11381 highest form, of spiritual aspirations, volitions, and divine love; and in
11382 its lower aspect, of animal desires and terrestrial passions imparted to it
11383 by its associations with its vehicle, the seat of all these”); spiritual soul
11384 (“irrational in the sense that as a pure emanation of the Universal mind it
11385 can have no individual reason of its own on this plane of matter”) (Soul,
11386 2023).
11387 The Secret Doctrine, Theosophy’s primary text (written by its founder,
11388 Madame Blavatsky), speaks of consciousness as “the dark mystery of
11389 non-Being; unconscious, yet absolute Consciousness; unrealisable, yet
11390 the one self-existing reality.” The state of consciousness is described as
11391 “beyond limitation, and hence is beyond the cognizer, cognition and
11392 cognized.” It is the state attained in Nirvana, a state “in which all sense
11393 120
11394 R.L. Kuhn
11395 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
11396 1909, 1923b). What does this mean?
11397 Steiner states that “the riddles of consciousness will be solved and the
11398 whole peculiar nature of the soul life clarified if you start with the
11399 premise that the current of desire, love and hate comes to meet you out
11400 of the future, and meets the current of visualizations flowing out of the
11401 past into the future. At every moment you are actually in the midst of
11402 this encounter of the two streams, and considering that the present
11403 moment of your soul life consists of such a meeting, you will readily
11404 understand that these two currents overlap in your soul. This overlapping
11405 is consciousness” (Steiner, 1909).
11406 To get a sense of how such overlapping happens, one begins with
11407 Steiner’s description of the human being as having seven distinct
11408 members, the first three of which are “bodies”—physical, etheric,
11409 astral—and the fourth is Ego or I. The physical body covers the workings
11410 of physics and chemistry. The etheric body or “life body” describes forces
11411 or energy fields that are spatial and take the form of our physical body.
11412 The astral body expresses affect, feelings and emotions, and has
11413 “movements,” such as expansion and contraction (reflecting positive
11414 and negative emotions, respectively).
11415 To Steiner, how these bodies articulate is critical. For example,
11416 “throughout the whole of an earthly life the physical body and the
11417 etheric remain together, never separating even when, in sleep, the
11418 etheric body and the astral body have to part company.” Similarly, the
11419 Ego and the astral body never “part from one another during life on
11420 Earth. In our waking state we give life to our senses through our Ego, and
11421 through the astral body to our nervous system” (Steiner, 1923b).
11422 Two critical elements are: (i) “clairvoyant consciousness about the
11423 etheric and astral bodies,” and (ii) “the intersection of the two streams …
11424 the two currents meet in the physical body.” In this way, Steiner har­
11425 monizes his two definitions of consciousness—overlapping streams of
11426 emotions from the future and of visualizations from the past, and the
11427 meeting of the astral and etheric bodies, the two streams intersecting in
11428 the physical body.
11429 What happens “when a man passes through the gate of death,” as
11430 Steiner puts it? To simplify, “The etheric body detaches itself from the
11431 physical body—something that never happens during earthly life. And
11432 now, when the etheric body is free of the physical, all that has been
11433 interwoven into the etheric body is gradually dispersed … the experi­
11434 ences that have gradually penetrated into the etheric body … pass out
11435 into the universal cosmic ether, and dissolve.” Steiner offers an intricate
11436 tapestry of the worlds beyond death: spiritual beings, a speaking uni­
11437 verse, uniting with the whole Cosmos, the music of the spheres, rebirths,
11438 and more (I spare the reader the details) (Steiner, 1923b).
11439 My 1969 conjecture was that a “nonphysical component” might be
11440 needed to explain the vast difference between the mental outputs of
11441 humans and other mammals, especially those whose brains are larger
11442 than human brains.
11443 To pursue the speculation, if consciousness per se requires some kind
11444 of dualist theory, and if human mentality is step-function qualitatively
11445 superior to any animal mentality, it might follow that if a certain kind of
11446 nonphysical component is needed for human consciousness, then
11447 perhaps a different nonphysical component structure is needed for an­
11448 imal consciousness.
11449 To crawl farther out on this shaky limb, such a nonphysical
11450 component difference between humans and animals could come about
11451 in two ways: (i) human and animal consciousness have different kinds of
11452 nonphysical components; or (ii) there is one kind of nonphysical
11453 component for pure consciousness, applicable to both humans and other
11454 animals equally, and another kind of nonphysical component that
11455 transforms basic animal consciousness into human consciousness. (Un­
11456 daunted by nested speculations, I had a curious Bible story where this
11457 might apply.53)
11458 Suffice it to say that I wrote my “nonphysical component” paper
11459 more than 55 years prior to writing this paper, so I ask that my views
11460 (and my style) then should not color too darkly my views now. (Well,
11461 maybe just a bit of coloring is fair …)
11462 16. Idealisms
11463 Idealism is consciousness as ultimate reality, the fullness of the
11464 deepest level of all existence, the singular fundamental existent. It is the
11465 theory of consciousness that takes consciousness to its maximum
11466 meaning. The focus here is ontological idealism, where ultimate reality
11467 is mind or awareness or thought, while everything else, including all
11468 physical worlds and universes and all that they contain, are derivative or
11469 illusionary. (I do not consider epistemological idealism, where all we
11470 can know is constrained by the structure of human thought.) (Guyer and
11471 Horstmann, 2023).
11472 Consciousness as ultimate reality is the age-old claim, rooted in some
11473 wisdom traditions, that the only reality that’s “really real” is con­
11474 sciousness—everything else, from physical laws to physical brains, is the
11475 generative product of an all-pervading and all-encompassing “cosmic
11476 consciousness.” Each individual instance of consciousness—human,
11477 animal, artificial or otherwise—is a subset of this cosmic consciousness,
11478 the ultimate superset.
11479 Idealism has a rich intellectual history, especially in the 18th century
11480 (e.g., Berkeley, Kant) and 19th century (e.g., Hegel, Bradley); it was
11481 anticipated by elements of 17th century philosophy and continued to
11482 develop into the 20th century (Guyer and Horstmann, 2023). Though
11483 often eliciting “the incredulous stare" (in David Lewis’s delightful
11484 phrase), Idealism is taken seriously by philosophers. Moreover, it is the
11485 foundation of major religious traditions, especially among those that
11486 arose in ancient India.
11487 To the surprise of some, Idealism as a theory of consciousness has not
11488 been fading in light of scientific advances. If anything, Idealism’s
11489 15.20. Nonphysical component in the human mind
11490 This theory of consciousness is a generalized notion that in order to
11491 make the human mind, some kind of “nonphysical component,” working
11492 with the human brain, might be needed. It is the speculative position I
11493 took in my first paper, published in 1969, where I emphasized that such
11494 a hypothetical nonphysical component would not be a traditional
11495 immortal soul (Kuhn, 1969).
11496 I did not impute to this nonphysical component, on its own, con­
11497 sciousness or any kind of awareness, only its (potential) power, when
11498 working with the human brain, to transform the human brain into the
11499 human mind. I can almost find, if I stretch, parallels or resonance with
11500 Polkinghorne’s “information-bearing pattern.” (14.5) and Van Inwa­
11501 gen’s “naked kernel” (10.3).
11502 Here I distinguish human mind from consciousness, which we pre­
11503 sume to exist in many animals. Few doubt that mammals such as pri­
11504 mates, dogs, and cetaceans are conscious and have mental experiences.
11505 Human mind and consciousness are like intersecting, non-overlapping
11506 Venn diagrams: some but not all of human mind is consciousness, and
11507 some (but not all) of consciousness is human mind; stated in reverse,
11508 aspects of human mind go beyond consciousness and instances of con­
11509 sciousness go beyond human mind.
11510 53
11511 At one point in my early ruminations, I wondered if there was anything in
11512 the Bible that might reflect the essence of human-level consciousness, dis­
11513 tinguishing humans from other animals. In Daniel 4, an incredible account is
11514 given of King Nebuchadnezzar of Babylon, who was “driven from men and
11515 dwelt with the beasts of the field” for seven years: “Let his heart [mind] be
11516 changed from man’s, and let a beast’s heart [mind] be given unto him.” (Dan. 4:
11517 16). Then, after the seven years, “my understanding returned to me and I
11518 blessed the most High.” (Dan. 4:34). Assume (for the moment) that this really
11519 happened, how could this have literally happened? Mental illness and its
11520 spontaneous remission would be a naturalistic explanation. I speculated
11521 something else: a change made to some “nonphysical substance” in Nebu­
11522 chadnezzar’s mind; conveniently, I had a “nonphysical component” at the
11523 ready.
11524 121
11525 R.L. Kuhn
11526 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
11527 explanatory star seems on the ascent, shining brighter, as consciousness
11528 maintains its mysteries and Idealism attracts more adherents.
11529 David Chalmers muses, “One starts as a materialist, then one be­
11530 comes a dualist, then a panpsychist, and one ends up as an idealist. I
11531 don’t know where this comes from, but I think the idea was something
11532 like this. First, one is impressed by the successes of science, endorsing
11533 materialism about everything and so about the mind. Second, one is
11534 moved by problem of consciousness to see a gap between physics and
11535 consciousness, thereby endorsing dualism, where both matter and con­
11536 sciousness are fundamental. Third, one is moved by the inscrutability of
11537 matter to realize that science reveals at most the structure of matter and
11538 not its underlying nature, and to speculate that this nature may involve
11539 consciousness, thereby endorsing panpsychism. Fourth, one comes to
11540 think that there is little reason to believe in anything beyond con­
11541 sciousness and that the physical world is wholly constituted by con­
11542 sciousness, thereby endorsing idealism” (Chalmers, 2020d).
11543 Chalmers defines idealism broadly “as the thesis that the universe is
11544 fundamentally mental, or perhaps that all concrete facts are grounded in
11545 mental facts. As such it is meant as a global metaphysical thesis analo­
11546 gous to physicalism, the thesis that the universe is fundamentally
11547 physical, or perhaps that all concrete facts are grounded in physical
11548 facts. The only difference is that ‘physical’ is replaced by ‘mental.’”
11549 Idealists are not necessarily committed to anti-realist views about the
11550 physical world, though some are, especially among Eastern traditions. It
11551 is perfectly coherent for an idealist to regard the physical world as “real”
11552 in the sense that it exists when no one is looking; “it just has a surprising
11553 nature,” having been formed from mental fundamentals (Chalmers,
11554 2020d).
11555 Chalmers distinguishes three types of idealism. (i) “Micro-idealism is
11556 the thesis that concrete reality is wholly grounded in micro-level men­
11557 tality: that is, in mentality associated with fundamental microscopic
11558 entities (such as quarks and photons).” (ii) “Macro-idealism is the thesis
11559 that concrete reality is wholly grounded in macro-level mentality: that
11560 is, in mentality associated with macroscopic (middle-sized) entities such
11561 as humans and perhaps non-human animals.” (iii) “Cosmic idealism is the
11562 thesis that concrete reality is wholly grounded in cosmic mentality: that
11563 is, in mentality associated with the cosmos as a whole or with a single
11564 cosmic entity (such as the universe or a deity)” (Chalmers, 2020d).
11565 Thus, micro-idealism has all fundamental forces and particles as
11566 entirely (not in part) mental; macro-idealism privileges what we
11567 commonly call mental as somehow constituting the foundations of re­
11568 ality; and cosmic idealism can be conceived as kinds of pantheism or
11569 theism, though not the dominant strands, of course. Moreover, there is
11570 resonance between these three kinds of idealism with three similar kinds
11571 of panpsychism, the rough difference being that whereas in panpsy­
11572 chism the mental, while everywhere, is not everything; in idealism, the
11573 mental is both everything and everywhere.
11574 To Huston Smith, world religion expert and devotee, matter is not
11575 fundamental, but consciousness is. “Matter is like an iceberg protruding
11576 out of the sea of consciousness.” Consciousness can never be destroyed,
11577 he said, but “can oscillate between different forms,” which leads, he
11578 recognizes, to the issue of death. “We know what our consciousness is
11579 like; we can’t explain it, but we can experience it. What will it be when
11580 we drop our body? Well, what we can say is if consciousness is the
11581 fundamental reality and it can’t be destroyed, consciousness will
11582 continue. The light on the television screen will never go out. Now what
11583 the image on that screen will be after death, after we drop the body, we
11584 do not know. That’s the ultimate mystery” (Smith, 2007).
11585 To philosopher-theological scholar David Bentley Hart, “reason ab­
11586 hors a dualism, all phenomena should ideally be reducible to a single,
11587 simpler, more capacious model of reality. So, then, rather than banish­
11588 ing mind from our picture of nature, perhaps we should reconsider the
11589 ancient intuition that nature and mind are not alien to one another
11590 precisely because nature already possesses a rational structure analo­
11591 gous to thought” (Hart, 2022b).
11592 Not sufficiently contrarian, Hart then considers “the ground of the
11593 possibility [that] regular physical causation is a deeper logical coin­
11594 herence of rational relations underlying all reality.” Perhaps, more to his
11595 point, “mind inhabits physical nature not as an anomaly, but as a
11596 revelation of the deepest essence of everything that exists.”
11597 16.1. Indian cosmic consciousness
11598 Consciousness is central to the philosophical and religious traditions
11599 that emerged on the ancient Indian subcontinent, perhaps more central
11600 to Indian philosophy and religion than it is to any other global tradition.
11601 The sophistication and subtleties of the millennia-long discussions on
11602 consciousness in Indian traditions have enriched human understanding
11603 of, and appreciation for, consciousness as core of human sentience.
11604 All the schools of ancient Indian philosophy were concerned with
11605 ideas about consciousness and self, which were based on the Upani­
11606 shads, the late Vedic, sacred Sanskrit texts (800-300 BCE). Although the
11607 motivation was often the perennial question, “How does one [Self]
11608 overcome suffering?”, the explorations developed sophisticated philos­
11609 ophies and subtle ontologies (Sarvapriyananda, 2020; Sarvapriyananda,
11610 2023a).
11611 Speaking on Closer To Truth, Swami Sarvapriyananda explains why
11612 ancient Indian thinkers of all varieties—Hindus, Buddhists, Jains, etc.—
11613 were so interested in consciousness. Their central quest was to overcome
11614 suffering, he reiterates, to attain liberation of the self. “Once you do that,
11615 you see immediately that consciousness and the self are very intimately
11616 connected. I am obviously conscious. I am aware. And it is in my
11617 awareness that I experience suffering, and the struggle to liberate myself
11618 from suffering. But all of it requires consciousness. Even the search for
11619 God requires consciousness” (Sarvapriyananda, 2023b).
11620 Sarvapriyananda defines consciousness as “that to which everything
11621 else appears.” So, this world, he asks, “Is it consciousness? No. Nothing
11622 in this world is consciousness because it’s an object to you. Is this body
11623 consciousness? No. Because it’s an object to you. Now, what about the
11624 mind, our thoughts and emotions, which would normally be taken as
11625 related to consciousness? By this elegant definition of consciousness as
11626 ‘that to which everything else appears,’ can you designate this thought
11627 or this emotion subjectively from your perspective? You can. And if you
11628 can, then even thoughts and emotions are also objects to consciousness.
11629 The result is that consciousness is clearly distinguished from all objects.
11630 Whatever appears to you belongs to material nature. And consciousness
11631 is not that. Consciousness does exactly one thing. It gives you a firstperson experience” (Sarvapriyananda, 2023b). (“Consciousness” is the
11632 usual translation of the Vedantic term “Chaitanya,” although alternative
11633 English words, such as “awareness” and “sentience,” are also used.)
11634 The preeminence of consciousness, both intrinsically and to the self,
11635 elicited a wide diversity of speculation about what consciousness is, and
11636 how it arises and functions. “Indian philosophy had different schools,
11637 and they argued with each other fiercely. Each of the schools fashioned
11638 its own approach to consciousness and to its relationship with self. The
11639 range of beliefs parallels consciousness studies today, from materialistreductionism to idealism. Although the ancient Indian materialists
11640 (Charvakas) were a popular school, the dominant theme of the primary
11641 Vedanta schools, especially Advaita Vedanta, became nondual idealism,
11642 ‘nondualism’” (Sarvapriyananda, 2020). Other schools said there are
11643 two kinds of consciousness: a personal consciousness associated with
11644 individual bodies and minds, and a cosmic consciousness associated
11645 with all bodies and minds. “You are the consciousness associated with
11646 your body and mind. And God is the consciousness associated with all
11647 bodies and minds. God is cosmic consciousness” (Sarvapriyananda,
11648 2023b).
11649 “But this goes further,” Swami Sarvapriyananda says. “How does
11650 consciousness interact with material nature? There were multiple an­
11651 swers from multiple schools. One is that material nature is real, and
11652 consciousness is just an expression of material nature. (There were
11653 modern materialists in ancient India!) The second school says that the
11654 universe is produced from consciousness. And who says that? Every
11655 122
11656 R.L. Kuhn
11657 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
11658 theistic school in the world says that. If God is the creator God, and God
11659 is obviously conscious, then in some sense, consciousness produces the
11660 material universe. These are the dualists. The third school is the
11661 Samkhyan, where consciousness and matter are parallel; neither pro­
11662 duces the other; both are fundamental, irreducible realities.”
11663 The fourth, Advaita Vedanta, Swami Sarvapriyananda’s own school,
11664 is nondualist, “which means that you cannot solve the interaction
11665 problem. If consciousness and matter are fundamentally different, then
11666 there is no way they could interact. Where would be the place, the
11667 boundary, where interaction could occur?” So, not being able to solve
11668 the interaction problem, what to do? “Let’s just stick to our experience,”
11669 he advises. “What is matter? That which appears in consciousness. And if
11670 matter appears in consciousness, then matter can be reduced to con­
11671 sciousness. Thus, the materialist reduces consciousness to matter, the
11672 nondualist reduces matter to consciousness” (Sarvapriyananda, 2023b).
11673 Advaita Vedanta, a monistic system, eradicates the dualistic di­
11674 chotomy between consciousness and its object. Even more fundamental
11675 than the mind is nondual pure consciousness. The term for this ultimate
11676 consciousness is Brahman, “the vast” or “the limitless” (literally, "that
11677 which expands into everything"), and it is the key concept that unifies
11678 the consciousness of the individual with the consciousness of the
11679 cosmos, which is the fundamental, nondual reality of the universe.
11680 Rather than conceiving of prakriti/nature as a transformation of purusa/
11681 consciousness, in Advaita Vedanta, prakriti is considered an appearance
11682 of purusa (Sarvapriyananda, 2020).
11683 In the succinct expression of the Mandukya, the briefest of the major
11684 Upanishads, “Brahman is all, and the Self is Brahman.”
11685 Thus, Advaita Vedanta’s nondualism asserts that each individual
11686 soul, in some literal sense, is non-different from the infinite Brahman.
11687 “You are that underlying reality, Brahman. Not you as the body; not you
11688 as the mind; not even you as the person you think yourself to be, but as
11689 an underlying consciousness that shines through, functions through, and
11690 expresses itself through this body-mind complex.” Swami Vivekananda,
11691 who introduced Vedanta to Western audiences, put it this way: “If only
11692 you knew yourselves as you truly are.” Not as a body, bound to age,
11693 decay, and die; not even as a mind, a changing, limited personality, but
11694 as an unlimited consciousness expressing itself through a mind and a
11695 body (Sarvapriyananda, 2020).
11696 The modern Hindu sage Bhagavan Sri Ramana Maharshi clarified the
11697 fundamental principles of Advaita Vedanta, as explained by philoso­
11698 pher/translator Michael James, an expert on Sri Ramana. With regard to
11699 consciousness, “Sri Ramana highlighted the distinction between transi­
11700 tive awareness (suṭṭaṟivu in Tamil) and intransitive awareness (suṭṭaṯṟa
11701 aṟivu). Transitive awareness is awareness that knows objects or phe­
11702 nomena, whereas intransitive awareness is awareness that knows
11703 nothing other than itself. In classical Advaita Vedanta, intransitive
11704 awareness is called pure consciousness (śuddha caitanya), because it is
11705 consciousness devoid of any content, and being-consciousness (sat-cit),
11706 not only because it is conscious only of its own being, ‘I am’, but also
11707 because it is the consciousness (cit) that is itself pure being (sat),
11708 meaning that it is what alone actually exists, so it is the one real sub­
11709 stance (vastu) from which all other things derive their seeming existence,
11710 just as gold ornaments derive their existence from gold. Transitive
11711 awareness, on the other hand, is called cidābhāsa, meaning that it is an
11712 ābhāsa (semblance, likeness or reflection) of consciousness (cit), because
11713 it is not real consciousness, since it is consciousness of things that do not
11714 actually exist but merely seem to exist, like all the things seen in a
11715 dream. Only consciousness of what actually exists is real consciousness,
11716 and since what actually exists is only pure consciousness, it alone is real
11717 consciousness” (James, 2012, 2024).
11718 However, according to James, “these are not two separate con­
11719 sciousnesses, but two forms of the one and only consciousness, one form
11720 of which is consciousness as it actually is, namely intransitive aware­
11721 ness, and the other form of which is an unreal appearance, namely
11722 transitive awareness. Intransitive awareness is real because it is per­
11723 manent, unchanging, self-existent and self-shining. It is self-existent
11724 because it exists independent of all other things, and it is self-shining
11725 because it shines by its own light of consciousness, underived from
11726 anything else. Transitive awareness, on the other hand, is impermanent
11727 and constantly changing, and it is neither self-existent nor self-shining,
11728 because it derives its seeming existence from the real existence of
11729 intransitive awareness and it shines by the light of consciousness that it
11730 borrows from intransitive awareness. Intransitive awareness is therefore
11731 the reality that underlies and supports the illusory appearance of tran­
11732 sitive awareness, just as a rope is the reality that underlies and supports
11733 the illusory appearance of a snake. That is, we cannot be aware of
11734 anything without being aware, but we can be aware without being
11735 aware of anything, so intransitive awareness is primary and funda­
11736 mental whereas transitive awareness is secondary and emergent”
11737 (James, 2024).
11738 Sri Ramana concluded that “transitive awareness (awareness of
11739 anything other than ourself) is an unreal appearance, and that the only
11740 real consciousness is pure intransitive awareness (awareness of nothing
11741 other than our own being). That is, consciousness or awareness is not an
11742 object but the reality of the subject, so no objective investigation can
11743 enable us to know consciousness as it actually is. Since we ourself are
11744 consciousness, in order to know ourself as we actually are, we need to
11745 turn our entire attention back on ourself, away from all other things”—a
11746 practice Sri Ramana called self-investigation (ātma-vicāra), which means
11747 “keeping our attention fixed firmly on what we actually are, namely our
11748 fundamental awareness ‘I am’, which is our very being, so he also called
11749 this practice ‘awareness-investigation’ (jñāna-vicāra)” (James, 2012,
11750 2024).
11751 According to artist and computer scientist Ganapathy Subramaniam,
11752 Brahman as "Consciousness/Awareness/Self" can be compacted to “I”.
11753 While all things can be reduced to this “I,” this “I” cannot be reduced (i.
11754 e., the Vedanta fundamental irreducible is in the first person). So, when
11755 Vedanta says, “I am that,” meaning “I am the fundamental,” it does not
11756 mean that the individual person is fundamental; rather the irreducible I
11757 is the fundamental. This leads to the declaration, "Atman is Brahman,"
11758 meaning, "The Individual Consciousness is the same as Universal Con­
11759 sciousness" (which is the irreducible "I") (Subramaniam, 2023).
11760 Subramaniam states that “reincarnation and the interrelated concept
11761 of karma are stepping stones to understand ultimate truth. Under­
11762 standing ultimate truth is called Nirvana. It’s nothing more nothing
11763 less.” How do the multiple reincarnations "stop" with Nirvana? he asks
11764 rhetorically. “Nirvana means apprehending that the concept of births
11765 and deaths is an illusion and the consciousness that you truly are, does
11766 not get born or die. Consciousness is fundamental. and you are that. This
11767 is the only truth, and this obviously negates reincarnation—which is the
11768 true meaning of the statement that ‘Once you achieve Nirvana, you no
11769 longer reincarnate.’ It’s simply a logical conclusion from the definition
11770 of Nirvana.”
11771 “Indian thought is layered and progressive, and as you move through
11772 the layers you need to abandon and evolve out of the previous one,”
11773 Subramaniam says. “Within mainstream Indian thought you have Karma
11774 theory as well as negation of Karma theory. If you look at both at the
11775 same time, it appears to be a contradiction. But if you look at both as a
11776 progression, it fits in well.”
11777 Consciousness qua consciousness is “incapable of experiences,”
11778 Subramaniam contends, “so, only a person (or any sentient) is capable of
11779 physical and mental experience. When you investigate who ‘you’ are,
11780 you will logically arrive at the conclusion that ‘you’ are not the person.”
11781 But you will still be experiencing all the events of life, accumulating
11782 experiences, much like in a dream or a novel or a movie or a video game.
11783 But the fact is you are not the person. Nobody is ever the person they
11784 think they are or as they appear to be. And it all converges to the singular
11785 consciousness” (Subramaniam, 2023).
11786 In that Advaita Vedanta’s central teaching is “That Thou Art,” with
11787 “That” representing God and “Thou” standing for the individual, how to
11788 counter the charge of blasphemy, equating oneself with God? The
11789 Advaita exculpatory answer is that when the limited personality is
11790 123
11791 R.L. Kuhn
11792 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
11793 transcended, the divinity within is revealed. Each soul is potentially
11794 divine. (Reasoning in reverse, the Advaita Vedanta system claims to
11795 prove the existence of God in that “our own existence is the existence of
11796 God”—although the reasoning, at least superficially, has a touch of
11797 circularity.)
11798 Concisely, with respect to consciousness, the central paradigm of
11799 Advaita Vedanta is that there is only one nondual reality, which is
11800 consciousness, and it is this all-pervading cosmic consciousness that is
11801 our individual consciousness and generates our first-person inner ex­
11802 periences (qualia) (Sarvapriyananda, 2020).
11803 Naturally, within Hinduism, different traditions understand the na­
11804 ture of consciousness in different ways, but most of them do take con­
11805 sciousness to be fundamental (Medhananda, 2023). One school follows
11806 the tradition of Sri Ramakrishna (a 19th century mystic in India), and his
11807 view was that while consciousness is fundamental, the one divine con­
11808 sciousness is not just impersonal but also personal, and that everything
11809 in the universe in reality is one and the same Divine Consciousness, even
11810 though everything in the universe in appearance, manifests as various
11811 and diverse forms. (This might compare to the Western metaphysics of
11812 panentheistic cosmopsychism, according to which the sole reality is one
11813 cosmic consciousness, which grounds all of the individual-level con­
11814 sciousnesses.) (Medhananda, 2022).
11815 Aphorisms give flavor.
11816 respect to positions on the topic and, more fundamentally, with respect
11817 to how questions and debates are framed in the first place” (Garfield,
11818 2015, pp. 135–136).
11819 Buddhism describes nine kinds or levels of consciousness. The first
11820 five reflect the five senses: eye consciousness, ear consciousness, nose
11821 consciousness, tongue consciousness, and body consciousness. The sixth
11822 is mind consciousness, which integrates the five senses and provides
11823 meaning. The seventh consciousness is directed inward, toward one’s
11824 private thoughts and apprehends spiritual issues; it also creates the
11825 concept of self (from which all the deception is said to come because
11826 there is no entity ‘self’). The eighth consciousness is known as “store­
11827 house consciousness” where all our experiences, actions and deeds, are
11828 in some sense “stored,” accumulating a lifetime of karma. (The eighth
11829 consciousness persists after death, unlike the first seven that cease when
11830 the body dies.) The ninth and highest consciousness, known as the
11831 Buddha nature, is the purest, forming the foundations for one’s life and
11832 serving as the core of our energy and the source for all mental and
11833 spiritual activity. It cannot be affected by any of the karmic energy from
11834 the previous eight levels and attaining the ninth is to find peace and
11835 ultimate fulfillment” (Yifa, 2023; The Nine Consciousness, 2022).
11836 Garfield analyzes these nine levels of consciousness by kind. These
11837 include: “sensory and conceptual forms of consciousness; consciousness
11838 that is introspectible and consciousness that is too deep for introspec­
11839 tion; consciousness that takes external phenomena as objects and con­
11840 sciousness that takes inner phenomena as objects; consciousness that is
11841 merely receptive and consciousness that is constructive and even pro­
11842 jective. In general, the complex set of phenomena is opaque to casual
11843 introspection, and are knowable only theoretically or perhaps by highly
11844 trained meditators.” Garfield draws parallels between the nine levels
11845 and modern theories of consciousness: reflexive models of selfconsciousness and self-knowledge, higher-order thought models,
11846 higher-order perception models and self-luminosity models (Garfield,
11847 2015).
11848 Regarding the Buddhist approach to phenomenal consciousness, the
11849 story is complex. On the one hand, as Garfield puts it, “There is no
11850 phenomenal consciousness; there is nothing ‘that it is like’ to be me. To
11851 believe in phenomenal consciousness or ‘what-it-is-like-ness’ of ‘for-meness’ is to succumb to a pernicious form of the ‘Myth of the Given’.54..
11852 the sense that there is such a kind of consciousness is an instance of
11853 cognitive illusion … The very idea that there is an inner world of
11854 qualitative states must be illusory” (Garfield, 2016).
11855 On the other hand, there is rich tradition of Buddhist debate about
11856 perceptual consciousness and representationalism: how inner percep­
11857 tion articulates with external objects and what we can know about the
11858 relationship. The Yogācāra school goes for idealism, “arguing that since
11859 direct realism is incoherent, as is representationalism, the direct and
11860 only object of conscious experience is an inner state,” while its worthy
11861 competitor, the Madhyamaka school, “analyzes consciousness, as they
11862 analyze all phenomena, as a set of relations, not as an independent
11863 phenomenon or characteristic.” In this deflationary account, “the illu­
11864 sion that there is a special property or center of consciousness is resolved
11865 in favor of a network of processes” (i.e., perceived object, sense organ,
11866 sensory system, conceptual system) (Garfield, 2016).
11867 From the Madhyamaka perspective, all that we lose is “the illusion
11868 that there is more in conscious experience than the psychology and
11869 physiology of experience. In particular, reference to internal represen­
11870 tations, qualia, phenomenal properties and other such ghostly mediators
11871 of our experience drop away.” Garfield argues that such a more natu­
11872 ralistic, more public (less private) view “forces the theorist who takes
11873 The soul/consciousness is smaller than the smallest, larger than the
11874 largest, and is everything everywhere all at once.
11875 Consciousness localized is Body; globalized is Mind; universalized is
11876 Soul; and synchronized is Life.
11877 To understand properly Advaita Vedanta’s conception of con­
11878 sciousness, one must introduce reincarnation, the guiding belief in most
11879 India-based religious traditions that the soul goes through innumerable,
11880 perhaps endless, cycles of birth-death-rebirth. Without discussing rein­
11881 carnation as a doctrine, with its (to be expected) myriad nuances, suffice
11882 it to say that reincarnation works to distinguish among soul, self and
11883 consciousness. While the underlying soul may be in a sense immortal, its
11884 consciousness is contingent on its current incarnation, with scant, if any,
11885 awareness of its prior existences (although the karma of past lives would
11886 influence the condition of future lives).
11887 Relating consciousness to ultimate reality, Swami Sarvapriyananda
11888 explains what it means that “Brahman, the ultimate reality, is limitless
11889 existence, limitless consciousness, existence and consciousness without
11890 limit.” Without limit, he says, “should be understood technically as no
11891 limits in space and no limits in time, and no limits in something called
11892 ‘object limitation.’ Limit in space means it’s here and it’s not there. But
11893 Brahman is not something that’s located in one place. It’s everywhere.
11894 And limit in time means it does not exist earlier, it does not exist later.
11895 But Brahman is not something that appears and disappears. It always is.
11896 Object limitation is interesting. A table is not a chair. A horse is not a
11897 cow. But Brahman does not have object limitation. Consciousness does
11898 not have object limitation. There is no object which is other than con­
11899 sciousness because they are all appearances of consciousness, in con­
11900 sciousness, and ultimately, nothing but consciousness itself”
11901 (Sarvapriyananda, 2023b).
11902 16.2. Buddhism’s empty, illusory phenomenal consciousness
11903 Consciousness in Buddhism is sufficiently distinct, with its concepts
11904 of emptiness and illusion, it could command a prime category of its own
11905 on the Landscape, yet it also fits decently in idealism, appropriately after
11906 Hinduism. Buddhism also arose in ancient India and the legendary
11907 philosophical disputes between Hindu and Buddhist sages enriched
11908 both.
11909 Buddhist discussions of consciousness feel radically different from
11910 contemporary Western discussions, as philosopher Jay Garfield ex­
11911 plains, yet “can be valuable sources of viable alternatives, both with
11912 54
11913 “The Myth of the Given is the myth that there is some level of our expe­
11914 rience that is immediate, immune from error, given to us, as opposed to con­
11915 structed, and that this level of experience constitutes the foundation or
11916 transcendental condition of the possibility of knowledge of anything else”
11917 (Garfield, 2016).
11918 124
11919 R.L. Kuhn
11920 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
11921 something like the qualitative character of experience to be real, and to
11922 be essential to consciousness, to defend and not to presuppose that view”
11923 (Garfield, 2016).
11924 To go deeper into Buddhist consciousness is to go “empty.” Empti­
11925 ness is a foundational concept in Buddhism and is easily misunderstood
11926 (and inappropriately ridiculed). Simply put, “Emptiness is the lack of
11927 any intrinsic nature, not another intrinsic nature instead of those we
11928 naively superimpose on entities.” Emptiness, Garfield stresses, is never
11929 “emptiness of existence” but rather “always emptiness of some more
11930 determinate metaphysical property.” As Garfield explains the doctrine
11931 of the “two truths,” illuminating Nāgārjuna (c.150 - c.250 CE), perhaps
11932 Buddhism’s greatest philosopher-saint (other than the Buddha, of
11933 course), “nothing turns out to be ultimately real, everything is merely
11934 conventionally real, and the ultimate and conventional truths, while
11935 radically different in one respect, are in fact identical in another. That is
11936 the profound doctrine of the emptiness of emptiness” (Garfield, 2016).
11937 Applied to consciousness, if phenomenal consciousness, like every­
11938 thing else, is empty of intrinsic nature, its claim of qualitative distinction
11939 from all other phenomena, its claim of radical subjective experience as a
11940 nonpareil occurrence in the cosmos, would seem to weaken. Moreover,
11941 though debate abounds, whereas Madhyamaka “takes all phenomena,
11942 including mind and the external world, to be conventionally real but
11943 ultimately empty, and to be interdependent, Yogācāra takes external
11944 objects to be mere appearances to mind, to be utterly non-existent, and
11945 takes mind to be the substantially real subjective substrate of those
11946 representations,” confirming the Yogācāra position as idealist (Garfield,
11947 2015).
11948 That Buddhism rejects the self, asserting that we are persons, not
11949 selves, makes for fascinating explorations (Garfield, 2022). Debate has
11950 continued whether the Buddhist “Atman,” often translated self or soul, is
11951 permanent and unchanging, a position that Buddhist traditions and texts
11952 largely reject. No matter. The nature of the Buddhist non-self (or self) or
11953 the Buddhist person does not seem to much affect the deflationary na­
11954 ture of Buddhist consciousness. Self, non-self, person—phenomenal
11955 consciousness is the same empty illusion.
11956 refers frequently to the ideal of a flow state, including in the context of
11957 armed combat. Though sometimes considered to be an “unconscious” or
11958 “less conscious” condition, from the Daoist perspective a flow state is a
11959 deeper state of consciousness. Both the Zhuangzi and the Dao De Jing
11960 could be considered guides for cultivating such a condition (Pratt, 2020,
11961 2023).
11962 Personally, my long interest in the Dao De Jing’s opening verses is
11963 rooted in my long interest in Nothing, the metaphysics/ontology of
11964 Leibniz’s haunting question, “Why is there Something rather than
11965 Nothing?” “Why is there anything at all?” In my essay, “Levels of
11966 Nothing,” I pose nine levels of increasing Nothingness (or decreasing
11967 Somethingness). If consciousness is not fundamental, it would disappear
11968 at the most simplistic level of Nothing, Nothing Level 1. If consciousness
11969 is fundamental, it wouldn’t disappear until Nothing Level 7 (Kuhn,
11970 2013).
11971 16.4. Kastrup’s analytic idealism
11972 Philosopher Bernardo Kastrup’s “analytic idealism” is “a
11973 consciousness-only ontology” that has refocused attention, within the
11974 philosophical community and more broadly, on metaphysical idealism,
11975 that is, an idealism that is grounded in philosophical argument as
11976 opposed to promoted by religious tradition or spiritual belief. Kastrup’s
11977 modern, analytic version of the ontology of idealism asserts “(a)
11978 phenomenal consciousness, as an ontological category, is fundamental;
11979 and (b) everything else in nature can ultimately be reduced to, or
11980 grounded in, patterns of excitation of phenomenal consciousness.”
11981 (Kastrup, 2019). Thus, he proposes “there is only cosmic consciousness”
11982 (Kastrup, 2018), in that “spatially unbound consciousness is posited to
11983 be nature’s sole ontological primitive” (Kastrup, 2017).
11984 In Kastrup’s idealism, human beings, along with all other living or­
11985 ganisms, are but “dissociated alters of cosmic consciousness” (Kastrup,
11986 2018), that are “surrounded like islands by the ocean of its mentation.”
11987 The inanimate universe we see around us, he says, is “the extrinsic view
11988 of thoughts and emotions in universal consciousness. The living crea­
11989 tures we share the world with are the extrinsic views of other dissociated
11990 alters of universal consciousness. A physical world independent of
11991 consciousness is a mistaken intellectual abstraction” (Kastrup, 2016a,b)
11992 Evidence that consciousness is not reductionist-materialist, Kastrup
11993 argues, comes from, among others, neuroimaging of brains in altered
11994 states induced by psychedelic substances. That these “unfathomably rich
11995 experiential states” correlate with significantly reduced activity in
11996 multiple brain areas is said to “contradict the mainstream metaphysics
11997 of physicalism for obvious reasons: experience is supposed to be
11998 generated by metabolic neuronal activity.” He dismisses “the best
11999 physicalist hypothesis to explain psychedelic experiences” based on the
12000 idea that psychotomimetic drugs cause brain desynchronization, pro­
12001 cesses labeled “brain entropy,” “complexity,” “diversity”—which
12002 Kastrup interprets as “very straightforward: brain noise.” The “entropic
12003 brain hypothesis” (9.5.6), Kastrup says, is “a linguistic charade,” leaving
12004 mainstream physicalism unsupported as a viable metaphysics of mind
12005 (Kastrup, 2023). (Neuropsychopharmacologist David Nutt contends that
12006 “we don’t need to adopt an untestable metaphysical worldview to
12007 explain the subjective richness of psychedelic experiences” and that
12008 neuroscience and neuroimaging research have resources to develop
12009 complete theories—for example, chaotic cortical entropy may “release
12010 the usual brake” that the cortex holds on sub-cortical structures, espe­
12011 cially the emotion centers, liberating the amygdala and hippocampus
12012 from “top-down” inhibitory control [Nutt, 2023]. Kastrup counters that
12013 such disinhibition, if it were the case, should itself correspond to
12014 increased brain activity somewhere in the brain, which is not what is
12015 observed.)
12016 How to explain, under idealism, the correlation between inner
12017 experience and brain states? According to Kastrup, “the brain and its
12018 patterns of neuronal activity are not the cause of inner experience, but
12019 the image, the extrinsic appearance of inner experience. In other words,
12020 16.3. Dao De Jing’s constant dao
12021 Among my favorite lines in all philosophical literature are the
12022 deceptively simple opening lines of the Dao De Jing, the Chinese classic
12023 text that is the foundation of Daoism. “The Dao [Ultimate Reality, Way]
12024 that can be spoken of [expressed] is not the Constant [Eternal] Dao; the
12025 Name that can be named [understood] is not the Constant [Eternal]
12026 Name” (道可道非常道; 名可名非常名). “Dao” (道) refers to “Ultimate
12027 Reality” but also means “Way” or “Path.” “Constant” comes from
12028 “Chang” (常), which also means “invariable” and may connote “eternal.”
12029 “Name” comes from “Ming” (名), which also means “to name,” and as a
12030 homophone of the character “Ming” (明), may connote “to understand.”
12031 The verses are nuanced, even vague, perhaps deliberately so, allowing
12032 high variance in interpretive translation. The core sense, however,
12033 seems to be that whatever you think the Dao may be, it is not that, and
12034 whatever you think the Name may be, it also is not that.
12035 Sinologist and translator Joseph Pratt says it’s hard to read those first
12036 lines and not think that the Dao is the source and manifestation of
12037 conscious experience or awareness and not think that the Name is the
12038 related cognition or thoughts. Supporting evidence comes from the Dao
12039 De Jing’s Chapter 42 cosmogenic process: “The Dao begets the One, the
12040 One begets the Two, the Two begets the Three, the Three begets the Ten
12041 Thousand Things” (which includes human beings) (Pratt, 2020).
12042 In short, the Dao (or Consciousness) and the Name (or Cognition) are
12043 both “Constant” or “Eternal” (常), giving rise to the YinYang of Con­
12044 sciousness and Cognition and eventually to the individual phenomeno­
12045 logical dynamic of Consciousness, including Cognition and Form/
12046 Thinghood. So, in this ancient text, according to Pratt, consciousness is
12047 really the first thing and the last thing.
12048 Moreover, the Zhuangzi, the other of Daoism’s main founding texts,
12049 125
12050 R.L. Kuhn
12051 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
12052 brain activity is what inner experience looks like when observed from the
12053 outside.” As such, he says, “the correlations ordinarily observed between
12054 patterns of brain activity and inner experience are due to the trivial fact
12055 that the appearance of a phenomenon correlates with the phenomenon.”
12056 And when this correlation is broken, as observed in the psychedelic
12057 state, the reason is that, “unlike a cause, the appearance of a phenomenon
12058 doesn’t need to be always complete”—it can leave out much about the
12059 phenomenon it is an appearance of (Kastrup, 2023).
12060 Kastrup maintains that idealism’s key challenge is “to explain how
12061 the seemingly distinct phenomenal inner lives of different subjects of
12062 experience can arise within this fundamentally unitary phenomenal
12063 field.” This is called the “decomposition problem” and it is the core
12064 problem Kastrup needs to address. Other challenges include: “how to
12065 reconcile idealism with the fact that we all inhabit a common external
12066 world; why this world unfolds independently of our personal volition or
12067 imagination; why there are such tight correlations between measured
12068 patterns of brain activity and reports of experience” (Kastrup, 2019).
12069 Kastrup’s unabashed challenge to his metaphysical competitors is
12070 that an idealist ontology “makes sense of reality in a more parsimonious
12071 and empirically rigorous manner than mainstream physicalism, bottomup panpsychism, and cosmopsychism” (Kastrup, 2018). He argues that
12072 an idealist ontology “offers more explanatory power than these three
12073 alternatives, in that it does not fall prey to the hard problem of con­
12074 sciousness, the combination problem, or the decombination problem,
12075 respectively.” (Panpsychists seem to be taking the challenge more seri­
12076 ously than do physicalists55 [Kastrup, 2020b; Goff, 2020].)
12077 Given his consciousness-only ontology, Kastrup explores what might
12078 follow in two areas of high interest and continuing controversy: foun­
12079 dations of quantum mechanics and prospects for life after death.
12080 Regarding quantum mechanics, he stresses the centrality of con­
12081 sciousness, making the startling but perhaps coherent argument that
12082 “the dynamics of all inanimate matter in the universe correspond to
12083 transpersonal mentation, just as an individual’s brain activity—which is
12084 also made of matter—corresponds to personal mentation” (Kastrup
12085 et al., 2018).
12086 Regarding life after death, Kastrup speculates that “the implication is
12087 that, instead of disappearing, conscious inner life expands upon bodily
12088 death, a prediction that finds circumstantial but [claimed] significant
12089 confirmation in reports of near-death experiences and psychedelic
12090 trances, both of which can be construed as glimpses into the early stages
12091 of the death process” (Kastrup, 2016a,b).
12092 Say this for Kastrup’s analytic idealism: it expands and enlivens the
12093 consciousness debate.
12094 pixels are in the screen, still part of the desktop interface. Similarly, tiny
12095 nuclei and electrons are in spacetime, still part of our spacetime inter­
12096 face.” But “spacetime is not objective reality and does not resemble re­
12097 ality, whatever reality might be” (Hoffman, 2019b).
12098 Hoffman’s ultimate ontology is what he calls “conscious realism,”
12099 which states that the objective world consists of conscious agents and
12100 their experiences. This means, fundamentally, that instead of assuming
12101 that “particles in spacetime are fundamental, and somehow create
12102 consciousness when they form neurons and brains,” he proposes the
12103 reverse: “consciousness is fundamental, and it creates spacetime and
12104 objects.” He posits a mathematical theory of consciousness that “reality
12105 is a vast social network of interacting ‘conscious agents,’ in which each
12106 agent has a range of possible experiences, and each agent can act to
12107 influence the experiences of other agents.”
12108 What follows for Hoffman is that “no object within spacetime is itself
12109 a conscious agent; spacetime is simply a format for conscious experi­
12110 ences—an interface—employed by agents like us, and physical objects
12111 are just icons in that interface” (Hoffman, 2019b).
12112 Remarkably, Hoffman reverses the arrow of causation for the
12113 abundance of experimental evidence correlating mental states of the
12114 mind with physical states of the brain. These correlations arise, he states,
12115 “because consciousness creates brain activity and indeed creates all
12116 objects and properties of the physical world” (Hoffman, 2008).
12117 Hoffman is clear: “Consciousness is fundamental in the universe. It is
12118 not a product of space and time or anything inside space and time. I
12119 think that efforts to derive consciousness from spacetime, either by
12120 identity theories or causal theories, have proven ineffective, and I’ve
12121 been forced to take the view that consciousness is actually fundamental
12122 in the universe” (Hoffman, 2013).
12123 16.6. McGilchrist’s relational, creative-process idealism
12124 Psychiatrist, neuroscientist, and literary scholar Iain McGilchrist’s
12125 idealist metaphysics has consciousness as “irreducible, primordial and
12126 omnipresent.” But consciousness is “not a thing; it is a creative process,”
12127 he says. “All that exists, exists in consciousness … consciousness is the
12128 stuff of the cosmos.” Moreover, given “that consciousness is ‘the
12129 fundamental given natural fact’, it clearly follows that it cannot be
12130 reduced to something more fundamental” (McGilchrist, 2021b, 2021a,
12131 p. 1601).
12132 Matter, to McGilchrist, is “a theoretical abstraction that no one has
12133 seen.” The term clearly has meaning, he clarifies; “it refers to the qual­
12134 ities of certain elements within consciousness which offer relative
12135 resistance and relative permanence as a necessary part of that creative
12136 process” (McGilchrist, 2021b). Matter is also critical for individuality to
12137 arise.
12138 Put another way, McGilchrist has matter as “a special case, or a phase
12139 of consciousness.” Matter is not a separate thing, he says, any more than
12140 ice is separate from water; it’s a phase of water; it’s neither less nor more
12141 than water; it’s not separate from water; it’s a kind of water. And matter
12142 is a kind of consciousness—for a time—that has certain quite marked
12143 properties that are different from the way we normally think of con­
12144 sciousness, just as water is transparent and flows and all the rest, and ice
12145 is hard and opaque and can split your head open. So they’re different but
12146 they’re part of the same ontology.” McGilchrist stresses that “con­
12147 sciousness and matter must be distinguished”—but “there should be no
12148 need to set the one against the other.”
12149 McGilchrist’s consciousness turns on its relational nature. He holds
12150 that “everything is relational, and that what we call things, the relata,
12151 are secondary to relationship.” Consciousness, he argues, is always “of”
12152 something, then he asks: “what is the nature then of that something that
12153 is both in part constitutive of, and in part constituted by, that
12154 relationship?”
12155 A consequence, counterintuitive to most, is that while some scientists
12156 consider a “Reality Out There” to be independent of any consciousness
12157 whatsoever—naïve realism—McGilchrist says, “In reality, we
12158 16.5. Hoffman’s conscious realism: the case against reality
12159 Cognitive psychologist Donald Hoffman’s “Case Against Reality”
12160 argues that our visual perceptions are not veridical of ultimate reality
12161 because evolution selects for fitness to reproduce, not for access to
12162 ontological truth (Hoffman, 2019a). “This is consistent with the inter­
12163 face theory of perception, which claims that natural selection shapes
12164 perceptual systems not to provide veridical perceptions, but to serve as
12165 species-specific interfaces that guide adaptive behavior” (Prakash et al.,
12166 2020).
12167 Hoffman likens our perceptions of objects around us to “interfaces”
12168 constructed by natural selection, taking as analogy the file icons on our
12169 computer screens, which may look like little paper folders but are in
12170 truth written in the complex binary code of machine language. Simi­
12171 larly, he says, evolution has shaped our perceptions, not as true de­
12172 pictions of an animal-independent world, but rather as simplistic
12173 illusions to help us navigate the world around us (Hoffman, 2019a).
12174 Continuing his computer-screen interface analogy, he says, “The
12175 55
12176 See the energetic, illuminating debate between idealist Bernardo Kastrup
12177 and panpsychist Philip Goff (Kastrup, 2020b; Goff, 2020).
12178 126
12179 R.L. Kuhn
12180 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
12181 being: a process” (McGilchrist, 2021a, pp. 1722, 1723).
12182 Yet, the grounding of consciousness is not deterministic, McGilchrist
12183 says. It has none of the characteristics of being pre-programmed by “an
12184 omnipotent and omniscient engineering God constructing and winding
12185 up a mechanism. It is in the process of discovering itself through its
12186 creative potential (one thing we all know directly from our own expe­
12187 rience is that consciousness is endlessly creative)” (McGilchrist, 2021a).
12188 The cosmos has purpose, McGilchrist says. “It has direction, but not
12189 direction of the hydraulic kind, being pushed blindly from behind,
12190 rather of the kind that is drawn from in front, by attractors that call it
12191 ever forward” (McGilchrist, personal communication).
12192 participate in the knowing: there is no ‘view from nowhere’”
12193 (McGilchrist, 2021b).
12194 Given that McGilchrist has consciousness as primordial and matter as
12195 a phase of consciousness, how does he have the relationship between the
12196 brain and consciousness? He says, “I do not suggest that the brain
12197 originates anything. I do not know that the brain ‘causes’ consciousness:
12198 it might or might not.” He goes on to note, rightly, “I know of no way of
12199 proving the point one way or the other, since the observable facts would
12200 look the same whether it [the brain] gave rise to, or simply mediated,
12201 consciousness.” In other words, the same findings are equally compat­
12202 ible with the brain emitting consciousness, transmitting consciousness, or
12203 permitting consciousness. (The latter two options are similar, except that
12204 permitting substitutes the idea of a constraint that is creative, fashioning
12205 what it allows to come into being, replacing the merely passive idea of
12206 transmitting.)” McGilchrist argues that “it is the last of these possibilities
12207 – permitting – that is the most convincing” (McGilchrist, 2021a, pp. 55,
12208 1592).
12209 Logically, McGilchrist’s ontology would skew to the brain alone not
12210 causing consciousness and his medical training would skew to the brain
12211 not being a mere passive receiver of consciousness. His solution seems to
12212 be something like this: the brain structures, shapes and physically ac­
12213 tualizes the consciousness we experience so that it can be expressed and
12214 felt by a body.
12215 It’s worth noting that McGilchrist’s consciousness-matter ontology
12216 has a kind of relationship to his hemisphere hypothesis, which states
12217 that the brain’s “two hemispheres have evolved so as to attend to the
12218 world, and therefore bring into being the only world we can know, in two
12219 largely opposing ways: the left hemisphere paying narrowly targeted
12220 attention to a detail that we need to manipulate; the right hemisphere
12221 paying broad, open, sustained, vigilant, uncommitted attention to the
12222 rest of the world while we focus on our desired detail” (McGilchrist,
12223 2009, 2021a).
12224 This means, he argues, that “each hemisphere brings into being a
12225 world that has different qualities … In the case of the left hemisphere, a
12226 world of things that are familiar, certain, fixed, isolated, explicit,
12227 abstracted from context, disembodied, general in nature, quantifiable,
12228 known by their parts, and inanimate. In the case of the right hemisphere,
12229 a world of Gestalten, forms and processes that are never reducible to the
12230 already known or certain, never accounted for by dissolution into parts,
12231 but always understood as wholes that both incorporate and are incor­
12232 porated into other wholes, unique, always changing and flowing,
12233 interconnected, implicit, understood only in context, embodied and
12234 animate” (McGilchrist, 2009, 2021a).
12235 Most importantly, the world of the right hemisphere is the world that
12236 presences to us, that of the left hemisphere a re-presentation: the left
12237 hemisphere a map, the right hemisphere the world of experience that is
12238 mapped.” To McGilchrist, loosely associating the right hemisphere with
12239 consciousness and the left hemisphere with matter may be more than
12240 metaphor.
12241 Finally, McGilchrist sees “the cosmos as fundamentally relational,
12242 and the ground of Being as driven to come to know itself in and through
12243 creating an evolving cosmos. The ground of Being and the cosmos
12244 respond to each other. (So far this is in keeping with Whitehead.) What
12245 life does is to increase by untold orders of magnitude the responsiveness
12246 of that cosmos. I, like Nagel, see that ‘value is not just an accidental sideeffect of life; rather, there is life because life is a necessary condition of
12247 value.’” What life brings, McGilchrist maintains, “is not consciousness,
12248 then—which, as I have argued, is present from the beginning—but the
12249 coming into being of the capacity for value: thus, a mountain cannot
12250 value, though it can have value for creatures, like ourselves, who value.
12251 And it is not just we, but all living creatures, that for the first time are
12252 able to recognize value. Life vastly enhances the degree of responsive­
12253 ness of, to and within the world.” Indeed, “life could be seen as the very
12254 process of the cosmic consciousness continually both discovering and
12255 furthering its beauty, truth, and goodness; both contemplating and (not
12256 separately but in the same indivisible act) further bringing them into
12257 16.7. Chopra’s only the whole is conscious
12258 Holistic physician Deepak Chopra defines consciousness as “It is
12259 what makes experience possible. It is what makes perception possible. It
12260 is what makes cognition possible. Everything we call reality, con­
12261 sciousness makes possible. Consciousness is the ultimate reality”
12262 (Chopra, 2013).
12263 To Chopra, progress in cognitive neuroscience, such as brain scans
12264 that translate electrical patterns in the brain into real words in synthe­
12265 sized speech, are “false clues,” like tracking a fox in the snow only to find
12266 that the tracks have led you in a circle. “This looks like progress,” he
12267 says, “and yet the progress is built up from false clues, for the same
12268 reason that pertains to circular tracks in the snow. It is physically
12269 impossible for brain cells to create the human mind. Brain cells are
12270 composed of the same basic organic chemicals as any other cell in the
12271 body, and organic chemicals can’t think. It doesn’t matter how many
12272 billions of neurons the human brain contains, or the quadrillions of
12273 synaptic connections between them. Complexity doesn’t get around the
12274 simple impossibility that chemicals aren’t conscious, and the brain is
12275 nothing but chemicals. The presence of electrical activity in the brain is
12276 also a false clue, because electricity can’t think, either” (Chopra, 2023a,
12277 b). “If you want to understand consciousness, then the last thing you
12278 want to be is a neuroscientist,” Chopra half-jokes, referring to my/RLK
12279 background. “Because neuroscience doesn’t give you a clue” (Chopra,
12280 2013).
12281 Chopra’s persistent claim is that there is only one way to get past
12282 every false clue in the hunt for consciousness. “You must make it the
12283 ‘stuff’ of creation, a non-physical state from which matter, energy, time,
12284 and space are created. It is not, he says, that every phenomenon we can
12285 experience has consciousness or exhibits mind. It is that consciousness
12286 shapes itself into every mode of knowing and experiencing reality.” In
12287 other words, Chopra says, “the ‘hard problem’ isn’t a problem at all.
12288 Consciousness, being our source and origin, explains everything by it­
12289 self, needing no outside explanation” (Chopra, 2013).
12290 According to Chopra, taking idealism to its logical extreme—some
12291 say to its simplest condition—what’s conscious is only the whole, not the
12292 parts like us. The entirety of reality, the fullness of the cosmos, a mul­
12293 tiverse of innumerable universes (if there are such), everything every­
12294 where all together, is the expression of a unitary consciousness.
12295 In their essay, “Why You Aren’t Conscious and Never Have Been,”
12296 Chopra and physicist Menas Kafatos, after rejecting both materialism
12297 and panpsychism, seek to explain consciousness not by trying to figure
12298 out how individuals are conscious, which they claim is doomed to fail­
12299 ure, but rather by assuming that all reality is conscious and individual
12300 instances of consciousness are conscious only with respect to their being
12301 part of the whole. “When you arrive at the conclusion that nothing
12302 material is conscious, bizarre as this sounds, you make a tremendous
12303 breakthrough. ‘I am conscious’ misstates the reality, which is ‘I am
12304 consciousness itself’” (Chopra and Kafatos, 2023).
12305 “The way that humans are conscious is what matters,” the authors
12306 write. “Consciousness is everywhere all the time embracing past, present
12307 and future. I am part of that reality. Therefore, I am consciousness itself.
12308 Who I really am is beyond time.”
12309 Nothing can be conscious on its own, Chopra and Kafatos claim; the
12310 127
12311 R.L. Kuhn
12312 Progress in Biophysics and Molecular Biology 190 (2024) 28–169
12313 only way to be conscious is to be part of the “All and One.” As for where
12314 the All-and-One Consciousness comes from or came from, the answer is
12315 the same as to “Who made God?” “Our origin story begins with absolute,
12316 pure awareness, which has no explanation. It simply is” (Chopra and
12317 Kafatos, 2023).
12318 participate. The ego, he says “is constricted consciousness, much like a
12319 localized object. You cannot understand consciousness without experi­
12320 encing expanded states of consciousness.”
12321 Consciousness, according to Goswami, plays an active role in con­
12322 structing physical reality by “choosing” the results of a measurement. He
12323 views our mental activities, our thoughts and feelings, as “mental ob­
12324 jects” in a sense similar to material objects, subject to the same laws of
12325 physics, particularly quantum mechanics. Thus, Goswami envisions the
12326 brain, not simply as a passive measuring device that intervenes in the
12327 quantum world, but more significantly as an active quantum system that
12328 selects and determines which unconscious processes become conscious.
12329 Goswami concludes that all creation is interconnected, including us
12330 (Goswami, 1993).
12331 16.8. How consciousness becomes the physical universe
12332 Idealism works well as an explanation of creature consciousness,
12333 provided, of course, that one accepts its foundational premise that
12334 consciousness, and consciousness alone, is fundamental reality. One
12335 challenge for idealism is coming to consider what seems to be an odd,
12336 perhaps outlandish, idea so alien to our life experiences: If all is con­
12337 sciousness, how does the physical world come about?
12338 The claim is made that quantum theory, which, unlike classical
12339 physics, assigns (in some interpretations) a fundamental role to the act
12340 of observation, can bridge the explanatory gap between idealism as
12341 foundational reality and the physical world as empirically apparent. Can
12342 quantum theory, as its adherents believe, open the door “to a profoundly
12343 new vision of the cosmos, where observer, observed, and the act of
12344 observation are interlocked,” thus hinting “at a science of wholeness,
12345 going beyond the purely physical emphasis of current science?” Ad­
12346 herents look to developments in the intersection of quantum theory,
12347 biology, neuroscience and the philosophy of mind. Non-local in­
12348 teractions of the quantum universe are cited as evidence of the inter­
12349 connectedness of everything, supporting the idea that “consciousness
12350 and matter are not fundamentally distinct, but rather are two comple­
12351 mentary aspects of one reality, embracing the micro and macro worlds,”
12352 ultimately founded on consciousness as the ultimate reality (Kafatos
12353 et al., 2011).
12354 There are elaborate theories that claim to explain how consciousness,
12355 once assumed to be fundamental in nature and reality, generates or
12356 interacts with matter and energy and interfaces with the brain. In one
12357 version, developed by computer science professional Mahendra
12358 Samarawickrama, consciousness governs causation and creates energy
12359 and matter. The interplay of consciousness, matter and energy un­
12360 derpins what we experience and observe in reality (Consciousness
12361 Studies, Australia, 2024). Consciousness itself is “a high-speed sequen­
12362 tial process that leads to awareness” (notwithstanding the brain’s
12363 massive parallel-processing capability). “Like time, consciousness is also
12364 subjected to relativity. When the observer is moving, both time and
12365 consciousness dilate.” Further, “the electromagnetic energy of con­
12366 sciousness follows quantum principles and wave-particle duality …. This
12367 interplay of consciousness with matter and energy makes consciousness
12368 and reality interrelate and follows determinism, realism, and physi­
12369 calism” (Samarawickrama, 2023).
12370 No surprise that none of this is taken seriously by a large majority of
12371 quantum physicists (Rovelli, 2022) (11.16).
12372 16.10. Spira’s non-duality
12373 Spiritual teacher (and pottery artist) Rupert Spira espouses nonduality as “the recognition that underlying the multiplicity and di­
12374 versity of experience there is a single, infinite and indivisible reality,
12375 whose nature is pure consciousness from which all objects and selves
12376 derive their apparently independent existence.” He states, “The greatest
12377 discovery in life is that our essential nature does not share the limits or
12378 the destiny of the body and mind” (Section: Spira, n.d.).
12379 To Spira, a non-dual understanding addresses two essential ques­
12380 tions: one, “How may we be free of suffering and find the lasting peace
12381 and happiness for which all people long above all else?”, and two, “What
12382 is the nature of reality?” While the first is most meaningful to individuals
12383 and to the global community, only the second is relevant for this
12384 Landscape.
12385 Spira begins his non-dual teaching with an investigation into the
12386 essential nature of our self, and it is this “clear knowledge of oneself,” he
12387 says, that is also the basis of the second aspect of the non-dual under­
12388 standing, “namely, the recognition that reality is an infinite, indivisible
12389 whole, made of pure consciousness, from which all separate objects and
12390 selves borrow their apparently independent existence.” Everything we
12391 know or experience, he states, “is mediated through the mind, and
12392 therefore, the mind’s knowledge of anything can only ever be as good as
12393 its knowledge of itself. In order to know what anything truly is—that is,
12394 what reality truly is—the mind must first know its own essential nature.
12395 Therefore, the investigation into the nature of the mind must be the
12396 highest endeavor upon which any mind can embark, and the knowledge
12397 of its essence or nature the highest knowledge.”
12398 Spira suggests that approaching non-duality as a means of finding an
12399 answer to the ultimate question about the nature of reality “is found at
12400 the heart of all the great religious and spiritual traditions.” For instance,
12401 “In Christianity, it is said, ‘I and my Father are one’. That is, the essence
12402 of our self and the ultimate reality of the universe are the same.” Simi­
12403 larly, “in the Sufi tradition, ‘Whosoever knows their self knows their
12404 Lord’. That is, whoever knows the essential nature of their self knows the
12405 ultimate reality of the universe.” And “in Buddhism, ‘Samsara and
12406 Nirvana are one’, meaning the nature of the world and the essence of the
12407 mind are identical” (Spira, n.d.).
12408 16.9. Goswami’s self-aware universe
12409 Quantum physicist Amit Goswami proposes that consciousness, not
12410 matter, is the primary “stuff” of creation, and indeed it is consciousness
12411 that creates the material world, not the other way around. He uses
12412 quantum physics, particularly the Copenhagen interpretation (where an
12413 “observer” is required for the collapse of the wave function), to disabuse
12414 us of the false notion that matter is simple, solid and foundational.
12415 Consciousness, he says, “is the agency that collapses the wave of a
12416 quantum object, which exists in potentia, making it an immanent par­
12417 ticle in the world of manifestation” (Goswami, 1993; Woronko, 2020).
12418 Goswami sees Idealism as not only the most parsimonious theory of
12419 consciousness but also mitigating and perhaps solving the famous par­
12420 adoxes of quantum mechanics, such as entanglement, superposition and
12421 non-locality.
12422 The key, Goswami offers, is that there is only one consciousness in
12423 the universe, one subject of experience, in which we all (somehow)
12424 16.11. Nader’s all there is
12425 Transcendental Meditation leader (and former neuroscientist) Tony
View raw

(Sorry about that, but we can’t show files that are this big right now.)

Sign up for free to join this conversation on GitHub. Already have an account? Sign in to comment